Transient excitons at metal surfaces


Excitons, electron–hole pairs bound by the Coulomb potential, are the fundamental quasiparticles of coherent light–matter interaction relevant for processes such as photosynthesis and optoelectronics1,2,3,4,5. The existence of excitons in semiconductors is well established2. For metals, however, although implied by the quantum theory of the optical response, experimental manifestations of excitons are tenuous owing to screening of the Coulomb interaction taking place on timescales of a few femtoseconds6,7,8. Here we present direct evidence for the dominant transient excitonic response at a Ag(111) surface, which precedes the full onset of screening of the Coulomb interaction, in the course of a three-photon photoemission process with 15 fs laser pulses. During this transient regime, electron–hole pair Coulomb interactions introduce coherent quasiparticle correlations beyond the single-particle description of the optics of metals that dominate the multi-photon photoemission process on the timescale of screening at a Ag(111) surface.


Reflection of light has made metal mirrors valued optical instruments since the Bronze Age9. At the macroscopic level the coherent optical response of a metallic surface is well described by the classical Maxwell’s equations. At the quantum level, a photon interacting with a metal surface polarizes an electron–hole (eh) pair to create an exciton–polariton, the quasiparticle of light–matter interactions10. The creation of excitons in insulators, semiconductors and molecules provokes many-body, coherent optical processes, which have been studied in the contexts of photosynthesis, vision, optical communication1,2,3,4,5, and so on. Yet, in metals the role of excitons remains uncharted, because the build up of screening on the timescale of plasma oscillations liberates bound states of the Coulomb potential6,7,8. The dynamical response of a metal surface to light terminates either in coherent reflection, or absorption, which can be detected through the photoelectric effect.

We reveal the transient optical response of the Ag(111) surface triggered by photoexcitation of an electron out of the occupied Shockley surface state (SS; Fig. 1) to form instantaneously a primary exciton composed of the electron interacting through the bare Coulomb interaction with its SS hole. In response, the retarded screening charge density fluctuations cause the bare Coulomb potential to wane, and simultaneously the image potential (IP) binding the electron to its screening image charge, to emerge as the asymptotic quasiparticle state. This transient regime of the coherent excitonic polarization is revealed through the intense excitonic local field, which augments the mth-order multiphoton photoemission (mPP) process.

Figure 1: The surface projected electronic band structure of Ag(111) and multiphoton photoemission processes at a Ag(111) surface.

a, A band gap extends between −0.4 and 3.9 eV from the lower to the upper sp-band (Lsp and Usp) for the Ag(111) surface. Within the band gap, the Shockley surface state (SS; red line) and n = 1 image potential state (IP; blue dotted line), with minima at −0.063 and 3.79 eV, form quantum wells at the metal–vacuum interface. The SS is occupied to |k| = 0.07 Å−1, where it intersects the Fermi level (EF). The n = 1 IP state is the first member of a Rydberg-like series converging to the vacuum level (Ev; refs 16, 25). The vertical arrows indicate independent excitation pathways for 3PP and 4PP via the initial SS or the penultimate IP states for laser excitation wavelengths ω1 = 2.20 eV and ω2 = 1.81 eV, corresponding to the spectra in Fig. 2a, h. b, Excitation scheme of IP states via the transient exciton (TE) manifold. Solving the Schrödinger equation for the bare Coulomb potential of the SS hole gives the eigenstates of the excitonic manifold (green lines); they converge in a quasi-continuum (shaded green) to the bottom of Usp (ref. 22). Charge density fluctuations cause the Coulomb field to evolve from that of the bare exciton to the IP state. The coherent 3PP measurements follow the time evolution of the polarization amplitude within the excitonic manifold towards the asymptotic IP state under the influence of time-dependent potentials and energy–time uncertainty, which is implied by the time-evolving width of the TE state.

