The unavailability of highly transparent materials in the mid-infrared has been the main limitation in the development of ultra-sensitive molecular sensors or cavity-based spectroscopy applications. Whispering gallery mode microresonators have attained ultra-high-quality (Q) factor resonances in the near-infrared and visible. Here we report ultra-high Q factors in the mid-infrared using polished alkaline earth metal fluoride crystals. Using an uncoated chalcogenide tapered fibre as a high-ideality coupler in the mid-infrared, we study via cavity ringdown technique the losses of BaF2, CaF2, MgF2 and SrF2 microresonators. We show that MgF2 is limited by multiphonon absorption by studying the temperature dependence of the Q factor. In contrast, in SrF2 and BaF2 the lower multiphonon absorption leads to ultra-high Q factors at 4.5 μm. These values correspond to an optical finesse of , the highest value achieved for any type of mid-infrared resonator to date.
The mid-infrared (mid-IR) spectral window is a very useful range for spectroscopy, chemical and biological sensing, materials science and industry as it includes strong rotational–vibrational absorption lines of many molecules, as well as two atmospheric transmission windows of 3–5 and 8–13 μm. In this band, the absorption strengths of molecular transitions are typically 10 to 1,000 times greater than those in the visible or near-infrared (near-IR), offering the potential to identify the presence of substances with extremely high sensitivity and selectivity, as required in trace gas detection1,2,3, breath analysis4,5 and pharmaceutical process monitoring. The invention of the quantum cascade laser (QCL)6 was a scientific and technological milestone in the development of mid-IR laser sources. Today, continuous-wave QCLs operate at room temperature, offer high output power (watts) and are a commercial technology7. These features lead to their wide adoption for spectroscopic applications in the mid-IR region. However, their free running linewidth is subject to undesired noise that makes their frequency stabilization challenging8. High finesse optical cavities have the potential for substantial reduction of laser noise9,10 and have been recently investigated11.
The exploration of ultra-high-quality (Q) cavities in the mid-IR is a relatively new area driven by the development of QCL frequency stabilization11, ultra-sensitive molecular sensors12, cavity-based spectroscopy4,13 and optical frequency combs14. ZBLAN15 and chalcogenide (ChG) glass16 resonators also appear as promising for mid-IR wavelengths. Moreover, the silicon platform17 has enabled the fabrication of mid-IR microresonators at . To date, Q factors of 105 are already achieved in silicon-on-sapphire18 and ChG glass-on-silicon19, whereas Q factors of 104 are obtained in silicon-on-calcium fluoride20. Yet to date, achieving ultra-high Q factors in the mid-IR (or correspondingly high optical finesse) is an outstanding challenge. In the near-IR, high finesse is achieved using Fabry–Pérot cavities based on supermirrors21 or using microcavities based on whispering gallery mode (WGM). Interference coatings based on substrate-transferred single-crystal multilayers show the potential for ≤100 p.p.m. of optical losses in the mid-IR (potentially out to 7 μm)22.
Owing to high purity and low material losses, crystalline WGM microresonators23 exhibit the highest Q factors in the near-IR and visible spectral ranges (along with the highest reported optical finesse of as in ref. 24). Ultra-high Q factors (>108) are routinely obtained in magnesium fluoride (MgF2) and calcium fluoride (CaF2)25,26, and can be as high as 1011 in CaF2 (ref. 24). Recently, soft fluoride crystals such as barium fluoride (BaF2) and strontium fluoride (SrF2) have equally demonstrated ultra-high Q in the near-IR27,28. Such ultra-high Q factors have allowed for the generation of Kerr combs23, as well as temporal dissipative soliton formation29,30 at low (mW) power levels, and enabled low phase noise microwave generation23, as well as ultra narrow-linewidth lasers10. However, the mid-IR is a largely unchartered territory in what concerns ultra-high-Q optical microresonators and material properties have not been investigated thoroughly. There have been several recent studies investigating mid-IR properties of the important class of crystalline microresonators11,31,32. Using QCLs, recent work has reported Q factors of ∼107 at 4.5 μm in MgF2 (ref. 31), CaF2 (refs 11, 31, 32) and BaF2 microresonators31, which is more than two orders of magnitude lower than the near-IR values. Unfortunately, the challenges in measuring Q factors have led to some nonphysical values being reported in literature, that is, exceeding the theoretical limit imposed by multiphonon absorption at this wavelength32. Therefore, it is of utmost importance to provide an authoritative and accurate account of the mid-IR quality factors above 4 μm—the range where QCLs operate to guide future experiments in this wavelength range.
