Article | Published:

Can flow-volume loops be used to diagnose exercise-induced laryngeal obstructions? A comparison study examining the accuracy and inter-rater agreement of flow-volume loops as a diagnostic tool

Primary Care Respiratory Journal volume 22, pages 306311 (2013) | Download Citation

Abstract

Background:

Pre- and post-exercise flow-volume loops are often recommended as an easy non-invasive method for diagnosing or excluding exercise-induced laryngeal obstructions in patients with exercise-related respiratory symptoms. However, at present there is no evidence for this recommendation.

Aims:

To compare physician evaluated pre- and post-exercise flow-volume loops and flow data with laryngoscopic findings during exercise.

Methods:

Data from 100 consecutive exercise tests with continuous laryngoscopy during the test were analysed. Laryngoscopic images were compared with the corresponding pre- and post-exercise flow-volume loops assessed by four separate physicians and with data from the loops (forced inspiratory flow (FIF) at 25% vs. FIF at 75% of forced inspiratory vital capacity (FIVC), forced expiratory flow at 50% of forced expiratory volume vs. FIF at 50% of FIVC, and FIVC vs. FIF at 50% of FIVC).

Results:

There was no significant association between the laryngoscopic findings and the flow-volume data. There was no agreement between the four physicians in their assessment of the flow-volume loops (kappa <0.00), and none of the individual physician's assessments were significantly associated with the laryngoscopic findings.

Conclusions:

Exercise-induced laryngeal obstructions cannot be diagnosed or excluded by physician evaluated pre- and post-exercise flow-volume loops or flow data alone.

Introduction

In patients with exercise-related respiratory symptoms (ERRS), exercise-induced asthma (EIA) has long been considered the most likely diagnosis. However, studies have shown that other causes — for example, exercise-induced laryngeal obstructions (EILOs), chronic obstructive pulmonary disease, obesity and anaemia — should also be considered.1,​2,​3,​4

While careful history-taking and simple objective examination may help to differentiate between these alternative diagnoses, differentiation between EIA and EILOs requires additional investigations. The symptomatologies are similar1,3,5 and, if only one diagnosis is considered, cases with co-morbidity of EIA and EILO may be missed. In these cases the effect of treatment may well be obscured by the similar symptomatology as only one condition is recognised and treated. The prevalences are similar, making neither diagnosis an exception and co-morbidities not uncommon.1,3,5

Currently, the only method for objective verification of EILOs is laryngoscopic visualisation of the obstruction during exercise. This method gives a detailed description of the type of obstruction. The obstruction is most commonly seen as: (1) a closure/adduction of the vocal folds during inspiration and, to some extent, also during expiration (glottic closure (GC), also known as vocal cord dysfunction or paradoxical vocal fold motion); and/or (2) an inspiratory rotation of the arytenoid region into the airflow (arytenoid rotation, AR).3,5 The choice of treatment is dictated by the type of obstruction — for example, speech therapy for GC and surgery has been suggested for AR as well as inspiratory muscle strength training.6,​7,​8 Laryngoscopy is therefore needed to guide treatment; however, it is costly and invasive and can only be done in secondary/tertiary care specialised units.

An alternative to laryngoscopy usable in primary care would be welcomed. Flow-volume loops (FVLs) can be done in most general practices in many countries, so this would be an excellent tool for differentiating between EIA and EILOs. FVLs are often recommended and the method has become accepted in many practices around the world in spite of the fact that the recommendation to use FVLs is based mainly on case reports and a few other inconclusive studies.9,​10,​11,​12,​13,​14

Owing to the small amount of documentation on the feasibility of FVLs to diagnose EILOs, the aim of the present study was to assess this feasibility accurately by comparing physician evaluated15 pre- and post-exercise FVL and FVL data14,16 with laryngeal obstruction measured objectively by laryngoscopy during maximal exercise in a clinically relevant study population.

Methods

Study design

The study was designed as a method comparison study comparing the degree of laryngoscopically visualised laryngeal obstruction during maximal exercise with pre- and post-exercise FVL during the same maximal physical stress test.

Study population

To ensure a clinically relevant study population, participants with varying degrees of exercise-related respiratory symptoms were included. Concurrent asthma was not an exclusion criterion. Data were collected prospectively in the years 2007–2009 from 100 consecutive individuals in whom a maximal physical stress test with continuous laryngoscopy was performed as part of screening for EILOs in the general public in Copenhagen, Denmark aged 14–24 years randomly selected from the Danish Central Population Registry based on their date of birth5 (n=50) and among Danish elite athletes suspected of asthma aged 12–40 years (n= 50). All tests were done at the Pulmonary Department at Bispebjerg Hospital, a tertiary healthcare unit specialising in respiratory medicine. The study was approved by the Scientific Ethics Committee for Region H (KF 01 310187 and H-KF-2007-0033). Informed consent forms were signed by participants (parents/guardians in patients aged <18 years) before any study-related examinations were performed.

