The human genome holds an extraordinary trove of information about human development, physiology, medicine and evolution. Here we report the results of an international collaboration to produce and make freely available a draft sequence of the human genome. We also present an initial analysis of the data, describing some of the insights that can be gleaned from the sequence.
The rediscovery of Mendel's laws of heredity in the opening weeks of the 20th century1,2,3 sparked a scientific quest to understand the nature and content of genetic information that has propelled biology for the last hundred years. The scientific progress made falls naturally into four main phases, corresponding roughly to the four quarters of the century. The first established the cellular basis of heredity: the chromosomes. The second defined the molecular basis of heredity: the DNA double helix. The third unlocked the informational basis of heredity, with the discovery of the biological mechanism by which cells read the information contained in genes and with the invention of the recombinant DNA technologies of cloning and sequencing by which scientists can do the same.
The last quarter of a century has been marked by a relentless drive to decipher first genes and then entire genomes, spawning the field of genomics. The fruits of this work already include the genome sequences of 599 viruses and viroids, 205 naturally occurring plasmids, 185 organelles, 31 eubacteria, seven archaea, one fungus, two animals and one plant.
Here we report the results of a collaboration involving 20 groups from the United States, the United Kingdom, Japan, France, Germany and China to produce a draft sequence of the human genome. The draft genome sequence was generated from a physical map covering more than 96% of the euchromatic part of the human genome and, together with additional sequence in public databases, it covers about 94% of the human genome. The sequence was produced over a relatively short period, with coverage rising from about 10% to more than 90% over roughly fifteen months. The sequence data have been made available without restriction and updated daily throughout the project. The task ahead is to produce a finished sequence, by closing all gaps and resolving all ambiguities. Already about one billion bases are in final form and the task of bringing the vast majority of the sequence to this standard is now straightforward and should proceed rapidly.
The sequence of the human genome is of interest in several respects. It is the largest genome to be extensively sequenced so far, being 25 times as large as any previously sequenced genome and eight times as large as the sum of all such genomes. It is the first vertebrate genome to be extensively sequenced. And, uniquely, it is the genome of our own species.
Much work remains to be done to produce a complete finished sequence, but the vast trove of information that has become available through this collaborative effort allows a global perspective on the human genome. Although the details will change as the sequence is finished, many points are already clear.
• The genomic landscape shows marked variation in the distribution of a number of features, including genes, transposable elements, GC content, CpG islands and recombination rate. This gives us important clues about function. For example, the developmentally important HOX gene clusters are the most repeat-poor regions of the human genome, probably reflecting the very complex coordinate regulation of the genes in the clusters.
• There appear to be about 30,000–40,000 protein-coding genes in the human genome—only about twice as many as in worm or fly. However, the genes are more complex, with more alternative splicing generating a larger number of protein products.
• The full set of proteins (the ‘proteome’) encoded by the human genome is more complex than those of invertebrates. This is due in part to the presence of vertebrate-specific protein domains and motifs (an estimated 7% of the total), but more to the fact that vertebrates appear to have arranged pre-existing components into a richer collection of domain architectures.
• Hundreds of human genes appear likely to have resulted from horizontal transfer from bacteria at some point in the vertebrate lineage. Dozens of genes appear to have been derived from transposable elements.
• Although about half of the human genome derives from transposable elements, there has been a marked decline in the overall activity of such elements in the hominid lineage. DNA transposons appear to have become completely inactive and long-terminal repeat (LTR) retroposons may also have done so.
• The pericentromeric and subtelomeric regions of chromosomes are filled with large recent segmental duplications of sequence from elsewhere in the genome. Segmental duplication is much more frequent in humans than in yeast, fly or worm.
• Analysis of the organization of Alu elements explains the longstanding mystery of their surprising genomic distribution, and suggests that there may be strong selection in favour of preferential retention of Alu elements in GC-rich regions and that these ‘selfish’ elements may benefit their human hosts.
• The mutation rate is about twice as high in male as in female meiosis, showing that most mutation occurs in males.
• Cytogenetic analysis of the sequenced clones confirms suggestions that large GC-poor regions are strongly correlated with ‘dark G-bands’ in karyotypes.
• Recombination rates tend to be much higher in distal regions (around 20 megabases (Mb)) of chromosomes and on shorter chromosome arms in general, in a pattern that promotes the occurrence of at least one crossover per chromosome arm in each meiosis.
• More than 1.4 million single nucleotide polymorphisms (SNPs) in the human genome have been identified. This collection should allow the initiation of genome-wide linkage disequilibrium mapping of the genes in the human population.
In this paper, we start by presenting background information on the project and describing the generation, assembly and evaluation of the draft genome sequence. We then focus on an initial analysis of the sequence itself: the broad chromosomal landscape; the repeat elements and the rich palaeontological record of evolutionary and biological processes that they provide; the human genes and proteins and their differences and similarities with those of other organisms; and the history of genomic segments. (Comparisons are drawn throughout with the genomes of the budding yeast Saccharomyces cerevisiae, the nematode worm Caenorhabditis elegans, the fruitfly Drosophila melanogaster and the mustard weed Arabidopsis thaliana; we refer to these for convenience simply as yeast, worm, fly and mustard weed.) Finally, we discuss applications of the sequence to biology and medicine and describe next steps in the project. A full description of the methods is provided as Supplementary Information on Nature's web site (http://www.nature.com).
We recognize that it is impossible to provide a comprehensive analysis of this vast dataset, and thus our goal is to illustrate the range of insights that can be gleaned from the human genome and thereby to sketch a research agenda for the future.
Background to the Human Genome Project
The Human Genome Project arose from two key insights that emerged in the early 1980s: that the ability to take global views of genomes could greatly accelerate biomedical research, by allowing researchers to attack problems in a comprehensive and unbiased fashion; and that the creation of such global views would require a communal effort in infrastructure building, unlike anything previously attempted in biomedical research. Several key projects helped to crystallize these insights, including:
(1) The sequencing of the bacterial viruses ΦX1744,5 and lambda6, the animal virus SV407 and the human mitochondrion8 between 1977 and 1982. These projects proved the feasibility of assembling small sequence fragments into complete genomes, and showed the value of complete catalogues of genes and other functional elements.
(2) The programme to create a human genetic map to make it possible to locate disease genes of unknown function based solely on their inheritance patterns, launched by Botstein and colleagues in 1980 (ref. 9).
(3) The programmes to create physical maps of clones covering the yeast10 and worm11 genomes to allow isolation of genes and regions based solely on their chromosomal position, launched by Olson and Sulston in the mid-1980s.
(4) The development of random shotgun sequencing of complementary DNA fragments for high-throughput gene discovery by Schimmel12 and Schimmel and Sutcliffe13, later dubbed expressed sequence tags (ESTs) and pursued with automated sequencing by Venter and others14,15,16,17,18,19,20.
The idea of sequencing the entire human genome was first proposed in discussions at scientific meetings organized by the US Department of Energy and others from 1984 to 1986 (refs 21, 22). A committee appointed by the US National Research Council endorsed the concept in its 1988 report23, but recommended a broader programme, to include: the creation of genetic, physical and sequence maps of the human genome; parallel efforts in key model organisms such as bacteria, yeast, worms, flies and mice; the development of technology in support of these objectives; and research into the ethical, legal and social issues raised by human genome research. The programme was launched in the US as a joint effort of the Department of Energy and the National Institutes of Health. In other countries, the UK Medical Research Council and the Wellcome Trust supported genomic research in Britain; the Centre d’Etude du Polymorphisme Humain and the French Muscular Dystrophy Association launched mapping efforts in France; government agencies, including the Science and Technology Agency and the Ministry of Education, Science, Sports and Culture supported genomic research efforts in Japan; and the European Community helped to launch several international efforts, notably the programme to sequence the yeast genome. By late 1990, the Human Genome Project had been launched, with the creation of genome centres in these countries. Additional participants subsequently joined the effort, notably in Germany and China. In addition, the Human Genome Organization (HUGO) was founded to provide a forum for international coordination of genomic research. Several books24,25,26 provide a more comprehensive discussion of the genesis of the Human Genome Project.
Through 1995, work progressed rapidly on two fronts (Fig. 1). The first was construction of genetic and physical maps of the human and mouse genomes27,28,29,30,31, providing key tools for identification of disease genes and anchoring points for genomic sequence. The second was sequencing of the yeast32 and worm33 genomes, as well as targeted regions of mammalian genomes34,35,36,37. These projects showed that large-scale sequencing was feasible and developed the two-phase paradigm for genome sequencing. In the first, ‘shotgun’, phase, the genome is divided into appropriately sized segments and each segment is covered to a high degree of redundancy (typically, eight- to tenfold) through the sequencing of randomly selected subfragments. The second is a ‘finishing’ phase, in which sequence gaps are closed and remaining ambiguities are resolved through directed analysis. The results also showed that complete genomic sequence provided information about genes, regulatory regions and chromosome structure that was not readily obtainable from cDNA studies alone.
In 1995, genome scientists considered a proposal38 that would have involved producing a draft genome sequence of the human genome in a first phase and then returning to finish the sequence in a second phase. After vigorous debate, it was decided that such a plan was premature for several reasons. These included the need first to prove that high-quality, long-range finished sequence could be produced from most parts of the complex, repeat-rich human genome; the sense that many aspects of the sequencing process were still rapidly evolving; and the desirability of further decreasing costs.
