Abstract
Purpose
To evaluate the coverage and accuracy of whole-exome sequencing (WES) across vendors.
Methods
Blood samples from three trios underwent WES at three vendors. Relative performance of the three WES services was measured for breadth and depth of coverage. The false-negative rates (FNRs) were estimated using the segregation pattern within each trio.
Results
Mean depth of coverage for all genes was 189.0, 124.9, and 38.3 for the three vendor services. Fifty-five of the American College of Medical Genetics and Genomics 56 genes, but only 56 of 63 pharmacogenes, were 100% covered at 10 × in at least one of the nine individuals for all vendors; however, there was substantial interindividual variability. For the two vendors with mean depth of coverage >120 ×, analytic positive predictive values (aPPVs) exceeded 99.1% for single-nucleotide variants and homozygous indels, and sensitivities were 98.9–99.9%; however, heterozygous indels showed lower accuracy and sensitivity. Among the trios, FNRs in the offspring were 0.07–0.62% at well-covered variants concordantly called in both parents.
Conclusion
The current standard of 120 × coverage for clinical WES may be insufficient for consistent breadth of coverage across the exome. Ordering clinicians and researchers would benefit from vendors’ reports that estimate sensitivity and aPPV, including depth of coverage across the exome.
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Introduction
Next-generation sequencing, widely used by researchers, is entering clinical care as a diagnostic test, but methods and quality vary across vendors. Customers should be fully informed of a test’s accuracy in detecting coding variants, both to drive selection of high-quality vendors and to be aware of the likelihood of false positives and negatives.1,2 The accuracy of variant detection in coding regions is lower for whole-exome sequencing (WES) than whole-genome sequencing, even at equivalent coverage.3,4 Nonetheless, WES is widely used due to lower cost and because most disease-associated genomic variants discovered thus are in coding regions and splice sites of protein coding genes.
WES is performed as a series of biochemical and computational analytic procedures, varying from vendor to vendor, that influence exome coverage and genotype accuracy. Factors contributing to variation include (i) quality of genomic DNA,5,6 (ii) DNA extraction methods,7,8 (iii) sequence library preparation including exome capture9 and polymerase chain reaction amplification,10 (iv) the sequencing platform,11,12 (v) short read length and depth of coverage,12,13 (vi) computational analytical pipeline,14 (vii) sequence contexts such as GC contents and simple repetitive DNA sequences,11,15 and (viii) the type of variant (single-nucleotide variant (SNV), insertion/deletion (indels), and more complex variants).16 Reanalysis of raw sequence reads using a standardized software pipeline can improve comparability between WES results17 but cannot overcome the differences in targeted intervals, capture efficiency, and sequencing chemistry.18
We systematically compared the WES results from three vendors selected on the basis of varying exome capture methods with differing read-lengths and mean depths of coverage. We reprocessed raw reads using a single standard analytical pipeline to minimize variability due to bioinformatics pipelines among the vendors. For each gene, we focused on breadth of coverage at a minimum depth of 10 high-quality aligned reads. For each individual, concordant and discordant calls among the vendors were analyzed for genotype quality (GQ), depth of coverage (DP), and presence of reported minor allele frequency (MAF) to prioritize likely true-positive variants using all variant calls from the three vendors. Finally, we calculated the analytical positive predictive value (aPPV) and sensitivity for each vendor using a likely true-positive set, and estimated a lower bound for the false-negative rate (FNR) in each offspring among the three trios.
Materials and methods
Samples and WES
Blood-derived DNA samples from three trios—hereafter referred to as trios A, B, and C—were collected and aliquoted per each vendor’s specification. Exome sequencing and subsequent use for research was approved by the Boston Children’s Hospital Committee on Clinical Investigation. We selected three regional vendors providing the CLIA-certified clinical sequencing service—denoted as V1, V2, and V3—all using a four-channel sequencing by synthesis technology platform (Illumina HiSeq 2500 for V1 and V2, and HiSeq 4000 for V3; Illumina, San Diego, CA, USA). Three different whole-exome capture methods were used: the Illumina Nextera Rapid capture (Nextera, V1), Agilent SureSelectXT (SureSelectXT, V2; Agilent Technologies, Santa Clara, CA, USA), and NimbleGen SeqCapEZ-MedExome (MedExome, V3; Roche NimbleGen Inc., Madison, WI, USA). Read-lengths were 76, 150, and 101 bps for V1, V2, and V3, respectively.