Measurements

Maximal physical stress test

The protocol used has been shown to be able to induce laryngeal obstructions of various degrees, with 74% of those in whom a moderate/severe obstruction was induced reporting recent ERRS.5 The protocol was performed at constant speed with a 3% increase in slope every 1.5 min (first 2 min without inclination) and continued until the test subject felt unable to continue due to exhaustion in spite of encouragement. The speed was individualised with the objective of the subjects reaching exhaustion at 5 min of running (±1.5 min). The participants were instructed and encouraged to push themselves physically prior to and during the test. All inhaled 1mg terbutaline (Bricanyl® Turbuhaler, AstraZeneca, UK) 10 min prior to the test and were equipped with a heart rate monitor and safety harness.

Laryngoscopy

The laryngoscopy method has been described in detail elsewhere.17 In short, a fibre laryngoscope (Olympus, Shinjuku-ku) is placed through a nostril under local anaesthesia with the tip at the level of the uvula, giving a clear view of the supraglottic and glottic structures of the larynx. The laryngoscope is then fixed with tape at the nose and a hat is worn by the participants so that they can move about freely with the larynx continuously visualised. The laryngoscope stays in place for the duration of the maximal physical stress test.

Flow-volume loops (FVLs)

A set of three individual FVLs were performed by the subjects immediately before the maximal physical stress test and another set of three loops within 1 min after exercise (maximal exertion). The same handheld electronic spirometer (EasyOne®, ndd Medizintechnik, Zürich, Switzerland) was used for all measurements, and graphs and FVL data were produced which were printed onto paper for each subject. The spirometer was calibrated each day of testing. The same examiner performed all tests.

Evaluation of FVLs

Four physicians with extensive experience in interpreting FVLs — two adult pulmonologists (raters 1 and 2) and two paediatric pulmonologists (raters 3 and 4) — were asked to diagnose EILOs based on the printed FVL alone. The raters were blinded to the medical history, name, age, laryngoscopical findings, and the overall number of positive tests. Using forced inspiratory flow at 25%, 50% and 75% of forced inspiratory volume (FIF25, FIF50 and FIF75), forced inspiratory volume capacity (FIVC) from the loop with the highest FIVC, and forced expiratory flow at 50% of forced expiratory volume (FEF50) from the loop with the highest forced expiratory volume in one second (FEV1) from each set of three FVLs, FIF25/FIF75,14 FEF50/FIF50,16 and FIVC/FIF50 were calculated.

Evaluation of laryngoscopic recordings

Each laryngeal recording was evaluated for quality and abnormalities (cysts, asymmetry or similar) by the same experienced examiner. Recordings showing abnormalities or variations of EILOs not categorised as AR or GC or of insufficient quality for evaluation of the degree of obstruction were excluded. The degree of obstruction of both AR and GC was evaluated and graded by the same examiner using the following two methods (both methods were used as there is currently no consensus as to which is best):

  1. The CLE-score method18: the degree of AR and GC was evaluated at maximal exertion (within the last 20 seconds of running) and graded 0 for no obstruction, 1 for mild, 2 for moderate, and 3 for maximal obstruction for both AR and GC.

  2. Using EILOMEA software17: a still frame is taken at maximal exertion (within the last 20 seconds of running) showing the maximal inspiratory obstruction and, with the EILOMEA software, the proportion of the potential supraglottic opening above the glottis still open (EILOMEA AR measure) and the angle at the anterior commissure of the vocal folds (EILOMEA GC measure) are determined.

Data analysis

All statistical analyses were performed using SAS statistical software 9.2 by PMC with support from a statistician in the Biostatistical Department at the University of Copenhagen; p values <0.05 were considered significant.

Inter-rater agreement

The simple kappa value was calculated for inter-rater agreement between raters.

Rater vs. laryngoscopically verified obstruction

  1. Comparison with total laryngeal obstruction: Using 2×2 tables calculating χ2 test/Fisher exact test, it was examined whether there was an association between each individual rater's evaluation of the FVL (yes/no) and total laryngeal obstruction defined using the CLE score method (severe/moderate AR and/or GC vs. no moderate/severe AR and GC).

  2. Comparison with degree of AR and GC: One-way ANOVA was used to examine if those evaluated by the individual rater to have EILOs based on the FVL had a higher degree of AR (EILOMEA AR measure) than those not found to have EILOs. This was controlled for sub-population, gender and age, excluding cases with moderate/severe GC (evaluated using the CLE score). This was also repeated looking at the degree of GC (EILOMEA GC measure, excluding cases with moderate/severe AR).

