Abstract
Tuberculosis (TB), an ancient human scourge, is a growing health problem in the developing world. Approximately two million deaths each year are caused by TB, which is the leading cause of death in HIV-infected individuals. Clearly, an improved TB vaccine is desperately needed. Heterologous prime?boost regimens probably represent the best hope for an improved vaccine regimen to prevent TB. This first generation of new vaccines might also complement drug treatment regimens and be effective against reactivation of TB from the latent state, which would significantly enhance their usefulness.
Main
Mycobacterium tuberculosis , the causative agent of tuberculosis (TB), is the second leading infectious cause of mortality worldwide ? M. tuberculosis has infected approximately two billion individuals in total, which is one third of the world's population1. Currently, TB is the leading cause of death in HIV-infected individuals owing to the high incidence of dual infections and the accompanying inhibition of the immune system by both HIV/AIDS and TB. Ninety percent of the estimated deaths from TB and 95% of the estimated eight million new cases of TB each year occur in developing countries, which comprise 85% of the world's population2. Incidence is increasing fastest in African countries that are affected by HIV, followed by Eastern Europe and the former Soviet Union, both of which are plagued by multi-drug resistant strains of TB3,4 that present an ominous global threat.
The TB pandemic has continued despite widespread use of the only available licensed TB vaccine bacille Calmette?Guérin (BCG)5 under the WHO expanded program on immunization (EPI) and despite the use of directly observed chemotherapy programmes (DOTS) for those diagnosed with active disease. Failure or delay in diagnosis of active TB cases, relapse rates of up to 5% after DOTS6,7, and the lengthy treatment required to cure TB, which often results in poor compliance and the consequent emergence of multi-drug resistant M. tuberculosis strains8,9,10, present serious challenges for the DOTS strategy. Although BCG seems to provide protection against disseminated disease in newborns and children, its efficacy against pulmonary TB is poor, which highlights the need for a better vaccine regimen.
There are two potential vaccination strategies against TB; those given before (pre-exposure, prophylactic) or after (post-exposure, therapeutic) exposure to the pathogen. Therapeutic vaccines can also be used in combination with drug therapy. Specific vaccines designed to prevent latent TB or reactivation from the latent state are in the early stages of development. Here, we review the development of crucial new prophylactic vaccines, the primary goal of which is to prevent infection itself or disease that occurs after infection. Such vaccines include recombinant BCG (rBCG), attenuated strains of M. tuberculosis, subunit vaccine approaches and live, non-replicating viral vector-based delivery systems used alone or in prime?boost regimens. A formidable challenge facing the development of these new vaccines is their safety, especially in populations afflicted with both HIV and TB.
Infection with Mycobacterium tuberculosis
The development of a delayed-type hypersensitivity response to tuberculin antigen (TST) is considered an indicator of M. tuberculosis infection. Only 20?50% of individuals that are exposed to M. tuberculosis become infected, as evidenced by a positive TST in single case contact studies11. Around 5% of infected individuals develop pulmonary disease or some other clinical form of TB over 2?5 years, whereas the other 95% of infected TST positive individuals develop latent TB infection (LTBI). Individuals with LTBI have about a 5% lifetime chance of reactivating their latent infection, resulting in the development of clinical TB11.
M. tuberculosis is transmitted by the aerosol route of infection. After phagocytosis, the organism successfully hides from immune-mediated destruction inside the endosome of the macrophage using various mechanisms, which include changing the endosomal pH, inhibiting apoptosis and destroying toxic superoxides that are secreted by immune cells. Infected alveolar macrophages and dendritic cells migrate to adjacent lymph nodes where mycobacterial antigens are presented and a T-helper-1 (TH1)-type response is initiated. This complex immune response ultimately results in the formation of the granuloma around infected macrophages. IFN-γ, which synergizes with tumour-necrosis factor-α (TNF-α), is central to the activation of macrophages and the isolation of M. tuberculosis inside the granuloma. The granuloma is initially composed of CD4+ and CD8+ T cells, but a complex array of T cells, including CD4+, CD8+, γδ T cells and CD1-restricted αβ T cells are also invoked to orchestrate immune responses and to contain the infection12,13,14. At later stages, the granuloma is surrounded by a fibrotic wall and lymphoid follicular structures. The granuloma can persist for decades and can contain the tubercle infection in a state of dormancy by depriving mycobacteria of oxygen and nutrients. However, failure to contain the infection can result in release of organisms, and caseation and necrosis with active clinical disease and transmission (Fig. 1).