Here we study systematically the optical Q factors of four crystalline materials transparent in the mid-IR spectrum from the alkaline earth metal fluoride XF2 family (where X=Ca, Mg, Ba and Sr). Note that other combinations such as X=Be and Ra are water soluble or toxic and therefore not suitable. We directly compare the Q factor at 1,555, 2,000, 3,000 and 4,500 nm and, importantly, observe that the intrinsic material absorption in MgF2 poses a limit to the Q factor, which is greatly reduced in BaF2 and SrF2. This demonstrates that material absorption limits the Q factor in this class of microresonators, because in the visible and near-IR spectral ranges the intrinsic absorption is many orders of magnitude lower.
To measure accurately the losses of crystalline materials in the mid-IR, we developed an efficient coupling technique based on an optical tapered fibre made out of ChG glass. It allows for light from a QCL to be evanescently coupled to a crystalline microresonator via a ChG-uncoated tapered fibre. We show that critical coupling33 is achieved with high ideality34, necessary for faithful Q factor measurements, and extend this technique to the mid-IR. We measured a critically coupled factor of Qc∼1 × 107 for a MgF2 microresonator, a value at the theoretical limit of multiphonon absorption at this wavelength31. To further verify the intrinsic multiphonon behaviour of MgF2, we undertook temperature-dependence measurements. Theory predicts that MgF2 microresonators that are material loss limited, should exhibit a temperature dependent Q factor35, and the data presented here demonstrate the temperature variation of the multiphonon losses. This variation is consistently not observed with SrF2 or BaF2, which are not limited by this process. Using a cavity ringdown method, we demonstrate ultra-high-Q mid-IR resonances. This is only possible with the proper choice of crystals, which opposite to previous work32, implies not using MgF2 but rather BaF2 or SrF2. The measured mid-IR resonances feature ultra-high intrinsic factors of Q0≥6 × 108 at 4.4 μm (more than a 10-fold improvement compared with previous results), exhibiting the highest observed finesse of for any cavity in the mid-IR so far. These losses, when expressed as mirror losses in an equivalent Fabry–Pérot cavity, correspond to a mirror loss of ∼50 p.p.m. at 4.4 μm.
Mid-IR crystalline microresonators properties and fabrication
We are interested in crystalline materials whose transparency window includes the region of 3–5 μm, a range, where QCL are commercially available. We studied four different crystalline materials such as MgF2, CaF2, BaF2 and SrF2, which are available commercially with high purity (and used, for example, for deep ultraviolet lenses). These crystals feature ultra-high Q in the near-IR25,26,27,28 and anomalous group velocity dispersion in the mid-IR, a requirement for Kerr comb and (bright) temporal soliton formation based on the Kerr nonlinearity. However, the theoretically predicted limiting loss mechanism of the Q factor in the mid-IR results from multiphonon absorption processes36,37,38, involving the coupling of the incident light with fundamental molecular vibrational modes of the material, a loss mechanism not observed so far in the near-IR in such crystals. Usually this reduces the mid-IR cutoff wavelength to a much shorter value than that of the transparency window’s maximum wavelength. In the multiphonon-dominated regime the absorption coefficient is given by and largely surpasses any Rayleigh scattering contribution that is proportional to , where A, and B are materials properties38. Therefore, the Q factor limit is given by , where n is the refractive index and the wavelength. Figure 1f presents the dependence of the Q factor on the wavelength for alkaline earth metal fluoride crystalline materials39. It reveals that even though a material displays low Rayleigh scattering and ultra-high Q in the near-IR, it will be subject to multiphonon absorption in the mid-IR that increases by ∼2 — 6 orders of magnitude at 4.5 μm compared with 1.5 μm for these crystal families. On the basis of theoretical considerations alone, BaF2 and SrF2 seem ideal candidates to achieve ultra-high Q in the mid-IR in comparison with MgF2 due to lower multiphonon absorption. Though there has been considerable interest in highly transparent infrared materials for the last decades, only spectrophotometric measurements were carried out to study absorption due to technical limitations of using microresonators in the mid-IR36,37,38. We emphasize that conventional methods (for example, Fourier transform infrared spectroscopy) to investigate loss are not suitable to probe the losses at the level of p.p.m., as required to achieve ultra-high Q.
