Abstract
Background:
The microvascular contrast agent transfer constant Ktrans has shown prognostic value in cervical cancer patients treated with chemoradiotherapy. This study aims to determine whether this is explained by the contribution to Ktrans of plasma flow (Fp), vessel permeability surface-area product (PS), or a combination of both.
Methods:
Pre-treatment dynamic contrast-enhanced MRI (DCE-MRI) data from 36 patients were analysed using the two-compartment exchange model. Estimates of Fp, PS, Ktrans, and fractional plasma and interstitial volumes (vp and ve) were made and used in univariate and multivariate survival analyses adjusting for clinicopathologic variables tumour stage, nodal status, histological subtype, patient age, tumour volume, and treatment type (chemoradiotherapy vs radiotherapy alone).
Results:
In univariate analyses, Fp (HR=0.25, P=0.0095) and Ktrans (HR=0.20, P=0.032) were significantly associated with disease-free survival while PS, vp and ve were not. In multivariate analyses adjusting for clinicopathologic variables, Fp and Ktrans significantly increased the accuracy of survival predictions (P=0.0089).
Conclusions:
The prognostic value of Ktrans in cervical cancer patients treated with chemoradiotherapy is explained by microvascular plasma flow (Fp) rather than vessel permeability surface-area product (PS).
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Main
Dynamic contrast-enhanced MRI (DCE-MRI) has been extensively used to study the relationship between pre-treatment microvascular function and treatment outcome in locally advanced cervix cancer (Mayr et al, 1996, 2010; Semple et al, 2009; Yuh et al, 2009; Zahra et al, 2009; Andersen et al, 2013). Greater uptake of contrast agent by tumour tissue measured using MRI signal enhancement or quantitative model-based parameters such as Ktrans (Tofts et al, 1999), has been shown to be a positive prognostic factor (Mayr et al, 1996, 2010; Semple et al, 2009; Yuh et al, 2009; Zahra et al, 2009; Andersen et al, 2013). Increased uptake of contrast agent before treatment may reflect a tumour that is better oxygenated (improving radio-sensitivity) and more easily infiltrated with chemotherapy agents via the vasculature, thus improving the chances of treatment success and reducing the risk of recurrence.
Uptake of contrast agent into tumour tissue depends on a number of microvascular factors. For example, a measurement of Ktrans depends on the delivery of contrast agent to the capillary bed (plasma flow; Fp) and exchange flow of contrast agent across the vessel wall (as measured by the permeability surface-area product; PS) (Tofts et al, 1999; Sourbron and Buckley, 2011). It is therefore currently unknown whether perfusion, or vessel permeability surface area product, or both are responsible for the observed relationship between Ktrans and the survival of cervical cancer patients treated with chemoradiotherapy. Knowledge of this may open new avenues for targeted treatments and allow better stratification of patients into distinct prognostic groups.
Improvements in the temporal resolution of DCE-MRI sequences (Stollberger and Fazekas, 2004) have facilitated independent measurement of plasma flow (Fp) and permeability surface area product (PS) using the two-compartment exchange (2CXM; Brix et al, 2004) and adiabatic approximation to the tissue homogeneity models (St Lawrence and Lee, 1998). This paper describes a prospective study in which the two-compartment exchange model is used to independently measure Fp and PS in 36 patients with locally advanced cervix cancer treated with chemoradiotherapy. It was hypothesised that survival is limited by the delivery of oxygen and chemotherapy via plasma flow rather than vessel permeability surface area product, and that plasma flow is therefore a more accurate prognostic factor than PS and Ktrans. Data and software for performing all analyses described in this paper are available at https://github.com/MRdep/Predicting-Survival-In-Cervical-Cancer-using-DCE-MRI (Dickie, 2017).
Materials and methods
Study outline
The study was prospective and received local research ethics committee approval from the South Manchester Research Ethics Committee (Ref: 05/Q1403/28). Eligible patients had biopsy proven locally advanced carcinoma of the cervix and planned treatment with radical concurrent chemoradiotherapy, followed by either a low-dose rate brachytherapy or external beam radiotherapy boost. Exclusion criteria were age <18 years and contraindication for MRI.
A total of 40 patients were recruited at a single centre between July 2005 and March 2010. All patients gave written informed consent before involvement in the study. Patients received DCE-MRI ∼1 week before the first fraction of radiotherapy and received standard follow-up for detection of recurrence. Survival analysis was undertaken to infer the prognostic effect and predictive value of DCE-MRI and clinicopathologic variables. DCE-MRI data from four patients could not be analysed, leaving a total of 36 patients for inclusion in survival analyses. Supplementary Figure 1 shows a CONSORT diagram for the study (Moher et al, 2001).
