Original Article | Published:

Chronic Lymphocytic Leukemia

Distinct patterns of novel gene mutations in poor-prognostic stereotyped subsets of chronic lymphocytic leukemia: the case of SF3B1 and subset #2

Leukemia volume 27, pages 21962199 (2013) | Download Citation


Recent studies have revealed recurrent mutations of the NOTCH1, SF3B1 and BIRC3 genes in chronic lymphocytic leukemia (CLL), especially among aggressive, chemorefractory cases. Nevertheless, it is currently unknown whether their presence may differ in subsets of patients carrying stereotyped B-cell receptors and also exhibiting distinct prognoses. Here, we analyzed the mutation status of NOTCH1, SF3B1 and BIRC3 in three subsets with particularly poor prognosis, that is, subset #1, #2 and #8, aiming to explore links between genetic aberrations and immune signaling. A remarkably higher frequency of SF3B1 mutations was revealed in subset #2 (44%) versus subset #1 and #8 (4.6% and 0%, respectively; P<0.001). In contrast, the frequency of NOTCH1 mutations in subset #2 was only 8%, lower than the frequency observed in either subset #1 or #8 (19% and 14%, respectively; P=0.04 for subset #1 versus #2). No associations were found for BIRC3 mutations that overall were rare. The apparent non-random association of certain mutations with stereotyped CLL subsets alludes to subset-biased acquisition of genomic aberrations, perhaps consistent with particular antigen/antibody interactions. These novel findings assist in unraveling specific mechanisms underlying clinical aggressiveness in poor-prognostic stereotyped subsets, with far-reaching implications for understanding their clonal evolution and implementing biologically oriented therapy.


Different lines of research have established a role for (auto)antigenic stimulation in the ontogeny and evolution of chronic lymphocytic leukemia (CLL). In particular, CLL exhibits a highly skewed immunoglobulin (IG) gene repertoire,1 while patient survival is associated with the somatic hypermutation status of the clonotypic IG heavy variable (IGHV) genes.2, 3 A remarkable phenomenon in CLL is that subsets of cases carry quasi-identical or ‘stereotyped’ B-cell receptors (BcR), in up to 30% of patients.4, 5, 6, 7, 8, 9, 10, 11 BcR stereotypy strongly implies that CLL ontogeny is not stochastic but instead driven by interactions between the clonogenic cells and a restricted set of antigenic elements.12, 13

CLL subsets expressing certain stereotyped BcRs share both clinical and biological features. For instance, CLL patients assigned to subset #1 (IGHV1/5/7/IGKV1(D)-39, unmutated CLL) or subset #2 (IGHV3-21/IGLV3-21, variable mutational status, however primarily mutated CLL), comprising the largest stereotyped subsets overall, collectively account for 6% of all CLL patients11 and display a very poor clinical outcome.7, 9, 14, 15 Furthermore, patients belonging to subset #8 (IGHV4-39/IGKV1(D)-39, unmutated CLL) appear to have a particularly poor outcome, even when compared with other clinically aggressive subsets, and exhibit the highest risk of Richter transformation among all CLL cases.16, 17

Of note, emerging evidence suggests that these distinct clinical profiles may be linked to a precise functional and genetic make-up. In particular, certain subsets, including #1, #2 and #8, have been reported to exhibit subset-biased immune signaling, gene expression, DNA methylation profiles and genetic aberrations, for example, (i) high frequency of del(11q) in subset #2 and (ii) high frequency of trisomy 12 and t(14;19)(q32;q13) in subset #8.18, 19, 20, 21, 22, 23, 24, 25, 26 Altogether, these findings imply that distinctive modes of microenvironmental interactions mediated by certain stereotyped BcRs may be associated with selection or occurrence of particular genetic aberrations, with the combined effect determining both clinical evolution and eventual outcome.

