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Transplant Toxicities

Survival of patients who develop solid tumors following hematopoietic stem cell transplantation

Abstract

Allogeneic hematopoietic cell transplantation is associated with late adverse effects of therapy, including secondary solid cancers. Most reports address risk factors; however, outcomes after secondary solid cancer development are incompletely described. Our objective was to estimate survival probabilities for transplant recipients dependent on secondary solid cancer subtype. We used a previously identified and published cohort who developed secondary solid cancers following allogeneic transplant. Follow-up for these 112 previously identified patients was extended and their survival probabilities were studied. Median duration of follow-up from the development of secondary cancer for survivors was 11.9 years (range: 0.8–23.4) and 75% were followed >7.0 years. The 5- and 10-year overall survival probabilities were 50% (95% confidence interval (CI): 41–60) and 46% (95% CI: 37–57), respectively. Overall survival varied by secondary cancer type. Secondary cancer was the cause of death in most patients who died following development of melanoma, central nervous system, oral cavity, thyroid, lung, lower gastrointestinal tract and bone cancers. Extended follow-up allowed for the most comprehensive longitudinal evaluation to date of this rare condition. These findings will enhance clinicians' ability to predict outcomes and counsel transplant survivors who develop secondary solid cancers.

Introduction

Allogeneic hematopoietic cell transplantation (HCT) has become a widely accepted therapy for a variety of malignant and benign conditions. As utilization of HCT continues to increase, the number of transplants performed worldwide now exceeds 50 000 per year. Among these, >15 000 are performed yearly in the United States alone.1 With modern transplant approaches, over 85% of individuals surviving 2 years from the time of transplant will go on to experience long-term survival.2, 3, 4

Improved survival after HCT has brought a realization of the many late effects experienced by long-term survivors.5, 6, 7, 8, 9 Among the most significant late effects are secondary cancers. Risk factors associated with the development of secondary cancers include genetic predispositions, age at the time of transplantation, use of TBI, chronic GVHD, use of immunosuppressive therapy and lifestyle factors.10, 11 Although much of the risk for secondary cancers is derived from transplant-related factors, development of secondary cancers likely results from the complex interaction between these various host, tumor and environmental characteristics.12

Risk of secondary solid cancers becomes apparent beginning at 5 years after transplant.10, 11 Several studies report incidences ranging from 2.2 to 6.4% at 10 years post transplant.13, 14, 15, 16, 17, 18 Two studies report cumulative incidences of 3.3 and 3.8% at 20 years post transplant.11, 17 Outcomes for populations as a whole acquiring secondary malignancies have been described in the literature.2, 14, 17 These reports show patients with secondary solid cancers to have a 42–44% 5-year overall survival rate from the time of secondary cancer diagnosis.14, 17 The provided overall survival estimates are derived from studies containing between 19 and 55 patients with secondary solid cancers. There are no comprehensive reports describing mortality rates for specific subcategories of secondary solid tumors and therefore the significance of a particular diagnosis is unknown. Given that most individuals surviving beyond the first 2 years post transplant will go on to experience excellent long-term survival, a better understanding of the impact of secondary cancers on this group is needed.2, 3, 4 The current study therefore seeks to analyze survival after the diagnosis of a secondary solid cancer, using a well-characterized cohort of patients reported to the CIBMTR (Center for International Blood and Marrow Transplant Research) for whom the diagnosis of secondary cancer has been confirmed.

Materials and methods

Data source

The CIBMTR collects transplant outcome data from patients at over 500 transplant centers worldwide. Longitudinal patient follow-up is collected on standardized data collection forms in a prospective manner until death or loss to follow-up and includes the occurrence of secondary malignancies. Compliance is monitored by routine on-site audits. All patients and/or their guardians are required to provide written informed consent. The Institutional Review Boards of the Medical College of Wisconsin and the National Marrow Donor Program approved this study.

