INTRODUCTION

In chronic alcoholism, structural brain alterations such as reduction in white matter, gray matter, and overall brain shrinkage have been well documented (Jernigan et al, 1991; Pfefferbaum et al, 1992; Bjork et al, 2003; Hommer, 2003; Cardenas et al, 2005; Gilman et al, 2007). These changes occur in both sexes (Jernigan et al, 1991; Bjork et al, 2003) but are more pronounced in women (Mann et al, 2005). Age-related brain degeneration is also higher in alcoholics compared with normal controls (Pfefferbaum et al, 1992, 1998). Some of these changes seem reversible, with abstinence leading to recovery of brain volume (Pfefferbaum et al, 1995; Sullivan et al, 2000; Meyerhoff et al, 2004).

The mechanisms of alcohol-induced brain degeneration and recovery are ill understood. Alcohol-induced degeneration is likely to be influenced by the pharmacokinetics of ethanol absorption and clearance as well as a variety of environmental factors including nutritional imbalances, particularly thiamine deficiency (Maschke et al, 2005; reviews by Ke and Gibson, 2004; Gibson and Zhang, 2002). Comorbid conditions such as smoking (Durazzo et al, 2007; Gazdzinski et al, 2008) and substance abuse (Bjork et al, 2003) may also be consequential. Preclinical studies have identified oxidative stress (OS) as an important origin of ethanol-induced brain damage (Crews and Nixon, 2009). Clinical studies have linked chronic alcohol abuse to enhanced oxidative damage and reduced levels of endogenous antioxidants (Lecomte et al, 1994; Peng et al, 2005). Several investigations have reported a protective effect of antioxidants against alcohol-induced brain damage (Sanchez-Moreno et al, 2003; Crews et al, 2006).

Oxidative stress-mediated damage occurs by the accumulation of free radicals (reactive oxygen (ROS) and nitrogen (RNS) species), which are the by-products of cellular oxidation and may have an important role in cell regulatory and signaling processes at moderate concentrations (Droge, 2002). The damaging effects of free radicals have been linked to a wide-range of pathological conditions, including diabetes (Lenzen, 2008), atherosclerosis (Finsterer, 2007), macular degeneration (Beatty et al, 2000), and certain forms of cancer (Toyokuni, 2008). Also, OS has been implicated in neurodegenerative disorders such as Alzheimer's disease (Moreira et al, 2008) and Parkinson's disease (Chinta and Andersen, 2008), and neuropsychiatric disorders such as schizophrenia (Yao et al, 2001).

Excessive environmental oxidative challenges may result in the increased production and insufficient clearance of free radicals that in turn can cause cell degeneration in many tissues. Heavy alcohol consumption can represent such a challenge because ethanol enhances ROS production in brain (Sun and Sun, 2001) and other tissues, leading to an imbalance in anti- and pro-oxidant levels. Of all the ROS, the superoxide anion radical is one of the most important free radicals. It is neutralized by the superoxide dismutases (SODs), a family of enzymes that convert this unstable anion to the relatively more stable and less toxic hydrogen peroxide. Superoxide dismutase 2 (SOD2; manganese superoxide dismutase) is a mitochondrial antioxidant enzyme that is induced and regulated by ROS through a signaling cascade (Weisiger and Fridovich, 1973; Storz et al, 2005). Neuronal cell death has been reported in Sod2-null mice (Hinerfeld et al, 2004), and drosophila Sod2 mutants exhibit increased apoptosis in the central nervous system (CNS) and early-onset neurodegeneration (Paul et al, 2007). Evidence shows that the SOD2 enzyme may also be pivotal in alcohol-induced, OS-related structural brain loss. SOD activity in brain and liver is reduced in chronic alcoholic patients (Huang et al, 2008) and alcoholics in withdrawal (Tsai et al, 1998).

These reductions in SOD activity seen in alcoholics might be accounted for by decreased levels of gene expression and/or alterations in protein structure that are either induced or inherited. A common SOD2 missense variant (Ala16Val, rs4880) has been identified that putatively reduces the activity of the SOD2 enzyme (Shimoda-Matsubayashi et al, 1996, 1997; Bastaki et al, 2006; Martin et al, 2009). We hypothesized that this SOD2 polymorphism might predict vulnerability or resilience to reductions in brain volume consequent to ethanol exposure in chronic alcoholics.