Comparison of capture targets, variant calling, and annotation
Comparison of exome capture target regions, calculation of coverage in target regions, and variant calling pipeline are described in the Supplementary Methods online. All VCF files were annotated using ENSEMBL Variant Effect Predictor release 86.19 Rare and high-impact variants (RHIs) were defined in two ways: first, as MAF <0.005 in any population from the 1000 Genomes Project20 or Exome Aggregation Consortium (ExAC)21 and second, categorized as high-impact by the Variant Effect Predictor and resulting in frameshift, transcript ablation, transcript amplification, splice acceptor, splice donor, start lost, stop lost, and stop gain.
We compiled a list of 6,367 putative disease-associated genes from the following databases: the Human Gene Mutation Database (Professional 2016.02), OMIM,22 ClinVar,23 the Genetic Testing Registry,24 the Cancer Gene Census,25 and Orphanet.26 All online databases were accessed on 27 October 2016 (Supplementary Table S1 online). The nuclear genes implicated in clinical drug response and metabolism were collected from the Pharmacogenomics Knowledge Base’s Very Important Pharmacogenes, excluding one mitochondrial gene MT-RNR1 (PGx-VIPs, N=63).27 Discordant variants in the American College of Medical Genetics and Genomics (ACMG) 56 genes28 and PGx-VIPs were further inspected using the Integrated Genome Viewer (version 2.3.79, http://software.broadinstitute.org/software/igv/).
Analytical positive predictive value and sensitivity
To evaluate the performance of variant calls in detecting the true genotype for each vendor, we defined a “likely true-positive” set of variants among all unique variants identified by V1 and V2. In an individual, we compared variant calls between V1 and V2 in the genomic regions covered with ≥10 × in all three vendors (3COV) and used V3 as a tiebreaker. First, a concordant variant between V1 and V2 was considered likely true-positive. Second, a discordant variant between V1 and V2 was labeled as likely true-positive if V3 called the same variant. Finally, a discordant variant between V1 and V2 for which V3 failed to call was considered likely true-positive if GQ≥20 and MAF>0 was reported in ExAC. Then we calculated aPPV (the proportion of likely true-positive variants out of total variants identified by the vendor) and sensitivity (the proportion of likely true-positive variants identified by the vendor out of total likely true-positive variants). FNR was calculated as 1–sensitivity per exome.
False positives and false negatives among trios
We analyzed the segregation pattern in autosomes in offspring for the loci where both parents had DP≥10 × in each trio. We analyzed all variants in overlapping 3COV regions of both parents where one parent was consistently called as heterozygous and the other as reference concordant homozygous in all three vendors. We then used the variant call in the offspring to estimate FNRs in these loci (see Supplementary Methods online).
For all summary statistics, mean values across nine individuals are shown in the Results. Standard deviations and the other descriptive statistical scores are detailed in Tables 1 and 2 and the Supplementary Tables online.
Results
Depth and breadth of coverage for target regions
Compared with previous-generation technologies, current hybridization capture–based methods have superior coverage and probe design.29 However, none of the three capture methods was designed to cover 100% of coding exons in the current version of Consensus Coding Sequence (CCDS).30 Nonetheless, 99.97, 99.85, and 99.67% of CCDS overlapped the target regions of Nextera (V1), SureSelectXT (V2), and MedExome (V3), respectively. All three methods targeted ≥99.8% of coding exons of putative disease-associated genes (N = 6,367) (Supplementary Table S2 online).
Mean depth of coverage across all CCDS genes was 189.0 (V1), 124.9 (V2), and 38.3 (V3), although there was a wide range of variation across genes (Supplementary Figure S1 online). We analyzed coverage in more detail only for V1 and V2, because V3 did not meet the current standards typically used for WES. For each CCDS gene, we calculated the percent of exonic bases covered at ≥10 × that provides 95% sensitivity for heterozygous SNVs (Supplementary Table S3 online).4 The proportion of genes covered 100% at ≥10 × was 80.1% (V1) and 79.1% (V2) on average (Supplementary Table S4 online).
