Skip to main content

Thank you for visiting nature.com. You are using a browser version with limited support for CSS. To obtain the best experience, we recommend you use a more up to date browser (or turn off compatibility mode in Internet Explorer). In the meantime, to ensure continued support, we are displaying the site without styles and JavaScript.

  • Article
  • Published:

Technology transfer for adaptation

Abstract

Technology alone will not be able to solve adaptation challenges, but it is likely to play an important role. As a result of the role of technology in adaptation and the importance of international collaboration for climate change, technology transfer for adaptation is a critical but understudied issue. Through an analysis of Global Environment Facility-managed adaptation projects, we find there is significantly more technology transfer occurring in adaptation projects than might be expected given the pessimistic rhetoric surrounding technology transfer for adaptation. Most projects focused on demonstration and early deployment/niche formation for existing technologies rather than earlier stages of innovation, which is understandable considering the pilot nature of the projects. Key challenges for the transfer process, including technology selection and appropriateness under climate change, markets and access to technology, and diffusion strategies are discussed in more detail.

This is a preview of subscription content, access via your institution

Access options

Buy this article

Prices may be subject to local taxes which are calculated during checkout

Figure 1: This model of technology transfer and adoption recognizes that many factors are important for technology selection, transfer and, ultimately, adoption of new technologies by users.
Figure 2: One case selected from the Strategic Priority on Adaptation fund.

Similar content being viewed by others

References

  1. Tessa, B. & Kurukulasuriya, P. Technologies for climate change adaptation: Emerging lessons from developing countries supported by UNDP. J. Int. Aff. 64, 17–31 (2010).

    Google Scholar 

  2. Lybbert, T. & Sumner, T. Agricultural technologies for climate change in developing countries: Policy options for innovation and technology diffusion. Food Policy 37, 114–123 (2012).

    Article  Google Scholar 

  3. IPCC Special Report of Working Group III of the Intergovernmental Panel on Climate Change (eds Metz, B., Davidson, O., Martens, J., Van Rooijen, S. & Van Wie Mcgrory, L.) (Cambridge Univ. Press, 2000).

    Google Scholar 

  4. Klein, R. J. T. et al. Application of Environmentally Sound Technologies for Adaptation to Climate Change (UNFCCC, 2006).

    Google Scholar 

  5. Olhoff, A. Adaptation in the context of technology development and transfer. Clim. Policy (in the press, 2014)

    Article  Google Scholar 

  6. Brooks, H. Marshalling Technology for Development 83–96 (National Academies Press, 1995).

    Google Scholar 

  7. Grubler, A. Technology and Global Change (Cambridge Univ. Press, 1998).

    Book  Google Scholar 

  8. Bozeman, B. Technology transfer and public policy: A review of research and theory. Res. Policy 29, 627–655 (2000).

    Article  Google Scholar 

  9. Rogers, E. Diffusion of Innovations (Free Press, 1995).

    Google Scholar 

  10. Sharma, S. & Moehner, A. in Technologies for Adaptation: Perspectives and Practical Experiences (eds Christiansen, L., Olhoff, A. & Traerup, S.) 3–17 (UNEP Risoe Centre on Energy, Climate and Sustainable Development, 2011).

    Google Scholar 

  11. Hayami, Y. & Ruttan, V. Agricultural Development: An International Perspective (John Hopkins Univ. Press, 1985).

    Google Scholar 

  12. Feder, G., Just, R. & Zilberman, D. Adoption of agricultural innovations in developing countries: A survey. Econ. Dev. Cult. Change 33, 255–298 (1985).

    Article  Google Scholar 

  13. Grubler, A., Nakicenovic, N. & Victor, D. G. Dynamics of energy technologies and global change. Energy Policy 27, 247–280 (1999).

    Article  Google Scholar 

  14. Geels, F. Technological transitions as evolutionary reconfiguration processes: A multi-level perspective and a case-study. Res. Policy 31, 1257–1274 (2002).

    Article  Google Scholar 

  15. Edquist, C. in Oxford Handbook on Innovation (ed Fagerberg, J.et al.) 181–208 (Oxford Univ. Press, 2005).

    Google Scholar 

  16. Zilberman, D., Zhao, J. & Heiman, A. Adoption versus adaptation, with emphasis on climate change. Annu. Rev. Res. Econ. 4, 27–53 (2012).