MATERIALS AND METHODS

Participants

Seventy-six treatment-seeking alcohol-dependent individuals (61 men, 15 women; mean (SD) age=37.9 (7.9) years) underwent 1.5T MRI scans and were genotyped for SOD2. These participants were in-patients at the National Institute on Alcohol Abuse and Alcoholism (NIAAA) in-patient unit at the NIH Clinical Center, Bethesda, MD. The following were the inclusion criteria: IQ>80 and a diagnosis of alcohol dependence (and not alcohol abuse). Exclusion criteria were as follows: a history of delirium tremens, gross neurological disorders, dementia, Korsakoff's disease, thiamine deficiency, head injury and comorbid psychiatric disorders (including substance abuse) other than nicotine dependence. The sample was predominantly European Caucasian (n=51; 67%) and also included 23 African Americans (30%), and 2 Hispanic (3%) individuals. Information on recent and chronic alcohol use was obtained from structured research questionnaires (Eckardt et al, 1978). Lifetime alcohol consumption was estimated in kilograms, summing all alcohol consumption including the periods where ingestion did not reach 90 drinks per month. Mean lifetime alcohol consumption was 614.4 kg (SD=516.7) and the median was 420.6 kg. The majority of alcoholics were current smokers; there were seven non-smokers. The mean years of smoking was 20.5 years (SD=11.2). On the basis of a physical examination, blood chemistry, negative urine screen, and general medical history, all the alcoholics were found to be medically healthy at the time of admission.

In our larger sample set, 44% of the patients showed mild-to-moderate elevation in liver transaminase levels and only 9% showed mildly elevated levels after 3 weeks of admission. None of the patients showed any sign of common liver disease such as hepatitis or cirrhosis (Hommer et al, 2001). The levels of liver enzymes measured within first 24 h of admission, namely, aspartate aminotransferase, alanine transaminase, gamma-glutamyl transpeptidase, and the mean corpuscular volumes, were available for the patients included in this study.

This data set of alcoholic patients that are the focus of this study was drawn from a larger sample that has previously been shown to have significant volume reductions as a result of alcohol exposure (Bjork et al, 2003; Hommer, 2003; Gilman et al, 2007).

We have verified that this genetic subsample, which was selected only on the basis of DNA availability, shows similar volume reductions as that larger sample of alcoholic patients. A detailed description of the study sample has been provided elsewhere (Bjork et al, 2003; Hommer, 2003; Gilman et al, 2007).

To verify the effect of the alcohol exposure in this data set on brain volume loss, we also included 69 healthy age-matched controls (37 men, 32 women; mean (SD) age=36.16 (9.29) years) with no history of alcohol dependence or abuse or other psychiatric disorders. The controls included 54 European Caucasians (78%), 13 African Americans (19%), and 2 Hispanic (3%). Overall, 45 were non-smokers, 8 were smokers, while no data on smoking were available for 16 control individuals. The mean (SD) lifetime alcohol consumption was 10.85 (12.73) kg and mean (SD) years of smoking for the controls was1.19 (3.98) years. DNA was unavailable for controls.

Participants were assessed with the Structured Clinical Interview for either DSM-III-R or DSM-IV. The protocol and consent forms were approved by the NIAAA IRB, and all participants provided informed consent. A detailed description of the sample from which this data set was drawn is provided elsewhere (Gilman et al, 2007; Schottenbauer et al, 2007).