Requirements for TB vaccine development
Scientific rationale. Most humans have complete or partial resistance to tuberculous disease following exposure or infection with M. tuberculosis. Further indication that resistance to TB is mediated in part by the immune system stems from the findings that certain groups of immunocompromised people have a high susceptibility to tuberculous disease. These include people with Mendelian inherited defects in immune mediators such as INF-γ15,16, patients treated with TNF-α-antagonist drugs for rheumatoid arthritis17, and AIDS patients with decreased numbers of CD4+ T cells that are also functionally impaired18. Results from clinical trials with BCG, although not consistent, have nonetheless provided proof-of-principle that vaccination can be effective against the consequences of infection with M. tuberculosis. Therefore, although resistance to TB is in part a property of the host-mediated immune response, in people not naturally resistant, vaccination could confer an additional degree of protection.
Although animal-challenge models have not been proven to correlate with protection in humans, new rBCG vaccines or heterologous prime?boost regimens (Table 1) show better protection than BCG in such models. Such prime?boost regimens consist of a prime vaccine using BCG or rBCG, followed by a heterologous booster vaccine that contains antigens shared with the prime.
Immunological correlates of protection. Rapid vaccine development and improvement requires reliable correlates of vaccine-induced human protection. In mouse TB challenge studies, IFN-γ-secreting CD4+ T cells are important mediators of protection19,20, and attempts to induce TB-antigen-specific IFN-γ-secreting CD4+ T cells has been the dominant theme of most TB vaccine research.
MHC class I restricted, IFN-γ-secreting CD8+ T cells are also important in TB challenge models19,21 and experiments in knockout mice have reported that vaccines can induce significant protection in the absence of CD4+ T cells22. CD8+ T cells might also be important in the control of LTBI23.
The potential role of both vaccine-induced CD4+ T cells and CD8+ T cells is not surprising as the granuloma is composed of CD4+ T cells with an outer ring of CD8+ T cells24,25. Potent new TB vaccines will probably need to induce a balanced antigen-specific CD4+ and CD8+ T-cell response, but the detailed phenotypes and numbers of such cells required for protection is unknown. Furthermore, antibody production against mycobacterial cell wall components might also be important26.
At present, there are no proven human immunological correlates of vaccine-induced protection. The detailed phenotypic properties and levels of vaccine-induced T cells in protected versus non-protected volunteers in Phase IIb and Phase III efficacy studies are needed to generate such correlates. In an ongoing trial conducted by the South African TB Vaccine Initiative (SATVI) group (G. Hussey, T. Hawkridge, L. Geiter and W. Hanekom), cells from over 7,000 BCG-vaccinated 10-week-old infants have been collected and banked27,105 for the detailed analysis of vaccine-induced T cells. One correlate of protective immunity that could be explored using this approach is the activation of antigen-specific memory CD4+ and CD8+ T cells that secrete IFN-γ, IL-2 and TNF-α28. Combinations of these and other phenotypic markers in individual T cells ? such as CD69, MIP1β, CD45RA, CD27, memory markers such as CD127 (IL-7 receptor)28,29, cytotoxic markers such as FAS ligand, CD107a/b and CD3/4/8 phenotype28 ? show potential as correlates of immune protection. γδ T cells that recognize phospholigands, and CD1-restricted T cells that recognize the abundant glycolipids of the mycobacterial cell wall through CD1 molecules (reviewed in Refs 12?14), might also require examination for their potential as immune correlates.
Strategies to improve BCG
The current BCG vaccine. BCG, the attenuated strain of Mycobacterium bovis , was derived from the parental strain by passage on potato-derived media. Almost three billion doses have been used in various forms since 1921. Approximately 115 million doses are distributed each year30,31 providing almost 80% coverage of infants worldwide32.
Neonatal vaccination with BCG has been reported as effective in reducing the incidence of childhood TB in endemic areas33 and in reducing the rate of complications from disseminated TB. However, the ongoing SATVI trial of over 11,000 newborns vaccinated with BCG showed an incidence of culture or smear-proven TB of around 3% by the age of 3 years27,105.