The coherent optical response of metals has been studied by energy(E)- and momentum(k)-resolved mPP spectroscopy. Interferometric time-resolved 2PP measurements have determined the surface and bulk hole dephasing times11,12. 2PP studies of silver and copper surfaces have probed the electronic structure, dephasing and lifetimes of IP states13,14,15,16. Attosecond studies have revealed band-dependent photoelectron emission times17. The data were interpreted in terms of the external field exciting optical transitions between pre-existing electronic bands.

Excitons in metals have been more elusive. The excitonic response has been discussed in the context of theoretical models for the dielectric functions of metals18,19,20. Pertinently, the transient excitonic response has been proposed to have observable consequences in ultrafast mPP spectroscopy21,22.

Here we present experimental evidence for the excitonic response in mPP spectra of the Ag(111) surface on excitation of a near-resonant two-photon IP ← SS transition (Fig. 1) by intense, 15 fs duration laser pulses, which has not been observed in one-photon resonant nanosecond laser experiments on Ag(111) and Cu(111) (refs 14, 23). When the two-photon IP ← SS resonance at ωres = 1.93 ± 0.02 eV lies outside the bandwidth of the excitation pulses, the SS and IP state spectra—that is, their energy versus momentum distributions (E(k); Fig. 2a, h) in the 3PP spectra—appear as dispersive bands congruent with prior 2PP studies employing two-colour excitation16. A marked change in the mPP spectra arises when the laser spectrum subtends ωres = 1.93 ± 0.02 eV: a new spectral component appears at a constant final state energy Ef = 5.82 ± 0.03 eV above the Fermi level (EF). This new feature dominates the 3PP spectra (Fig. 2b–g), having an intensity more than 100 times greater than that of the non-resonantly excited SS and IP bands (Fig. 2a, h), it is nondispersive, and it does not exist in the single-particle band structure of the substrate (Fig. 1a); on the basis of these characteristics we argue for its assignment to a transient exciton (TE).

Figure 2: 3PP and 4PP E(k) distributions for photon excitation energies near the two-photon IP ← SS resonance.

a,h, For nonresonant excitation at ωlaser = 1.81 and 2.20 eV the Shockley surface (SS) and image potential (IP) bands appear with E(k) dispersions consistent with the band structure and the indicated excitation processes in Fig. 1a; the red and blue circles denote their expected parabolic dispersions. bg, On tuning ωlaser into the two-photon IP ← SS resonance, a new feature characterized by enhancement of the transition moment, non-dispersive (that is, flat) E(k) distribution spanning the occupied k range of the SS, and photon-energy-independent photoelectron energy appears at Ef = 5.82 ± 0.03 eV. We attribute these characteristics to a transient exciton created by excitation of an electron from the SS via the excitonic manifold, through a two-photon resonance involving the energy-conserving IP state. The photoelectron energies are given with respect to EF. In all plots the white areas correspond to those for which there is no data.

Plotting Ef for the SS, IP and TE states in Fig. 2 versus the excitation photon energy, ωlaser, we find linear behaviour, with approximate slopes of three, one and zero (Fig. 3), which would be expected for a 3PP process if SS, IP and TE were the initial, penultimate and final states. Because no final state corresponding to TE exists at Ef = 5.82 eV (Fig. 1a; ref. 24), we search for its origin beyond the single-particle band structure.

Figure 3: Tuning of the spectroscopic features with photon energy.

The photoelectron energies of the Shockley surface (SS), image potential (IP) and transient exciton (TE) states in Fig. 2 are plotted versus the excitation photon energy. Assuming that the photoelectron energy in multiphoton photoemission processes is defined by the photon energy, the tuning of Ef of a spectroscopic feature is determined by the number of photons times the photon energy required to excite an electron from the energy band to above Ev. Therefore, in the 3PP process, the initial state (SS) is expected to tune with a slope of three and the penultimate state (IP) with a slope of one, as observed. Accordingly, a slope of zero would attribute the TE feature to a sharply defined nondispersive state at Ef = 5.82 ± 0.03 eV, which does not exist in the band structure of Ag. The TE behaviour, however, can be explained by the existence of a local excitonic field, ωres, associated with the IP ← SS two-photon resonance, which is excited within the bandwidth of the broad, tunable excitation pulses. The error bars represent uncertainties in fitting of the spectral features to Gaussian lineshapes.

