Abstract
Enhanced motivational salience towards smoking cues is a consequence of chronic nicotine use, but the degree to which this value increases beyond that of other appetitive cues is unknown. In addition, it is unclear how connectivity between brain regions influences cue reactivity and how cue reactivity and functional connectivity are related to nicotine dependence severity. This study examined neural responses during the presentation of smoking cues and appetitive control cues, as well as functional connectivity in 116 smokers with a range of nicotine dependence severity. Smoking cues elicited greater response above baseline than food cues in orbitofrontal cortex (OFC) and supplementary motor area (SMA) and less deactivation below baseline in middle frontal gyrus, inferior parietal lobe, and middle temporal gyrus. Psychophysiological interaction (PPI) analysis using right OFC as a seed revealed increased connectivity with somatosensory cortex and lateral inferior parietal lobe during smoking cues compared with food cues. Similarly, a PPI analysis using left insula as a seed showed stronger connectivity with somatosensory cortex, right insula, OFC, and striatum. Finally, relationships with nicotine dependence scores showed enhanced response in insula and dorsal anterior cingulate cortex in the smoking vs food comparison, and increased connectivity between insula and circuits involved in motivated behavior. Combined, these results suggest that smokers engage attentional networks and default mode networks involved in self-referential processing to a greater degree during smoking cues. In addition, individuals with greater nicotine dependence severity show increased engagement of sensorimotor and motor preparation circuits, suggesting increased reliance on habitual behavior.
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INTRODUCTION
Several studies have examined neural responses to cigarette-related cues in an effort to develop biologically-based measures of cue reactivity, and focused on regions such as the dorsolateral prefrontal cortex (DLPFC), anterior cingulate cortex (ACC), striatum, and orbitofrontal cortex (OFC) (Wilson et al, 2005; Janes et al, 2009; Brody et al, 2002; Franklin et al, 2007). These regions are implicated in cognitive control as well as assigning motivation value to stimuli, making them important components of craving networks. In addition, a meta-analysis highlighted the precuneus and early visual processing regions as important contributors to cue reactivity in smokers, through their role in attentional bias towards smoking cues (Engelmann et al, 2012). Other studies also suggest that individuals with lesions to the insula exhibited much higher rates of successful smoking cessation relative to individuals with lesions in other regions (Naqvi et al, 2007). The insula has been hypothesized to have a significant role in interoception awareness, and thus may have a casual role in maintaining addiction to nicotine through its representation of negative bodily experiences associated with withdrawal and craving (Naqvi and Bechara, 2009).
While previous studies have controlled for the visual aspects of smoking cues, few, if any, studies have compared neural responses during cigarette cues to motivationally significant appetitive cues. During comparisons of motivationally salient cues such as cigarette-related pictures to a neutral object such as a pencil (Wilson et al, 2005), it is difficult to know to what extent the cigarette cue produces a greater response solely because it is an appetitive cue. Therefore, the degree to which cigarette cues have gained a competitive edge over primary appetitive reinforcers is largely unknown. However, it is well known that appetitive cues strongly elicit blood oxygen level-dependent (BOLD) response in many of the regions typically observed in studies of drug cue reactivity such as OFC, insula, striatum, and amygdala (Tang et al, 2012). Further, a recent study suggested that severe nicotine dependence is associated with reduced response to secondary reinforcers (ie, money), rather than enhanced response to cigarette-related cues (Bühler et al, 2010). In addition, adolescent smokers show reduced neural responses to pleasurable foods compared with non-smoking controls, suggesting reward deficiency (Rubinstein et al, 2011). Both studies therefore suggest that motivational value for other rewards is dampened, but it may be possible that the difference between responses to cigarette cues and food cues is increased as a function of nicotine dependence severity. For example, dependence severity is associated with greater neural response to smoking compared with neutral cues in motor planning circuits (dorsal ACC, caudate, globus pallidus, right middle frontal gyrus/premotor cortex), suggesting that more severely dependent individuals engage enhanced approach motivation when viewing motivationally salient stimuli compared to content with no motivational value (Smolka et al, 2006; McClernon et al, 2008).