MRI and Brain Volume Calculations

These alcoholic in-patients were scanned not earlier than 3 weeks and not later than 5 weeks after last alcohol use. Brain scanning was performed with a 1.5T MRI (GE Medical Systems, Milwaukee, Wisconsin) using a fast spoiled-GRASS (FSPGR) sequence. High contrast 2 mm thick T1-weighted coronal images were obtained and tissue margins were defined manually on coronal sections. Cerebrum and cerebrospinal fluid (CSF) spaces were included in intra-cranial volume (ICV). Brain tissue was automatically segmented (Momenan et al, 1997) into gray matter, white matter, sulcal CSF, and ventricular CSF. All the images were acquired with a 256 × 256 matrix and a 240 mm field of view. Each volumetric brain consisted of 124 coronal slices with voxel size of 0.9375 × 0.9375 × 2.0 mm3. All brain volume measures are in milliliters. Total cerebral brain volume was calculated as the sum of gray and white matter volumes. Total brain ratio was defined as the ratio of total cerebral brain volume to ICV; gray matter ratio as the ratio of gray matter volume to ICV; and white matter ratio as the ratio of white matter volume to ICV. These ratios are reflective of respective tissue shrinkage where a lower ratio (marginal mean) indicates higher shrinkage and vice versa.

Further details about brain volume measurement are provided elsewhere (Momenan et al, 1997; Gilman et al, 2007; Schottenbauer et al, 2007).

Genetic Analyses

Genomic DNA was isolated from blood using standard protocols. Two SOD2 SNPs, namely, rs10370G/T (3′ near gene) and rs4880G/A (exon 2; Ala16Val), were selected because Ala16Val is the putative functional variant and together these two SNPs capture (tag) the maximum haplotypic diversity within the 27.9 Kb region that includes the SOD2 coding sequence and its flanking regions in European Caucasians (data not shown). These two tags were not significantly correlated with each other in either of the populations; r2 between rs4880 and rs10370 was 0.26 among European-American population and 0.13 among African-American sample set. Genotyping was performed using 5′ exonuclease assays: Taqman Assays-on-Demand (Applied Biosystems, Foster City, California): C_1362062_10 for rs10370 and C_8709053_10 for rs4880. Genotyping was performed according to the manufacturer's protocol and genotypes were determined at the end point using an ABI 7900HT Sequence Detection System. Genotyping accuracy was determined empirically by duplicate genotyping of 10% of the samples selected randomly. The error rate was <0.005. Genotypes conformed to Hardy–Weinberg equilibrium.

Statistical Analyses

Statistical tests were performed using the JMP-SAS package (SAS institute; Cary, NC). Correlations between the brain measures were assessed using Pearson's bivariate correlation test. Assumptions of ANOVA were assessed by Shapiro–Wilk W-test for normality of distribution and Welch ANOVA testing for homogeneity of variance. If either assumption was violated, a less powerful, non-parametric Wilcoxon rank sums test (Kruskal–Wallis H-test) was used. The standard least square method was used to construct the linear regression models with respective brain volume measures as the dependent variables and diplotypes, sex, ethnicity, age, lifetime total alcohol consumption, and total lifetime smoking years as covariates. All the variables were simultaneously entered in the model. Tukey's HSD analysis was used as a posterior test. To estimate the error rate stemming from multiple testing, we assessed the false discovery rate (FDR) using Benjamini and Hochberg (B&H) method (1995). Briefly, the q-value is defined as the smallest modified p-value among tests with equal or larger rank for each test considered. B&H method is considered to be independent of the p-value distribution pattern because the q-values have the same ordering as the p-values (implemented in R-package version 1.1.1, 2008). This approach provides conservative estimates of the FDR.

Haplotypes were constructed and diplotypes were inferred using PHASE version 2.0.2 (Stephens et al, 2001; Stephens and Donnelly, 2003).

RESULTS

Brain Volume Changes in Alcoholics Compared with Controls

The mean (SD) brain volume measures for cases and controls are presented in Table 1. From Figure 1 it can be seen that the gray and white matter ratios showed stronger negative correlations with age and alcohol exposure among alcoholics compared with the controls. As previously stated, a lower brain ratio indicates higher shrinkage and vice versa. As expected, age was negatively correlated with gray matter ratio (ralcoholics=−0.60; rcontrols=−0.42) and white matter ratio (ralcoholics=−0.14; rcontrols=−0.08). Lifetime alcohol exposure also showed the same trend of higher negative correlations in alcoholics compared with controls with both gray matter ratio (ralcoholics=−0.47; rcontrols=−0.25) and white matter ratio (ralcoholics=−0.25; rcontrols=−0.14). All these correlations achieved nominal significance.