An excitonic model has been previously elaborated for 2PP from the occupied Shockley states of Ag(111) or Cu(111) surfaces via the intermediate IP states22, which approximately describes our experiment. Whereas the SS states are Bloch states confined to the surface by the boundary conditions, the IP states emerge through the retarded many-body screening response25. There is no transition moment optically coupling the SS with the unformed IP state, so the excitation must involve the intermediary TE, which evolves into the IP state22. On creation of an exciton, charge density fluctuations respond to the Coulomb field to create the screened electron and hole quasiparticles. As the screening saturates, the IP state emerges as an on-the-energy-shell, asymptotically evolved excited surface quasiparticle22. The screening, however, is metal dependent: at a silver surface the quasiparticle correlation can persist for an 15 fs timescale of dephasing of the low-frequency (3.7 eV) surface plasmon, whereas at a copper surface it vanishes within 2 fs (ref. 22).

The exciton on the Ag(111) surface forms by the interaction of an SS valence band hole with the upper sp-conduction-band (Usp) electron Bloch states (Fig. 1a)22,26. The wavefunction of the exciton, described by N—the quantum number for relative motion—and K—the total centre-of-mass momentum wavevector—may be written as a superposition (wave packet) of the coupled hole kh and electron ke states26,

where is the amplitude of the constituent band states contributing to the exciton in the k-space, and K 0 is the momentum imparted by the photon26. The excitonic eigenenergies (Fig. 1b) are obtained by solving the Schrödinger equation for the bare Coulomb potential of the SS-hole charge density22.

The salient features of an exciton expressed in equation (1) directly explain two facets of the TE behaviour: the nondispersive TE photoemission derives from it being a localized superposition state in the relative coordinate space constrained by K = ke + kh 0; and its optical transition moment derives enhancement from the summation over the available interband transitions. Furthermore, the congruence of the k ranges of the TE and SS attests to the TE being the superposition of all SS states within its 63 meV occupied bandwidth.

To investigate the role of the TE precursor to the IP state, we image the photoelectron E(k) distributions as a function of delay τ between identical, collinear, phase-correlated pump–probe pulses. Imaging E(k) distributions with delay intervals of Δτ 100 as for ωlaser = 2.05 eV, records a movie of the coherent polarization dynamics (Supplementary Movie 1). The interferograms for k = 0 and E(k) distribution for τ = 0 (Fig. 4a, b) represent cross-sections through the three-dimensional (E, k, τ) data. The distinct polarization dynamics of the SS, IP and TE are evident in the correlation traces (Fig. 4c–e) representing cross-sections through the interferogram for their respective Efs marked by the lines cutting Fig. 4a.

Figure 4: 3D photoemission spectra for near-resonant two-photon IP ← SS excitation.

a, Interferogram of the photoelectron counts versus photoelectron energy and time delay between interferometrically scanned pump–probe pulses for k = 0. The laser energy ωlaser = 2.05 eV is detuned from the resonance energy, ωres = 1.93 eV. b, E(k) image for a pump–probe delay τ = 0. The horizontal lines indicate Ef for the Shockley surface (SS), image potential (IP) and transient exciton (TE) in ce, and the vertical lines indicate k|| for the 2D spectra in fh. ce, Correlation measurements11 obtained by taking cross-sections through the interferogram in a at Ef for the SS, IP and TE. Oscillations with approximately the period of the carrier wave (2 fs) represent interference between the pump and probe pulse-induced polarizations excited in the sample. fh, 2D photoelectron spectra obtained by Fourier transforming interferometric scans such as in a for k = 0.0 f, 0.067 g, and 0.134 Å−1. h, The Fourier axis is labelled the ‘polarization energy’. Higher-order polarization components are substantially weaker (Supplementary Fig. 1). The 2D plots show the correlation between the coherent polarization and photoemission energy. The horizontal dashed and dotted lines indicate ωlaser and ωres, the vertical lines indicate the energies of the SS, IP and TE, and the full lines designate slopes of 1/3, 1/2 and 1.