Instead, pilot projects were launched to demonstrate the feasibility of cost-effective, large-scale sequencing, with a target completion date of March 1999. The projects successfully produced finished sequence with 99.99% accuracy and no gaps39. They also introduced bacterial artificial chromosomes (BACs)40, a new large-insert cloning system that proved to be more stable than the cosmids and yeast artificial chromosomes (YACs)41 that had been used previously. The pilot projects drove the maturation and convergence of sequencing strategies, while producing 15% of the human genome sequence. With successful completion of this phase, the human genome sequencing effort moved into full-scale production in March 1999.
The idea of first producing a draft genome sequence was revived at this time, both because the ability to finish such a sequence was no longer in doubt and because there was great hunger in the scientific community for human sequence data. In addition, some scientists favoured prioritizing the production of a draft genome sequence over regional finished sequence because of concerns about commercial plans to generate proprietary databases of human sequence that might be subject to undesirable restrictions on use42,43,44.
The consortium focused on an initial goal of producing, in a first production phase lasting until June 2000, a draft genome sequence covering most of the genome. Such a draft genome sequence, although not completely finished, would rapidly allow investigators to begin to extract most of the information in the human sequence. Experiments showed that sequencing clones covering about 90% of the human genome to a redundancy of about four- to fivefold (‘half-shotgun’ coverage; see Box 1) would accomplish this45,46. The draft genome sequence goal has been achieved, as described below.
The second sequence production phase is now under way. Its aims are to achieve full-shotgun coverage of the existing clones during 2001, to obtain clones to fill the remaining gaps in the physical map, and to produce a finished sequence (apart from regions that cannot be cloned or sequenced with currently available techniques) no later than 2003.
Hierarchical shotgun sequencing
Soon after the invention of DNA sequencing methods47,48, the shotgun sequencing strategy was introduced49,50,51; it has remained the fundamental method for large-scale genome sequencing52,53,54 for the past 20 years. The approach has been refined and extended to make it more efficient. For example, improved protocols for fragmenting and cloning DNA allowed construction of shotgun libraries with more uniform representation. The practice of sequencing from both ends of double-stranded clones (‘double-barrelled’ shotgun sequencing) was introduced by Ansorge and others37 in 1990, allowing the use of ‘linking information’ between sequence fragments.
The application of shotgun sequencing was also extended by applying it to larger and larger DNA molecules—from plasmids (∼ 4 kilobases (kb)) to cosmid clones37 (40 kb), to artificial chromosomes cloned in bacteria and yeast55 (100–500 kb) and bacterial genomes56 (1–2 megabases (Mb)). In principle, a genome of arbitrary size may be directly sequenced by the shotgun method, provided that it contains no repeated sequence and can be uniformly sampled at random. The genome can then be assembled using the simple computer science technique of ‘hashing’ (in which one detects overlaps by consulting an alphabetized look-up table of all k-letter words in the data). Mathematical analysis of the expected number of gaps as a function of coverage is similarly straightforward57.
Practical difficulties arise because of repeated sequences and cloning bias. Small amounts of repeated sequence pose little problem for shotgun sequencing. For example, one can readily assemble typical bacterial genomes (about 1.5% repeat) or the euchromatic portion of the fly genome (about 3% repeat). By contrast, the human genome is filled (> 50%) with repeated sequences, including interspersed repeats derived from transposable elements, and long genomic regions that have been duplicated in tandem, palindromic or dispersed fashion (see below). These include large duplicated segments (50–500 kb) with high sequence identity (98–99.9%), at which mispairing during recombination creates deletions responsible for genetic syndromes. Such features complicate the assembly of a correct and finished genome sequence.
There are two approaches for sequencing large repeat-rich genomes. The first is a whole-genome shotgun sequencing approach, as has been used for the repeat-poor genomes of viruses, bacteria and flies, using linking information and computational analysis to attempt to avoid misassemblies. The second is the ‘hierarchical shotgun sequencing’ approach (Fig. 2), also referred to as ‘map-based’, ‘BAC-based’ or ‘clone-by-clone’. This approach involves generating and organizing a set of large-insert clones (typically 100–200 kb each) covering the genome and separately performing shotgun sequencing on appropriately chosen clones. Because the sequence information is local, the issue of long-range misassembly is eliminated and the risk of short-range misassembly is reduced. One caveat is that some large-insert clones may suffer rearrangement, although this risk can be reduced by appropriate quality-control measures involving clone fingerprints (see below).
The two methods are likely to entail similar costs for producing finished sequence of a mammalian genome. The hierarchical approach has a higher initial cost than the whole-genome approach, owing to the need to create a map of clones (about 1% of the total cost of sequencing) and to sequence overlaps between clones. On the other hand, the whole-genome approach is likely to require much greater work and expense in the final stage of producing a finished sequence, because of the challenge of resolving misassemblies. Both methods must also deal with cloning biases, resulting in under-representation of some regions in either large-insert or small-insert clone libraries.
There was lively scientific debate over whether the human genome sequencing effort should employ whole-genome or hierarchical shotgun sequencing. Weber and Myers58 stimulated these discussions with a specific proposal for a whole-genome shotgun approach, together with an analysis suggesting that the method could work and be more efficient. Green59 challenged these conclusions and argued that the potential benefits did not outweigh the likely risks.
In the end, we concluded that the human genome sequencing effort should employ the hierarchical approach for several reasons. First, it was prudent to use the approach for the first project to sequence a repeat-rich genome. With the hierarchical approach, the ultimate frequency of misassembly in the finished product would probably be lower than with the whole-genome approach, in which it would be more difficult to identify regions in which the assembly was incorrect.
Second, it was prudent to use the approach in dealing with an outbred organism, such as the human. In the whole-genome shotgun method, sequence would necessarily come from two different copies of the human genome. Accurate sequence assembly could be complicated by sequence variation between these two copies—both SNPs (which occur at a rate of 1 per 1,300 bases) and larger-scale structural heterozygosity (which has been documented in human chromosomes). In the hierarchical shotgun method, each large-insert clone is derived from a single haplotype.
Third, the hierarchical method would be better able to deal with inevitable cloning biases, because it would more readily allow targeting of additional sequencing to under-represented regions. And fourth, it was better suited to a project shared among members of a diverse international consortium, because it allowed work and responsibility to be easily distributed. As the ultimate goal has always been to create a high-quality, finished sequence to serve as a foundation for biomedical research, we reasoned that the advantages of this more conservative approach outweighed the additional cost, if any.
A biotechnology company, Celera Genomics, has chosen to incorporate the whole-genome shotgun approach into its own efforts to sequence the human genome. Their plan60,61 uses a mixed strategy, involving combining some coverage with whole-genome shotgun data generated by the company together with the publicly available hierarchical shotgun data generated by the International Human Genome Sequencing Consortium. If the raw sequence reads from the whole-genome shotgun component are made available, it may be possible to evaluate the extent to which the sequence of the human genome can be assembled without the need for clone-based information. Such analysis may help to refine sequencing strategies for other large genomes.
Technology for large-scale sequencing
Sequencing the human genome depended on many technological improvements in the production and analysis of sequence data. Key innovations were developed both within and outside the Human Genome Project. Laboratory innovations included four-colour fluorescence-based sequence detection62, improved fluorescent dyes63,64,65,66, dye-labelled terminators67, polymerases specifically designed for sequencing68,69,70, cycle sequencing71 and capillary gel electrophoresis72,73,74. These studies contributed to substantial improvements in the automation, quality and throughput of collecting raw DNA sequence75,76. There were also important advances in the development of software packages for the analysis of sequence data. The PHRED software package77,78 introduced the concept of assigning a ‘base-quality score’ to each base, on the basis of the probability of an erroneous call. These quality scores make it possible to monitor raw data quality and also assist in determining whether two similar sequences truly overlap. The PHRAP computer package (http://bozeman.mbt.washington.edu/phrap.docs/phrap.html) then systematically assembles the sequence data using the base-quality scores. The program assigns ‘assembly-quality scores’ to each base in the assembled sequence, providing an objective criterion to guide sequence finishing. The quality scores were based on and validated by extensive experimental data.
Another key innovation for scaling up sequencing was the development by several centres of automated methods for sample preparation. This typically involved creating new biochemical protocols suitable for automation, followed by construction of appropriate robotic systems.
Coordination and public data sharing
The Human Genome Project adopted two important principles with regard to human sequencing. The first was that the collaboration would be open to centres from any nation. Although potentially less efficient, in a narrow economic sense, than a centralized approach involving a few large factories, the inclusive approach was strongly favoured because we felt that the human genome sequence is the common heritage of all humanity and the work should transcend national boundaries, and we believed that scientific progress was best assured by a diversity of approaches. The collaboration was coordinated through periodic international meetings (referred to as ‘Bermuda meetings’ after the venue of the first three gatherings) and regular telephone conferences. Work was shared flexibly among the centres, with some groups focusing on particular chromosomes and others contributing in a genome-wide fashion.