Patients

This study provides extended follow-up on the cohort previously identified and published by Rizzo et al.11 The original cohort was identified to describe the incidence of secondary solid cancers after allogeneic transplant. To achieve that aim, the cohort contained patients who received allogeneic bone marrow transplantations between 1964 and 1994 at participating CIBMTR transplant centers for a variety of malignant and nonmalignant indications. Those transplanted for Fanconi anemia or primary immunodeficiency diseases were excluded because of each condition’s inherent susceptibility for cancer. Those without detailed information regarding HLA match, GVHD prophylaxis and irradiation were excluded. The cohort was followed for the development of secondary solid cancers through 1995. Date of diagnosis, type of malignancy, site of occurrence, duration of follow-up and outcome were recorded. Only those tumors for which the pathology and clinician reports underwent central review and reclassification for accuracy when necessary by the methods previously described were included.11, 19

For the purpose of the current study, only those secondary cancers identified in the original study by Rizzo et al.11 were included. Extended follow-up of patients from the Fred Hutchinson Cancer Research Center was not available; therefore, these patients have been excluded. We did not attempt to identify new secondary cancers, as the purpose of this study was to provide extended follow-up on previously validated secondary cancers. Follow-up of surviving patients was extended through 2014 to ascertain whether patients who were alive at close of previous study file were still alive. For deceased patients, date of death and the primary cause of death were obtained. The follow-up completeness indices at 5, 10 and 15 years were 100, 97% and 91%, respectively.

Study objectives

The primary objective of this study was to describe survival following development of a secondary solid cancer, defined as death from any cause. A secondary objective was to describe the causes of death in this cohort.

Statistical analysis

Descriptive statistics were used to summarize sample characteristics of those allogeneic transplant recipients who developed invasive secondary solid cancers. Individuals developing basal cell skin carcinomas and those whose secondary cancers were diagnosed at the time of autopsy were excluded from all survival analyses. For the purposes of outcomes analyses, secondary solid cancers were categorized into 14 groups: oral cavity and pharynx, lower gastrointestinal, liver, lung, bone, soft tissue, melanoma skin, non-melanoma skin, breast, female reproductive, male reproductive, central nervous system (CNS), thyroid and miscellaneous/unknown primary cancers.

The probability of overall survival and median time from the development of a secondary solid cancer to death or last follow-up were calculated using the Kaplan–Meier estimator.20 Survival was calculated from the time of diagnosis of secondary solid cancer. Death from any cause was considered an event and data on patients alive at last follow-up were censored. The 95% confidence interval (CI) was calculated using log transformation. Median survival times were used to define stratified groups with similar overall survival rates. Cox proportional hazards model was used to evaluate the effect of lag time between transplant and the development of a secondary cancer on overall survival. Time-dependent covariates were used to confirm that the proportional hazards assumption was met. The cumulative incidence of death from secondary solid cancer was estimated considering death from all other causes as competing risk. A P-value 0.05 was considered statistically significant. All statistical analyses were performed using the SAS software, version 9.3 (SAS Institute, Cary, NC, USA).

Results

Patients, disease and transplant characteristics

Among 23 471 patients who underwent allogeneic bone marrow transplantation, 146 new cases of solid cancers were observed at 68 treating institutions. These patients represent a subset of those considered by Rizzo et al.,11 as described in the methods above. Individuals developing basal cell skin carcinomas (n=28) and those whose secondary cancers were diagnosed at the time of autopsy (n=6) were excluded from further analysis in this study. Thus, there were 112 patients from 60 treating institutions evaluable for the current survival analysis (Figure 1). Among those diagnosed at autopsy (in all cases this was an incidental finding unrelated to the main reported cause of death), reported solid cancers included 1 clear-cell carcinoma of the kidney, 1 metastatic neuroendocrine tumor of unknown primary, 1 malignant fibrous histiocytoma, 2 papillary thyroid carcinomas and 1 squamous cell carcinoma of the lung (in situ). Patient, disease and transplant characteristics are presented in Table 1. The most common indication for allogeneic transplantation was leukemia (78%). The donor source was an HLA-identical sibling for most (88%) transplants, and bone marrow the predominant graft. Most patients (75%) received transplant-conditioning regimen that included TBI and half (50%) reported chronic GVHD.

Figure 1
figure1

Patient selection.

Table 1 Characteristics of patients who developed secondary solid cancers

The characteristics of the 112 secondary solid cancers are shown in Table 2. There were 99 invasive solid cancers and 13 carcinomas in situ. Most (80%) secondary cancers were diagnosed 1 to 4 (43%) and 5 to 9 (37%) years post transplant. No clear temporal pattern for the development of secondary cancers was evident among the different diseases.

Table 2 Characteristics of the secondary solid cancers (N=112)

The median duration of follow-up of the 112 patients, from the time of development of secondary cancer, was 11.9 years (range: 0.8–23.4 years). Seventy-five percent of patients were followed for more than 7 years, whereas 64% were followed for more than 15 years post transplant.