For the ACMG 56 genes and PGx-VIPs, we compared the list of finished genes—i.e., 100% covered at ≥10 × —in at least one of nine individuals for each vendor. Except for RYR1, RYR2, and TGFBR1, 53 genes were finished in at least one of the nine individuals by V1. Likewise, V2 had incomplete coverage for PKP2, RB1, and SDHD (Figure 1a). From the PGx-VIPs (N = 63), 61 and 60 genes were finished by V1 and V2 respectively (Figure 1b). The breadth of coverage for both the ACMG 56 genes and PGx-VIPs was higher than exome-wide averages at all thresholds (Wilcoxon signed-rank tests p values <0.01, Table 1). For CCDS genes, V1 had consistently higher breadth of coverage compared with V2. However, no differences were found for the ACMG 56 genes and PGx-VIPs, except for PGx-VIPs at ≥10 × (Wilcoxon signed-rank test p value <0.01). Of note, MYBPC3 and TNNI3 were not completely targeted by SureSelectXT, but showed 100% coverage in one or more individuals. SDHD was not well covered by V2 (80.3% on average at ≥10 ×).
We observed a wide range in the breadth of coverage across the nine individuals. As such, only 47 (V1) and 41 (V2) of the ACMG 56 genes were finished in all nine individuals (Figure 1a). Twelve of the PGx-VIPs with the Clinical Pharmacogenetics Implementation Consortium (CPIC) guidelines (CPIC genes)31 were finished by both V1 and V2 in at least one of the nine individuals (Figure 1b). Percentage of coverage of the PGx-VIPs also varied across individuals; 9 (V1) and 8 (V2) of the 12 CPIC genes were finished in all nine individuals. For the ACMG 56 genes, V1 had significantly better breadths of coverage for PKP2, RB1, and SDHD, and V2 had advantages for DSG2, RYR1, RYR2, SCN5A, and TGFBR1 (Mann–Whitney–Wilcoxon tests, Bonferroni corrected p values <0.05). Seven of 63 PGx-VIPs showed significantly different breadth of coverage between V1 and V2 (Figure 1b).
We examined finished genes at ≥20 × coverage that could provide 99% sensitivity for heterozygous SNVs.4 At this threshold, 40 (V1) and 26 (V2) of the ACMG 56, and 9 (V1) and 5 (V2) of the 12 CPIC genes were finished in all nine suggesting incomplete breadth of coverage even with higher mean depth of coverage of V1 and V2 (Supplementary Figure S2 online). At ≥20 ×, variability in breadth of coverage across nine individuals was significantly higher than at ≥10 × (Supplementary Figure S3 online). Breadth of coverage for four genes (ATP7B, BMPR1A, OTC, and SMAD4) recently added to the ACMG gene list for reporting secondary findings32 is shown in Supplementary Figure S4 online.
Concordant and discordant variant calls among the vendors in clinically implicated genes
For each variant type, we checked agreement of variant calls among the three vendors, restricting the analysis to genomic regions with ≥10 × in all three vendors to minimize the effects of the lower coverage in V3 (Table 2). We also compared concordance rates between V1 and V2, to further minimize the effect of low coverage in V3. As expected, restricting the analysis to genomic regions with ≥10 × coverage increased concordance rates for all types of variants (Table 2 and Supplementary Table S5 online). Of note, heterozygous indels showed the lowest concordance rates at any threshold compared with the other types of variants.
Concordance rates for the variants in clinically implicated genes such as putative disease-associated genes, the ACMG 56, and PGx-VIPs were consistently higher compared with those of exome-wide averages. When calculating the concordance rate, we excluded all variants in the major histocompatibility complex region (HMC, chr6:28,477,798–33,448,354). In 6,367 putative disease-associated genes, concordance rates between V1 and V2 with ≥10 × were consistently higher: 96.8 (heterozygous SNVs), 99.5 (homozygous SNVs), 63.3 (heterozygous indels), and 85.2% (homozygous indels). Compared with the concordance rates calculated with VCF files generated using a single software pipeline in our study, concordance rates with vendor-provided VCF files were consistently lower (Supplementary Table S5 online).