The second principle was rapid and unrestricted data release. The centres adopted a policy that all genomic sequence data should be made publicly available without restriction within 24 hours of assembly79,80. Pre-publication data releases had been pioneered in mapping projects in the worm11 and mouse genomes30,81 and were prominently adopted in the sequencing of the worm, providing a direct model for the human sequencing efforts. We believed that scientific progress would be most rapidly advanced by immediate and free availability of the human genome sequence. The explosion of scientific work based on the publicly available sequence data in both academia and industry has confirmed this judgement.
Generating the draft genome sequence
Generating a draft sequence of the human genome involved three steps: selecting the BAC clones to be sequenced, sequencing them and assembling the individual sequenced clones into an overall draft genome sequence. A glossary of terms related to genome sequencing and assembly is provided in Box 1.
The draft genome sequence is a dynamic product, which is regularly updated as additional data accumulate en route to the ultimate goal of a completely finished sequence. The results below are based on the map and sequence data available on 7 October 2000, except as otherwise noted. At the end of this section, we provide a brief update of key data.
The hierarchical shotgun method involves the sequencing of overlapping large-insert clones spanning the genome. For the Human Genome Project, clones were largely chosen from eight large-insert libraries containing BAC or P1-derived artificial chromosome (PAC) clones (Table 1; refs 82,83,84,85,86,87,88). The libraries were made by partial digestion of genomic DNA with restriction enzymes. Together, they represent around 65-fold coverage (redundant sampling) of the genome. Libraries based on other vectors, such as cosmids, were also used in early stages of the project.
The libraries (Table 1) were prepared from DNA obtained from anonymous human donors in accordance with US Federal Regulations for the Protection of Human Subjects in Research (45CFR46) and following full review by an Institutional Review Board. Briefly, the opportunity to donate DNA for this purpose was broadly advertised near the two laboratories engaged in library construction. Volunteers of diverse backgrounds were accepted on a first-come, first-taken basis. Samples were obtained after discussion with a genetic counsellor and written informed consent. The samples were made anonymous as follows: the sampling laboratory stripped all identifiers from the samples, applied random numeric labels, and transferred them to the processing laboratory, which then removed all labels and relabelled the samples. All records of the labelling were destroyed. The processing laboratory chose samples at random from which to prepare DNA and immortalized cell lines. Around 5–10 samples were collected for every one that was eventually used. Because no link was retained between donor and DNA sample, the identity of the donors for the libraries is not known, even by the donors themselves. A more complete description can be found at http://www.genome.gov/10000921
During the pilot phase, centres showed that sequence-tagged sites (STSs) from previously constructed genetic and physical maps could be used to recover BACs from specific regions. As sequencing expanded, some centres continued this approach, augmented with additional probes from flow sorting of chromosomes to obtain long-range coverage of specific chromosomes or chromosomal regions89,90,91,92,93,94.
For the large-scale sequence production phase, a genome-wide physical map of overlapping clones was also constructed by systematic analysis of BAC clones representing 20-fold coverage of the human genome86. Most clones came from the first three sections of the RPCI-11 library, supplemented with clones from sections of the RPCI-13 and CalTech D libraries (Table 1). DNA from each BAC clone was digested with the restriction enzyme HindIII, and the sizes of the resulting fragments were measured by agarose gel electrophoresis. The pattern of restriction fragments provides a ‘fingerprint’ for each BAC, which allows different BACs to be distinguished and the degree of overlaps to be assessed. We used these restriction-fragment fingerprints to determine clone overlaps, and thereby assembled the BACs into fingerprint clone contigs.
The fingerprint clone contigs were positioned along the chromosomes by anchoring them with STS markers from existing genetic and physical maps. Fingerprint clone contigs were tied to specific STSs initially by probe hybridization and later by direct search of the sequenced clones. To localize fingerprint clone contigs that did not contain known markers, new STSs were generated and placed onto chromosomes95. Representative clones were also positioned by fluorescence in situ hybridization (FISH) (ref. 86 and C. McPherson, unpublished).
We selected clones from the fingerprint clone contigs for sequencing according to various criteria. Fingerprint data were reviewed86,90 to evaluate overlaps and to assess clone fidelity (to bias against rearranged clones83,96). STS content information and BAC end sequence information were also used91,92. Where possible, we tried to select a minimally overlapping set spanning a region. However, because the genome-wide physical map was constructed concurrently with the sequencing, continuity in many regions was low in early stages. These small fingerprint clone contigs were nonetheless useful in identifying validated, nonredundant clones that were used to ‘seed’ the sequencing of new regions. The small fingerprint clone contigs were extended or merged with others as the map matured.
The clones that make up the draft genome sequence therefore do not constitute a minimally overlapping set—there is overlap and redundancy in places. The cost of using suboptimal overlaps was justified by the benefit of earlier availability of the draft genome sequence data. Minimizing the overlap between adjacent clones would have required completing the physical map before undertaking large-scale sequencing. In addition, the overlaps between BAC clones provide a rich collection of SNPs. More than 1.4 million SNPs have already been identified from clone overlaps and other sequence comparisons97.
Because the sequencing project was shared among twenty centres in six countries, it was important to coordinate selection of clones across the centres. Most centres focused on particular chromosomes or, in some cases, larger regions of the genome. We also maintained a clone registry to track selected clones and their progress. In later phases, the global map provided an integrated view of the data from all centres, facilitating the distribution of effort to maximize coverage of the genome. Before performing extensive sequencing on a clone, several centres routinely examined an initial sample of 96 raw sequence reads from each subclone library to evaluate possible overlap with previously sequenced clones.
The selected clones were subjected to shotgun sequencing. Although the basic approach of shotgun sequencing is well established, the details of implementation varied among the centres. For example, there were differences in the average insert size of the shotgun libraries, in the use of single-stranded or double-stranded cloning vectors, and in sequencing from one end or both ends of each insert. Centres differed in the fluorescent labels employed and in the degree to which they used dye-primers or dye-terminators. The sequence detectors included both slab gel- and capillary-based devices. Detailed protocols are available on the web sites of many of the individual centres (URLs can be found at http://www.nhgri.nih.gov/genome_hub.html). The extent of automation also varied greatly among the centres, with the most aggressive automation efforts resulting in factory-style systems able to process more than 100,000 sequencing reactions in 12 hours (Fig. 3). In addition, centres differed in the amount of raw sequence data typically obtained for each clone (so-called half-shotgun, full shotgun and finished sequence). Sequence information from the different centres could be directly integrated despite this diversity, because the data were analysed by a common computational procedure. Raw sequence traces were processed and assembled with the PHRED and PHRAP software packages77,78 (P. Green, unpublished). All assembled contigs of more than 2 kb were deposited in public databases within 24 hours of assembly.
The overall sequencing output rose sharply during production (Fig. 4). Following installation of new sequence detectors beginning in June 1999, sequencing capacity and output rose approximately eightfold in eight months to nearly 7 million samples processed per month, with little or no drop in success rate (ratio of useable reads to attempted reads). By June 2000, the centres were producing raw sequence at a rate equivalent to onefold coverage of the entire human genome in less than six weeks. This corresponded to a continuous throughput exceeding 1,000 nucleotides per second, 24 hours per day, seven days per week. This scale-up resulted in a concomitant increase in the sequence available in the public databases (Fig. 4).
A version of the draft genome sequence was prepared on the basis of the map and sequence data available on 7 October 2000. For this version, the mapping effort had assembled the fingerprinted BACs into 1,246 fingerprint clone contigs. The sequencing effort had sequenced and assembled 29,298 overlapping BACs and other large-insert clones (Table 2), comprising a total length of 4.26 gigabases (Gb). This resulted from around 23 Gb of underlying raw shotgun sequence data, or about 7.5-fold coverage averaged across the genome (including both draft and finished sequence). The various contributions to the total amount of sequence deposited in the HTGS division of GenBank are given in Table 3.
By agreement among the centres, the collection of draft clones produced by each centre was required to have fourfold average sequence coverage, with no clone below threefold. (For this purpose, sequence coverage was defined as the average number of times that each base was independently read with a base-quality score corresponding to at least 99% accuracy.) We attained an overall average of 4.5-fold coverage across the genome for draft clones. A few of the sequenced clones fell below the minimum of threefold sequence coverage or have not been formally designated by centres as meeting draft standards; these are referred to as predraft (Table 2). Some of these are clones that span remaining gaps in the draft genome sequence and were in the process of being sequenced on 7 October 2000; a few are old submissions from centres that are no longer active.
The lengths of the initial sequence contigs in the draft clones vary as a function of coverage, but half of all nucleotides reside in initial sequence contigs of at least 21.7 kb (see below). Various properties of the draft clones can be assessed from instances in which there was substantial overlap between a draft clone and a finished (or nearly finished) clone. By examining the sequence alignments in the overlap regions, we estimated that the initial sequence contigs in a draft sequence clone cover an average of about 96% of the clone and are separated by gaps with an average size of about 500 bp.
Although the main emphasis was on producing a draft genome sequence, the centres also maintained sequence finishing activities during this period, leading to a twofold increase in finished sequence from June 1999 to June 2000 (Fig. 4). The total amount of human sequence in this final form stood at more than 835 Mb on 7 October 2000, or more than 25% of the human genome. This includes the finished sequences of chromosomes 21 and 22 (refs 93, 94). As centres have begun to shift from draft to finished sequencing in the last quarter of 2000, the production of finished sequence has increased to an annualized rate of 1 Gb per year and is continuing to rise.