The protective effect of BCG might wane over time resulting in a variable outcome that is insufficient to control TB in most endemic areas34. Although several older studies demonstrated efficacy as high as 80% in children, adolescents and young adults, with effects lasting up to 60 years in a study of native Americans35,36,37, and a recent study from Turkey claims that vaccination with two doses of BCG confers some protection in children against infection and disease38, a large-scale study from India over a wide age range did not show any overall efficacy of two different BCG vaccines compared with placebo39.
The reasons for the varying efficacy of BCG in protection against pulmonary TB are not completely understood. Potential explanations that have been suggested (reviewed in Refs 30,32) include: interference with the immune response to BCG caused by previous exposure to environmental mycobacteria; differences among BCG vaccine sub-strains; and phenotypic changes in the vaccine during passage from the original cultures and during the manufacturing process; the deletion of protective antigens from BCG; failure of BCG to stimulate adequate, balanced anti-mycobacterial CD4+ and CD8+ T-cell responses; variability in dose, route of administration, age of administration and genetic differences among vaccinees; and lyophilization of the vaccine. Several strategies are being used to improve the efficacy of BCG and are described below.
Antigen overexpression. Antigen 85B (Ag85B) is a secretory and immunogenic protein of M. tuberculosis and BCG with mycolyl-transferase activity, which is required for mycobacterial cell wall synthesis. M. Horwitz's group (UCLA) have produced a TB vaccine candidate, rBCG30 that overexpresses Ag85B and that induces increased protection compared with its parental BCG strain in animal challenge studies40,41. There were no significant safety issues in a Phase I clinical trial of rBCG30 in over 30 healthy adult volunteers. Increased immunogenicity compared with the parent BCG strain was reported42, although the study did not meet its predefined immunogenicity endpoints.
Endosome escape. Because protective immunity against M. tuberculosis infection seems to involve both CD4+ and CD8+ T cells, antigens must be presented by both MHC class I and II molecules. BCG that resides in the phagosome gains access to MHC class II molecules, thereby primarily activating CD4+ T cells. To be presented by MHC class I molecules and to activate CD8+ T cells, BCG must either escape from the endosome and gain access to the cytoplasm of the infected cells or induce apoptosis-mediated CD8+ T-cell responses. Listeria monocytogenes Hly (listeriolysin) is a sulphydryl-activated cytolysin that forms pores in the membrane of the early phagosome. S. Kaufmann's group (Max Planck Institute) have produced an rBCG vaccine (rBCGΔUreC:Hly+) that secretes Hly, which punches holes in the endosome and allows some leakage of BCG from the phagosome into the cytoplasm of infected host cells43, also resulting in apoptosis of these cells (Fig. 1). Because the activity of Hly is optimal in an acidic environment, the BCG urease gene (ureC), which enables mycobacteria to block the acidification of the early macrophage phagosome, was also deleted. Enhanced presence of BCG in the cytoplasm increases MHC class I presentation of BCG antigens to CD8+ T cells, thereby increasing the CD8+ T-cell immune response. Furthermore, translocation of BCG into the cytoplasm triggers apoptosis, which in turn kills the bacilli and releases antigens, a powerful signal for induction of cellular immunity44. The antigens released as apoptotic blebs (vesicles that carry mycobacterial antigens) are subsequently taken up and processed by dendritic cells, which activate T cells by a mechanism referred to as 'cross-priming' (reviewed in Ref. 45). In preclinical mouse-protection studies, the rBCGΔUreC:Hly+ vaccine induced better efficacy than the BCG strain and was safer in immunocompromised SCID mice46. Also, unlike the parental BCG strain the ΔUreC:Hly+ rBCG was shown to protect significantly against the virulent M. tuberculosis strain, Beijing/W. This vaccine is scheduled for Phase I trials in early 2006 (Refs 47,48).
R. Sun, M. Stone and D. Hone's group at Aeras have constructed rBCG strains that escape from the endosome using the pH-independent perfringolysin (rBCG?pfo, (Fig. 1)), instead of Hly49, with overexpression of several immunodominant antigens including Ag85A, Ag85B and TB10.4. This strain combines the increased protection seen with rBCG30 with the increased protection and safety of the endosome-escape mutants. This vaccine is scheduled for Phase I trials in 2006 (Ref. 27).