Survival

Of the 112 patients evaluable for survival analysis, 65 have died. The median survival times and 5-year overall survival rates for individual cancer diagnoses are presented in Table 3. The overall survival probabilities at 1, 5, 10 and 15 years following development of an invasive or in situ secondary solid cancer was 73% (95% CI: 65–82%), 50% (95% CI: 41–60%), 46% (95% CI: 37–57%) and 40% (95% CI: 31–52%), respectively (Figure 2). Those who developed cancers of the male reproductive, thyroid, breast and skin (melanoma) experienced the highest overall survival, with 5-year rates in excess of 70%. Conversely, those who developed cancers of the liver, lung and CNS experienced 5-year overall survival rates lower than 10%.

Table 3 Median survival from the time of second cancer development
Figure 2
figure2

Probability of overall survival for entire cohort.

Figure 3 represents the excess mortality risk for the study cohort when compared with the general population. From this figure, we observe that after 6 years from secondary cancer diagnosis, the mortality rate of the study population is similar to that of the general population.

Figure 3
figure3

Estimated excess mortality risk with 95% confidence interval for those with a secondary solid cancer compared to the general population.

Regression analysis did not show a statistically significant increase in risk of death associated with longer time between transplant and secondary cancer diagnosis. More specifically, for each additional year from transplant to the secondary cancer diagnosis, the relative risk of mortality was 1.01 (95% CI: 0.94–1.08; P=0.72).

Cause of death

The 5- and 10-year cumulative incidences of death because of secondary solid cancer were 12% and 26%, respectively, from the onset of secondary cancer (Figure 4). Secondary cancer was the most commonly reported cause of death for patients who died subsequent to the development of a secondary solid cancer. Among the 65 deaths in the study population, 41 (63%) were because of secondary cancer and 24 (37%) were because of other causes (5 (8%) deaths from GVHD, 5 (8%) deaths from recurrent primary disease, 4 (6%) deaths from other causes, 3 (5%) deaths from unknown causes, 3 (5%) from organ failure, 2 (3%) deaths from infection, 1 (2%) death from interstitial pneumonitis and 1 (2%) death from veno-occlusive disease). Secondary cancer was the leading cause of death for those patients who died at any time point (including beyond 5 years) following the development of CNS (n=9/9, 100%), lung (n=4/4, 100%), thyroid (n=1/1, 100%), miscellaneous/unknown primary (n=4/5, 80%), bone (n=3/4, 75%), oral cavity (n=5/7, 71%), melanoma (n=3/5, 60%) and lower gastrointestinal tract (n=3/5, 60%) secondary solid cancers.

Figure 4
figure4

Cumulative incidence of death because of secondary solid cancer.

Discussion

This study extends follow-up on our previously identified cohort and provides more complete characterization of the survival patterns for this group. The 50% 5-year overall survival for this cohort is slightly higher than previously described in other studies, likely because of our inclusion of in situ carcinomas.14, 17 However, our study demonstrates that the highest risk of mortality after secondary cancer occurs primarily within the first 5 years after secondary cancer diagnosis, as evidenced by 10- and 15-year overall survival estimates of 46% and 40%, respectively. Additionally, we identified solid cancers for which mortality rates approached 100% within 5 years from diagnosis. Knowledge of the likely outcome from an individual diagnosis of malignancy may be helpful for both patients and providers when balancing decisions between treatment intensity and quality of life planning.

This study additionally describes outcomes of allogeneic transplant survivors specific to the types of secondary solid cancers they developed. Overall survival was particularly poor for those patients who developed secondary solid cancers of the CNS, liver and lung. The median survival time was 6 months or less from diagnosis of secondary cancer, and nearly all died within 15 years from transplant, sharply contrasting the 75% 15-year overall survival rate anticipated by others surviving 2 years post transplant who have not developed secondary cancers.2, 4 Secondary cancer was the cause of death for the majority (86%) of these individuals. This group represents a cohort of patients with an exceptionally poor outcome, consistent with that of their de novo counterparts. Thus, close secondary cancer surveillance remains a crucial component of long-term follow-up for allogeneic transplant survivors.21

