Skip to main content

Thank you for visiting nature.com. You are using a browser version with limited support for CSS. To obtain the best experience, we recommend you use a more up to date browser (or turn off compatibility mode in Internet Explorer). In the meantime, to ensure continued support, we are displaying the site without styles and JavaScript.

  • Letter
  • Published:

Proto-genes and de novo gene birth

Abstract

Novel protein-coding genes can arise either through re-organization of pre-existing genes or de novo1,2. Processes involving re-organization of pre-existing genes, notably after gene duplication, have been extensively described1,2. In contrast, de novo gene birth remains poorly understood, mainly because translation of sequences devoid of genes, or ‘non-genic’ sequences, is expected to produce insignificant polypeptides rather than proteins with specific biological functions1,3,4,5,6. Here we formalize an evolutionary model according to which functional genes evolve de novo through transitory proto-genes4 generated by widespread translational activity in non-genic sequences. Testing this model at the genome scale in Saccharomyces cerevisiae, we detect translation of hundreds of short species-specific open reading frames (ORFs) located in non-genic sequences. These translation events seem to provide adaptive potential7, as suggested by their differential regulation upon stress and by signatures of retention by natural selection. In line with our model, we establish that S. cerevisiae ORFs can be placed within an evolutionary continuum ranging from non-genic sequences to genes. We identify 1,900 candidate proto-genes among S. cerevisiae ORFs and find that de novo gene birth from such a reservoir may be more prevalent than sporadic gene duplication. Our work illustrates that evolution exploits seemingly dispensable sequences to generate adaptive functional innovation.

This is a preview of subscription content, access via your institution

Access options

Buy this article

Prices may be subject to local taxes which are calculated during checkout

Figure 1: From non-genic sequences to genes through proto-genes.
Figure 2: Existence of an evolutionary continuum ranging from non-genic ORFs to genes through proto-genes.
Figure 3: Translation and adaptive potential of recently emerged ORFs.
Figure 4: Identification of proto-genes in a continuum ranging from non-genic ORFs to genes.

Similar content being viewed by others

References

  1. Tautz, D. & Domazet-Loso, T. The evolutionary origin of orphan genes. Nature Rev. Genet. 12, 692–702 (2011)

    Article  CAS  Google Scholar 

  2. Kaessmann, H. Origins, evolution, and phenotypic impact of new genes. Genome Res. 20, 1313–1326 (2010)

    Article  CAS  Google Scholar 

  3. Jacob, F. Evolution and tinkering. Science 196, 1161–1166 (1977)

    Article  ADS  CAS  Google Scholar 

  4. Siepel, A. Darwinian alchemy: human genes from noncoding DNA. Genome Res. 19, 1693–1695 (2009)

    Article  CAS  Google Scholar 

  5. Khalturin, K., Hemmrich, G., Fraune, S., Augustin, R. & Bosch, T. C. More than just orphans: are taxonomically-restricted genes important in evolution? Trends Genet. 25, 404–413 (2009)

    Article  CAS  Google Scholar 

  6. Wilson, B. A. & Masel, J. Putatively noncoding transcripts show extensive association with ribosomes. Genome Biol. Evol. 3, 1245–1252 (2011)

    Article  CAS  Google Scholar 

  7. Jarosz, D. F., Taipale, M. & Lindquist, S. Protein homeostasis and the phenotypic manifestation of genetic diversity: principles and mechanisms. Annu. Rev. Genet. 44, 189–216 (2010)

    Article  CAS  Google Scholar 

  8. Cai, J., Zhao, R., Jiang, H. & Wang, W. De novo origination of a new protein-coding gene in Saccharomyces cerevisiae. Genetics 179, 487–496 (2008)

    Article  CAS  Google Scholar 

  9. Wu, D. D., Irwin, D. M. & Zhang, Y. P. De novo origin of human protein-coding genes. PLoS Genet. 7, e1002379 (2011)

    Article  CAS  Google Scholar 

  10. Ekman, D. & Elofsson, A. Identifying and quantifying orphan protein sequences in fungi. J. Mol. Biol. 396, 396–405 (2010)