We fabricated our microresonators either from disk or cylinder blanks. The microresonators were first shaped by grinding or diamond-cutting tool and polished in an air-bearing spindle by successive smaller diamond particle slurries to obtain a smooth protrusion as visualized in Fig. 1b. Their final diameters are ∼5 mm. We analysed the microresonators in a scanning electron microscope, and from this we determined the transverse radii of the crystalline MgF2 disk to be of . The intensity profile of the fundamental WGM of the MgF2 microresonator in the mid-IR is displayed in Fig. 1c. From finite element model simulations we obtained an effective mode area of Aeff∼600 μm2 at . To ensure that we are not limited by scattering losses from residual surface roughness, optical quality factors were first measured at , with a tunable, narrow-linewidth (short-term <100 kHz) fibre laser using silica tapered fibres to excite the WGM26. The MgF2 disk features loaded optical factors of Q≥5 × 108; CaF2 and SrF2 exhibit Q factors of ∼2 × 109 and the BaF2 cylinder features Q∼6.4 × 109 (detailed below and in Fig. 5).
ChG tapered fibres as high-ideality mid-IR couplers
To measure far in the infrared, we used a mode-hop-free tunable QCL (Daylight Solutions Inc.). To couple QCL light into the microresonator we developed uncoated optical tapered fibres made out of ChG glass40,41. ChG fibres are particularly attractive due to their low loss in the mid-IR42 and commercial availability. However, they were never used previously as a low-loss, uncoated tapered optical waveguide because of technical fabrication challenges in their tapering process and maintenance, due to the low melting point of ChG glasses (∼200 °C for As2S3). We have successfully developed a tapering set-up with a feedback controlled electrical heater to adiabatically pull low-loss uncoated tapered ChG fibres. To verify the theoretically expected taper waist, scanning electron microscope images were taken to optimize the tapering process. The ChG (As2S3) tapered fibre was fabricated from a commercially available, IRflex IRF-S 9 nonlinear mid-IR fibre, made from extra-high-purity ChG glass (see Methods section). The fibre is transparent from 1.5 to 6.5 μm and has a core diameter of 9 μm and a high nonlinear refractive index of n2=2.7. The ChG tapered fibre was pulled down to a diameter to phase match the fundamental WGM. For instance, for a MgF2 microresonator radius of R∼2.5 mm, the optimum taper waist in the mid-IR corresponds to a subwavelength diameter around 1 μm (Fig. 1d). The experimental set-up is described in Fig. 1e. The pump laser is a 200 mW continuous wave external cavity QCL, tunable from 4.385 to 4.58 μm. The tapered fibre and microresonator are kept under a dry and inert atmosphere to preserve them from degradation and physical ageing of the ChG fibre43. The QCL light is evanescently coupled to the crystalline microresonator using the ChG tapered fibre. When the taper–resonator coupling is achieved, several resonance families are observed at , as illustrated in Fig. 2a.