In addition to sequencing large-insert clones, three centres generated a large collection of random raw sequence reads from whole-genome shotgun libraries (Table 4; ref. 98). These 5.77 million successful sequences contained 2.4 Gb of high-quality bases; this corresponds to about 0.75-fold coverage and would be statistically expected to include about 50% of the nucleotides in the human genome (data available at http://snp.cshl.org/data). The primary objective of this work was to discover SNPs, by comparing these random raw sequences (which came from different individuals) with the draft genome sequence. However, many of these raw sequences were obtained from both ends of plasmid clones and thereby also provided valuable ‘linking’ information that was used in sequence assembly. In addition, the random raw sequences provide sequence coverage of about half of the nucleotides not yet represented in the sequenced large-insert clones; these can be used as probes for portions of the genome not yet recovered.
Assembly of the draft genome sequence
We then set out to assemble the sequences from the individual large-insert clones into an integrated draft sequence of the human genome. The assembly process had to resolve problems arising from the draft nature of much of the sequence, from the variety of clone sources, and from the high fraction of repeated sequences in the human genome. This process involved three steps: filtering, layout and merging.
The entire data set was filtered uniformly to eliminate contamination from nonhuman sequences and other artefacts that had not already been removed by the individual centres. (Information about contamination was also sent back to the centres, which are updating the individual entries in the public databases.) We also identified instances in which the sequence data from one BAC clone was substantially contaminated with sequence data from another (human or nonhuman) clone. The problems were resolved in most instances; 231 clones remained unresolved, and these were eliminated from the assembly reported here. Instances of lower levels of cross-contamination (for example, a single 96-well microplate misassigned to the wrong BAC) are more difficult to detect; some undoubtedly remain and may give rise to small spurious sequence contigs in the draft genome sequence. Such issues are readily resolved as the clones progress towards finished sequence, but they necessitate some caution in certain applications of the current data.
The sequenced clones were then associated with specific clones on the physical map to produce a ‘layout’. In principle, sequenced clones that correspond to fingerprinted BACs could be directly assigned by name to fingerprint clone contigs on the fingerprint-based physical map. In practice, however, laboratory mixups occasionally resulted in incorrect assignments. To eliminate such problems, sequenced clones were associated with the fingerprint clone contigs in the physical map by using the sequence data to calculate a partial list of restriction fragments in silico and comparing that list with the experimental database of BAC fingerprints. The comparison was feasible because the experimental sizing of restriction fragments was highly accurate (to within 0.5–1.5% of the true size, for 95% of fragments from 600 to 12,000 base pairs (bp))84,85. Reliable matching scores could be obtained for 16,193 of the clones. The remaining sequenced clones could not be placed on the map by this method because they were too short, or they contained too many small initial sequence contigs to yield enough restriction fragments, or possibly because their sequences were not represented in the fingerprint database.
An independent approach to placing sequenced clones on the physical map used the database of end sequences from fingerprinted BACs (Table 1). Sequenced clones could typically be reliably mapped if they contained multiple matches to BAC ends, with all corresponding to clones from a single genomic region (multiple matches were required as a safeguard against errors known to exist in the BAC end database and against repeated sequences). This approach provided useful placement information for 22,566 sequenced clones.
Altogether, we could assign 25,403 sequenced clones to fingerprint clone contigs by combining in silico digestion and BAC end sequence match data. To place most of the remaining sequenced clones, we exploited information about sequence overlap or BAC-end paired links of these clones with already positioned clones. This left only a few, mostly small, sequenced clones that could not be placed (152 sequenced clones containing 5.5 Mb of sequence out of 29,298 sequenced clones containing more than 4,260 Mb of sequence); these are being localized by radiation hybrid mapping of STSs derived from their sequences.
The fingerprint clone contigs were then mapped to chromosomal locations, using sequence matches to mapped STSs from four human radiation hybrid maps95,99,100, one YAC and radiation hybrid map29, and two genetic maps101,102, together with data from FISH86,90,103. The mapping was iteratively refined by comparing the order and orientation of the STSs in the fingerprint clone contigs and the various STS-based maps, to identify and refine discrepancies (Fig. 5). Small fingerprint clone contigs (< 1 Mb) were difficult to orient and, sometimes, to order using these methods. In all, 942 fingerprint clone contigs contained sequenced clones. (An additional 304 of the 1,246 fingerprint clone contigs did not contain sequenced clones, but these tended to be extremely small and together contain less than 1% of the mapped clones. About one-third have been targeted for sequencing. A few derive from the Y chromosome, for which the map was constructed separately89. Most of the remainder are fragments of other larger contigs or represent other artefacts. These are being eliminated in subsequent versions of the database.) Of these 942 contigs with sequenced clones, 852 (90%, containing 99.2% of the total sequence) were localized to specific chromosome locations in this way. An additional 51 fingerprint clone contigs, containing 0.5% of the sequence, could be assigned to a specific chromosome but not to a precise position. The remaining 39 contigs containing 0.3% of the sequence were not positioned at all.
We then merged the sequences from overlapping sequenced clones (Fig. 6), using the computer program GigAssembler104. The program considers nearby sequenced clones, detects overlaps between the initial sequence contigs in these clones, merges the overlapping sequences and attempts to order and orient the sequence contigs. It begins by aligning the initial sequence contigs from one clone with those from other clones in the same fingerprint clone contig on the basis of length of alignment, per cent identity of the alignment, position in the sequenced clone layout and other factors. Alignments are limited to one end of each initial sequence contig for partially overlapping contigs or to both ends of an initial sequence contig contained entirely within another; this eliminates internal alignments that may reflect repeated sequence or possible misassembly (Fig. 6b). Beginning with the highest scoring pairs, initial sequence contigs are then integrated to produce ‘merged sequence contigs’ (usually referred to simply as ‘sequence contigs’). The program refines the arrangement of the clones within the fingerprint clone contig on the basis of the extent of sequence overlap between them and then rebuilds the sequence contigs. Next, the program selects a sequence path through the sequence contigs (Fig. 6c). It tries to use the highest quality data by preferring longer initial sequence contigs and avoiding the first and last 250 bases of initial sequence contigs where possible. Finally, it attempts to order and orient the sequence contigs by using additional information, including sequence data from paired-end plasmid and BAC reads, known messenger RNAs and ESTs, as well as additional linking information provided by centres. The sequence contigs are thereby linked together to create ‘sequence-contig scaffolds’ (Fig. 6d). The process also joins overlapping sequenced clones into sequenced-clone contigs and links sequenced-clone contigs to form sequenced-clone-contig scaffolds. A fingerprint clone contig may contain several sequenced-clone contigs, because bridging clones remain to be sequenced. The assembly contained 4,884 sequenced-clone contigs in 942 fingerprint clone contigs.
The hierarchy of contigs is summarized in Fig. 7. Initial sequence contigs are integrated to create merged sequence contigs, which are then linked to form sequence-contig scaffolds. These scaffolds reside within sequenced-clone contigs, which in turn reside within fingerprint clone contigs.
The draft genome sequence
The result of the assembly process is an integrated draft sequence of the human genome. Several features of the draft genome sequence are reported in Tables 5, 6 & 7, including the proportion represented by finished, draft and predraft categories. The Tables also show the numbers and lengths of different types of contig, for each chromosome and for the genome as a whole.
The contiguity of the draft genome sequence at each level is an important feature. Two commonly used statistics have significant drawbacks for describing contiguity. The ‘average length’ of a contig is deflated by the presence of many small contigs comprising only a small proportion of the genome, whereas the ‘length-weighted average length’ is inflated by the presence of large segments of finished sequence. Instead, we chose to describe the contiguity as a property of the ‘typical’ nucleotide. We used a statistic called the ‘N50 length’, defined as the largest length L such that 50% of all nucleotides are contained in contigs of size at least L.
The continuity of the draft genome sequence reported here and the effectiveness of assembly can be readily seen from the following: half of all nucleotides reside within an initial sequence contig of at least 21.7 kb, a sequence contig of at least 82 kb, a sequence-contig scaffold of at least 274 kb, a sequenced-clone contig of at least 826 kb and a fingerprint clone contig of at least 8.4 Mb (Tables 6, 7). The cumulative distributions for each of these measures of contiguity are shown in Fig. 8, in which the N50 values for each measure can be seen as the value at which the cumulative distributions cross 50%. We have also estimated the size of each chromosome, by estimating the gap sizes (see below) and the extent of missing heterochromatic sequence93,94,105,106,107,108 (Table 8). This is undoubtedly an oversimplification and does not adequately take into account the sequence status of each chromosome. Nonetheless, it provides a useful way to relate the draft sequence to the chromosomes.
The draft genome sequence already covers the vast majority of the genome, but it remains an incomplete, intermediate product that is regularly updated as we work towards a complete finished sequence. The current version contains many gaps and errors. We therefore sought to evaluate the quality of various aspects of the current draft genome sequence, including the sequenced clones themselves, their assignment to a position in the fingerprint clone contigs, and the assembly of initial sequence contigs from the individual clones into sequence-contig scaffolds.