For the ACMG 56 genes, 98.3% of heterozygous and 100% of homozygous SNVs were concordant between V1 and V2. Discordant variants in the ACMG 56 were found in APOB, KCNH2, PKP2, PMS2, SCN5A, and TSC2 (Supplementary Table S6 online). No homozygous indel was found in the ACMG 56 genes across the nine individuals, and only three of eight heterozygous indels were concordant between V1 and V2. For the PGx-VIPs, all eight homozygous indels and 8 of 21 heterozygous indels were concordant between V1 and V2. Concordance rates were 94.6 and 99.6% for heterozygous and homozygous SNVs, respectively. Overall, concordance rate among the ACMG 56 and PGx-VIPs was higher than the exome-wide average except for indels.
Rare genetic variants with deleterious impacts on protein function are often prioritized in WES for further evaluation and validation if such variants are found in putative disease-associated genes. To minimize false negatives for this class of variants, we used all RHI variants discovered by V1 and V2 without restricting to ≥10 × covered regions, and selected RHI variants in putative disease-associated genes. Concordance rate for heterozygous RHI SNVs was 90.4%, and all five homozygous RHI SNVs found were concordant. All RHI SNVs were concordant for genomic regions covered with ≥10 × in both V1 and V2. There were no homozygous RHI indels, but only 11 of 46 heterozygous RHI indels from the nine individuals were concordant. We visually inspected read alignments in the regions surrounding discordant RHI variants in Integrated Genome Viewer. The discordant calls were associated with (i) low depth of coverage, (ii) allelic imbalance, (iii) strand bias, (iv) read alignments suggesting structural variation and indels, and (v) homopolymers (Supplementary Table S6 online). Next, we examined potential false positives among concordant variant calls between V1 and V2. We restricted variant calls to heterozygous RHI variants discovered in putative disease genes (excluding MHC), which resulted in 30 SNVs and three indels in three probands. None of these were likely false positives according to segregation pattern—i.e., they were all inherited from only one of the two parents. Therefore, the proportion of likely false positives among concordant calls between V1 and V2 would be very low.
We found two discordant variants that were reported as pathogenic in ClinVar. Pathogenic heterozygous SNVs—one in FCGR1A and the other in VPS13B—were called by V1, but V2 failed to call the variants because of low coverage for both loci (Supplementary Table S6 online).
Analytical positive predictive value and sensitivity of variant calls
Discordant calls are due to either false-positive calls in one or more vendors, or a failure to detect a variant in one or more vendors. To further characterize discordant variant calls, we examined GQ, DP, and reported MAFs >0 in ExAC for these. Among the discordant SNVs between V1 and V2 (5.8% of total SNVs), 3.8% had low GQ (<20) in one of two vendors. For the discordant SNVs with good GQ (≥20), 0.1% had low DP (<10) in one of two vendors. Overall, 2.0% of SNVs that were discordant between V1 and V2 had good genotype quality with ≥10 × depth of coverage, of which 1.2% had reported MAFs >0 in the ExAC server (Figure 2a and Supplementary Table S7 online).
We considered a minimal set of likely true-positive calls to be with a MAF reported in ExAC, GQ ≥20, and DP ≥10. GQ and DP are often used to filter out variants with erroneous variant calls;33 however, applying these filtering criteria could result in false negatives in WES. The proportion of retained variants among completely concordant variant calls across all three vendors-hereafter referred to as 3CON-varied by variant type and among the vendors (Supplementary Figure S5 online). In V1, 99.6% of heterozygous SNVs passed both DP ≥10 and GQ ≥20 thresholds. Using the same criteria, 99.3% of heterozygous SNVs retained for V2 (Supplementary Table S8 online).
To calculate the sensitivity and aPPV of each vendor’s result, we selected likely true-positive calls from aggregated variant calls from V1 and V2. The blue rectangle in Figure 2b represents the likely true-positive set from V1 and V2, and all variant calls from a given vendor are represented by the red rectangle. For both vendors, aPPVs and sensitivities were 99% or higher except for heterozygous indels. V1 showed higher sensitivities for heterozygous indels but lower aPPVs compared with V2 (Figure 2c). Of note, V2 had lower sensitivity for heterozygous indels compared with the other types of variant. V1 showed the lowest aPPV for heterozygous indels compared with the other types of variant and also compared with V2. Thus, accurate detection of heterozygous indels would be challenging for both V1 and V2. Our estimation of sensitivity represents an upper bound because true-positive variants might not have been captured and/or called by any of two vendors, and variant calls that did not pass DP and GQ thresholds could also include true-positive variants.