In addition, few studies to date have examined how functionally connected networks of brain regions engaged during task performance contribute to craving responses. While studies of intrinsic functional connectivity in nicotine users have shown evidence of decreased connectivity in circuits involving the dorsal striatum and dorsal ACC at rest (Hong et al, 2010), few studies have investigated task-based functional connectivity in smokers. In one study of smokers seeking cessation treatment, a functionally connected network that included bilateral insula, dorsal ACC, and striatum showed enhanced response in individuals who remained abstinent than those who relapsed, which may have resulted from reduced ability to regulate emotion in relapsers (Janes et al, 2010). The degree to which functionally connected networks that include insula and dACC nodes differentially react to smoking cues as opposed to other motivationally significant cues is not clear and there is a lack of knowledge regarding the influence of nicotine dependence severity on functionally connected networks during cue presentation.
This study was designed to test the degree to which smoking cues differentially engage reward circuits compared with appetitive control cues and how this engagement may vary among smokers with varying levels of nicotine dependence. In addition, we examined the networks of brain regions that are functionally connected and respond preferentially to smoking cues, and determined how dependence severity moderates these networks. We hypothesized that smoking cues would elicit greater neural responses in the ACC, OFC, insula, dorsal and ventral striatum than normal appetitive cues and that increased dependence would be associated with an increased difference in these regions. In addition, we hypothesized that functional connectivity during smoking cues as compared with food cues between insula and dACC would be stronger in individuals who were more severely nicotine dependent.
MATERIALS AND METHODS
Participants
One hundred and thirty-two right-handed individuals (52 females) between the ages of 18 and 55 (mean age=31.36 years) who reported smoking cigarettes in the past 90 days participated in the study. This sample was chosen to include a wide range of dependence levels to better understand the relationship between cue-related activity and dependence severity. Potential participants were excluded if they reported receiving treatment for or diagnosis of a psychiatric illness, prior head injury, use of medications that impact the central nervous system, or any contraindications for participating in an MRI study (eg, pregnancy, non-removable metallic implants).
Procedures
Institutional Review Board-approved informed consent was obtained for all participants. Quantity and frequency information regarding tobacco, alcohol, and marijuana use were acquired with the Time Line Follow Back procedure (Sobell and Sobell, 1992). Nicotine dependence severity was assessed using the Fagerstrom test for nicotine dependence (FTND) (Heatherton et al, 1991). Handedness was assessed using the Edinburgh handedness questionnaire (Oldfield, 1971).
Participants abstained from smoking for 2 h before the scanning session; all participants arrived 1 h before scanning commenced, bringing the total amount of abstinence to approximately 3 h. This abstinence period was chosen to minimize the effects of acute nicotine exposure on BOLD responses while minimizing severe withdrawal effects that could occur with extended periods of abstinence. Before the scan commenced, participants completed the Wisconsin Smoking Withdrawal Scale (Welsch et al, 1999).
Cue-Exposure Task
The cue-exposure task consisted of two 6-min runs with pseudorandom presentations of seven different smoking-related videos and seven different food-related videos. Thus, for the entire experiment, there were a total of 14 smoking trials and 14 food trials. Each video ranged in length from 7 to 14 s; the average time of smoking and food videos was not different. Both the smoking and food-related videos were chosen to represent preparation of the stimulus for subsequent ingestion and also the act of ingestion itself. Between the videos, participants viewed a fixation cross for variable times to introduce jitter into the design and improve the fit of the general linear model (Jezzard et al, 2001). Stimulus presentation was controlled using Presentation (www.neurobs.com), and stimuli were presented to participants using a rear projection mirror system.