    Article  CAS  Google Scholar 

  11. Lipman, D. J., Souvorov, A., Koonin, E. V., Panchenko, A. R. & Tatusova, T. A. The relationship of protein conservation and sequence length. BMC Evol. Biol. 2, 20 (2002)

    Article  Google Scholar 

  12. Wolf, Y. I., Novichkov, P. S., Karev, G. P., Koonin, E. V. & Lipman, D. J. The universal distribution of evolutionary rates of genes and distinct characteristics of eukaryotic genes of different apparent ages. Proc. Natl Acad. Sci. USA 106, 7273–7280 (2009)

    Article  ADS  CAS  Google Scholar 

  13. Cai, J. J. & Petrov, D. A. Relaxed purifying selection and possibly high rate of adaptation in primate lineage-specific genes. Genome Biol. Evol. 2, 393–409 (2010)

    Article  Google Scholar 

  14. Zheng, D. & Gerstein, M. B. The ambiguous boundary between genes and pseudogenes: the dead rise up, or do they? Trends Genet. 23, 219–224 (2007)

    Article  CAS  Google Scholar 

  15. Oliver, S. G. et al. The complete DNA sequence of yeast chromosome III. Nature 357, 38–46 (1992)

    Article  ADS  CAS  Google Scholar 

  16. Fisk, D. G. et al. Saccharomyces cerevisiae S288C genome annotation: a working hypothesis. Yeast 23, 857–865 (2006)

    Article  CAS  Google Scholar 

  17. Nagalakshmi, U. et al. The transcriptional landscape of the yeast genome defined by RNA sequencing. Science 320, 1344–1349 (2008)

    Article  ADS  CAS  Google Scholar 

  18. Boyer, J. et al. Large-scale exploration of growth inhibition caused by overexpression of genomic fragments in Saccharomyces cerevisiae. Genome Biol. 5, R72 (2004)

    Article  Google Scholar 

  19. Brar, G. A. et al. High-resolution view of the yeast meiotic program revealed by ribosome profiling. Science 335, 552–557 (2012)

    Article  ADS  CAS  Google Scholar 

  20. Li, Q. R. et al. Revisiting the Saccharomyces cerevisiae predicted ORFeome. Genome Res. 18, 1294–1303 (2008)

    Article  CAS  Google Scholar 

  21. Jansen, R. & Gerstein, M. Analysis of the yeast transcriptome with structural and functional categories: characterizing highly expressed proteins. Nucleic Acids Res. 28, 1481–1488 (2000)

    Article  CAS  Google Scholar 

  22. Giacomelli, M. G., Hancock, A. S. & Masel, J. The conversion of 3′ UTRs into coding regions. Mol. Biol. Evol. 24, 457–464 (2007)

    Article  CAS  Google Scholar 

  23. Prat, Y., Fromer, M., Linial, N. & Linial, M. Codon usage is associated with the evolutionary age of genes in metazoan genomes. BMC Evol. Biol. 9, 285 (2009)

    Article  Google Scholar 

  24. Yomtovian, I., Teerakulkittipong, N., Lee, B., Moult, J. & Unger, R. Composition bias and the origin of ORFan genes. Bioinformatics 26, 996–999 (2010)

    Article  CAS  Google Scholar 

  25. Ingolia, N. T., Ghaemmaghami, S., Newman, J. R. & Weissman, J. S. Genome-wide analysis in vivo of translation with nucleotide resolution using ribosome profiling. Science 324, 218–223 (2009)

    Article  ADS  CAS  Google Scholar 

  26. Vishnoi, A., Kryazhimskiy, S., Bazykin, G. A., Hannenhalli, S. & Plotkin, J. B. Young proteins experience more variable selection pressures than old proteins. Genome Res. 20, 1574–1581 (2010)