False positives and false negatives among trios
We took advantage of the family-based trio design to calculate FNRs in regions of high coverage (Figure 3), using the variant calls from all three vendors, but restricting the analysis to genomic regions covered with ≥10 × by all three vendors. In trio A, a total of 58,458 variants were found by the three vendors, of which 80.9% (47,281/58,458) were in 3COV regions for both parents (Supplementary Table S9 online). From these, we focused on the 22,397 loci for which both parents had 3CON and where one parent was heterozygous and the other was homozygous for the reference allele. For these variants, the offspring should be heterozygous about 50% of the time. In the offspring of trio A, 11,042 (49.3% of 22,397) were called as heterozygous in at least one vendor, of which 10,907 were 3CON. For these loci, concordance rates in the offspring of trio A were higher for both SNVs and indels—98.9 and 95.7%, respectively—compared with genome-wide concordance rates; these loci also showed higher concordance rates in the six unrelated individuals from trios B and C (98.7 and 92.4% for heterozygous SNVs and indels, respectively). We identified variants as likely false negatives if there was a no-call or a homozygous reference call in the offspring for trio A for one vendor and a heterozygous call in the other two vendors. There were 8 (V1), 68 (V2), and 23 (V3) likely false negatives, of which 0% (V1:0/8), 14.7% (V2:10/68), and 0% (V3:0/23) were due to low coverages (<10 ×). Of eight likely false negatives from V1, seven were called as homozygous for the reference allele and one was a no-call. Of 68 loci that V2 did not call heterozygous, 6 were no-calls and 62 were called as homozygous for the reference allele. For V3, all 23 were called as homozygous for the reference allele. We did not consider the variants that were called but had discordant numbers of variant alleles among the vendors—e.g., heterozygous in two vendors and homozygous for the variant allele in the other—because these are more likely “genotype errors” rather than false negatives.
We then used these false negative loci to estimate a lower bound for FNRs for each trio. For the denominator of likely true-positive variants, we used variants that were called as heterozygous in the offspring in at least two vendors; in trio A there were 11,006 such variants. The lower bound of vendor-specific FNRs in these well-covered regions were 0.07% for V1 (8/11,006), 0.62% for V2 (68/11,006), and 0.22% for V3 (23/11,006). FNRs estimated using the same analysis strategy were 0.16% (V1), 0.56% (V2), and 0.38% (V3) for trio B, and 0.13% (V1), 0.20% (V2), and 0.48% (V3) for trio C (Figure 3c) (we included analysis of V3, even with a lower sequencing depth, because we focused on genomic loci covered at a minimum of 10 × in all three vendors). Our estimation of FNRs is comparable with the one reported by Li et al.34 in family samples. Variants in low-coverage regions (<10 ×)—comprising, for instance, 10.0% of CCDS in trio A—were not used to calculate FNRs; however, the FNR in offspring was likely very low for high-coverage regions in both parents, supporting the strength of trio sequencing for some clinical conditions,35 at least in regions of consistently high coverage.
Discussion
We performed comparative analysis of WES results from three vendors to measure the empirical coverage of medically implicated genes and concordance rate of variant calls among the vendors, using uniform variant calling methods to remove variability from software analytical pipelines. The mean percentage of CCDS coding regions covered with ≥10 × was above 95% for the nine individuals and all vendors. For the ACMG 56 and PGx-VIPs, we found a wide range of difference in breadth of coverage with ≥10 × across the nine individuals. The mean depth of coverage provided by V2 was typical for clinical WES;36 however, KCNQ1, PKP2, RB1, and TGFBR1 had variable coverage across the nine individuals with <95% coverage in some individuals. The depth of coverage provided by V3 would be suboptimal for clinical use.