Table 1 Brain Volume Measurementsa (ml) for Alcoholics and Controls
Figure 1
figure 1

Correlation analysis (Numerical values in the squares represent the magnitude of correlation coefficient; alcohol exposure refers to the lifetime total alcohol consumption (kg); smoke exposure refers to the total lifetime smoking years.) of age and alcohol consumption with brain ratios in alcoholics and controls.

SOD2 Associations with Brain Volume Measures in Alcoholics

Allele frequencies for both SNPs were compared with appropriate NCBI reference populations (http://www.ncbi.nlm.nih.gov/SNP) (European Caucasian Americans to Europeans and African Americans to Africans) and no significant differences were observed (p=0.11 and 0.72) (Table 2).

Table 2 SOD2 Haplotype, Diplotype, and Allele Frequencies in the 76 Alcoholics

SOD2 Diplotype Associations with Brain Volume Measures

Three common SOD2 haplotypes and six diplotypes were observed (Table 2). The distributions of brain volume measures were assessed for all diplotypes separately. CSF and IC volumes showed nominally significant differences across the diplotypes (Table 3). The lowest mean CSF and IC volumes were observed for the TT-AA(Val/Val) diplotype compared with the other five diplotypes (Table 3). However, the other two Val/Val-containing diplotypes (TG-AA(Val/Val) and GG-AA(Val/Val) had higher CSF and IC volumes suggesting that the diplotype effect on brain volume may be dependent on both SNPs and not just the missense variant.

Table 3 Brain Volume Measuresa Among the Alcoholics Across Diplotype Categories

Only two brain volume measures, namely, gray and white matter ratios, followed ANOVA assumptions enabling linear regression models to be constructed to analyze the influence of SOD2 diplotype variation. Potentially confounding factors (sex, ethnicity, age, lifetime total alcohol consumption, and total lifetime smoking years) were included as independent variables in the model. We found that white matter ratio was lower in women than men (a lower brain ratio indicates higher shrinkage): mean ratio=0.37 vs 0.38, respectively, p=0.002; and in individuals with higher lifetime total alcohol consumption (p=0.01; r=−0.23). SOD2 diplotypes did not predict white matter ratio.

Gray matter ratio was significantly associated with age (p<0.0001; r=−0.62 and lifetime total alcohol consumption (p=0.003; r=−0.45, ie, increased age and higher consumption was correlated with greater shrinkage). The TT-GG(Ala/Ala) diplotype was also significantly associated with gray matter ratio (p=0.005) (Table 4). The amount of variance accounted by the associated variables was 19% for age, 9% for diplotypes, and 8% for lifetime alcohol consumption. Table 3 shows that, compared with the other five diplotypes, alcoholics with the TT-GG(Ala/Ala) diplotype had the lowest mean gray matter ratio (0.42) (and therefore the highest gray matter shrinkage), whereas alcoholics with the TT-AA(Val/Val) and TG-AA(Val/Val) diplotypes had the highest gray matter ratio (0.44). Supplementary Figure 1 shows the distribution of Ala16 Val genotypes versus gray matter ratio in alcoholics. Coronal brain sections representing segmented gray matter in two alcoholics, one with the TT-GG(Ala/Ala) diplotype and one with the TT-AA(Val/Val) diplotype are shown in Figure 2.

Table 4 Factors Affecting Reduction in Gray and White Matter Volumes (Shrinkage) Among Chronic Alcoholics
Figure 2
figure 2

Coronal brain sections representing segmented gray matter (Segmented gray matter in green is from the brain of alcoholic having risk diplotype rs10370TT-rs4880GG that was associated with lower gray matter ratio (and higher gray matter shrinkage) in the sample set; gray matter segmentation in risk diplotype (green) reflects greater CSF space compared with protective diplotype (red) in case of these two particular alcoholics.) in two chronic alcoholics containing predisposing and protective SOD2 diplotypes.