Nucleotide accuracy is reflected in a PHRAP score assigned to each base in the draft genome sequence and available to users through the Genome Browsers (see below) and public database entries. A summary of these scores for the unfinished portion of the genome is shown in Table 9. About 91% of the unfinished draft genome sequence has an error rate of less than 1 per 10,000 bases (PHRAP score > 40), and about 96% has an error rate of less than 1 in 1,000 bases (PHRAP > 30). These values are based only on the quality scores for the bases in the sequenced clones; they do not reflect additional confidence in the sequences that are represented in overlapping clones. The finished portion of the draft genome sequence has an error rate of less than 1 per 10,000 bases.
Individual sequenced clones.
We assessed the frequency of misassemblies, which can occur when the assembly program PHRAP joins two nonadjacent regions in the clone into a single initial sequence contig. The frequency of misassemblies depends heavily on the depth and quality of coverage of each clone and the nature of the underlying sequence; thus it may vary among genomic regions and among individual centres. Most clone misassemblies are readily corrected as coverage is added during finishing, but they may have been propagated into the current version of the draft genome sequence and they justify caution for certain applications.
We estimated the frequency of misassembly by examining instances in which there was substantial overlap between a draft clone and a finished clone. We studied 83 Mb of such overlaps, involving about 9,000 initial sequence contigs. We found 5.3 instances per Mb in which the alignment of an initial sequence contig to the finished sequence failed to extend to within 200 bases of the end of the contig, suggesting a possible false join in the assembly of the initial sequence contig. In about half of these cases, the potential misassembly involved fewer than 400 bases, suggesting that a single raw sequence read may have been incorrectly joined. We found 1.9 instances per Mb in which the alignment showed an internal gap, again suggesting a possible misassembly; and 0.5 instances per Mb in which the alignment indicated that two initial sequence contigs that overlapped by at least 150 bp had not been merged by PHRAP. Finally, there were another 0.9 instances per Mb with various other problems. This gives a total of 8.6 instances per Mb of possible misassembly, with about half being relatively small issues involving a few hundred bases.
Some of the potential problems might not result from misassembly, but might reflect sequence polymorphism in the population, small rearrangements during growth of the large-insert clones, regions of low-quality sequence or matches between segmental duplications. Thus, the frequency of misassemblies may be overstated. On the other hand, the criteria for recognizing overlap between draft and finished clones may have eliminated some misassemblies.
Layout of the sequenced clones.
We assessed the accuracy of the layout of sequenced clones onto the fingerprinted clone contigs by calculating the concordance between the positions assigned to a sequenced clone on the basis of in silico digestion and the position assigned on the basis of BAC end sequence data. The positions agreed in 98% of cases in which independent assignments could be made by both methods. The results were also compared with well studied regions containing both finished and draft genome sequence. These results indicated that sequenced clone order in the fingerprint map was reliable to within about half of one clone length (∼100 kb).
A direct test of the layout is also provided by the draft genome sequence assembly itself. With extensive coverage of the genome, a correctly placed clone should usually (although not always) show sequence overlap with its neighbours in the map. We found only 421 instances of ‘singleton’ clones that failed to overlap a neighbouring clone. Close examination of the data suggests that most of these are correctly placed, but simply do not yet overlap an adjacent sequenced clone. About 150 clones appeared to be candidates for being incorrectly placed.
Alignment of the fingerprint clone contigs.
The alignment of the fingerprint clone contigs with the chromosomes was based on the radiation hybrid, YAC and genetic maps of STSs. The positions of most of the STSs in the draft genome sequence were consistent with these previous maps, but the positions of about 1.7% differed from one or more of them. Some of these disagreements may be due to errors in the layout of the sequenced clones or in the underlying fingerprint map. However, many involve STSs that have been localized on only one or two of the previous maps or that occur as isolated discrepancies in conflict with several flanking STSs. Many of these cases are probably due to errors in the previous maps (with error rates for individual maps estimated at 1–2%100). Others may be due to incorrect assignment of the STSs to the draft genome sequence (by the electronic polymerase chain reaction (e-PCR) computer program) or to database entries that contain sequence data from more than one clone (owing to cross-contamination).
Graphical views of the independent data sets were particularly useful in detecting problems with order or orientation (Fig. 5). Areas of conflict were reviewed and corrected if supported by the underlying data. In the version discussed here, there were 41 sequenced clones falling in 14 sequenced-clone contigs with STS content information from multiple maps that disagreed with the flanking clones or sequenced-clone contigs; the placement of these clones thus remains suspect. Four of these instances suggest errors in the fingerprint map, whereas the others suggest errors in the layout of sequenced clones. These cases are being investigated and will be corrected in future versions.
Assembly of the sequenced clones.
We assessed the accuracy of the assembly by using a set of 148 draft clones comprising 22.4 Mb for which finished sequence subsequently became available104. The initial sequence contigs lack information about order and orientation, and GigAssembler attempts to use linking data to infer such information as far as possible104. Starting with initial sequence contigs that were unordered and unoriented, the program placed 90% of the initial sequence contigs in the correct orientation and 85% in the correct order with respect to one another. In a separate test, GigAssembler was tested on simulated draft data produced from finished sequence on chromosome 22 and similar results were obtained.
Some problems remain at all levels. First, errors in the initial sequence contigs persist in the merged sequence contigs built from them and can cause difficulties in the assembly of the draft genome sequence. Second, GigAssembler may fail to merge some overlapping sequences because of poor data quality, allelic differences or misassemblies of the initial sequence contigs; this may result in apparent local duplication of a sequence. We have estimated by various methods the amount of such artefactual duplication in the assembly from these and other sources to be about 100 Mb. On the other hand, nearby duplicated sequences may occasionally be incorrectly merged. Some sequenced clones remain incorrectly placed on the layout, as discussed above, and others (< 0.5%) remain unplaced. The fingerprint map has undoubtedly failed to resolve some closely related duplicated regions, such as the Williams region and several highly repetitive subtelomeric and pericentric regions (see below). Detailed examination and sequence finishing may be required to sort out these regions precisely, as has been done with chromosome Y89. Finally, small sequenced-clone contigs with limited or no STS landmark content remain difficult to place. Full utilization of the higher resolution radiation hybrid map (the TNG map) may help in this95. Future targeted FISH experiments and increased map continuity will also facilitate positioning of these sequences.
We next assessed the nature of the gaps within the draft genome sequence, and attempted to estimate the fraction of the human genome not represented within the current version.
Gaps in draft genome sequence coverage.
There are three types of gap in the draft genome sequence: gaps within unfinished sequenced clones; gaps between sequenced-clone contigs, but within fingerprint clone contigs; and gaps between fingerprint clone contigs. The first two types are relatively straightforward to close simply by performing additional sequencing and finishing on already identified clones. Closing the third type may require screening of additional large-insert clone libraries and possibly new technologies for the most recalcitrant regions. We consider these three cases in turn.
We estimated the size of gaps within draft clones by studying instances in which there was substantial overlap between a draft clone and a finished clone, as described above. The average gap size in these draft sequenced clones was 554 bp, although the precise estimate was sensitive to certain assumptions in the analysis. Assuming that the sequence gaps in the draft genome sequence are fairly represented by this sample, about 80 Mb or about 3% (likely range 2–4%) of sequence may lie in the 145,514 gaps within draft sequenced clones.
The gaps between sequenced-clone contigs but within fingerprint clone contigs are more difficult to evaluate directly, because the draft genome sequence flanking many of the gaps is often not precisely aligned with the fingerprinted clones. However, most are much smaller than a single BAC. In fact, nearly three-quarters of these gaps are bridged by one or more individual BACs, as indicated by linking information from BAC end sequences. We measured the sizes of a subset of gaps directly by examining restriction fragment fingerprints of overlapping clones. A study of 157 ‘bridged’ gaps and 55 ‘unbridged’ gaps gave an average gap size of 25 kb. Allowing for the possibility that these gaps may not be fully representative and that some restriction fragments are not included in the calculation, a more conservative estimate of gap size would be 35 kb. This would indicate that about 150 Mb or 5% of the human genome may reside in the 4,076 gaps between sequenced-clone contigs. This sequence should be readily obtained as the clones spanning them are sequenced.
The size of the gaps between fingerprint clone contigs was estimated by comparing the fingerprint maps to the essentially completed chromosomes 21 and 22. The analysis shows that the fingerprinted BAC clones in the global database cover 97–98% of the sequenced portions of those chromosomes86. The published sequences of these chromosomes also contain a few small gaps (5 and 11, respectively) amounting to some 1.6% of the euchromatic sequence, and do not include the heterochromatic portion. This suggests that the gaps between contigs in the fingerprint map contain about 4% of the euchromatic genome. Experience with closure of such gaps on chromosomes 20 and 7 suggests that many of these gaps are less than one clone in length and will be closed by clones from other libraries. However, recovery of sequence from these gaps represents the most challenging aspect of producing a complete finished sequence of the human genome.
As another measure of the representation of the BAC libraries, Riethman109 has found BAC or cosmid clones that link to telomeric half-YACs or to the telomeric sequence itself for 40 of the 41 non-satellite telomeres. Thus, the fingerprint map appears to have no substantial gaps in these regions. Many of the pericentric regions are also represented, but analysis is less complete here (see below).
Representation of random raw sequences.
In another approach to measuring coverage, we compared a collection of random raw sequence reads to the existing draft genome sequence. In principle, the fraction of reads matching the draft genome sequence should provide an estimate of genome coverage. In practice, the comparison is complicated by the need to allow for repeat sequences, the imperfect sequence quality of both the raw sequence and the draft genome sequence, and the possibility of polymorphism. Nonetheless, the analysis provides a reasonable view of the extent to which the genome is represented in the draft genome sequence and the public databases.