Very recently, whole-genome and/or exome sequencing have identified a number of novel recurrent genetic lesions in CLL, including NOTCH1, the splicing factor SF3B1 and the antiapoptotic gene BIRC3.27, 28, 29, 30, 31, 32, 33, 34 In most published studies, NOTCH1 and SF3B1 mutations were detected at frequencies ranging from 5 to 10% of patients at diagnosis and, in contrast, sharply increased in frequency (17–24%) among patients with progressive, refractory disease and poor outcome.28, 29, 30 36, 37, 38, 39 In addition, NOTCH1 mutations appeared to be associated with increased risk of Richter transformation and were reported to be more frequent among patients harboring trisomy 12.34, 38 Similarly, BIRC3 mutations were associated with clinical aggressiveness, being detected in up to 24% of fludarabine-resistant CLL.35

Considering the distinct clinical outcomes of various stereotyped subsets, where antigen involvement is almost undisputable, and the observation that while novel gene mutations are present in only a minor proportion of patients they are associated with distinct clinical outcome, it became intriguing to explore whether these mutations were associated with subsets expressing specific stereotyped BcRs, and thus, by extension, whether such mutations could correlate with particular immune signaling profiles orchestrated by their stereotyped BcRs. To this end, we evaluated the mutation status of the NOTCH1, SF3B1 and BIRC3 genes, all shown to be associated with clinical aggressiveness, in poor-prognostic CLL subsets #1, #2 and #8 identified from our large-well annotated CLL cohort.11 This approach enabled us to uncover striking differences in the genetic make-up of various stereotyped subsets, pointing to distinct paths by which CLL clones expressing different BcRs acquire genomic aberrations.

Materials and methods

Patients and subsets

Patients with CLL assigned to stereotyped subsets #1, #2 and #8 (n=170) following the criteria recently described by our group8, 10, 11 were included in this study. All CLL samples are part of a multicenter cohort with cases from the Czech Republic, Denmark, France, Greece, Italy, Sweden and the UK (including patients enrolled onto the LRF UK CLL4 trial40). All cases were diagnosed according to the International Workshop on Chronic Lymphocytic Leukemia (iwCLL) established criteria, showing a typical CLL immunophenotype.41 Informed consent was collected according to the Declaration of Helsinki and ethical approval was granted by local ethical review committees.

Detection techniques

Polymerase chain reaction amplification and Sanger sequencing of exon 34 of the NOTCH1 gene; exons 14–16 of the SF3B1 gene; and exons 7–10 of the BIRC3 gene were performed using standard protocols (protocols and primers available on demand).


Differences in frequencies were evaluated using descriptive statistics. Overall survival was measured from the date of diagnosis until last follow-up or death. Time to treatment was evaluated from the diagnostic date until date of initial treatment. Survival curves were constructed with the Kaplan–Meier method, and the log-rank test was used to determine differences between survival proportions. All statistical analyses were performed using the Statistica Software 10.0 (Stat Soft Inc., Tulsa, OK, USA).

Results and discussion

All previous studies describing novel recurrent gene mutations in CLL included more general CLL cohorts,27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, 39 thus offering only a generic overview of their incidence and potential clinical impact. Considering the underlying heterogeneity of this disease, this inevitably leads to ambiguity, leaving open many questions as to their precise relevance in particular subgroups of CLL. To obtain a more accurate and detailed view, we here for the first time profiled more homogeneous stereotyped subsets following a conceptual approach that places the BcR at the center of patient stratification.11 This strategy overcomes the shortcomings of other existing stratification schema (for example, clinical staging, fluorescence in situ hybridization-based groupings), which can only recognize more ‘crude’ and conspicuously less homogeneous categories.

In particular, we evaluated the mutation status of the NOTCH1, SF3B1 and BIRC3 genes, by sequence analysis of exons with known hot-spot regions (NOTCH1, exon 34; SF3B1, exons 14–16; BIRC3, exons 7–10), in well-characterized, aggressive stereotyped CLL subsets identified from our large CLL cohort.11 Overall, out of 170 CLL patients from stereotyped subsets #1 (n=82), #2 (n=66) and #8 (n=22), we detected 23/160 (14.4%) NOTCH1 mutations, 24/119 (20%) SF3B1 mutations and 2/31 (6.5%) BIRC3 mutations. In the case of NOTCH1 and SF3B1 mutations, the frequencies reported here are in line with those reported in the literature for advanced, refractory CLL (17–24%),34, 36, 38, 39 as one might expect because of case selection since subsets #1, #2 and #8 represent very aggressive subgroups of CLL. On the other hand, few mutations were detected in the BIRC3 gene, in keeping with previous studies in more general cohorts, indicating that this genetic event is uncommon at diagnosis of CLL and instead tends to accumulate among refractory CLL.35 This is also supported by recent findings in our population-based CLL cohort,37 where BIRC3 mutations were extremely rare and detected in very few patients (R Rosenquist, unpublished data).