Dosage Effect of Ala16Val Alleles on Gray Matter Ratio

Following the observation of highest gray matter shrinkage among alcoholics who were homozygous for the Ala16-containing diplotype [TT-GG(Ala/Ala)], patients were coded as having 0, 1, or 2 copies of the Ala16 allele and were grouped on the basis of median lifetime alcohol consumption. This was an exploratory analysis, the aim of which was to determine whether an interaction between genetic variation and higher and lower alcohol consumption would have an effect on gray matter shrinkage. We chose a median split as the distribution of lifetime alcohol consumption was skewed. Absence of the Ala16 allele was protective as it was associated with higher gray matter ratio (lower shrinkage) in the lower drinking category (p=0.03) but not in the higher drinking category (Table 5). A double dose of the Ala16 allele appeared to be a nominal risk factor for highest gray matter shrinkage in low drinking category (lowest mean for gray matter/ICV ratio=0.43 in this category). Figure 3 depicts the relative gray matter shrinkage (1—ratio of gray matter volume/ICV) across allele dosage and as a function of lifetime alcohol consumption.

Table 5 Effect of Ala16 Allele Copy Number on Gray Matter Ratio in Low and High Drinking Categories
Figure 3
figure 3

Relative GMS (Does not reflect absolute GMS (gray matter shrinkage); values calculated as 1− (ratio of gray matter volume to ICV) for easy readability. X axis represents the Ala16 copy number.) across the Ala16 dosage as a function of lower and higher than median lifetime alcohol consumption.

Population Stratification

The allele frequencies of rs4880 differ between the two major ethnic groups in our sample and this may lead to stratification (Table 2). Therefore, we performed a stratified analysis to rule this out. When similar regression models were constructed for Europeans and African Americans separately, the same diplotype was observed to be associated (Supplementary Table 2). Following this observation, we used ethnicity as a covariate in all the regression models in this study to account for differential allele frequencies in the sample set.

Single Marker Analyses

Similar linear regression models were constructed taking into account the individual SNPs rather than the diplotypes, and age, ethnicity, sex, lifetime total alcohol consumption, and total years of smoking were included as independent variables in the model. rs4880 G/A (p=0.002; p for rs4880 AA[Val16/Val16]=0.02), age at MRI (p<0.0001), and lifetime total alcohol consumption (p=0.003) were significant predictors of gray matter ratio (r=0.78). Although rs10370 by itself was not associated with gray matter ratio, however as mentioned earlier, only two diplotypes, namely, TT-AA (Val/Val) and TG-AA (Val/Val) showed highest gray matter ratio (0.44; Table 3). This indicated that both the SNPs together may be important for gray matter shrinkage. As both these SNPs act as tags for the SOD2 locus, a diplotype-based analysis was expected to be more efficient in capturing the maximum genetic variation at this locus.

Liver Function as a Possible Mediator of Oxidative Stress

To assess the possibility of liver function as a modifying variable for gray matter shrinkage, we included the levels of aspartate aminotransferase, alanine transaminase, gamma-glutamyl transpeptidase, and the mean corpuscular volumes as covariates in the original regression model in addition to diplotypes, sex, ethnicity, age, lifetime total alcohol consumption, and total lifetime smoking years as independent variables (with gray matter ratio as the dependent variable). None of the included liver enzymes and mean corpuscular volumes were associated with shrinkage (p>0.05), indicating that the gray matter shrinkage may not be mediated by the liver damage in our sample set.

Corrections for Multiple Comparisons

All the p-values and associated q-values are presented in Supplementary Table 1. The B&H FDR q-values for the 39 tests ranged from 0.002 to 0.99. Seven p-values including the one emerging from the association of diplotype with gray matter shrinkage had a q-value less than 0.07.

DISCUSSION

In the study sample, both advanced age and high alcohol consumption were correlated with higher gray and white matter shrinkage, and this is consistent to previous reports (Pfefferbaum et al, 1998; Gilman et al, 2007). The main finding of this study was a significant effect of SOD2 genetic variation on brain volume changes among chronic alcoholics.

The putative functional Ala16Val (rs4880G/A) SNP was individually associated with gray matter ratio. However, we also included another haplotype-tagging SNP rs10370 and constructed diplotypes, because these two tagging SNPs together capture the common haplotypes that represent the SOD2 gene region. This analysis has the advantage that it may detect effects of an unknown functional locus in the region.