Reducing BCG interference with immunity. Usually, host superoxides produced by macrophages kill M. tuberculosis and can amplify host T-cell-recruiting signals. D. Kernodle's group (Vanderbilt) has shown that secretion of superoxide dismutase (SOD) and other compounds that inactivate superoxides by M. tuberculosis promotes granuloma formation in which M. tuberculosis is secluded, and therefore contributes to inhibition of host defences and persistence of the organism50. Attenuated M. tuberculosis and rBCG with reduced secretion of functional SOD are more potent vaccines than their parental strains51.
M. tuberculosis and BCG, similar to other successful human pathogens, also produce various other gene products that inhibit the human immune system. W. Jacobs (Albert Einstein College of Medicine) recently suggested that promoting a pro-apoptotic vaccine by specific deletion of genes such as nlaA (Rv3238c), which inhibit apoptosis of infected cells, might also lead to a superior vaccine52. Cells infected with rBCG or recombinant M. tuberculosis vaccines that cannot inhibit caspase-8-mediated apoptosis that usually accompanies infection consequently undergo apoptosis. This leads to cross priming and powerful cellular immune responses against these live vaccines, as caspase-8-mediated apoptosis is one of the most powerful known inducers of cellular immunity53,54.
Reintroduction of deleted genes. S. Cole's group (Institute Pasteur) have reintroduced selected genes into BCG that were deleted during BCG attenuation55. Examples include the RD1 locus56 (see TubercuList in Online links box), which encodes the immunodominant and protective ESAT-6 and CFP-10 proteins ? reintroduction of this locus enhanced the protective efficacy of the recombinant BCG::RD1-2F9 vaccine compared with BCG57. However, this approach, although increasing the potency of BCG, might also increase its virulence58 and pose problems for human use.
New attenuated live TB vaccines
An alternative to BCG modification is to use molecularly attenuated M. tuberculosis that contains over 120 M. tuberculosis genes not found in BCG59,60,61. A desirable feature of effective and safe live M. tuberculosis vaccine strains is their ability to persist in the host for a limited duration, greater protective efficacy, as well as an improved safety profile compared with the currently used BCG vaccine. The obstacles facing live TB vaccines with respect to safety concerns, public perception and regulatory hurdles were discussed at a recent meeting, and the danger of reversion of live TB vaccines to a virulent state was considered a crucial issue62. At the minimum, two non-reverting independent mutations as well as proven safety in immunocompromised SCID mice are recommended for attenuated M. tuberculosis vaccines. Also, the potential release of antibiotic-resistance gene markers from live vaccines into the environment, with subsequent transfer to other organisms, is considered an important concern.
Inactivation of PhoP, which regulates expression of many M. tuberculosis proteins, by C. Soto's group (University of Zaragoza, Spain)63 attenuated M. tuberculosis virulence while maintaining the pattern of immune responses associated with the parental M. tuberculosis strain64. This mutant has shown promising early animal protection but will probably require a second, independent, non-reverting mutation to satisfy human safety concerns62.
Auxotrophic mutant vaccine candidates (requiring the addition of a nutrient(s) for survival) have been produced by transposon mutagenesis. These mutants maintain their infective ability, have a limited duration of replication in the host65,66 and protect against virulent TB challenge in the guinea pig model67. The extent of the attenuation and safety of these vaccines remains to be defined in immunocompromised SCID mice. The Jacobs and Bloom groups have targeted the deletion of proteins involved in M. tuberculosis lipid metabolism by disrupting both the panC and panD genes (which are involved in pantothenic acid synthesis). Further deletion of the lysA gene produced vaccine mc2 6020 (panC panD lysA), which does not replicate in vivo. Deletion of the RD1 region (implicated in the attenuation of BCG) from the panC, panD mutant produced vaccine mc26030 (panC panD ΔRD1)68,69,70. Both of these highly attenuated mutants were safer than BCG in immunocompromised animals and provided similar levels of protection in mouse challenge studies. The mc26030 is scheduled for Phase I trials in 2006 (Ref. 52).
