Novel PAX6 mutation reported in an aniridia patient


An aniridia patient was found to have a novel PAX6 mutation. A genetic duplication within PAX6, which caused a frameshift mutation, ultimately created a nonsense stop codon and premature truncation of the protein. Consequently, the patient presented with a clouded cornea as a result of partial limbal stem cell deficiency, foveal hypoplasia, nystagmus and a pale, cupped optic disc caused by glaucoma.

Aniridia primarily occurs due to mutations of PAX6 on band p13 of chromosome 11. Furthermore, aniridia is a panocular syndrome that affects the cornea, anterior chamber, iris, lens, retina, macula and optic nerve.1 Approximately 66% of aniridia cases are familial, while 33% are sporadic.2 However, 90% of aniridia cases are related to PAX6 gene mutations, regardless of familial or sporadic status.3 Single allele mutations seem to be haploinsufficient for some cells and tissue. Dual allele mutations appear to be fatal since the absence of PAX6 gene expression may cause defects in brain development.4 Clinically, aniridia patients often present with iris hypoplasia, cataracts, glaucoma, corneal opacity, foveal hypoplasia, and nystagmus.3 In the present study, we demonstrate a novel PAX6 mutation in an aniridia patient.

A 64-year-old diabetic Japanese male presented with significant bilateral iris hypoplasia and corneal opacity as a result of partial limbal stem cell deficiency and corneal stromal scarring (Figure 1a and b). His visual acuity was 20/667 in the right eye and 20/2000 in the left eye. A fundus examination revealed a pale optic disc with large cupping (Figure 1c). Additionally, macular hypoplasia was observed via optical coherence tomography (Figure 1d), along with nystagmus. Goldman visual field examination indicated severe visual field loss in the left eye, suggesting glaucoma in accordance with the pale, large cupping optic disc previously described (Figure 1e). Thereafter, we suspected aniridia and conducted a genotype analysis. A penetrating keratoplasty was performed on the right eye to treat the worsening corneal opacity (Figure 1f).

Figure 1

(a) Opacified right cornea with iris hypoplasia and corneal stromal scarring due to limbal stem cell deficiency. (b) Opacified left cornea with iris hypoplasia and corneal stromal scarring from limbal stem cell deficiency. (c) Fundus examination of the left eye reveals a large, pale optic disc with cupping, indicative of glaucoma. (d) Optical coherence tomography indicates macular hypoplasia. (e) Goldman visual field examination shows significant visual field loss in the left eye, further indicating glaucoma. (f) Penetrating keratoplasty was successfully performed on the right eye to treat worsening corneal opacity.

All experimental procedures were approved by the Institutional Review Board of Human Studies at Osaka University. Analysis and research were done in accordance with the tenets of the Declaration of Helsinki for research involving human subjects.

Genomic DNA was extracted from the patient’s buccal epithelial cells using a commercially available kit. All of the PAX6 exons were amplified by PCR in a 10 μl solution. The PCR products were then treated using ExoSAP-IT (GE Healthcare UK, Buckinghamshire, UK). The treated PCR products were sequenced (BigDye 3.1; ThermoFisher Scientific Inc., Foster City, CA, USA), purified using a commercially available kit (BigDye XTerminator Purification Kit, Applied Biosystems), electrophoresed on an automated sequencer (3130x1 Genetic Analyzer; Applied Biosystems) and finally analyzed with sequence alignment software (Variant Reporter Version 1.0; Applied Biosystems 3730 DNA Analyzer). The conditions for all thermal cycles involved were 30 cycles of three-temperature thermal cycles including denaturation at 94 °C for 30 s, annealing at 55 °C for 30 s, and extension at 72 °C for 30 s.

DNA sequencing of the PAX6 gene coding and flanking regions revealed a PAX6 deficiency with a novel mutation. Specifically, this frameshift mutation occurred in exon 7, with a duplication of 4 nucleotides (TTGG) at position 483-486 (c.483_486dupTTGG). This duplication, in turn, caused a frameshift type amino acid sequence change that transitioned tyrosine to leucine at amino acid residue 163 and produced a nonsense stop codon 38 amino acids after the transition (p.Tyr163Leufs*38; Figure 2a–c). This alteration may have caused either a loss of function of the PAX6 gene in one allele of the patient or decreased mRNA expression via a nonsense-mediated mRNA decay (NMD) mechanism. In both situations, these alterations could lead to a 50% reduction of PAX6 protein expression, resulting in haploinsufficiency, which agrees with the patient’s clinical findings.