FVL data vs. laryngoscopically verified obstruction

One-way ANOVA was used to analyse an association between the CLE score and each of the suggested FVL data variables (post-exercise FVL data and post-exercise/pre-exercise FVL) controlled for gender, age, sub-population and control of the model. The same was done for the obstruction evaluated using EILOMEA.

Results

Of the 100 laryngoscopic recordings, two did not have sufficient quality for evaluation of the degree of obstruction and the cases were excluded; no adverse events occurred as a result of performing the tests. Of the remaining 98, 62.2% were female (age range 12–40 years, median 18 years). All had normal laryngoscopic pre-test findings and the laryngeal obstructions occurring during exercise were either of the AR and/or GC type. Laryngoscopically verified AC and/or GC of moderate/severe degree (ad modum CLE-score) were seen in 62.2%, the angle was measured to mean 43° (95% confidence interval (CI) 21° to 64°), and the mean Eilomea AR measure was 0.49 (95% CI 0.23 to 0.75).

Inter-rater agreement

There was no agreement between the raters (Table 1, kappa values <0.00, defined as no agreement by Landis and Koch19). At least one rater made a diagnosis of EILOs in 31 cases, but in only nine of these did two or more raters agree and in only one case did all raters agree (Figure 1).

Table 1: Overview of kappa values for inter-rater agreement in evaluating the flow-volume loops for the diagnosis of exercise-induced laryngeal obstructions
Figure 1: Overview of the rater agreement in cases where at least one rater found no laryngeal obstruction and where at least one rater found laryngeal obstruction
Figure 1

Rater vs. laryngoscopically verified obstruction

The laryngoscopically observed degree of obstruction of those diagnosed with EILOs did not differ significantly from the observed degree of obstruction in those diagnosed without EILOs based on the FVL. This was true for all raters (Figures 2 and 3).

Figure 2: Total laryngeal obstruction (arytenoid rotation and glottic closure) at maximum exertion verified laryngoscopically and grated ad modum CLE-score against rater evaluation
Figure 2
Figure 3: Box-plots comparing rater evaluation with the degree of laryngeal obstruction of arytenoid rotation (AR) and glottic closure (GC) types grated using Eilomea, excluding moderate/severe degrees of the other type of obstruction
Figure 3

FVL data vs. laryngoscopically verified obstruction

No associations were found between the objectively measured laryngeal degree of obstruction and any of the FVL data variables (Figures 4 and 5).

Figure 4: Box-plots comparing degree of total laryngeal obstruction (arytenoid rotation (AR) and glottic closure (GC) grated ad modum Maat) with each of the suggested FVL variables (post-exercise value divided bythe pre-exercise value)
Figure 4
Figure 5: Scatter-plots comparing degrees of laryngeal obstruction of arytenoid rotation (AR) and glottic closure (GC) types (using Eilomea, excluding moderate/ severe degrees of the other type of obstruction) with each of the suggested FVL variables (post-exercise value divided by the the pre-exercise value)
Figure 5

Discussion

Main findings

This is the first study to assess systematically whether pre- and post-exercise FVLs can be used as a surrogate method of objective verification of a laryngeal obstruction induced by exercise. The lack of agreement between the assessments by the four physicians and the finding that none of the raters was able to differentiate between subjects with and without laryngoscopically verified laryngeal obstruction clearly demonstrates that pre- and post-exercise FVLs cannot be used to diagnose or exclude EILOs. This suggestion was further substantiated by the finding that none of the FVL data variables were associated with the objectively measured degree of laryngeal obstruction. Laryngoscopy therefore remains the best and, at present, the only method for objective verification of EILOs.

Strengths and limitations of this study

The conclusions should be seen remembering that all the raters had extensive experience in pulmonology and interpretation of FVLs, including pre- and post-exercise FVLs, but still none of them was able to differentiate between EILOs and no EILOs. Together with the lack of association between the FVL data and the degree of obstruction, this makes it very unlikely that other raters or FVL data combinations would be able to produce better results.

All raters complained that the FVLs were difficult to evaluate because they did not know the symptoms of the patients. It is likely that knowing the symptoms could have influenced the assessment. However, the objective of the study was to evaluate the value of FVLs in verifying a laryngeal obstruction and not the symptoms reported by the patients. Blinding the raters was done to ensure just that.

The population was selected to be as representative as possible of the individuals most likely to be examined for EILOs. Had we chosen only patients with severe obstruction and those without any obstruction, or patients who had been proven not to have any other possible diagnosis that might cause exercise-related respiratory symptoms or influence FVL in any way (e.g. asthma, malnutrition, cardiac disease, other airway obstructions), the results might have been different. However, this is very different from the everyday situation in the clinic and the results could not have been generalised.