Treatment
Each patient received external beam radiotherapy (EBRT) to the whole pelvis (up to L4) with a dose of 40–45 Gy in 20 fractions. Cisplatin chemotherapy was administered concurrently in 2–4 cycles where tolerated. Brachytherapy boosts were administered in one fraction following EBRT (20–32 Gy). External beam radiotherapy boosts were delivered in 8–10 fractions (20–32 Gy).
MRI protocol
MRI was performed on a 1.5 T Siemens Magnetom Avanto scanner (Siemens Medical Solutions, Erlangen, Germany). MRI acquisition parameters have been described in detail previously (Donaldson et al, 2010). Briefly, a high spatial resolution 2D T2-weighted turbo spin echo scan (FOV=240 × 320 mm2, 16 × 5 mm slices, voxel size=0.63 × 0.63 mm2, TR=5390 ms, TE=118 ms, NSA=2) was acquired for defining tumour regions of interest (ROIs). A 3D T1-weighted spoiled gradient-recalled echo (SPGR) volumetric interpolated breath-hold examination sequence, with the same field of view as T2-weighted scans but lower spatial resolution (voxel size=2.5 × 2.5 × 5 mm3, TR/TE=5.6/1.08 ms, SENSE factor=2), was used for pre-contrast T1 mapping (flip angles: 5, 10, and 35°, NSA=10) and dynamic imaging (flip angle: 25°, NSA=1). Pre-contrast T1 was used to convert dynamic signal intensity into contrast agent concentration for tracer kinetic modelling. Dynamic imaging was performed with a temporal resolution of 3 s to facilitate measurement of plasma flow (Fp) and permeability surface-area product (PS) using the 2CXM. A total of 80 dynamic volumes were acquired for a total DCE-MRI acquisition time of 4 min. A bolus of 0.1 mmol kg−1 gadopentetate dimeglumine (Gd-DTPA; Magnevist, Bayer-Schering Pharma AG, Berlin, Germany) was administered 15 s into the dynamic scan at 4 ml s−1 using a power injector through a cannula placed in the antecubital vein, followed by a 20 ml saline flush. Imaging was performed in the sagittal plane with the read encoding direction aligned along the superior–inferior direction to minimise inflow enhancement effects (Donaldson et al, 2010).
DCE-MRI analysis
Tumour ROIs were delineated on the high spatial resolution T2-weighted images by a radiologist (G.H., 7 years of experience) blinded to patient outcome and DCE-MRI data. To convert ROIs to the spatial resolution of T1 mapping and dynamic images, ROI masks were downsampled using MRIcro (Version 1.4, Chris Rorden, Columbia, SC, USA; www.mricro.com).
Patient specific arterial input functions were measured from the DCE-MRI images by manually drawing an arterial ROI in the descending aorta. Each arterial ROI was drawn in the dynamic frame showing maximal enhancement, and in a slice distal to inflowing spins to minimise inflow enhancement effects (Roberts et al, 2011). Slices near the edge of the field of view were discounted to minimise the influence of transmit B1 field inhomogeneity. Arterial signal intensity was converted to contrast agent concentration using an assumed pre-contrast T1 value for blood of 1.2 s (Stark et al, 1999) and the SPGR signal equation (Frahm et al, 1986). Blood contrast agent concentrations were converted to plasma concentrations using a literature value for haematocrit of 0.42 (Sharma and Kaushal, 2006).
DCE-MRI images were co-registered using a rigid-body model-based approach (Buonaccorsi et al, 2007). The 2CXM parameters (plasma flow, Fp (ml min−1 ml−1); permeability surface-area product, PS (ml min−1 ml−1); fractional interstitial volume, ve (ml ml−1); and fractional plasma volume, vp (ml ml−1) were estimated at each voxel by jointly fitting T1 mapping and dynamic signal models (Dickie et al, 2015) using the Levenberg-Marquardt least squares algorithm (Marquardt, 1963) in IDL 8.2.2 (Exelis Visual Information Solutions, Boulder, Colorado, USA). The contrast agent volume transfer constant, Ktrans (min−1), was computed from estimates of Fp and PS using the compartment model extraction fraction equation: Ktrans=EFp, where the first-pass extraction fraction E=PS/(Fp+PS) (Sourbron and Buckley, 2013). For input into survival modelling, voxel-wise 2CXM parameter estimates were summarised using the median.