Instead of single-point correlations, however, we analyse the co-relationship between the SS, IP and TE polarizations by performing Fourier transforms of the interferograms for three representative values of k. This produces 2D spectra representing the energy of linear polarization excited in the sample versus photoelectron energy relative to the SS band minimum (Fig. 4f–h and Supplementary Fig. 1 give the complete 2D spectra, including the weaker nonlinear components). The 2D spectra reveal that, even for a detuning of the external field from the two-photon resonance, Δ = ωlaserωres = 0.12 eV, the energy of polarization driving the 3PP process is dominantly the local field at ωres, which excites the TE emission, rather than at ωlaser, which excites the IP state emission (Fig. 4f, g). Whereas the external driving field varies spatially with the vacuum wavelength of light, the local field varies on the atomic scale27,28,29. Furthermore, the disposition and intensity of the TE and SS responses along the line with a slope of 1/3 (Fig. 4f, g) shows that the coherent three-photon excitation of electrons from the SS is far more efficient by the local field than by the external field. The emission from the SS is distributed along this line in the 2D spectra between the dominant TE and the high-energy limiting SS features because an SS electron is photoemitted by absorption of a total of three photons from either the local ωres or the external ωlaser fields.

Being retarded in time, the IP state cannot participate in a coherent 3PP process, and therefore its disposition within the 2D spectra is distinct (Fig. 4f–h). Because the 2D spectrum of the IP state is aligned with a slope of 1/2 both within (Fig. 4f, g) and outside (Fig. 4h) the occupied k range of the SS, we conclude that it is excited from the continuum of bulk bands belonging to the lower sp-band (Lsp: Fig. 1a) by absorption of two photons at ωlaser from the external field. The weak dependence of the IP state 2D spectra with k, shown in Fig. 4f–h, indicates that, for Δ = 0.12 eV, the Lsp channel dominates the 3PP via the IP state, even when the TE channel dominates the SS emission. The emergence of the IP state from the TE channel and its subsequent photoemission by a single-photon process, however, can be discerned from the additional density in the 2D spectra for |k| < 0.07 Å−1, which extends between TE and IP features along the line with slope of one (Fig. 4f, g). The presence of two channels for IP state photoemission via interactions with the ωres and ωlaser fields leads to polarization beating in its correlation trace at (Fig. 4d). A time-windowed frequency analysis of the interferogram in Fig. 4a shows that the IP state photoemission driven by ωlaser dominates for <20 fs, to be overtaken by the more slowly dephasing TE channel, which the frequency upchirps from ωres near τ = 0 towards ωlaser for τ > 20 fs, as implied by the additional density between the TE and IP features in the 2D spectra. As Δ → 0, the creation of the IP state from the excitonic manifold becomes dominant, as is evident in Fig. 2. Model simulations of two-pulse correlations (Supplementary Fig. 2), which reproduce the long dephasing time of the linear polarization, support the scenario in Fig. 1b, where the dense TE manifold is the precursor to the IP state under resonant conditions.