We compared the raw sequence reads against both the sequences used in the construction of the draft genome sequence and all of GenBank using the BLAST computer program. Of the 5,615 raw sequence reads analysed (each containing at least 100 bp of contiguous non-repetitive sequence), 4,924 had a match of ≥ 97% identity with a sequenced clone, indicating that 88 ± 1.5% of the genome was represented in sequenced clones. The estimate is subject to various uncertainties. Most serious is the proportion of repeat sequence in the remainder of the genome. If the unsequenced portion of the genome is unusually rich in repeated sequence, we would underestimate its size (although the excess would be comprised of repeated sequence).
We examined those raw sequences that failed to match by comparing them to the other publicly available sequence resources. Fifty (0.9%) had matches in public databases containing cDNA sequences, STSs and similar data. An additional 276 (or 43% of the remaining raw sequence) had matches to the whole-genome shotgun reads discussed above (consistent with the idea that these reads cover about half of the genome).
We also examined the extent of genome coverage by aligning the cDNA sequences for genes in the RefSeq dataset110 to the draft genome sequence. We found that 88% of the bases of these cDNAs could be aligned to the draft genome sequence at high stringency (at least 98% identity). (A few of the alignments with either the random raw sequence reads or the cDNAs may be to a highly similar region in the genome, but such matches should affect the estimate of genome coverage by considerably less than 1%, based on the estimated extent of duplication within the genome (see below).)
These results indicate that about 88% of the human genome is represented in the draft genome sequence and about 94% in the combined publicly available sequence databases. The figure of 88% agrees well with our independent estimates above that about 3%, 5% and 4% of the genome reside in the three types of gap in the draft genome sequence.
Finally, a small experimental check was performed by screening a large-insert clone library with probes corresponding to 16 of the whole genome shotgun reads that failed to match the draft genome sequence. Five hybridized to many clones from different fingerprint clone contigs and were discarded as being repetitive. Of the remaining eleven, two fell within sequenced clones (presumably within sequence gaps of the first type), eight fell in fingerprint clone contigs but between sequenced clones (gaps of the second type) and one failed to identify clones in the fingerprint map (gaps of the third type) but did identify clones in another large-insert library. Although these numbers are small, they are consistent with the view that the much of the remaining genome sequence lies within already identified clones in the current map.
Estimates of genome and chromosome sizes.
Informed by this analysis of genome coverage, we proceeded to estimate the sizes of the genome and each of the chromosomes (Table 8). Beginning with the current assigned sequence for each chromosome, we corrected for the known gaps on the basis of their estimated sizes (see above). We attempted to account for the sizes of centromeres and heterochromatin, neither of which are well represented in the draft sequence. Finally, we corrected for around 100 Mb of artefactual duplication in the assembly. We arrived at a total human genome size estimate of around 3,200 Mb, which compares favourably with previous estimates based on DNA content.
We also independently estimated the size of the euchromatic portion of the genome by determining the fraction of the 5,615 random raw sequences that matched the finished portion of the human genome (whose total length is known with greater precision). Twenty-nine per cent of these raw sequences found a match among 835 Mb of nonredundant finished sequence. This leads to an estimate of the euchromatic genome size of 2.9 Gb. This agrees reasonably with the prediction above based on the length of the draft genome sequence (Table 8).
The results above reflect the data on 7 October 2000. New data are continually being added, with improvements being made to the physical map, new clones being sequenced to close gaps and draft clones progressing to full shotgun coverage and finishing. The draft genome sequence will be regularly reassembled and publicly released.
Currently, the physical map has been refined such that the number of fingerprint clone contigs has fallen from 1,246 to 965; this reflects the elimination of some artefactual contigs and the closure of some gaps. The sequence coverage has risen such that 90% of the human genome is now represented in the sequenced clones and more than 94% is represented in the combined publicly available sequence databases. The total amount of finished sequence is now around 1 Gb.
Broad genomic landscape
What biological insights can be gleaned from the draft sequence? In this section, we consider very large-scale features of the draft genome sequence: the distribution of GC content, CpG islands and recombination rates, and the repeat content and gene content of the human genome. The draft genome sequence makes it possible to integrate these features and others at scales ranging from individual nucleotides to collections of chromosomes. Unless noted, all analyses were conducted on the assembled draft genome sequence described above.
Figure 9 provides a high-level view of the contents of the draft genome sequence, at a scale of about 3.8 Mb per centimetre. Of course, navigating information spanning nearly ten orders of magnitude requires computational tools to extract the full value. We have created and made freely available various ‘Genome Browsers’. Browsers were developed and are maintained by the University of California at Santa Cruz (Fig. 10) and the EnsEMBL project of the European Bioinformatics Institute and the Sanger Centre (Fig. 11). Additional browsers have been created; URLs are listed at www.nhgri.nih.gov/genome_hub. These web-based computer tools allow users to view an annotated display of the draft genome sequence, with the ability to scroll along the chromosomes and zoom in or out to different scales. They include: the nucleotide sequence, sequence contigs, clone contigs, sequence coverage and finishing status, local GC content, CpG islands, known STS markers from previous genetic and physical maps, families of repeat sequences, known genes, ESTs and mRNAs, predicted genes, SNPs and sequence similarities with other organisms (currently the pufferfish Tetraodon nigroviridis). These browsers will be updated as the draft genome sequence is refined and corrected as additional annotations are developed.
In addition to using the Genome Browsers, one can download from these sites the entire draft genome sequence together with the annotations in a computer-readable format. The sequences of the underlying sequenced clones are all available through the public sequence databases. URLs for these and other genome websites are listed in Box 2. A larger list of useful URLs can be found at http://www.nhgri.nih.gov/genome_hub. An introduction to using the draft genome sequence, as well as associated databases and analytical tools, is provided in an accompanying paper111.
In addition, the human cytogenetic map has been integrated with the draft genome sequence as part of a related project. The BAC Resource Consortium 103 established dense connections between the maps using more than 7,500 sequenced large-insert clones that had been cytogenetically mapped by FISH; the average density of the map is 2.3 clones per Mb. Although the precision of the integration is limited by the resolution of FISH, the links provide a powerful tool for the analysis of cytogenetic aberrations in inherited diseases and cancer. These cytogenetic links can also be accessed through the Genome Browsers.
Long-range variation in GC content
The existence of GC-rich and GC-poor regions in the human genome was first revealed by experimental studies involving density gradient separation, which indicated substantial variation in average GC content among large fragments. Subsequent studies have indicated that these GC-rich and GC-poor regions may have different biological properties, such as gene density, composition of repeat sequences, correspondence with cytogenetic bands and recombination rate112,113,114,115,116,117. Many of these studies were indirect, owing to the lack of sufficient sequence data.
The draft genome sequence makes it possible to explore the variation in GC content in a direct and global manner. Visual inspection (Fig. 9) confirms that local GC content undergoes substantial long-range excursions from its genome-wide average of 41%. If the genome were drawn from a uniform distribution of GC content, the local GC content in a window of size n bp should be 41 ± √((41)(59)/n)%. Fluctuations would be modest, with the standard deviation being halved as the window size is quadrupled—for example, 0.70%, 0.35%, 0.17% and 0.09% for windows of size 5, 20, 80 and 320 kb.
The draft genome sequence, however, contains many regions with much more extreme variation. There are huge regions (> 10 Mb) with GC content far from the average. For example, the most distal 48 Mb of chromosome 1p (from the telomere to about STS marker D1S3279) has an average GC content of 47.1%, and chromosome 13 has a 40-Mb region (roughly between STS marker A005X38 and stsG30423) with only 36% GC content. There are also examples of large shifts in GC content between adjacent multimegabase regions. For example, the average GC content on chromosome 17q is 50% for the distal 10.3 Mb but drops to 38% for the adjacent 3.9 Mb. There are regions of less than 300 kb with even wider swings in GC content, for example, from 33.1% to 59.3%.
Long-range variation in GC content is evident not just from extreme outliers, but throughout the genome. The distribution of average GC content in 20-kb windows across the draft genome sequence is shown in Fig. 12. The spread is 15-fold larger than predicted by a uniform process. Moreover, the standard deviation barely decreases as window size increases by successive factors of four—5.9%, 5.2%, 4.9% and 4.6% for windows of size 5, 20, 80 and 320 kb. The distribution is also notably skewed, with 58% below the average and 42% above the average of 41%, with a long tail of GC-rich regions.
Bernardi and colleagues118,119 proposed that the long-range variation in GC content may reflect that the genome is composed of a mosaic of compositionally homogeneous regions that they dubbed ‘isochores’. They suggested that the skewed distribution is composed of five normal distributions, corresponding to five distinct types of isochore (L1, L2, H1, H2 and H3, with GC contents of < 38%, 38–42%, 42–47%, 47–52% and > 52%, respectively).
We studied the draft genome sequence to see whether strict isochores could be identified. For example, the sequence was divided into 300-kb windows, and each window was subdivided into 20-kb subwindows. We calculated the average GC content for each window and subwindow, and investigated how much of the variance in the GC content of subwindows across the genome can be statistically ‘explained’ by the average GC content in each window. About three-quarters of the genome-wide variance among 20-kb windows can be statistically explained by the average GC content of 300-kb windows that contain them, but the residual variance among subwindows (standard deviation, 2.4%) is still far too large to be consistent with a homogeneous distribution. In fact, the hypothesis of homogeneity could be rejected for each 300-kb window in the draft genome sequence.