MRI Acquisition
All scans were acquired on a Siemens 3T Trio scanner located at the Mind Research Network. An echo-planar gradient-echo pulse sequence (TR=2000 ms; TE=29; flip angle=75°) was acquired with an 8-channel head coil, and images were acquired parallel to the ventral surface of a participant’s OFC to reduce signal dropout and distortion in this region (Deichmann et al, 2003). Each volume acquired consisted of 33 axial slices (64 × 64 matrix, 3.75 × 3.75 mm2, 3.5 mm thickness, 1.05 mm gap). In addition, a high-resolution multiecho T1-weighted MP-RAGE anatomical image was acquired (TR=2530 ms; TE=1.64, 3.5, 5.36, 7.22, and 9.08 ms; flip angle=7°; 192 sagittal slices; 256 × 256 matrix; slice thickness=1 mm, no gap) for each participant.
fMRI Analysis
The first three volumes of each functional run were discarded to remove saturation effects. MCFLIRT (FMRIB) (Jenkinson et al, 2002) was used to motion correct images; motion parameters were used in subsequent analyses. Sixteen participants were dropped from the analysis for motion that exceeded 2 mm/degrees, for a final sample size of 116 participants. The time series was deskulled using BET (Smith, 2002), spatially smoothed with a 5-mm full-width half-max Gaussian kernel, temporally filtered using a high-pass filter of 100 s, and grand mean intensity normalized across the whole brain with a single value; all steps were performed using FMRIB’s Expert Analysis Tool (Smith et al, 2004).
Customized square waveforms representing the condition of interest (food vs smoking) and the duration of stimulus presentation were convolved with a double gamma hemodynamic response function. Time-series analyses were conducted using FMRIB’s Improved Linear Model (FILM) with local autocorrelation estimation (Woolrich et al, 2004, 2001). This first-level analysis generated parameter estimates for each condition of interest, Food and Smoking. Using the parameter estimates for each condition, we computed contrasts of Smoking>Baseline, Food>Baseline, Smoking>Food, and Food>Smoking for each participant. Each contrast map was registered to a common template (MNI152 brain) using a two-step registration process in FMRIB’s Linear Image Registration Tool (FLIRT) (Jenkinson et al, 2002). First-level analyses for each run were combined at the subject level using a fixed-effect model.
Functional Connectivity
To investigate functional connectivity during cue reactivity, we used a psychophysiological interaction (PPI) (Friston et al, 1997; O’Reilly et al, 2012) approach focused on an ROI in right OFC (rOFC), a region that showed significant effects in the main-effect analysis comparing Smoking and Food videos, and also left insula, a region that showed a significant correlation with FTND scores in the Smoking>Food contrast. For each ROI, spheres with a 6 mm radius were drawn around peaks of activation from the main-effect analysis (rOFC: x=46, y=34, z=−6; left insula: x=−40, y=12, z=6) that minimized the inclusion of adjacent white matter. To extract the time series, the standard space ROI was first transformed into scanner space using transformation matrices from the registration described above. The ROI time series was extracted from the motion corrected and temporally filtered time series. The corresponding time series was entered into the following model that included motion covariates:
Signal=(Smoking−Food)+ROI+(Smoking−Food) × ROI+(Smoking+Food)+x+y+z+pitch+roll+yaw
For each run of the task, the PPI model was estimated using FILM (Woolrich et al, 2004), which produced betas for each regressor. Group analyses focused on the interaction term (Smoking−Food × ROI), which represents those regions that show a stronger correlation with the seed ROI during smoking videos compared with food videos.
Group Analysis
Group analyses were conducted using FMRIBs Local Analysis of Mixed Effects (FLAME) Stage 1. We examined all main effects (ie, Smoking−Food, Smoking−Food × rOFC, Smoking−Food × left Insula) using a one-sample t-test. In addition, first-order correlations were conducted to examine the influence of nicotine dependence severity on the contrasts above. Each of the analyses was also controlling for withdrawal as measured by the WSWS (see Supplementary Figures 1 and 3 and Supplementary Tables 1 and 3). Finally, multiple regressions were used to examine the influence of nicotine dependence severity on BOLD response while controlling for marijuana use, alcohol use (drinks per drinking day), and age (see Supplementary Figures 2 and 4 and Supplementary Tables 2, 4, and 5). To correct for multiple comparisons, group-level results were thresholded at p<0.01 and minimum cluster size of 239 voxels for a corrected level of p<0.05 as determined by Monte Carlo simulations (3dClustSim in AFNI).