There is evidence that alcohol exposure leads to inadequate ROS clearance resulting in toxicity and organ damage with special relevance in the CNS (Huang et al, 2008). Therefore, genetic variants impairing ROS clearance could be risk factors in alcohol-associated brain damage. On balance, and despite some not completely reconciled data, the SOD2 Ala16Val missense substitution seems to represent such a candidate locus. The Val16 allele was predicted to be inefficiently transported (Shimoda-Matsubayashi et al, 1996, 1997) and this was seemingly confirmed experimentally when the Val16 and Ala16 SOD2 leader sequences were fused with a mouse DHFR reporter protein (Hiroi et al, 1999). However, in vivo studies using human tissues have yielded a different picture; homozygosity for Ala16 resulted in 39% lower SOD2 activity in erythrocytes of 231 young non-smoking adults (Bastaki et al, 2006). These findings were recently replicated in human hepatocytes (Martin et al, 2009). Our results showing greater gray matter volume reductions in Ala16/Ala16 homozygotes are consistent with the in vivo functional data that Ala16 is a lower activity allele. Speculatively, the reduced efficiency of the Ala16 allele could lead to a larger ROS load in the brains of chronic alcoholics. Even if Ala16 is more efficiently transported it may nevertheless be less active.

The association of SOD2 with gray matter volume was driven by the mean difference in gray matter ratio between diplotypes containing different numbers of Ala16 alleles, with the Ala16/Ala16 homozygotes lowest in gray matter ratio and three diplotypes missing the Ala16 allele including two with highest gray matter ratios. However, the Ala16 haplotype was only a risk factor among alcoholics with alcohol consumption below the median. In fact, these alcoholics have suffered high lifetime exposures, with a mean lifetime exposure of 614.4 kg. Another way of looking at the data is that the seemingly fully functional Val16 SOD2 enzyme can have a protective role against ROS in chronic alcoholism, but this may be overwhelmed at higher levels of exposure. Nevertheless, in the overall model incorporating sex, age, ethnicity, lifetime total alcohol consumption, and total lifetime smoking years (Table 4), SOD2 diplotype was a significant predictor of gray matter ratio (shrinkage) among alcoholics, with patients homozygous for Ala16 having a lower gray matter ratio.

A notable observation is that the diplotypes predicted gray matter ratio but not the white matter ratio. Alcoholism has been shown to result in altered cognition (review by Uekermann and Daum, 2008) and white matter loss has also been linked to cognitive abilities (Fields, 2008). Whether our results have any implication for neurocognition is difficult to predict. But one possible explanation is that all brain regions/cell types may not be equally susceptible to alcohol-induced damage. One study showed regional differences in SOD2 distribution in human brain (Zhang et al, 1994) and thus consequentially different ROS loads.

This exploratory analysis has a few limitations. There is heterogeneity of age and gender effect between the study populations, as evident from Supplementary Table 2. But it is difficult to ascertain if this difference arises due to a ‘potential confound’ or simply due to the small sample sizes. Especially in the context of brain imaging studies, it is difficult to achieve the desired/appropriate effects across all the study groups due to constraints of sample sizes. As mentioned earlier, another limitation of this study was unavailability of DNA and SOD2 genotypes from controls. Also, because this was a retrospective study in chronic alcoholics, we could not correlate our results with SOD2 levels/activity. But we observed significant association of SOD2 diplotypes, which was adjusted for possible confounding factors, such as age, sex, and ethnicity. Following the adjustment for multiple comparisons, our results suggest that by declaring all the tests with p-value less than α=0.05 as significant, the expected rate of false discoveries will still be less than 7%. Given such a low FDR, absence of a mediating effect of liver damage on gray matter shrinkage, and consistence with the function of SOD2 enzyme and the probable effect of the Ala16 allele, our results merit replication.

In conclusion, Ala16Val, a putative functional genetic variation in the SOD2 gene, may influence gray matter loss in chronic alcoholics, an effect modulated by the level of alcohol consumption.