Similar results were obtained with other window and subwindow sizes. Some of the local heterogeneity in GC content is attributable to transposable element insertions (see below). Such repeat elements typically have a higher GC content than the surrounding sequence, with the effect being strongest for the most recent insertions.
These results rule out a strict notion of isochores as compositionally homogeneous. Instead, there is substantial variation at many different scales, as illustrated in Fig. 13. Although isochores do not appear to merit the prefix ‘iso’, the genome clearly does contain large regions of distinctive GC content and it is likely to be worth redefining the concept so that it becomes possible rigorously to partition the genome into regions. In the absence of a precise definition, we will loosely refer to such regions as ‘GC content domains’ in the context of the discussion below.
Fickett et al.120 have explored a model in which the underlying preference for a particular GC content drifts continuously throughout the genome, an approach that bears further examination. Churchill121 has proposed that the boundaries between GC content domains can in some cases be predicted by a hidden Markov model, with one state representing a GC-rich region and one representing an AT-rich region. We found that this approach tended to identify only very short domains of less than a kilobase (data not shown), but variants of this approach deserve further attention.
The correlation between GC content domains and various biological properties is of great interest, and this is likely to be the most fruitful route to understanding the basis of variation in GC content. As described below, we confirm the existence of strong correlations with both repeat content and gene density. Using the integration between the draft genome sequence and the cytogenetic map described above, it is possible to confirm a statistically significant correlation between GC content and Giemsa bands (G-bands). For example, 98% of large-insert clones mapping to the darkest G-bands are in 200-kb regions of low GC content (average 37%), whereas more than 80% of clones mapping to the lightest G-bands are in regions of high GC content (average 45%)103. Estimated band locations can be seen in Fig. 9 and viewed in the context of other genome annotation at http://genome.ucsc.edu/goldenPath/mapPlots/ and http://genome.ucsc.edu/goldenPath/hgTracks.html.
A related topic is the distribution of so-called CpG islands across the genome. The dinucleotide CpG is notable because it is greatly under-represented in human DNA, occurring at only about one-fifth of the roughly 4% frequency that would be expected by simply multiplying the typical fraction of Cs and Gs (0.21 × 0.21). The deficit occurs because most CpG dinucleotides are methylated on the cytosine base, and spontaneous deamination of methyl-C residues gives rise to T residues. (Spontaneous deamination of ordinary cytosine residues gives rise to uracil residues that are readily recognized and repaired by the cell.) As a result, methyl-CpG dinucleotides steadily mutate to TpG dinucleotides. However, the genome contains many ‘CpG islands’ in which CpG dinucleotides are not methylated and occur at a frequency closer to that predicted by the local GC content. CpG islands are of particular interest because many are associated with the 5′ ends of genes122,123,124,125,126,127.
We searched the draft genome sequence for CpG islands. Ideally, they should be defined by directly testing for the absence of cytosine methylation, but that was not practical for this report. There are various computer programs that attempt to identify CpG islands on the basis of primary sequence alone. These programs differ in some important respects (such as how aggressively they subdivide long CpG-containing regions), and the precise correspondence with experimentally undermethylated islands has not been validated. Nevertheless, there is a good correlation, and computational analysis thus provides a reasonable picture of the distribution of CpG islands in the genome.
To identify CpG islands, we used the definition proposed by Gardiner-Garden and Frommer128 and embodied in a computer program. We searched the draft genome sequence for CpG islands, using both the full sequence and the sequence masked to eliminate repeat sequences. The number of regions satisfying the definition of a CpG island was 50,267 in the full sequence and 28,890 in the repeat-masked sequence. The difference reflects the fact that some repeat elements (notably Alu) are GC-rich. Although some of these repeat elements may function as control regions, it seems unlikely that most of the apparent CpG islands in repeat sequences are functional. Accordingly, we focused on those in the non-repeated sequence. The count of 28,890 CpG islands is reasonably close to the previous estimate of about 35,000 (ref. 129, as modified by ref. 130). Most of the islands are short, with 60–70% GC content (Table 10). More than 95% of the islands are less than 1,800 bp long, and more than 75% are less than 850 bp. The longest CpG island (on chromosome 10) is 36,619 bp long, and 322 are longer than 3,000 bp. Some of the larger islands contain ribosomal pseudogenes, although RNA genes and pseudogenes account for only a small proportion of all islands (< 0.5%). The smaller islands are consistent with their previously hypothesized function, but the role of these larger islands is uncertain.
The density of CpG islands varies substantially among some of the chromosomes. Most chromosomes have 5–15 islands per Mb, with a mean of 10.5 islands per Mb. However, chromosome Y has an unusually low 2.9 islands per Mb, and chromosomes 16, 17 and 22 have 19–22 islands per Mb. The extreme outlier is chromosome 19, with 43 islands per Mb. Similar trends are seen when considering the percentage of bases contained in CpG islands. The relative density of CpG islands correlates reasonably well with estimates of relative gene density on these chromosomes, based both on previous mapping studies involving ESTs (Fig. 14) and on the distribution of gene predictions discussed below.
Comparison of genetic and physical distance
The draft genome sequence makes it possible to compare genetic and physical distances and thereby to explore variation in the rate of recombination across the human chromosomes. We focus here on large-scale variation. Finer variation is examined in an accompanying paper131.
The genetic and physical maps are integrated by 5,282 polymorphic loci from the Marshfield genetic map102, whose positions are known in terms of centimorgans (cM) and Mb along the chromosomes. Figure 15 shows the comparison of the draft genome sequence for chromosome 12 with the male, female and sex-averaged maps. One can calculate the approximate ratio of cM per Mb across a chromosome (reflected in the slopes in Fig. 15) and the average recombination rate for each chromosome arm.
Two striking features emerge from analysis of these data. First, the average recombination rate increases as the length of the chromosome arm decreases (Fig. 16). Long chromosome arms have an average recombination rate of about 1 cM per Mb, whereas the shortest arms are in the range of 2 cM per Mb. A similar trend has been seen in the yeast genome132,133, despite the fact that the physical scale is nearly 200 times as small. Moreover, experimental studies have shown that lengthening or shortening yeast chromosomes results in a compensatory change in recombination rate132.
The second observation is that the recombination rate tends to be suppressed near the centromeres and higher in the distal portions of most chromosomes, with the increase largely in the terminal 20–35 Mb. The increase is most pronounced in the male meiotic map. The effect can be seen, for example, from the higher slope at both ends of chromosome 12 (Fig. 15). Regional and sex-specific effects have been observed for chromosome 21 (refs 110, 134).
Why is recombination higher on smaller chromosome arms? A higher rate would increase the likelihood of at least one crossover during meiosis on each chromosome arm, as is generally observed in human chiasmata counts135. Crossovers are believed to be necessary for normal meiotic disjunction of homologous chromosome pairs in eukaryotes. An extreme example is the pseudoautosomal regions on chromosomes Xp and Yp, which pair during male meiosis; this physical region of only 2.6 Mb has a genetic length of 50 cM (corresponding to 20 cM per Mb), with the result that a crossover is virtually assured.
Mechanistically, the increased rate of recombination on shorter chromosome arms could be explained if, once an initial recombination event occurs, additional nearby events are blocked by positive crossover interference on each arm. Evidence from yeast mutants in which interference is abolished shows that interference plays a key role in distributing a limited number of crossovers among the various chromosome arms in yeast136. An alternative possibility is that a checkpoint mechanism scans for and enforces the presence of at least one crossover on each chromosome arm.
Variation in recombination rates along chromosomes and between the sexes is likely to reflect variation in the initiation of meiosis-induced double-strand breaks (DSBs) that initiate recombination. DSBs in yeast have been associated with open chromatin137,138, rather than with specific DNA sequence motifs. With the availability of the draft genome sequence, it should be possible to explore in an analogous manner whether variation in human recombination rates reflects systematic differences in chromosome accessibility during meiosis.
Repeat content of the human genome
A puzzling observation in the early days of molecular biology was that genome size does not correlate well with organismal complexity. For example, Homo sapiens has a genome that is 200 times as large as that of the yeast S. cerevisiae, but 200 times as small as that of Amoeba dubia139,140. This mystery (the C-value paradox) was largely resolved with the recognition that genomes can contain a large quantity of repetitive sequence, far in excess of that devoted to protein-coding genes (reviewed in refs 140, 141).
In the human, coding sequences comprise less than 5% of the genome (see below), whereas repeat sequences account for at least 50% and probably much more. Broadly, the repeats fall into five classes: (1) transposon-derived repeats, often referred to as interspersed repeats; (2) inactive (partially) retroposed copies of cellular genes (including protein-coding genes and small structural RNAs), usually referred to as processed pseudogenes; (3) simple sequence repeats, consisting of direct repetitions of relatively short k-mers such as (A)n, (CA)n or (CGG)n; (4) segmental duplications, consisting of blocks of around 10–300 kb that have been copied from one region of the genome into another region; and (5) blocks of tandemly repeated sequences, such as at centromeres, telomeres, the short arms of acrocentric chromosomes and ribosomal gene clusters. (These regions are intentionally under-represented in the draft genome sequence and are not discussed here.)