Conversely, >50% of the patients who developed male reproductive, thyroid, breast and skin (melanoma) cancers were alive at the time of last follow-up. Among those who died following any of these diagnoses, secondary cancer was the cause of death in 63%. Whether the improved survival in these patients is reflective of current screening practices and shorter time to detection, more effective treatment regimens, or less aggressive tumor biology, remain unclear. Figure 5 depicts the 5-year survival rates for specific secondary solid cancer groups with respect to their de novo counterpart taken from the Surveillance, Epidemiology and End Results data.22 It should be noted that the figure reflects only observational comparisons. In general, however, the 5-year survival rates for most secondary solid cancers appear comparable to similar de novo cancers. Notable exceptions include female reproductive, bone and joint, lower gastrointestinal tract and CNS tumors. These observed differences suggest a group of tumors that may have worse survival outcomes when developing as a secondary malignancy. Several explanations may explain these differences: (1) aggressive cancers in a heavily pretreated population may portend a worse prognosis; (2) time to secondary cancer development may impact survival following diagnosis; (3) stage at presentation may differ between de novo and secondary solid cancers; (4) tumor responsiveness to therapy may be worse for secondary cancers; or (5) these findings may simply represent our sample size limitations. Despite our robust cohort, the inability to determine second cancer stage, treatment and existing comorbidities present at the time of secondary cancer diagnosis precludes the ability to perform meaningful statistical comparisons to primary cancers in the general population.

Figure 5
figure5

Observational comparison of the probability of 5-year overall survival for secondary and de novo solid cancers (Surveillance, Epidemiology and End Results (SEER) data). Formal statistical comparison not performed.

Transplant-related risks factors that have been associated with the development of secondary solid cancers include age at the time of transplantation, use of TBI, chronic GVHD and use of immunosuppressive therapy.10, 11 Specifically, irradiation has been shown to increase the risk of non-squamous cell carcinomas, whereas chronic GVHD appears to increase the risk of squamous cell carcinomas. Among patients with secondary cancers in our study in whom survival is poorest, only those of CNS, bone and soft tissue have been shown to be significantly associated with radiation exposure.11 Given the limitations of these data, we cannot determine any association between previous irradiation and prognosis following the development of a secondary solid cancer.

These findings have several limitations. First, this study is subject to the limitations common to all retrospective, observational cohort studies. Although outcomes registries represent an excellent resource to evaluate rare late effects of treatment, there is a risk of under-reporting of rare events due to loss to follow-up, which would serve to underestimate incidence and possibly overestimate survival. Second, even in this large cohort, relatively small numbers of specific tumor types exist. Interpretation of the overall survival for specific tumor types should be made with caution, however, as we do not know whether individuals were treated or not, and thus what subsequent impact this decision had on overall survival. The limited sample size and heterogeneity of the cohort preclude the ability to reasonably investigate the impact of treatment-related factors on overall survival. Finally, we describe second cancers and subsequent outcomes in a patients transplanted before 1995. Although transplant approaches and treatments have changed, and patients undergoing HCT in a more recent cohort may have different specific exposures and cancer risk, the outcomes for this historic cohort provide generalizable guidance for subsequent cohorts of recipients who develop second malignancies.

In conclusion, we report a large cohort of allogeneic transplant survivors who develop secondary solid malignancies. Utilization of the large CIBMTR cohort allows for more representative longitudinal evaluation of an otherwise uncommon condition. In particular, we are able to show long-term survival rates for each tumor type. These findings will enhance the ability of clinicians to predict outcomes and subsequently counsel transplant survivors who develop secondary solid cancers.

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Acknowledgements

We thank Drs M Kelly, R Tower, J Panepinto, A Brandow, M Eapen, D Margolis, A Maguire and D Mulrooney for their support of and insight into this project. The CIBMTR is supported by Public Health Service Grant/Cooperative Agreement U24-CA076518 from the National Cancer Institute (NCI), the National Heart, Lung and Blood Institute (NHLBI) and the National Institute of Allergy and Infectious Diseases (NIAID); a Grant/Cooperative Agreement 5U10HL069294 from NHLBI and NCI; a contract HHSH250201200016C with Health Resources and Services Administration (HRSA/DHHS); two Grants N00014-12-1-0142 and N00014-13-1-0039 from the Office of Naval Research.

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Correspondence to B E Shaw.

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Ehrhardt, M., Brazauskas, R., He, W. et al. Survival of patients who develop solid tumors following hematopoietic stem cell transplantation. Bone Marrow Transplant 51, 83–88 (2016). https://doi.org/10.1038/bmt.2015.203

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