    Article  CAS  Google Scholar 

  27. Gao, L. Z. & Innan, H. Very low gene duplication rate in the yeast genome. Science 306, 1367–1370 (2004)

    Article  ADS  CAS  Google Scholar 

  28. Hayden, E. J., Ferrada, E. & Wagner, A. Cryptic genetic variation promotes rapid evolutionary adaptation in an RNA enzyme. Nature 474, 92–95 (2011)

    Article  CAS  Google Scholar 

  29. Pal, C., Papp, B. & Hurst, L. D. Highly expressed genes in yeast evolve slowly. Genetics 158, 927–931 (2001)

    Article  CAS  Google Scholar 

  30. Drummond, D. A., Raval, A. & Wilke, C. O. A single determinant dominates the rate of yeast protein evolution. Mol. Biol. Evol. 23, 327–337 (2006)

    Article  CAS  Google Scholar 

Download references

Acknowledgements

We thank L. Duret, E. Levy, J. Vandenhaute, Q. Li, H. Yu, P. Braun, M. Dreze, C. Foo, M. Mann, N. Kulak, J. Cox, C. Maire and S. Jhavery-Schneider as well as members of the Center for Cancer Systems Biology (CCSB), in particular A. Dricot-Ziter, A. MacWilliams, F. Roth, Y. Jacob and D. Hill for discussions and proofreading. A.R. was supported by a National Institute of Health Pioneer Award, a Career Award at the Scientific Interface from the Burroughs Wellcome Fund and the Howard Hughes Medical Institute (HHMI). I.W. is a HHMI fellow of the Damon Runyon Cancer Research Institute. G.A.B. was supported by American Cancer Society Postdoctoral fellowship 117945-PF-09-136-01-RMC. M.V. is a Chercheur Qualifié Honoraire from the Fonds de la Recherche Scientifique (FRS-FNRS, Wallonia-Brussels Federation, Belgium). This work was supported by the grant R01-HG006061 from the National Human Genome Research Institute awarded to M.V.

Author information

Authors and Affiliations

Authors

Contributions

A.-R.C., I.W., M.E.C. and M.V. conceived the project. A.-R.C. led the project and performed most of the analyses. T.R. evaluated cross-species transfer events, optimized the ribosome footprint analysis pipeline and assisted in other analyses. I.W. designed the conservation level tool and calculated most of the purifying selection statistics. M.A.C., C.A.H., A.R. and N.T.-M. advised on the research. M.A.Y. aligned the sequencing reads. B.S. predicted disordered and transmembrane regions and assisted in the cross-species transfer analyses. N.S. and B.C. assisted in analyses. G.A.B. and J.S.W. shared their expertise in ribosome footprinting data analysis and provided the meiosis ribosome footprinting raw and processed data. A.-R.C., T.R., M.E.C. and M.V. designed the figures. All authors contributed to writing the manuscript.

Corresponding author

Correspondence to Marc Vidal.

Ethics declarations

Competing interests

The authors declare no competing financial interests.

Supplementary information

Supplementary Information

This file contains Supplementary Figures 1-8, Supplementary Methods, Supplementary Tables 1-4 and additional references. (PDF 11377 kb)

PowerPoint slides

Rights and permissions

Reprints and permissions

About this article

Cite this article

Carvunis, AR., Rolland, T., Wapinski, I. et al. Proto-genes and de novo gene birth. Nature 487, 370–374 (2012). https://doi.org/10.1038/nature11184

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1038/nature11184

This article is cited by

Comments

By submitting a comment you agree to abide by our Terms and Community Guidelines. If you find something abusive or that does not comply with our terms or guidelines please flag it as inappropriate.

Search

Quick links

Nature Briefing

Sign up for the Nature Briefing newsletter — what matters in science, free to your inbox daily.

Get the most important science stories of the day, free in your inbox. Sign up for Nature Briefing