Clinicopathologic variables
Clinicopathologic characteristics of the cohort are shown in Supplementary Table 1. The following variables were obtained for each patient: primary tumour (T) stage, nodal status, histological subtype, tumour volume, and patient age. Primary tumour stage was assessed using routine T1 and T2-weighted MRI scans against the American Joint Committee on Cancer staging criteria (Greene et al, 2002). Involvement of pelvic and/or para-aortic lymph nodes was assessed on large field of view coronal and transverse T1-weighted and sagittal T2-weighted imaging. Tumour volumes were computed from the T2-weighted images by multiplying the number of voxels in the tumour ROI by the voxel volume.
Patient follow-up
Following treatment, patients attended clinic every 3 months in years one and two, and twice per year thereafter, unless symptomatic. Patients underwent clinical examination at each visit. MRI scans (sagittal, transverse, and coronal T2-weighted turbo spin echo sequences) were used to confirm suspected recurrent disease. If disease was central and amenable to salvage surgery, biopsies were also taken as a definitive marker of recurrence. Treating physicians were blinded to DCE-MRI data.
Survival analysis
The primary endpoint was disease-free survival (DFS). Events were classed as primary, local, or distant disease recurrence or death by any cause. Time to event was calculated from the first fraction of radiotherapy. If an event was not observed before the last recorded follow-up date, the observation was right censored.
Receiver operator characteristic (ROC) analysis was performed to determine the most appropriate cut-off value to dichotomise continuous variables (median DCE-MRI parameters, patient age, and tumour volume). Cut-off values were chosen using the Youden J index (Fluss et al, 2005) which identifies the cut-off that satisfies max(sensitivity–specificity). Cut-offs were limited to the thirtieth to seventieth percentile range to ensure each risk group contained at least 10 patients. If the J index lay outside this range the closest percentile within the allowed range was used. T stage was dichotomised as early (T1/T2a) vs advanced stage (T2b/T4); histological subtype as squamous cell carcinoma (SCC) vs all other subtypes; treatment as chemoradiotherapy vs radiotherapy alone; and nodal status as zero vs at least one involved node.
For each variable, univariate Cox regression was used to estimate DFS hazard ratios (HRs). P-values and 95% confidence intervals (CI) for HRs were computed using a two-tailed Wald test. P-values<0.05 were considered statistically significant. Kaplan–Meier survival curves were estimated to allow visual comparison of DFS between risk groups.
The utility of clinicopathologic and DCE-MRI variables for predicting DFS was assessed in a multivariate setting using the random survival forest (RSF) algorithm (Ishwaran et al, 2008). The RSF is a non-parametric ensemble tree algorithm that models the effect of multiple (possibly highly correlated) variables on the risk of recurrence/death with minimal assumptions (Ishwaran et al, 2008). To determine the relative prognostic value of each variable, accounting for possible confounding and variable interactions, an RSF model was trained using all clinicopathologic and 2CXM variables and the variable importance (VIMP) statistic computed (Ishwaran et al, 2008). Broadly speaking, this statistic evaluates how the removal of each variable affects the model prediction error on test data. A high VIMP is associated with a large detrimental effect on model predictions, reflecting high prognostic importance. Bootstrapping was used to calculate point estimates and Bonferroni-corrected 95% CIs on VIMP for each variable.
Two further RSF models were built. A null model containing the six clinicopathologic variables and an alternative model containing the top six clinicopathologic and DCE-MRI variables ranked by median VIMP. Six variables were chosen such that the null and alternative model had the same number of independent variables, facilitating a like-for-like comparison. Predictions of recurrence risk were generated for both null and alternative models in a leave-one-out analysis. The discriminatory accuracy of each model was assessed using Harrell’s concordance index (c-index) (Harrell et al, 1982) and the null hypothesis of no difference in c-indices was tested using a one-sided paired t-test with significance threshold P<0.05. The ability of each model to separate left-out patients into distinct risk groupings was evaluated using Cox regression and Kaplan–Meier curve analysis.
Partial plots showing the effect of each variable in the alternative model towards risk of recurrence, adjusted for the effect of all other variables, were generated. All survival analyses were performed in R (Version 3.1, R Foundation for Statistical Computing, Vienna, Austria) using the ‘survival’, ‘survcomp’, and ‘randomForestSRC’ packages.
Results
Median follow-up time in surviving patients was 7.2 years (range 3.2–10.4 years). No patients were lost to follow-up. Table 1 shows results from the ROC analysis including the Youden cut-off values for each continuous variable. Supplementary Figure 2 shows the ROC curves for each continuous variable.