Figure 2

Results of sequencing analysis for the aniridia patient are shown. (a) Nucleotide and amino acid sequences of the wild-type (upper) and mutated (lower) PAX6 gene near the identified p.Tyr163Leufs*38 mutation. The 4-bp duplication of the c.483_486dupTTGG mutation is indicated in bold type in the wild-type sequence. The altered amino acid sequence downstream of the 4-bp duplication is indicated in bold italics in the mutated sequence. An asterisk (*) indicates an ochre (TGA) stop codon. (b) Results of sequencing analysis for exon 7 of the PAX6 gene in a normal volunteer (upper) and the aniridia patient (lower) from the forward (left) and reverse (right) directions. Arrowheads indicate the breakpoint of the c.483_486dupTTGG mutation. (c) The mixed base sequence (upper) downstream of the presumed break-points was subtracted (middle) from the reference sequence (black type) to extract the mutated sequence (red type) in both directions (left: forward, right: reverse). Note that the mutated sequence is fully matched to the reference sequence from four bases downstream of the breakpoints (lower), indicating that the mutated sequence is duplicated with four bases (i.e., TTGG).

Aniridia is most commonly correlated with PAX6 mutations;1,5 however, the number of catalogued mutations is continuously growing. The mutation discovered in this report had not been previously recorded in the Leiden Open Variation Database (LOVD; To date, there has not been substantive evidence to support concrete genotype-phenotype correlations.5,6 However, as more and more mutations are catalogued, trends may begin to emerge in larger data sets. Other factors may contribute to the phenotype besides the type of mutation involved in PAX6 haploinsufficient aniridia patients.79 Thus, this may complicate endeavors to establish more definitive correlations between the mutations and clinical phenotypes.

Beyond haploinsufficiency causing a 50% reduction in PAX6, altered PAX6 may bind to DNA sequences intended for the wild-type PAX6 transcription factor. Thus, inhibition of the remaining wild-type PAX6 transcription factor function would yield dominant negative activity, causing a >50% reduction in PAX6 function. The binding strength and subsequent inhibition of the wild-type PAX6 transcription factor likely depends on the mutation location and type. This might explain the PAX6 mutations’ varied severity in clinical phenotypes despite being a heterozygous mutation.1012

Another potential explanation for varying degrees of clinical manifestation among patients with the same mutation may be variations in NMD. NMD degrades premature termination codon-containing transcripts,13 such as those commonly seen in aniridia patients. Typically, NMD recognizes premature stop codons at the boundaries between exons and introns; however, NMD generally does not check the last 50 base pairs of the penultimate exon to the end of the gene. Thus, in PAX6, at 50 base pairs from the end of exon 12 (base 1496 and onwards), NMD does not check for premature stop codons.14 As such, any mutations from the end of exon 12 to exon 13 would theoretically escape NMD recognition and produce the truncated PAX6 protein. This truncated PAX6 protein would bind DNA sequences intended for wild-type PAX6, causing a dominant negative effect. However, databases of recorded PAX6 mutations do not correlate with these regions despite the fact it should statistically identifiable. A previous report hypothesized that the reason for this is a premature stop codon in this region escapes NMD. This would cause a strong and ultimately fatal dominant negative effect that would not be represented in the mutations catalogued thus far.14

More work remains to be done regarding the exploration of genotype-phenotype correlations. However, a crucial initial step is to continue cataloguing novel mutations and reporting their respective clinical scenarios, as accomplished in this report.

Additional information

Publisher's note: Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.



  1. 1

    Lee H, Khan R, O'Keefe M . Aniridia: current pathology and management. Acta Ophthalmol 2008; 86: 708–715.

    CAS  Article  Google Scholar 

  2. 2

    Ton CC, Hirvonen H, Miwa H, Weil MM, Monoghan P, Jordan T et al. Positional cloning and characterization of a paired box- and homeobox-containing gene from the aniridia region. Cell 1991; 67: 1059–1074.