Potential explanations for why pre- and post-exercise FVLs did not prove useful as a surrogate diagnostic method include the possibility that the laryngeal obstruction had disappeared before the post-challenge FVL was performed. The post-exercise FVL was taken as quickly as possible after the exercise challenge and it is unlikely that it could have been much earlier. Another reason could be that the participants were too out of breath to produce forced breaths of sufficient power for the laryngeal obstruction to be visualised; however, delaying the measurement of FVL might allow the laryngeal obstructions to subside and the FVL would again prove unusable.

Our experience shows that individuals with EILOs have difficulties in completing a regular exercise test for asthma. It would therefore have been interesting to examine whether the FVL could have been used to diagnose EIA in cases of EILOs. However, the design used in the study did not allow this to be examined. All participants were given a β2-agonist (terbutaline) prior to the maximal physical stress test which should have prevented an attack of EIA, and the FVLs were taken within 60 seconds after the end of exercise when EIA is not usually seen on the FVLs. Additionally, the exercise test used did not follow a typical exercise test for EIA. Therefore, any signs of EIA should not have been present on the FVL. There are indications of high co-morbidity of EIA and EILOs.20,21 The study would have been stronger had the possibility of using pre-and post-exercise FVLs to diagnose EIA in cases of EILOs also been examined. However, the lack of this examination does not influence the result of the main findings of the study — namely, that FVLs cannot be used to diagnose EILOs.

Interpretation of findings in relation to previously published work

Owing to the nature of EILOs such as the respiratory demands of exercise and the short-lived nature of the attacks after exercise, the requirements of the diagnostic methods differ from other types of obstructions in the larynx. Laryngeal obstructions induced by emotional stressors or other unknown triggers have been described.21 It is in these cases that the main challenges for objective verification of the obstruction lie in inducing the attacks in the clinical setting in a standardised manner. However, the attacks may be more prolonged and are not challenged by the respiratory demands of exercise. These types of differences in diagnostic challenges result in different requirements of diagnostic methods and set-ups for various types of laryngeal obstructions. Studies have either to look specifically at one subtype of laryngeal obstruction or ensure evaluation of the results in relation to the nature of the different subtypes in order for the results to be useful in the everyday clinic and to be compared with other studies. At present, no other study of methods available in general practice has been published taking this into account, and the remaining studies have been inconclusive.14 Implications for future research, policy and practice The results of this study show that pre- and post-exercise FVLs are unreliable. The method should be abandoned as a diagnostic tool in clinical practice and in research. Patients suspected of EILOs should be referred to specialised clinics with more advanced diagnostic methods — preferably continuous laryngoscopy during an exercise challenge — to confirm or reject the diagnosis. However, this should only be done after other potential causes have been excluded or considered objectively and well-treated despite continued symptoms.

Conclusions

Exercise-related respiratory symptoms may be caused by a variety of conditions such as asthma and other lung diseases, cardiac disease, obesity, and laryngeal obstructions.1,​2,​3,​4 The symptoms of EILOs may mimic the symptoms of EIA, and differentiation of these two conditions requires objective measurements. This paper evaluates the feasibility of the commonly recommended and often used FVL to diagnose EILOs. Pre- and post-exercise FVLs were found to be unreliable for both excluding and verifying the diagnosis of EILOs. The method should not be used or recommended for use as a method for objective verification of EILOs.

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Acknowledgements

Handling editor Mohammed Osman Yusuf

Statistical review Gopal Netuveli

Thanks to Finn Vejlø (Pulmonary Department, Bispebjerg Hospital) for being one of the raters.

Funding The study was funded by independent grants from Copenhagen University, Anti-Doping Denmark, Team Denmark, and The Danish Agency of Science Technology and Innovation.

Author information

Affiliations

  1. Department of Otorhinolaryngology, Head & Neck Surgery and Audiology, Rigshospitalet and Faculty of Health and Medical Sciences, University of Copenhagen, Copenhagen, Denmark

    • Pernille M Christensen
  2. Pulmonary Department, Roskilde Hospital, University of Copenhagen, Denmark

    • Niels Maltbæk
  3. Paediatric Department, Hillerød Hospital, University of Copenhagen, Denmark

    • Inger M Jørgensen
  4. Paediatric Pulmonary Service, Pediatric Department, Rigshospitalet, University of Copenhagen, Denmark

    • Kim G Nielsen

Authors

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Contributions

PMC, the guarantor, conceived the idea for the study, wrote the first draft of the protocol, collected and analysed the data, and wrote the first draft of the manuscript. NM, IMJ, and KGN reviewed and refined the protocol, collected the data, and reviewed and refined the draft of the manuscript.

Competing interests

The authors declare that they have no conflicts of interest in relation to this article.

Corresponding author

Correspondence to Pernille M Christensen.

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DOI

https://doi.org/10.4104/pcrj.2013.00067

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