RHI variants in putative disease-associated genes were less concordant than exome-wide averages except for homozygous SNVs, suggesting that these variants were enriched for substantial numbers of false positives, false negatives, or variant calling errors. Among these, low coverage in a vendor usually was the source of discordant calls, and the variant was likely a true positive in the other vendor(s). Moreover, structural variation, homopolymer, or simple repeats were frequently found in the flanking regions of discordant RHI variants. Therefore, further evaluation and validation including visual inspection of aligned reads and validation using an orthogonal method will be particularly important for RHI variants. Of note, some rare variants have low coverage in population-scale databases such as ExAC. For instance, only 2 of 14 discordant RHI variants had good coverage in ExAC. Conversely, estimating accuracy mostly with common variants can bias the results for well-covered genomic regions in population databases where it would be easier to call variants using next-generation sequencing. Analyzing aPPV and sensitivity of rare variants with or without good coverage in population-scale databases for research and clinical applications would be an interesting research topic but is beyond the scope of our current study.
For the sites where both parents were highly covered by the three vendors, vendor-specific FNRs in offspring were low for all vendors and three trios (0.07–0.62%). This estimation of FNR cannot be extrapolated to the rest of the genome, because false negatives are more prevalent outside of the genomic regions covered with ≥10 × in 3COV regions (which comprise 10.0, 5.5, and 7.3% of CCDS in trios A, B, and C, respectively). Similarly, variants that are harder to call may have higher FNRs, as illustrated by loci in 3COV regions with discordant calls in parents (i.e., 19.1, 12.1, and 15.1% of all variants found in trio A, B, and C, respectively). Even so, our results support the strength of trio WES sequencing for molecular genetic diagnosis for most SNVs in regions of high coverage.35
Our study has some limitations. First of all, although the vendors covered a range of read-lengths—76 (V1), 150 (V2), and 101 bps (V3)—and mean coverage from 38.3 (V3) to 189.0 (V1), we only sampled a small number of vendors, so our results may not generalize to other vendors or sequencing platforms. To minimize additional sources of variability, we used the same DNA stocks and analytical pipeline, but it is possible that different pipelines or different quality DNA samples could have yielded different results.37 Notably, we did not validate discordant genetic variants among the vendors (therefore the performance measures were relative between vendors), nor did we use reference genetic material for which several gold standard variant call sets are available, making it difficult to definitively classify discordant genotypes into false positives, false negatives, or genotype errors. However, our study used trio samples and multiple vendors to overcome some of these limitations. Furthermore, the utility of a gold standard set of variants from NA12878 may itself be somewhat limited because it is widely used to ensure quality (and hence may be used to optimize platforms for calling this particular set of variants) but does not cover all known disease-associated genes. Estimation of sensitivity and aPPV from an individual genome may also be difficult to generalize to a range of samples;38 we observed substantial interindividual variation of the breadth of coverage for clinically implicated genes across the nine individuals in the current study.
Mean depth of coverage was a general indicator of overall sensitivity, but did not capture variability in coverage across potentially clinically important genes.37 For example, V2 provided a standard mean depth of coverage (125 ×) for clinical research WES, but showed large variability across individuals in the breadth of coverage for the ACMG 56 and CPIC genes, and had consistently higher FNRs in three trios compared with V1. It appears that a depth of coverage for clinical WES may need to be more even, or to be closer to what V1 provided (190 ×) to achieve consistent coverage across actionable genes across many individuals. Higher depths of coverage (e.g., ≥20 × and 30 ×) were required to improve concordance rates between V1 and V2 for indels. Nonetheless, exonic regions with high sequence homology are challenging to analyze using WES.30
Establishing the clinical utility of WES therefore requires ongoing measurement of the breadth and depth of coverage and accuracy—both across vendors and within individual vendors over time.39,40 We observed substantial interindividual variation in coverage of medically implicated genes. Because aPPV and sensitivity are imperfectly captured by mean coverage, we suggest that clinical WES service providers should inform users as to the range of sensitivity and aPPV for different classes of variants across the sets of genes that are relevant to the particular clinical scenario, estimated across a large cohort of clinical samples. This sort of information will help clinicians both select services and also interpret clinical reports and distinguish truly negative findings from false negatives due to low coverage.
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Acknowledgments
This work was supported by the Boston Children’s Hospital Precision Link initiative. S.W.K. was supported, in part, by a grant from the National Institutes of Health (R01MH107205).
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Kong, S., Lee, IH., Liu, X. et al. Measuring coverage and accuracy of whole-exome sequencing in clinical context. Genet Med 20, 1617–1626 (2018). https://doi.org/10.1038/gim.2018.51
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DOI: https://doi.org/10.1038/gim.2018.51