A unique property of taper-coupled microresonators is that phase matching (and thus the coupling) can be finely tuned by translating the microresonator along the taper relative to the waist33. Measuring ultra-low losses in microresonators requires an ideal coupler. We investigated in detail the mid-IR coupling behaviour between the ChG taper and the MgF2 crystalline microresonator for a typical mode family. For an unity ideality coupler34, the coupling parameter is given by , where is the intrinsic loss rate, the photon loss rate due to coupling to the microresonator and T the transmission on resonance. The upper signs are used for transmission values T in the over-coupled regime and the lower signs for the under-coupled regime . We recorded the transmission spectrum while scanning the laser over resonance for different taper waist radii. We measured the corresponding full-width at half maximum linewidth by setting up a Pound–Drever–Hall technique with a mid-IR electro-optic phase modulator (Qubig GmbH) to provide a frequency calibration. Figure 2c shows the normalized transmission as a function of the coupling parameter K. Critical and strong overcoupling up to K∼6 are observed for optimum taper diameters. We emphasize that this represents the achievement of critical coupling in crystalline microresonators in the mid-IR region. This reveals that the ChG taper behaves as a nearly ideal coupler, with close to unity ideality34. We measured a linewidth of at critical coupling (red curve in Fig. 2b.) yielding an optical factor of Qc∼1.01 × 107 for MgF2. Our measurements reveal that uncoated ChG tapers can thus extend the efficient tapered fibre coupling method deep to the mid-IR regime. It enables an accurate measurement of the material losses in the mid-IR, in contrast to other methods such as prism coupling, which does not allow an ideal coupling31,32. We point out that it makes very clear that the values are indeed limited by intrinsic multiphonon absorption and not by coupling loss due to lack of ideality. As a consequence, the excellent ability to trace out the coupling curve with high ideality leaves little doubt about the fact that the internal Q factor is on the order of 107 and not higher32.
Near- and mid-IR cavity ringdown measurements
After MgF2 characterization, we studied other fluoride crystals (CaF2, BaF2 and SrF2) and first characterized them in the near-IR set-up. We measured the optical Q factor using both frequency modulation spectroscopy and a swept laser cavity ringdown technique. The cavity ringdown method enables a measurement of the quality factor independently of the thermal nonlinearity (hence at higher pumping powers) and of the laser linewidth. Figure 3a shows a typical resonance obtained in the under-coupled regime for a pump power of P ≤1 mW in BaF2. The Lorentzian fit gives a full-width at half maximum linewidth of at 1,555 nm, resulting in an optical factor of Q∼4.4 × 109. From the coupling curve we can extract moreover an intrinsic linewidth of (corresponding to an intrinsic Q factor Q0 of 0.9 × 1010). In addition, we performed swept laser cavity ringdown measurements26 to first calibrate the method in the near-IR. When an ultra-high-Q resonator is excited with a laser whose frequency is linearly swept across the resonance with a duration shorter than the cavity lifetime, its transmission spectrum shows oscillations (Fig. 3b). These oscillations result from the beating of the transiently build-up light inside the resonator that decays into the fibre, with that of the swept laser source. Importantly, when the laser is swept fast, the two components will have a different beat frequency giving rise to an exponentially decaying oscillation. In the case of a lower Q mode (with negligible cavity build-up), no ringdown signal is observed at the same scan speed, as highlighted in Fig. 3b. We analysed the transmission spectrum of the ringdown structure in Fig. 3c by measuring the amplitude decay of the remitted light24. Its theoretical fit (Fig. 3d) gives a measured amplitude decay of 10 μs, corresponding to an intrinsic cavity factor (Q∼6.4 × 109). This value is close to the one derived with the frequency modulation spectroscopy, corroborating the method. In CaF2 and SrF2 microresonators we measured (Q∼1.8 × 109), corresponding to an intrinsic cavity factor Q0∼6.8 × 109, in agreement with the values derived from frequency modulation spectroscopy. We emphasize that we did not resort to annealing procedures to improve Q factors of our microresonators24.