    Article  Google Scholar 

  17. World Development Report (WDR), Development and Climate Change (World Bank, 2010).

    Google Scholar 

  18. Freeman, C. The economics of technical change. Camb. J. Econ. 18, 463–514 (1994).

    Article  Google Scholar 

  19. Bell, M. in Low-Carbon Technology Transfer: From Rhetoric to Realticy (eds Ockwell, D. & Mallett, A.) 45–72 (Routledge, 2012).

    Google Scholar 

  20. Brewer, T. Climate change technology transfer: A new paradigm and policy agenda. Clim. Policy 8, 516–526 (2008).

    Article  Google Scholar 

  21. Ockwell, D. et al. Enhancing developing country access to eco-innovation: The case of technology transfer and climate change in a post-2012 policy framework, OECD Environment Working Papers No. 12. (2010).

  22. Markandya, A. & Galarraga, I. in Technologies for Adaptation. Perspectives and Practical Experiences (eds Christiansen, L., Olhoff, A. & Traerup, S.) 27–42 (UNEP Risoe Centre on Energy, Climate and Sustainable Development, 2011).

    Google Scholar 

  23. Reddy, N. & Zhao, L. International technology transfer: A review. Res. Policy 19, 285–307 (1990).

    Article  Google Scholar 

  24. Gallagher, K. Limits to leapfrogging in energy technologies? Evidence from the Chinese automobile industry. Energy Policy 34, 383–394 (2006).

    Article  Google Scholar 

  25. Strang, D. & Soule, S. Diffusion in organizations and social movements: From hybrid corn to poison pills. Annu. Rev. Sociol. 24, 265–290 (1998).

    Article  Google Scholar 

  26. Freeman, C. The Economics of Hope: Essays on Technical Change, Economic Growth, and the Environment (Pinter Publishers, 1992).

    Google Scholar 

  27. Lewis, J. Technology acquisition and innovation in the developing world: Wind turbine development in China and India. Stud. Comp. Int. Dev. 42, 208–232 (2007).

    Article  Google Scholar 

  28. Lorentzen, J. Learning and innovation: What’s different in the (sub)tropics and how do we explain it? A review essay. Sci. Technol. Soc. 14, 177–205 (2009).

    Article  Google Scholar 

  29. Ruttan, V. What happened to technology adoption-diffusion research? Sociol. Ruralis 36, 51–73 (1996).

    Article  Google Scholar 

  30. Holling, C. Resilience and stability of ecological systems. Annu. Rev. Ecol. Syst. 4, 1–23 (1973).

    Article  Google Scholar 

  31. Becker, D. & Ostrom, E. Human ecology and resource sustainability: The importance of institutional diversity. Annu. Rev. Ecol. Syst. 26, 113–133 (1995).

    Article  Google Scholar 

  32. Low, B., Ostrom, E., Simon, C. & Wilson, J. in Navigating Social-Ecological Systems: Building Resilience for Complexity and Change (eds Berkes, F., Colding, J. & Folke, C.) 83–114 (Cambridge Univ. Press, 2002).

    Book  Google Scholar 

  33. Folke, C., Hahn, T., Olsson, P. & Norberg, J. Adaptive governance of social ecological systems. Annu. Rev. Environ. Res. 30, 441–473 (2005).

    Article  Google Scholar 

  34. Adger, W., Arnell, N. & Tompkins, E. Successful adaptation to climate change across scales. Glob. Environ. Change 15, 77–86 (2005).

    Article  Google Scholar 

  35. Nelson, D., Adger, W. & Brown, K. Adaptation to environmental change: Contributions of a resilience framework. Annu. Rev. Environ. Res. 32, 395–412 (2007).

    Article  Google Scholar 

  36. Chambers, R., Pacey, A. & Thrupp, L. Farmer First: Farmer Innovation and Agricultural Research (Intermediate Technology Publications, 1989).

    Book  Google Scholar 

  37. Snapp, S., Blackie, M. & Donovan, C. Realigning research and extension to focus on farmers’ constraints and opportunities. Food Policy 28, 349–363 (2003).