Supplementary Table 2 shows univariate Cox model hazard ratios (HRs) and P-values for all variables. Figure 1 shows Kaplan–Meier (KM) DFS curve estimates for variables with hazard ratios that differed significantly from 1 (P<0.05). Significant variables were treatment type (HR=3.9, P=0.0049), nodal status (HR=2.9, P=0.037), patient age (HR=3.9, P=0.019), tumour volume (HR=2.6, P=0.047), plasma flow (Fp; HR=0.25, P=0.0095), and contrast agent transfer constant (Ktrans; HR=0.20, P=0.032). Kaplan–Meier curves for all other variables are shown in Supplementary Figure 3. While non-significant, high PS, high ve, and high vp were associated with increased DFS. Figure 2 highlights the differences in plasma flow maps for patients with short (0.78–1.1 years) and long (8.4–9.7 years) disease-free survival. Differences in Ktrans maps were not as pronounced as for Fp maps, reflecting a reduction in prognostic ability. PS maps appear very similar between short and long DFS groups reflecting low prognostic value.
Results from multivariate random survival forest analyses are shown in Table 2, Figure 3 and 4. Table 2 shows point estimates and 95% confidence intervals on median VIMP. The six most important prognostic variables in order of decreasing VIMP (and those selected for the alternative model) were: plasma flow (Fp), treatment, histological subtype, nodal status, patient age, and the transfer constant Ktrans. In leave-one-out analysis, the alternative model made statistically significantly more accurate predictions than the null model (c-indices of 0.70 vs 0.61, P=0.0089). The alternative model was also better at assigning left-out patients into distinct risk groups (P=0.029 vs P=0.056).
Figure 4 shows the prognostic effect of each variable in the alternative model after adjusting for the effect of all other variables in the model. Predicted risks differed significantly between the levels of all variables except for patient age and nodal status (see figure for P-values).
Discussion
Plasma flow (Fp) and the contrast agent transfer constant (Ktrans) were the only microvascular parameters statistically significantly associated with survival. All other microvascular parameters, including PS, showed non-significant ability to stratify patients into distinct risk groupings. In both univariate and multivariate analyses, Fp was shown to be a better predictor of DFS than Ktrans. These results support the hypothesis that Ktrans derives its prognostic value from its dependence on Fp but is less useful as a prognostic biomarker, due to its dependence on PS.
Other work evaluating the prognostic value of plasma or blood flow in tumours has found confirmatory results. Using DCE-computed tomography in 108 head and neck cancer patients treated with radiotherapy, Hermans et al showed high blood flow was associated with reduced risk of local recurrence (Hermans et al, 2003). Haldorsen et al investigated the prognostic value of DCE-MRI blood flow measurements in patients with endometrial cancer treated with surgery. While not related to response of tumours to chemoradiotherapy, low blood flow was associated with increased expression of microvascular proliferation markers and shorter survival times (Haldorsen et al, 2014).
All clinicopathologic factors displayed the expected prognostic trend (Rose et al, 1999; Kang et al, 2012; Chen et al, 2015). Treatment type was one of the strongest prognostic factors in both univariate and multivariate analyses, possibly reflecting the added cytotoxic effect of combined chemoradiotherapy (Rose et al, 1999), or a relationship between a patient’s ability to tolerate chemotherapy and their subsequent survival. Nodal status and patient age were significant factors in univariate analyses but lost significance when adjusting for other factors (alternative model, Figure 4). Stratification of patients by T stage was not a significant prognostic factor in either univariate or multivariate methods. This was probably due to the small number of patients in the early stage group (T1–T2a) leading to low precision in the estimated hazard ratio.
Biological interpretation
Previous studies across a range of tumour types have shown uptake of MRI contrast agent is associated with the degree of tumour hypoxia. In a melanoma xenograft model, Egeland et al showed a strong relationship between pimonidazole stain fraction and Ktrans (Egeland et al, 2012). Halle et al observed a negative correlation between maximum amplitude of signal enhancement and HIF-α expression in cervix tumours (Halle et al, 2012). Similarly, three cervix cancer studies have shown a strong correlation between tumour oxygen pressure measurements made using polarographic electrodes and maximum relative signal enhancement (Cooper et al, 2000; Lyng et al, 2001; Loncaster et al, 2002). These relationships have subsequently been upheld for more recent measurements of blood flow in cervix and head and neck cancers (Haider et al, 2005; Donaldson et al, 2011).
Since vessel walls pose little barrier to oxygen (Michel, 1996), PS of vessels measured using Gd-DTPA is unlikely to be a good biomarker of tissue oxygenation, unless large differences in vessel surface area are present between tumours. The degree of tissue hypoxia is likely to be more dependent on the supply of oxygen to the capillary bed (i.e., via plasma flow). This may explain why reported correlations between PS and tissue oxygenation/hypoxia are weaker than those for Fp (Haider et al, 2005; Donaldson et al, 2011). Survival analyses presented in this study support the hypothesis that plasma flow could be a more sensitive measure of tissue oxygenation compared with Ktrans and PS, however further work is needed to definitively test this hypothesis.