RESULTS
Cigarette and Drug Use
Participants were moderately nicotine dependent as evidenced by FTND scores (mean=3.9 (2.7)) and average cigarettes smoked per day (mean=14 (7.3)). The wide range of FTND scores (0–9) and cigarettes smoked per day (1–31) make this an ideal sample for identifying how variation in dependence severity contributes to neural responses during cue-elicited craving. Subjects consumed an average of 5.1 (3.9) drinks per drinking day and 46% smoked marijuana at least one time per week in the past month.
fMRI: Main Effects
In the primary contrast of Smoking vs Food, we found greater neural response in bilateral OFC, medial frontal gyrus/SMA, middle frontal gyrus, inferior parietal lobe, and middle temporal gyrus during smoking videos compared with food videos (z>3.09, cluster corrected p<0.05; see Table 1 and Figure 1a). Only the bilateral OFC, bilateral IPL, and SMA showed significant increases above baseline during the smoking videos. In all other cases, responses during smoking videos resulted in less deactivation below baseline compared with the food videos.
In contrast, Food videos elicited greater response than Smoking videos in several regions including the entire bilateral visual cortex, inferior parietal cortex, pre/post-central gyrus, middle frontal gyrus, frontal pole, and striatum (z>3.09, cluster corrected p<0.05; Table 1 and Figure 1a). Examination of the beta maps for Food (and Smoking) videos vs baseline suggested that all differences were the result of the Food videos eliciting responses above baseline to a greater degree than that observed in the Smoking videos. In no case was the significant difference the result of reduced deactivation below baseline (Figure 1b, c).
Correlations with Nicotine Dependence Severity
Correlations between FTND scores and BOLD response in the Smoking−Baseline contrast resulted in significant positive relationships in a cluster encompassing pregenual/subgenual ACC, dorsal ACC, and right nucleus accumbens, precuneus/posterior cingulate gyrus, right frontal pole, and right insula/superior temporal gyrus (Figure 2a). In addition, a significant negative correlation between FTND and BOLD response was observed in right inferior lateral occipital cortex. In contrast, when examining relationships between FTND scores and BOLD response in the Food−Baseline contrast, we found a significant positive correlation in medial frontal cortex and a negative correlation in right inferior and superior lateral occipital cortex (Figure 2b). Finally, analysis of the relationship between FTND and the Smoking−Food contrast revealed a positive relationship in left insula/temporal pole, left superior/middle temporal gyrus, and dorsal ACC/SMA (Figure 2c and Table 1).
Seed-Based Connectivity
Right OFC: Results from the PPI analysis indicated increased connectivity with rOFC during Smoking compared with Food videos in bilateral somatosensory cortex, bilateral inferior parietal lobe, and bilateral lateral occipital gyrus/middle temporal gyrus (Table 2 and Figure 3a). In contrast, when examining the increased connectivity with rOFC when watching Food-related videos compared with Smoking videos revealed significant clusters in right frontal pole and posterior cingulate cortex (Figure 3b).
In addition to the main effects, correlations between rOFC connectivity and FTND scores revealed one significant cluster in left middle frontal gyrus, such that connectivity differences with rOFC between smoking cues and food cues was greater for more dependent smokers (Table 2 and Figures 3b and c).
Left insula: Examination of connectivity with left insula revealed increased connectivity during Smoking videos compared with Food videos in right insula (anterior and posterior), left putamen, left OFC/amygdala, bilateral somatosensory cortex, bilateral precuneus, and right occipital pole. When examining those regions that showed greater functional connectivity with insula during Food compared with Smoking videos, we found increased connectivity with right frontal pole (Table 3 and Figures 4a and b).
Examination of the correlations between left insula connectivity differences between smoking and food videos and nicotine dependence severity revealed several significant clusters including left caudate, bilateral thalamus, right insula, right putamen, bilateral pre/post-central gyrus, cuneus, and ACC (dorsal and pregenual) (Table 3 and Figure 4c).
DISCUSSION
This study provides compelling evidence of differential response to cigarette cues compared with motivationally significant appetitive cues in smokers in several brain regions, both as a result of enhanced response above baseline and also reduced deactivation below baseline. In addition, functional connectivity analyses showed increased connectivity among networks implicated in motivational valuation and sensorimotor planning, networks that were more strongly connected in smokers with higher levels of nicotine dependence.