Subunit vaccine strategies
Vaccine antigen identification. Antigens of M. tuberculosis that activate T cells in previously infected humans and animals are considered good vaccine candidates. Biochemical approaches initially identified several of the most abundant proteins (Ag85 complex, MPT32, PhoS, DnaK, GroES, MPT46, MPT53, MPT63 and the 19-kDa lipoprotein) secreted by M. tuberculosis71,72,73. Subsequently, antigens in the low molecular mass range of 6?10 kDa (ESAT-6 family) and 26?34 kDa (Ag85B and MPT59)74,75 were defined. T-cell and serological expression cloning approaches76,77,78,79 identified several important dominant immunogenic antigens including Mtb32 (a secreted serine protease) and Mtb39 (a member of the PPE (proline-proline-glumatic acid) family of proteins presumably localized on the cell wall)80,81. Proteomic approaches82,83 have also identified several promising antigens such as Rv3407 (Ref. 84).
Antigen vaccines have advanced towards clinical development using animal protection models and assessment of their potency in stimulating immune cells derived from peripheral blood mononuclear cells of healthy, previously infected donors to produce IFN-γ. Antigen vaccine candidates therfore include Ag85A and Ag85B (Refs 85,86), ESAT-6, TB10.4 and Mtb9.9 (Refs 75,79,87) and the PPE family of proteins, Mtb39a?e and Mtb41 (Refs 76,78,81).
Recombinant fusion proteins. Y. Skeiky, S. Reed and P. Andersen's groups have used a genetic fusion approach to generate hybrid protein vaccines consisting of Mtb39 and Mtb32 (Mtb72F)88, or Ag85B and ESAT-6 (Hybrid-1)89, respectively. These candidate vaccines were selected on the basis of their strong recognition by immune cells in infected individuals and experimentally vaccinated or infected animals. The generation of recombinant protein subunit vaccines comprising multiple open reading frames is both cost effective and simple, and the fusion vaccines can be more immunogenic than the individual components. Both fusion recombinant vaccine constructs (Mtb72F and Hybrid-1) in selected adjuvants protect as well as BCG in the mouse and guinea pig TB challenge models88,90,91,92. Multiple Phase I clinical trials of Mtb72F have been completed in the United States and Europe (results pending) and additional trials are being conducted in Europe. Phase I trials of Hybrid-I started in Europe in November 2005.
ESAT-6 (the component of Hybrid-I that is absent from all BCG, but present in M. tuberculosis strains) is the basis of a new generation of diagnostic tests for M. tuberculosis infection. Therefore, if used as a vaccine, Hybrid-I could potentially compromise the diagnostic utility of ESAT-6 in distinguishing between infection and vaccination93,94. Therefore, P. Andersen's group in collaboration with Aeras has developed a new fusion construct, HyVac-4, which consists of Ag85B?TB10.4, and which avoids diagnostic interference and should also boost BCG-primed individuals because TB10.4 is immunogenic in BCG-vaccinated subjects87,95.
Prime?boost vaccine strategies. The attraction of the heterologous prime?boost approach is that it preferentially expands TB-specific pre-existing memory T cells against antigenic epitopes shared by both the prime and booster vaccines. This approach also minimizes the potential of generating antibody and T-cell neutralizing effects that would impact on the 'take' and effectiveness of a non-replicating viral-vector boost (Fig. 2).
An early study using a BCG prime?boost approach showed that mice boosted with an adjuvanted Ag85A protein when they had lost their BCG-induced capacity to resist an aerosol TB challenge were protected better than non-BCG-primed animals given adjuvanted protein96. This suggests that adjuvanted proteins including Mtb72F, Hybrid-1 and HyVac-4 could induce superior protection when given as boosters in primary regimens, or in adolescence.
Such recombinant protein regimens, however, might induce primarily antigen-specific CD4+ T cells instead of the desired balanced CD4+ and CD8+ T-cell responses. A recent study in mice of a BCG prime followed by a booster with an M. tuberculosis DNA vaccine encoding the gene product Rv3407 (a 10-kDa protein of unknown function) also showed superior protection compared with BCG alone84. Protection that was superior to BCG was also demonstrated in guinea pigs immunized with a BCG prime?Mtb72F DNA boost regimen followed by aerosol challenge with virulent M. tuberculosis. Remarkably, histological examination of the lungs of these guinea pigs revealed minimal granulomatous lesions with evidence of lesion healing and airway remodelling at a time when animals immunized with BCG and then challenged were dying90.