    CAS  Article  Google Scholar 

  3. 3

    Axton R, Hanson I, Danes S, Sellar G, van Heyningen V, Prosser J . The incidence of PAX6 mutation in patients with simple aniridia: an evaluation of mutation detection in 12 cases. Journal of Medical Genetics J Med Genet 1997; 34: 279–286.

    CAS  Article  Google Scholar 

  4. 4

    Glaser T, Jepeal L, Edwards JG, Young SR, Favor J, Maas RL . PAX6 gene dosage effect in a family with congenital cataracts, aniridia, anophthalmia and central nervous system defects. Nat Genet 1994; 7: 463–471, Erratum in Nat Genet 8: 203.

    CAS  Article  Google Scholar 

  5. 5

    Bobiley AM, McDougal ME, Taylor WL . Assessment of PAX6 alleles in 66 families with aniridia. Clin Genet 2016; 89: 669–677.

    Article  Google Scholar 

  6. 6

    Yokoi T, Nishina S, Fukami M, Ogata T, Hosono K, Hotta Y et al. Genotype-phenotype Correlation of PAX6 Gene Mutations in Aniridia. Human Genome Variation 2016; 3: 15052.

    CAS  Article  Google Scholar 

  7. 7

    Chograni M, Derouiche K, Chaabouni M, Lariani I, Bouhamed HC . Molecular Analysis of the PAX6 Gene for Aniridia and Congenital Cataracts in Tunisian Families. Human Genome Variation 2014; 1: 14008- PMC. Web. 16 Jan. 2017.

    CAS  Article  Google Scholar 

  8. 8

    Wilson DS, Guenther B, Desplan C, Kuriyan J . High resolution crystal structure of a paired (Pax) class cooperative homeodomain dimer on DNA. Cell 1995; 82: 709–719.

    CAS  Article  Google Scholar 

  9. 9

    Wolf MT, Lorenz B, Winterpacht A, Drechsler M, Schumacher V, Royer-Pokora B et al. Ten novel mutations found in aniridia. Hum Mutat 1998; 12: 304–313.

    CAS  Article  Google Scholar 

  10. 10

    Singh S, Tang HK, Lee JY, Saunders GF . Truncation mutations in the transactivation region of PAX6 result in dominant-negative mutants. J Biol Chem 1998; 273: 21531–21541.

    CAS  Article  Google Scholar 

  11. 11

    Duncan MK, Cvekl A, Li X, Piatigorsky J . Truncated forms of Pax-6 disrupt lens morphology in transgenic mice. Invest Ophthalmol Vis Sci 2000; 41: 464–473.

    CAS  PubMed  Google Scholar 

  12. 12

    Yasuda T, Kajimoto Y, Fujitani Y, Watada H, Yamamato S, Watarai T et al. PAX6 mutation as a genetic factor common to aniridia and glucose intolerance. Diabetes 2002; 51: 224–230.

    CAS  Article  Google Scholar 

  13. 13

    Maquat LE . Nonsense-mediated mRNA decay: splicing, translation and mRNP dynamics. Nat Rev Mol Cell Biol 2004; 5: 89–99.

    CAS  Article  Google Scholar 

  14. 14

    Tzoulaki I, White IM, Hanson IM . PAX6 mutations: genotype-phenotype correlations. BMC Gene 2005; 6: 27.

    Article  Google Scholar 

Data Citations

  1. 1

    Oie, Yoshinori HGV Database (2017)

Download references


This work was supported by Health and Labour Sciences Research Grants in FY2014 (Grant Number: H26-Nannjinado(Nan)-Itsupan-072, Principal Investigator: KN).

No funding was received for this report.

Author information



Corresponding author

Correspondence to Yoshinori Oie.

Ethics declarations

Competing interests

The authors declare no conflict of interest.

Rights and permissions

This work is licensed under a Creative Commons Attribution 4.0 International License. The images or other third party material in this article are included in the article’s Creative Commons license, unless indicated otherwise in the credit line; if the material is not included under the Creative Commons license, users will need to obtain permission from the license holder to reproduce the material. To view a copy of this license, visit

Reprints and Permissions

About this article

Verify currency and authenticity via CrossMark

Cite this article

Winegarner, A., Oie, Y., Kawasaki, S. et al. Novel PAX6 mutation reported in an aniridia patient. Hum Genome Var 4, 17053 (2017).

Download citation

Further reading


Quick links