Smoking Cue Reactivity Above and Beyond Motivational Cues
Consistent with previous studies that compared neural responses to drug cues and appetitive cues (Claus et al, 2011; Filbey et al, 2008; Wilcox et al, 2011), we found that drug cue-activated regions previously implicated in motivational drive to a greater degree than appetitive food cues. Specifically, smoking videos were associated with greater response in anterior and posterior cingulate gyrus, lateral OFC, dorsal PFC (medial and lateral), MTG, precuneus, and IPL compared with food-related videos. However, only the bilateral OFC, IPL, and SMA were associated with increases in response above a fixation baseline, whereas the other regions (ACC, PCG, precuneus, and MTG) showed less deactivation below fixation during the smoking videos.
The lateral OFC has been implicated in anticipation of positively and negatively valenced outcomes in decision-making studies (Liu et al, 2011, 2007); its presence in this study could be the result of increased craving and/or withdrawal symptoms. The enhanced connectivity between OFC and early visual processing regions suggests that enhanced valuation of smoking cues results in increased allocation of attentional resources, or that early attentional biases develop over continued cigarette use and these visual processing circuits become more integrated with frontal regions involved in valuation. While the directionality of these circuits cannot be determined using connectivity analyses, these results do suggest that enhanced circuit-level neural responses have a role in nicotine dependence.
The IPL and SMA also showed differences between smoking and food cues, with both regions activating above fixation baseline during smoking videos. The IPL has been implicated in attentional bias towards smoking cues (Luijten et al, 2011) and may result in automated responses to cigarettes (Tiffany, 1990, 1999). In concert with the SMA, which is involved in motor planning, enhanced attentional resource allocation towards smoking cues can act to increase the likelihood of smoking and craving (McBride et al, 2006).
A notable finding of this study was the decrease in deactivation within ACC, PCG, MTG, and precuneus during smoking cues than food cues. These regions are considered part of the default-mode network, a system that contributes to self-referential processing and task independent thought (Buckner et al, 2008; Gusnard et al, 2001; Raichle et al, 2001), and typically deactivate during attentionally demanding tasks. The reduced deactivation during the smoking videos suggest that heavier smokers are more engaged in self-referential processing such as monitoring craving or withdrawal symptoms. This argument is also supported by the correlations with FTND in the dorsal ACC, with heavier smokers deactivating to a lesser degree than lighter smokers.
Functional Connectivity During Cue Reactivity
In addition to our novel findings regarding cue reactivity above and beyond motivationally significant cues, PPI was used to identify neural circuits that were more correlated during the presentation of smoking videos than food videos, circuits that may ultimately be responsible for relapse in individuals trying to abstain from smoking. Consistent with the role of OFC in reward and motivational processing, increased connectivity was found with somatosensory cortex and regions involved in early visual processing and object recognition. This network of regions may work by simultaneously increasing attention towards smoking-related cues and enhancing somatic processing of withdrawal-related cues (Bechara, 2005).
Although connectivity with rOFC appears important to craving responses, the connectivity patterns associated with the insula were more widespread. These results suggest that the anterior insula is part of a network that includes putamen, amygdala, and somatosensory cortex, all of which likely contribute to the initial evaluation of cigarette cue value, interoceptive processing of withdrawal symptoms and/or craving, and the engagement of motoric systems involved in drug-seeking behavior (Bechara, 2005; Koob and Volkow, 2010). Although a previous study found evidence of a functional network that responded during a smoking cue task, confirmation that the network responded preferentially to smoking compared with neutral cues was not provided (Janes et al, 2010). Thus, to our knowledge, this is the first study to report increased connectivity between insula and regions such as amygdala, basal ganglia, and somatosensory cortex during the presentation of smoking cues compared with food cues. This functionally connected network may have a critical role in relapse and thus should be investigated in future studies.