In this study, measurements of PS represent the leakiness of vessels to Gd-DTPA and will approximate the permeability of vessels to molecules of similar size (i.e., such as cisplatin). The prognostic trend of PS observed could reflect sensitivity to differences in chemotherapy drug delivery for those patients treated with chemoradiotherapy. Under this reasoning, the observed lack of statistical significance for PS could be due to inclusion of nine patients in the sample who received only radiotherapy and would therefore not be affected by PS. Alternatively, the difference in PS between patients may not be sufficient to cause a meaningful difference in the delivery rate of chemotherapy to tumour cells. Delivery of chemotherapy may be rate limited by other factors such as the metabolism rate of the chemotherapy agent or diffusion rate across the extravascular space (Minchinton and Tannock, 2006).
The weak relationship between ve and DFS could reflect reduced tumour cell density (vcell∼1–vb–ve, where vcell is the volume fraction of tumour cells). Plasma volume fraction was not prognostic despite a positive correlation with Fp (Pearson r=0.6, data not shown). Simulation data from Luypaert et al (2010) suggests 2CXM estimates of vp are less precise than Fp, which would explain reduced prognostic ability if effects of Fp and vp on survival are similar.
Study limitations
While prospective, the number of patients analysed (n=36) relative to the number of independent variables (p=11) was small. Classical multivariate statistical methods such as Cox proportional hazards modelling are unsuitable for such analyses. Low n/p gives rise to high variance in estimated model coefficients, leading to high-generalisation error (Harrell et al, 1996). An obvious solution is to recruit more patients, but that approach has strong ethical, economic, and practical disincentives. To address this issue, we used a state-of-the-art survival model called the random survival forest (RSF). The RSF is an ensemble model that develops on bootstrap aggregation (Breiman, 1996, 2001) and random variable selection (Ho, 1998) to model right-censored survival data. The model makes very few assumptions about the data (notably it does not depend on the proportional hazards assumption of the Cox model). It also facilitates reliable and objective automatic variable selection in the p ≈ n regime, as demonstrated by (Ishwaran et al, 2008).
There was heterogeneity in the treatment patients received. To control for possible confounding (Rose et al, 1999; Nag et al, 2000), a treatment variable was included in the multivariate models to adjust for the presence or absence of chemotherapy amongst patients. Given the small sample size, adjustment for the presence or absence of brachytherapy or external beam boosts was not made.
Future work
The results of this study should be validated in an independent cohort and test-retest reproducibility of DCE-MRI Fp measurements assessed (O’Connor et al, 2016). Further work should also aim to correlate DCE-MRI Fp measurements with in-vivo Eppendorf electrode pO2 measurements and determine the extent to which Fp can be used as a biomarker of tumour oxygenation. Alternatively, development and validation of perfusion measurements using more readily available technologies such as contrast-enhanced (microbubble) transvaginal ultrasound may lead to cheaper and faster translation to the clinic.
Ultimately, pre-treatment blood flow measurements may be useful to identify patients suitable for treatment modifications such as dose escalation, use of hypoxia-modifying treatments such as accelerated radiotherapy with carbogen and nicotinimide (ARCON (Bernier et al, 2000)), or pre-radiotherapy vascular normalisation using anti-angiogenic agents such as bevacizumab (Tewari et al, 2014).
Conclusions
The prognostic value of contrast agent uptake observed in cervical cancer patients treated with chemoradiotherapy can be attributed mainly to contributions from plasma flow (Fp) rather than permeability surface-area product (PS). Plasma flow may better reflect tumour oxygenation and thus provide more specific information on radiotherapy efficacy. Future work should focus on the qualification and validation of Fp as a prognostic biomarker in cervical cancer, in particular the development and validation of low cost methods to facilitate rapid translation into the clinic.
Change history
23 May 2017
This paper was modified 12 months after initial publication to switch to Creative Commons licence terms, as noted at publication
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Acknowledgements
We would like to thank Professor David Buckley for discussions regarding the manuscript. The work was supported by the Christie Hospital NHS Foundation Trust.
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Dickie, B., Rose, C., Kershaw, L. et al. The prognostic value of dynamic contrast-enhanced MRI contrast agent transfer constant Ktrans in cervical cancer is explained by plasma flow rather than vessel permeability. Br J Cancer 116, 1436–1443 (2017). https://doi.org/10.1038/bjc.2017.121
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DOI: https://doi.org/10.1038/bjc.2017.121
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