Having established the ultra-high-Q resonance in the near-IR, and having developed the mid-IR ChG tapered fibre method, we afterwards measured Q factors in the mid-IR. Phase matching between the ChG tapered fibre and the microresonator is achieved by translating the taper position. In contrast to the near-IR, when coupling is achieved, we observed large thermal instability in the mid-IR44. These thermal instabilities induce large distortions of the resonance (Fig. 4a) preventing any reliable measurement of its linewidth24,31 using the Pound–Drever–Hall error signal as a calibration. In that case, the optical Q factor can only be obtained by cavity ringdown measurements. We scanned the QCL using its laser current modulation to observe the cavity ringdown signal. Amplitude and cavity lifetime depend on coupling and linewidth of the resonance. When two resonances are really close, we observe a modal coupling between the two oscillatory decaying signals (Fig. 4b)45. The BaF2 transmission spectrum of a typical ringdown structure is displayed in Fig. 4c. By measuring the amplitude decay of the remitted light (Fig. 4d), we obtained a BaF2 intrinsic Q factor of Q0∼6.2 × 108. CaF2 and SrF2 crystals were studied by applying the same methods. The ringdown analysis in the case of SrF2 is presented in Fig. 4e. We measured an amplitude decay time of 0.75 μs (Fig. 4f), resulting in an intrinsic Q factor of Q0∼6 × 108. We note that no ringdown was observed when measuring the Q factor of the MgF2 microresonator under the same conditions, confirming that MgF2 does not feature ultra-high Q factors in the mid-IR.
The absorption of infrared radiation in the transparency window (absorption level of 10−3 cm−1 or below) can either be attributed to intrinsic processes involving several phonons or to extrinsic effects involving impurities, defects and surfaces. The difference between intrinsic and extrinsic absorption can be determined by studying the temperature dependence of the absorption. In particular, theory predicts that an exponential temperature dependence is typical of intrinsic multiphonon absorption35. The theory considers phonons as bosons, which obey Bose–Einstein occupation of the lattice vibration modes, and thus leads to a dependence of the absorption coefficient in temperature (where the phonon frequency in a N-phonon process follows ). To further verify the intrinsic multiphonon behaviour, we thus measured the quality factor versus temperature by heating the microresonator from room temperature to 420 K for two crystalline materials, for example, MgF2 and SrF2. The melting of the ChG fibre around 470 K does not allow the temperature to be increased further. For SrF2, ringdown measurements show that the Q factor value is independent of the temperature, whereas a temperature dependence of the Q factor is observed in MgF2 (Fig. 5b), confirming that MgF2 is limited by multiphonon absorption at 4.5 μm and SrF2 is not. From the theoretical slope we infer that two-phonon (N=2) processes contribute mostly to the temperature dependence. Extrinsic effects such as impurities can be attributed to the Q factor limit of the other crystals. For this purpose, we investigated the Q factor at 2 and at 3 μm using a thulium-doped fibre amplifier and an optical parametric oscillator, respectively. Using uncoated ChG tapered fibre and ringdown measurements, we measured similar ultra-high-Q factors for all the crystalline materials at 2 μm, corresponding to intrinsic Q factors of Q0≈109. Assigning the origins of the residual extrinsic absorption are delicate due to experimental difficulties and uncertainty of the origins of the absorption themselves. However, we have demonstrated that intrinsic multiphonon absorption limits the Q factor of MgF2 at 4.5 μm. At very low absorption levels of 10−4, surface absorption can also be important. Interestingly, typical internal reflection spectroscopy spectra show strong OH (water) absorption near 3 μm. Our measurements at 3 μm highlight that OH absorption can strongly degrade the Q factor of crystalline materials and constitutes a lower bound of the usually flat Q limitation due to impurities and defects. The performance of all crystalline materials reveals intrinsic factors of Q0≈107 near 3 μm. Note that we checked that the decrease of the Q factors was not caused by a degradation of the microresonators. For this purpose, they were re-measured at 1,555 nm directly after these new measurements, showing that their ultra-high Q factors did not change. Table 1 and Fig. 5 summarize our experimental results. From these measurements we extracted the limiting values of the mid-IR intrinsic absorption at 4.4 μm. We show that the absorption can thus be as low as 50 p.p.m. per cm for SrF2. Translated to a single round trip in a Fabry–Pérot cavity of length L/2 (where for a WGM of radius r) and finesse , this value amounts to optical losses (absorbance) of the order of , that is, 50 p.p.m.