Influence of Severity on Neural Responses During Cue Reactivity
While craving for cigarettes and other drugs of abuse has been well-established as one causal factor in relapse, the mechanisms that underlie craving responses likely change over the course of nicotine dependence as cigarette use is continually reinforced through positive and negative reinforcement. This study attempted to understand the nature of these potential changes by using a large cross-sectional sample of smokers with a range of nicotine dependence severity.
Positive correlations between dependence severity and responses during smoking videos were found in subgenual anterior and posterior cingulate, insula, and dorsal ACC, regions that were observed in the overall group comparison. As mentioned above, the fact that anterior and posterior cingulate cortex both are deactivated below baseline, but to a lesser degree in more severely dependent individuals, may suggest that severely dependent smokers engage in more self-referential processing compared with less dependent smokers (Broyd et al, 2009). In contrast, increased response in more severely dependent individuals in insula and dorsal ACC may represent increased interoceptive processing and motor preparation, two processes that may lead to a motivational drive to smoke (Bechara, 2005; Naqvi and Bechara, 2009). FTND scores also showed positive correlations with response differences between smoking and food cues in left insula, temporoparietal junction, and superior frontal gyrus/SMA. Given that the localization of significant correlations with correlations were primarily in posterior cortical regions and not in ventral striatum, these data support the incentive-habit model of addiction (Mogg et al, 2005), wherein greater severity is associated with more reliance on habitual use. While our findings of positive correlations are in direct contrast to the negative correlations reported by (Vollstädt-Klein et al, 2011), it is important to note that there is very little overlap in the regions that showed significant correlations. Further, while our study primarily showed positive correlations in habit-learning circuits, the prior study found negative correlations in more anterior regions implicated in incentive processing.
Finally, when examining correlations between dependence severity and functional connectivity, we found that higher FTND scores were associated with increased connectivity between insula and left caudate, SMA, bilateral pre/post-central gyrus, VTA, subcallosal cortex, right posterior insula/putamen, thalamus, and cuneus. The localization of severity correlations to dorsal striatum, motor/premotor regions, and early visual processing regions further point to a reliance on circuits underlying habitual responding.
Limitations and Future Directions
While this study has several advantages over previous studies including a large, diverse sample of smokers and a robust motivational control cue, some limitations should be considered. First, this study did not include a control group of non-smokers. While the presence of a control group would identify those regions that differentiate smokers from non-smokers, previous studies have established group differences including BOLD signal differences in ventral striatum, lateral frontal cortex, intraparietal sulcus, and middle/inferior temporal gyrus (Due et al, 2002; David et al, 2005). Because we were specifically interested in the role of dependence severity on neural engagement, a control group would have been eliminated from severity correlations. Another limitation is a lack of experimental control over the perceptual qualities of the videos used for stimuli. Although we selected videos to include preparation and consumption phases of cigarette use/food, differences observed in regions within the ventral visual processing stream suggest that the cues were not matched in visual properties. In addition, the food videos were not selected based on individual preferences, which could also influence the relative responses throughout the brain. Future studies that utilize personalized food cues that are equivalent in appetitiveness to the cigarette cues would provide a stronger test of craving-specific mechanisms that are modulated by dependence severity.
The results from this study, particularly those from the connectivity analyses, provide a set of a priori regions of interest for future studies of treatment outcomes, as well as providing a better understanding of circuits that could be targeted with pharmaceutical agents. Further, future studies could examine the circuits identified in this study longitudinally to determine the degree to which these circuits change as individuals develop nicotine dependence. Finally, examination of these circuits in smokers who have successfully quit smoking may provide clues about the neural mechanisms that underlie successful behavior change.
FUNDING AND DISCLOSURE
The authors declare no conflict of interest.
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Acknowledgements
This research was supported by pilot funds from the Mind Research Network and grants from the National Institutes on Alcohol Abuse and Alcoholism (AA012238) and the National Institute on Drug Abuse (DA024002).
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Claus, E., Blaine, S., Filbey, F. et al. Association Between Nicotine Dependence Severity, BOLD Response to Smoking Cues, and Functional Connectivity. Neuropsychopharmacol 38, 2363–2372 (2013). https://doi.org/10.1038/npp.2013.134
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DOI: https://doi.org/10.1038/npp.2013.134
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