Notably, when analyzing separately the frequency of NOTCH1 and SF3B1 mutations in subsets #1, #2 and #8, significant differences emerged (Figure 1). The most striking difference concerned the very high frequency of SF3B1 mutation in subset #2 patients (44%) compared with the other poor-prognostic subsets analyzed (subset #1, 4.7%; subset #8, 0%; P<0.001; Table 1) as well as to the literature, where even among refractory CLL or cases with Richter transformation the frequency was distinctly lower (17%).37, 39 This finding, herein reported for the first time, strongly points to a subset-biased genetic event of critical importance in the pathobiology of subset #2. That said, the biological reason as to why subset #2 patients exhibit such a remarkable propensity to associate with SF3B1 mutations remains elusive and requires further investigation.

Figure 1
Figure 1

Distinct mutation patterns in different stereotyped subsets. Striking differences (P<0.001) were identified between subsets #1, #2 and #8 with regard to the frequency of SF3B1 mutations. The frequency of the NOTCH1 exon 34 mutation was also different between the subsets and in the case of subset #1 versus #2 also reached statistical significance (P=0.04).

Table 1: SF3B1 mutation profile in stereotyped subsets of CLL

Another unresolved issue concerns the precise clinical significance of these aberrations, in particular since we found no differences in time-to-first-treatment (P=0.67) when comparing subset #2 cases with/without SF3B1 mutations (Figure 2). Therefore, per se, SF3B1 dysregulation, although remarkably enriched in subset #2, does not seem to explain the particularly aggressive phenotype of this subset. Admittedly, the possibility exists that additional genetic or epigenetic mechanisms may be responsible for impairing spliceosomal activity among subset #2 cases negative for the tested SF3B1 mutations. Hence, it remains to be elucidated how the specific antigenic stimulation through this distinctive BcR may be implicated in this process of genetic dysregulation, opening new possibilities for guided research into the pathogenesis and, in particular, the progression of subset #2.

Figure 2
Figure 2

Survival curves for subset #2. No differences were identified with regard to time-to-first-treatment (a) or overall survival (b) in subset #2 patients based on the presence or absence of SF3B1 mutations.

The notion that BcR-mediated selection may be intimately linked to the acquisition of certain genetic aberrations is also underscored by the profiling of subsets #1, #2 and #8 for the 2-bp deletion in exon 34 of the NOTCH1 gene, which accounts for more than 90% of all NOTCH1 gene mutations.28 In contrast to mutations in SF3B1, this aberration is relatively rare in subset #2, being present in only 8% (5/60) analyzed cases, similar to published reports on more general cohorts.37, 39 In our study, NOTCH1 hotspot mutation was more frequent in both subset #1 (19%) (15/78) and subset #8 (14%) (3/22), similar to the frequency reported for advanced, refractory CLL36, 38 of note, the difference between subsets #1 and #2 was statistically significant (P=0.04). This result suggests that NOTCH1 aberrations either do not occur or are selected against in subset #2, and hence are less relevant clinically as compared with other poor-prognostic CLL cases.36, 38 However, their precise significance, especially in subset #8, requires further analysis in a larger group of patients, although this might prove logistically difficult if only for the fact that subset #8 accounts for just 0.2–0.3% of all CLL. Notwithstanding, this analysis would elucidate the links, if any, between NOTCH1 defects with trisomy 12 and Richter’s transformation, both reported as distinctive features of subset #8.

Overall, these novel findings are particularly intriguing as they raise a number of puzzling questions. Any given CLL is ‘born’ with a distinct BcR, while the novel mutations linked to aggressive disease are thought to accumulate later in the natural history of the disease, due either to the occurrence of de novo mutations or to the expansion of initially minor subclones bearing mutations. If this holds true, the strong association between the subset #2 BcR and SF3B1 mutations observed herein suggests a potential direct or indirect causative relationship between particular antigenic stimulation/immune signaling and the occurrence of genetic lesions in selected pathways. As antigen stimulation is thought to occur in many if not all CLL cases, the finding that specific gene mutations, on the contrary, cluster mainly within specific antigen-defined subsets indicates that BcR stimulation per se can be important for the occurrence of the genetic lesions, at least for certain subsets of cases. Along this reasoning, one might postulate that the qualitative or quantitative aspects of each specific BcR stimulation endowed by/linked to certain distinctive BcR must be relevant, being different in each subset depending on the type of antigenic elements and the type of antigen/antibody interactions that are distinct for different subsets.