In summary, we have demonstrated mid-IR ultra-high-Q crystalline resonators made from commercially available BaF2 and SrF2 crystals at 4.5 μm, a region of high interest due to the transparency of the atmosphere and absorption of toxic or greenhouse molecules (for example, CO, CO2, SO2 or CO3) and the availability of QCL sources. Our results in the mid-IR verify the expected temperature variation of the multiphonon losses. Consequently, we show that the intrinsic material absorption in MgF2 poses a limit to the Q factor, which is overcome in BaF2 and SrF2. We demonstrate that uncoated ChG tapered fibres can be ideal and efficient couplers deep to the mid-IR. Together with cavity ringdown methods, our platform enables precise measurements of quality factor, overcoming previous limitations. We show that a finesse as high as is achievable with BaF2 and SrF2 in the mid-IR for cavities as small as few millimetres in diameter. This finesse represents more than one order of magnitude improvement over prior high finesse cavities in this wavelength range3,46,47. The exceptional Q factor achieved in the mid-IR paves the way for the next generation of ultra-narrow sources and ultra-stable cavities in the molecular fingerprint region and can further leverage QCL technology, by, for example, enabling injection-locked QCL similar to technology developed in the near-IR10,30. Despite the differences with near-IR, we prove that the mid-IR region is not limited to the high-Q regime when proper materials are used. The materials’ crystalline nature leads to low thermodynamical noise21 and moderate multiphonon absorption in the highly relevant mid-IR region. In addition, combining QCL with mid-IR ultra-high-Q crystalline microresonators opens a route for mid-IR Kerr comb or soliton generation29,48,49.
The fabrication of uncoated ChG tapered fibres
To enable repeatable fabrication of high-quality uncoated ChG taper, the physical ageing and instability of ChG tapers must be considered in particular when no coating is used to protect the fibre. A poly(methyl methacrylate) coating provides two key features to subwavelength ChG tapers: high mechanical strength and chemical stability protection. Thus, the fabrication and use of uncoated ChG fibres suffer from high mechanical fragility and strong degradation. When cooling too quickly, an uncoated ChG fibre would break (fast thermal contraction). Adiabatic cooling is used to avoid taper breakage. Tapers are also mounted on a metal mount to strengthen the fibre and keep it stable. Without poly(methyl methacrylate) protection, the physical ageing of ChG glasses is accelerated by exposure to light and in air43. Only under controlled inert (Argon) and dry (molecular sieves) atmosphere, will uncoated tapers remain stable as reported in this work. Without these methods, quick ageing of the fibre is observed in just a few days along with degradation of the optical transmission properties.
The data that support the plots within this paper and other findings of this study are available from the corresponding author on reasonable request.
How to cite this article: Lecaplain, C. et al. Mid-infrared ultra-high-Q resonators based on fluoride crystalline materials. Nat. Commun. 7, 13383 doi: 10.1038/ncomms13383 (2016).
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We acknowledge helpful discussions with Yanne Chembo. We acknowledge technical support from Arnaud Magrez, Qubig GmbH and IRflex Corporation. This work was gratefully supported by the Defense Advanced Research Program Agency (DARPA) under the PULSE programme and by grant No. 163864 from the Swiss National Science Foundation (SNSF). C.L. gratefully acknowledges support from the European Commission through Marie Skodowska-Curie Fellowships: IEF project 629649. M.L.G. acknowledges support by the Ministry of Education and Science of the Russian Federation project RFMEFI58516X0005.
The authors declare no competing financial interests.
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Lecaplain, C., Javerzac-Galy, C., Gorodetsky, M. et al. Mid-infrared ultra-high-Q resonators based on fluoride crystalline materials. Nat Commun 7, 13383 (2016). https://doi.org/10.1038/ncomms13383
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