    Article  Google Scholar 

  38. Sturdy, J., Jewitt, G. & Lorentz, S. Building an understanding of water use: Innovation adoption processes through farmer-driven experimentation. Phys. Chem. Earth 33, 859–872 (2008).

    Article  Google Scholar 

  39. Abramovitz, M. Catching up, forging ahead, and falling behind. J. Econ. Hist. 46, 385–406 (1986).

    Article  Google Scholar 

  40. Bell, M. & Pavitt, K. Technological accumulation and industrial growth: Contrasts between developed and developing countries. Ind. Corp. Change 2, 157–210 (1993).

    Article  Google Scholar 

  41. Ockwell, D., Haum, R., Mallett, A. & Watson, J. Intellectual property rights and low carbon technology transfer: Conflicting discourses of diffusion and development. Glob. Environ. Change 20, 729–738 (2010).

    Article  Google Scholar 

  42. Cohen, W. & Levinthal, D. Absorptive capacity: A new perspective on learning and innovation. Adm. Sci. Q. 35, 128–152 (1990).

    Article  Google Scholar 

  43. Tambo, J. & Abdoulaye, T. Climate change and agricultural technology adoption: The case of drought tolerant maize in rural Nigeria. Mitig. Adapt. Strateg. Global Change 17, 277–292 (2012).

    Article  Google Scholar 

  44. Foster, A. & Rosenzweig, M. Microeconomics of technology adoption. Annu. Rev. Econ. 2, 395–424 (2010).

    Article  Google Scholar 

  45. Smit, B. & Skinner, M. Adaptation options in agriculture to climate change: A typology. Mitig. Adapt. Strateg. Glob. Change 7, 85–114 (2002).

    Article  Google Scholar 

  46. Bryan, E., Deressa, T., Gbetibou, G. & Ringler, C. Adaptation to climate change in Ethiopia and South Africa: Options and constraints. Environ. Sci. Policy 12, 413–426 (2009).

    Article  Google Scholar 

  47. Deressa, T., Hassan, R., Ringler, C., Alemu, T. & Yesuf, M. Determinants of farmers’ choice of adaptation methods to climate change in the Nile Basin of Ethiopia. Glob. Environ. Change 19, 248–255 (2009).

    Article  Google Scholar 

  48. Eichberger, J. & Guerdjikova, A. Technology adoption and adaptation to climate change—A case-based approach. Clim. Change Econom. 3, 41 (2012).

    Google Scholar 

  49. Tompkins, E. & Eakin, H. Managing private and public adaptation to climate change. Glob. Environ. Change 22, 3–11 (2012).

    Article  Google Scholar 

Download references

Acknowledgements

We would like to thank all of the staff at each project site for their generous support of the field research. Funding support was received by a research grant from BP, NSF research grant 0966093 IGERT: Water Diplomacy, and the Fletcher School at Tufts University.

Author information

Authors and Affiliations

Authors

Contributions

L.K. carried out the proposal analysis, field research for the case studies, and wrote the paper. B.B. and K.S.G. conceptualized the paper and all four authors selected cases. C.O. assisted with access to project documents and coordination of field visits. L.K. performed analysis with contributions from K.S.G. L.K., K.S.G., B.B. and C.O. edited.

Corresponding author

Correspondence to Laura Kuhl.

Ethics declarations

Competing interests

B.B. was formerly employed (during analysis) by Global Environment Facility (GEF) as Head of Climate Change Adaptation Strategy and Operations. C.O. was formerly employed (during analysis) by GEF as Program Associate supporting the adaptation portfolio management, Climate Change Adaptation. Neither stands to gain financially from publication.

Supplementary information

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Biagini, B., Kuhl, L., Gallagher, K. et al. Technology transfer for adaptation. Nature Clim Change 4, 828–834 (2014). https://doi.org/10.1038/nclimate2305

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1038/nclimate2305

This article is cited by

Search

Quick links

Nature Briefing

Sign up for the Nature Briefing newsletter — what matters in science, free to your inbox daily.

Get the most important science stories of the day, free in your inbox. Sign up for Nature Briefing