The 2D spectra also explain the excitonic origin of the constant TE photoemission energy. On femtosecond pulse illumination, an electron is excited by two-photon interaction from the SS through a manifold of excitonic states converging in a quasicontinuum to the bottom of Usp (Fig. 1b). Concurrently, the screening involving off-the-energy-shell transients causes the bare exciton to evolve into its saturated form, the uncorrelated IP electron and SS hole quasiparticles30. In the course of this quantum kinetic evolution, according to energy–time uncertainty, the bandwidth of the coherent polarization is determined by the interaction time31,32: constructive and destructive interference causes different frequency components of the coherent polarization to grow if they conserve energy, or to die off if they do not. Therefore, during the interaction, the excitonic local field grows at ωres because its dephasing time is slower than the pulse duration and it conserves energy at the two-photon resonance. Moreover, the local field is integrated over the duration of the external field pulse and is localized at the surface on the atomic scale, therefore the probability of an SS electron absorbing a photon from the local field is greater than from the external field28,33. TE photoemission appears as long as the external field has sufficient amplitude to excite the local field at ωres. Because the surface response determines the local field, the TE emission energy is pinned at 3 × ωres. The SS emission in Fig. 2 via three-photon absorption from the weaker ωlaser, however, tracks the photon energy.

The correlated TE photoemission is a manifestation of the fundamental screening response of condensed matter to polarization by optical fields. In contrast to interference effects in linear and nonlinear photoemission spectra with pulse durations exceeding the screening timescale14,23,29, the dominant excitonic response in the transient screening regime completely overwhelms the single-particle band structure features. Although excitons are detected as stable quasiparticles in semiconductors and insulators, the dynamical dielectric response in their formation and propagation is universal. For example, the local field-induced multiple-quantum transient exciton interactions in silver may help explain multi-exciton generation in organic films1. The observation of strong eh correlations, even in a noble metal, by coherent mPP spectroscopy holds promise for studies of nonequilibrium quasiparticle dynamics in strongly correlated materials.


Femtosecond laser excitation.

The photoexcitation source for the mPP measurements is a noncollinear parametric amplifier (NOPA) system pumped by a Clark MXR Impulse fibre-laser oscillator–amplifier system. The NOPA system is used with 80–100 mW average power at a 1.25 MHz repetition rate and 15 fs pulse duration. The p-polarized light incident at 45° from the surface normal is focused onto the Ag(111) sample.

Interferometric pump–probe delay scanning.

Identical pump–probe pulse replicas are generated in a self-made Mach–Zehnder interferometer (MZI; ref. 11). The pump–probe delay is scanned with a piezoelectrically actuated translation stage at a rate of 7.9 fs s−1. Recording interference fringes at the centre laser wavelength by passing the secondary output of the MZI through a monochromator, and recording the resulting interferogram with a photodiode, calibrates the delay scanning. After data acquisition, about 200 interferometric scans are combined in software using the calibration interference fringes.

Photoelectron imaging.

The mPP photoelectron images are recorded with a Specs Phoibos 100 electron spectrometer equipped with a 3D-DLD delay-line photoelectron counting detector. For each interferometer pump–probe delay scan, 4,096 E(k) images are taken with an integration time of 12 ms per image.


The single-crystal Ag(111) surface is prepared by conventional surface science methods in an ultrahigh vacuum chamber with a base pressure of <10−10 mbar. During the measurements the sample is cooled to 100 K.


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This research was supported by Division of Chemical Sciences, Geosciences, and Biosciences, Office of Basic Energy Sciences of the US Department of Energy through Grant DE-FG02-09ER16056. The authors thank T. Kampen for help with the 3D-DLD detector and the data acquisition software.

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H.P. conceived the experiment and wrote the first draft of the manuscript. X.C. and C.W. discovered the transient exciton in Ag(111), set up the photoelectron imaging system, wrote the data acquisition and analysis programs, and performed all of the experiments and data analysis. A.A. set up the NOPA system and contributed to its operation. S.G-R. provided expertise in 2D electronic spectroscopy. B.G. predicted the TE phenomenon and performed the theoretical simulations. All co-authors contributed to the discussion and elucidation of the TE phenomenon.

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Correspondence to Hrvoje Petek.

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Cui, X., Wang, C., Argondizzo, A. et al. Transient excitons at metal surfaces. Nature Phys 10, 505–509 (2014).

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