Whereas, so far, the success of human DNA vaccination in general has been disappointing, non-replicating recombinant poxviruses and adenoviruses are efficient at boosting previously primed T-cell responses and show great potential for use in heterologous prime?boost immunization strategies. Priming with BCG and boosting with a recombinant Modified Vaccinia Ankara virus (MVA) that expresses Ag85A induced increased levels of CD4+ and CD8+ T cells and enhanced protection in animals compared with a vaccination regimen using either BCG or MVA85A alone97. In a Phase I clinical trial recently reported by H. McShane and A. Hill's group (Oxford University, UK), immunization of volunteers from 6 months to 38 years after BCG vaccination with MVA resulted in persistent, high levels of IFN-γ secreting CD4+ T cells, which were substantially higher than seen following vaccination with BCG or MVA85A alone, which only induced transient responses106.
Adenoviral vectors are potent vaccine-delivery vehicles. A recent study showed that vaccination of mice by the intranasal mucosal route with a recombinant adenoviral (Ad5 based) construct expressing the M. tuberculosis antigen Ag85A (AdAg85A) conferred protection (mediated by both CD4+ and CD8+ T cells) that was superior to that seen with BCG vaccination against a pulmonary M. tuberculosis challenge98. Aeras, in collaboration with Crucell, has constructed non-replicating Ad35 vectors that are less prevalent in the environment than Ad5 (Refs 99 and 100), and that express several M. tuberculosis proteins including Ag85A, Ag85B and TB10.4 (Refs 27,100). Vaccination of mice with a single dose of the rAd35?TB construct conferred protection against M. tuberculosis challenge107. BCG prime followed by a booster with a single dose of these adenovirus recombinant vaccines in mice have yielded significantly increased antigen-specific CD4+ and CD8+ T-cell responses compared with adenovectored TB vaccines or BCG administered alone. Aeras has constructed rBCG vaccines with over 50% escape from the endosome that overexpress these same antigens to function as a prime for this adenovector boost27 (R. Sun et al., unpublished observations).
J. Fulkerson, D. Hone, D. Onyabe and M. Stone at Aeras have also constructed double stranded RNA capsids which can be orally delivered using engineered Shigella spp. vectors. Shigella delivers these capsids into the cytoplasm where they produce mRNA that directs cellular production of M. tuberculosis antigens101 (J. Fulkerson et al., unpublished observations) and induces cellular immunity. Such an oral vaccine boost to an rBCG prime might have the low cost and ease of deliverability desirable in a TB vaccine for the developing world.
Conclusions
A safe and effective heterologous prime?boost regimen, which boosts or augments BCG or rBCG, is perhaps the most realistic strategy for future TB control through immunization. Ideally the rBCG prime in such a regimen would include the overexpression of important antigens from different stages of the pathogen's life cycle and would induce cross-priming and increased CD4+ and CD8+ T-cell responses, as well as increased safety in immunocompromised individuals. The ideal booster would comprise recombinant proteins delivered with adjuvants, or delivered by non-replicating viral or capsid vectors. Although there is a possibility that the current generation of new vaccines might protect against reactivation from the latent state, these vaccines are not generally focused on the 'latency' dosR regulated antigens recently identified by microarray and other techniques102,103. Furthermore, animal models of latency for preclinical vaccine evaluation are just being developed104. The best hope for these vaccines probably lies with overexpression of dosR regulated proteins by rBCG followed by a multivalent booster vaccine. Based on current clinical development timelines, first generation vaccine regimens for protection against infection and disease could be licensed and available in the next 7?9 years with vaccines against latency and reactivation 2?3 years later. Because of its great promise and practical usefulness, rBCG prime?heterologous boost strategies for malaria and HIV are also currently being explored.
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Acknowledgements
We are grateful to Dr. L. Barker for his input and critical reading of this article. The Aeras Global TB Vaccine Foundation is supported by a major grant from the Bill and Melinda Gates Foundation.
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Skeiky, Y., Sadoff, J. Advances in tuberculosis vaccine strategies. Nat Rev Microbiol 4, 469–476 (2006). https://doi.org/10.1038/nrmicro1419
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DOI: https://doi.org/10.1038/nrmicro1419
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