In summary, for the first time, we unveiled distinct patterns of mutations in the NOTCH1 and SF3B1 genes among different major, poor-prognostic stereotyped subsets, pointing to subset-biased acquisition of genetic events along with distinct antigen stimulation during disease evolution. This new concept, whereby specific antigenic stimulation and occurrence of genetic lesions in key cellular pathways are linked, offers a compartmentalized view of the biology of CLL with implications for individualized therapies.


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This research was supported by the Nordic Cancer Union, the Swedish Cancer Society, the Swedish Research Council and the Lion’s Cancer Research Foundation, Uppsala, Sweden; Associazione Italiana per la Ricerca sul Cancro (AIRC) (Investigator grant and Molecular Clinical Oncology Program 5xMille no. 9965), Milano, Italy; Ricerca Finalizzata 2010, Ministero della Salute, Roma, Italy; PRIN, MIUR, Roma, Italy; Leukaemia and Lymphoma Research, UK; The Kay Kendell Leukaemia Fund, London, UK; ENosAI project (code 09SYN-13-880) co-funded by the EU and the Hellenic General Secretariat for Research and Technology, Athens, Greece; The NIH/National Cancer Institute (RO1 Grant CA081554), Bethesda, MD, USA; IGA MZ CR NT13493-4/2012 and MSMT CR projects CZ.1.05/1.1.00/02.0068 (CEITEC) and CZ.1.07/2.3.00/20.0045 (SuPReMMe). We thank Jana Kminkova, Barbara Kantorova, Veronika Navrkalova and Hana Skuhrova Francova for their intensive and enthusiastic help with DNA analyses.

Author information

Author notes

    • J C Strefford
    • , L-A Sutton
    •  & P Baliakas

    Contributed equally as first authors.

    • P Ghia
    • , K Stamatopoulos
    •  & R Rosenquist

    Contributed equally as senior authors.


  1. Cancer Sciences, Faculty of Medicine, University of Southampton, Southampton, UK

    • J C Strefford
  2. Department of Immunology, Genetics and Pathology, Rudbeck Laboratory, Uppsala University, Sweden

    • L-A Sutton
    • , P Baliakas
    • , D Cortese
    • , N Cahill
    • , L Mansouri
    •  & R Rosenquist
  3. Hematology Department and HCT Unit, G. Papanicolaou Hospital, Thessaloniki, Greece

    • P Baliakas
    • , E Stalika
    •  & K Stamatopoulos
  4. Division of Molecular Oncology and Department of Onco-Hematology, Istituto Scientfico San Raffaele e Fondazione Centro San Raffaele, Milano, Italy

    • A Agathangelidis
    • , L Scarfó
    •  & P Ghia
  5. Università Vita-Salute San Raffaele, Milano, Italy

    • A Agathangelidis
    • , L Scarfó
    •  & P Ghia
  6. Central European Institute of Technology, Masaryk University and University Hospital Brno, Czech Republic

    • J Malčíková
    • , K Plevova
    •  & S Pospisilova
  7. Department of Molecular Pathology, Royal Bournemouth Hospital, Bournemouth, UK

    • Z Davis
    •  & D Oscier
  8. Department of Hematology, Leukemia Laboratory, Rigshospitalet, Copenhagen, Denmark

    • L B Pedersen
    •  & C Geisler
  9. CERMS, S. Giovanni Battista Hospital, Turin, Italy

    • P F di Celle
  10. First Department of Propaedeutic Medicine, School of Medicine, University of Athens, Athens, Greece

    • T Tzenou
    •  & P Panagiotidis
  11. Department of Immunology, Erasmus MC, University Medical Center Rotterdam, Rotterdam, The Netherlands

    • A W Langerak
  12. The Karches Center for Chronic Lymphocytic Leukemia Research, The Feinstein Institute for Medical Research, Manhasset, NY, USA

    • N Chiorazzi
  13. Laboratory of Hematology and Universite Pierre et Marie Curie, Hopital Pitie-Salpetriere, Paris, France

    • F Davi
  14. Hematology Department, Nikea General Hospital, Pireaus, Greece

    • C Belessi
  15. Institute of Applied Biosciences, Center for Research and Technology Hellas, Thessaloniki, Greece

    • K Stamatopoulos


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The authors declare no conflict of interest.

Corresponding author

Correspondence to R Rosenquist.

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