Repeats are often described as ‘junk’ and dismissed as uninteresting. However, they actually represent an extraordinary trove of information about biological processes. The repeats constitute a rich palaeontological record, holding crucial clues about evolutionary events and forces. As passive markers, they provide assays for studying processes of mutation and selection. It is possible to recognize cohorts of repeats ‘born’ at the same time and to follow their fates in different regions of the genome or in different species. As active agents, repeats have reshaped the genome by causing ectopic rearrangements, creating entirely new genes, modifying and reshuffling existing genes, and modulating overall GC content. They also shed light on chromosome structure and dynamics, and provide tools for medical genetic and population genetic studies.
The human is the first repeat-rich genome to be sequenced, and so we investigated what information could be gleaned from this majority component of the human genome. Although some of the general observations about repeats were suggested by previous studies, the draft genome sequence provides the first comprehensive view, allowing some questions to be resolved and new mysteries to emerge.
Most human repeat sequence is derived from transposable elements142,143. We can currently recognize about 45% of the genome as belonging to this class. Much of the remaining ‘unique’ DNA must also be derived from ancient transposable element copies that have diverged too far to be recognized as such. To describe our analyses of interspersed repeats, it is necessary briefly to review the relevant features of human transposable elements.
Classes of transposable elements.
In mammals, almost all transposable elements fall into one of four types (Fig. 17), of which three transpose through RNA intermediates and one transposes directly as DNA. These are long interspersed elements (LINEs), short interspersed elements (SINEs), LTR retrotransposons and DNA transposons.
LINEs are one of the most ancient and successful inventions in eukaryotic genomes. In humans, these transposons are about 6 kb long, harbour an internal polymerase II promoter and encode two open reading frames (ORFs). Upon translation, a LINE RNA assembles with its own encoded proteins and moves to the nucleus, where an endonuclease activity makes a single-stranded nick and the reverse transcriptase uses the nicked DNA to prime reverse transcription from the 3′ end of the LINE RNA. Reverse transcription frequently fails to proceed to the 5′ end, resulting in many truncated, nonfunctional insertions. Indeed, most LINE-derived repeats are short, with an average size of 900 bp for all LINE1 copies, and a median size of 1,070 bp for copies of the currently active LINE1 element (L1Hs). New insertion sites are flanked by a small target site duplication of 7–20 bp. The LINE machinery is believed to be responsible for most reverse transcription in the genome, including the retrotransposition of the non-autonomous SINEs144 and the creation of processed pseudogenes145,146. Three distantly related LINE families are found in the human genome: LINE1, LINE2 and LINE3. Only LINE1 is still active.
SINEs are wildly successful freeloaders on the backs of LINE elements. They are short (about 100–400 bp), harbour an internal polymerase III promoter and encode no proteins. These non-autonomous transposons are thought to use the LINE machinery for transposition. Indeed, most SINEs ‘live’ by sharing the 3′ end with a resident LINE element144. The promoter regions of all known SINEs are derived from tRNA sequences, with the exception of a single monophyletic family of SINEs derived from the signal recognition particle component 7SL. This family, which also does not share its 3′ end with a LINE, includes the only active SINE in the human genome: the Alu element. By contrast, the mouse has both tRNA-derived and 7SL-derived SINEs. The human genome contains three distinct monophyletic families of SINEs: the active Alu, and the inactive MIR and Ther2/MIR3.
LTR retroposons are flanked by long terminal direct repeats that contain all of the necessary transcriptional regulatory elements. The autonomous elements (retrotransposons) contain gag and pol genes, which encode a protease, reverse transcriptase, RNAse H and integrase. Exogenous retroviruses seem to have arisen from endogenous retrotransposons by acquisition of a cellular envelope gene (env)147. Transposition occurs through the retroviral mechanism with reverse transcription occurring in a cytoplasmic virus-like particle, primed by a tRNA (in contrast to the nuclear location and chromosomal priming of LINEs). Although a variety of LTR retrotransposons exist, only the vertebrate-specific endogenous retroviruses (ERVs) appear to have been active in the mammalian genome. Mammalian retroviruses fall into three classes (I–III), each comprising many families with independent origins. Most (85%) of the LTR retroposon-derived ‘fossils’ consist only of an isolated LTR, with the internal sequence having been lost by homologous recombination between the flanking LTRs.
DNA transposons resemble bacterial transposons, having terminal inverted repeats and encoding a transposase that binds near the inverted repeats and mediates mobility through a ‘cut-and-paste’ mechanism. The human genome contains at least seven major classes of DNA transposon, which can be subdivided into many families with independent origins148 (see RepBase, http://www.girinst.org/). DNA transposons tend to have short life spans within a species. This can be explained by contrasting the modes of transposition of DNA transposons and LINE elements. LINE transposition tends to involve only functional elements, owing to the cis-preference by which LINE proteins assemble with the RNA from which they were translated. By contrast, DNA transposons cannot exercise a cis-preference: the encoded transposase is produced in the cytoplasm and, when it returns to the nucleus, it cannot distinguish active from inactive elements. As inactive copies accumulate in the genome, transposition becomes less efficient. This checks the expansion of any DNA transposon family and in due course causes it to die out. To survive, DNA transposons must eventually move by horizontal transfer to virgin genomes, and there is considerable evidence for such transfer149,150,151,152,153.
Transposable elements employ different strategies to ensure their evolutionary survival. LINEs and SINEs rely almost exclusively on vertical transmission within the host genome154 (but see refs 148, 155). DNA transposons are more promiscuous, requiring relatively frequent horizontal transfer. LTR retroposons use both strategies, with some being long-term active residents of the human genome (such as members of the ERVL family) and others having only short residence times.
Census of human repeats.
We began by taking a census of the transposable elements in the draft genome sequence, using a recently updated version of the RepeatMasker program (version 09092000) run under sensitive settings (see http://repeatmasker.genome.washington.edu). This program scans sequences to identify full-length and partial members of all known repeat families represented in RepBase Update (version 5.08; see http://www.girinst.org/~server/repbase.html and ref. 156). Table 11 shows the number of copies and fraction of the draft genome sequence occupied by each of the four major classes and the main subclasses.
The precise count of repeats is obviously underestimated because the genome sequence is not finished, but their density and other properties can be stated with reasonable confidence. Currently recognized SINEs, LINEs, LTR retroposons and DNA transposon copies comprise 13%, 20%, 8% and 3% of the sequence, respectively. We expect these densities to grow as more repeat families are recognized, among which will be lower copy number LTR elements and DNA transposons, and possibly high copy number ancient (highly diverged) repeats.
The age distribution of the repeats in the human genome provides a rich ‘fossil record’ stretching over several hundred million years. The ancestry and approximate age of each fossil can be inferred by exploiting the fact that each copy is derived from, and therefore initially carried the sequence of, a then-active transposon and, being generally under no functional constraint, has accumulated mutations randomly and independently of other copies. We can infer the sequence of the ancestral active elements by clustering the modern derivatives into phylogenetic trees and building a consensus based on the multiple sequence alignment of a cluster of copies. Using available consensus sequences for known repeat subfamilies, we calculated the per cent divergence from the inferred ancestral active transposon for each of three million interspersed repeats in the draft genome sequence.
The percentage of sequence divergence can be converted into an approximate age in millions of years (Myr) on the basis of evolutionary information. Care is required in calibrating the clock, because the rate of sequence divergence may not be constant over time or between lineages139. The relative-rate test157 can be used to calculate the sequence divergence that accumulated in a lineage after a given timepoint, on the basis of comparison with a sibling species that diverged at that time and an outgroup species. For example, the substitution rate over roughly the last 25 Myr in the human lineage can be calculated by using old world monkeys (which diverged about 25 Myr ago) as a sibling species and new world monkeys as an outgroup. We have used currently available calibrations for the human lineage, but the issue should be revisited as sequence information becomes available from different mammals.
Figure 18a shows the representation of various classes of transposable elements in categories reflecting equal amounts of sequence divergence. In Fig. 18b the data are grouped into four bins corresponding to successive 25-Myr periods, on the basis of an approximate clock. Figure 19 shows the mean ages of various subfamilies of DNA transposons. Several facts are apparent from these graphs. First, most interspersed repeats in the human genome predate the eutherian radiation. This is a testament to the extremely slow rate with which nonfunctional sequences are cleared from vertebrate genomes (see below concerning comparison with the fly).
Second, LINE and SINE elements have extremely long lives. The monophyletic LINE1 and Alu lineages are at least 150 and 80 Myr old, respectively. In earlier times, the reigning transposons were LINE2 and MIR148,158. The SINE MIR was perfectly adapted for reverse transcription by LINE2, as it carried the same 50-base sequence at its 3′ end. When LINE2 became extinct 80–100 Myr ago, it spelled the doom of MIR.
Third, there were two major peaks of DNA transposon activity (Fig. 19). The first involved Charlie elements and occurred long before the eutherian radiation; the second involved Tigger elements and occurred after this radiation. Because DNA transposons can produce large-scale chromosome rearrangements159,160,161,162, it is possible that widespread activity could be involved in speciation events.
Fourth, there is no evidence for DNA transposon activity in the past 50 Myr in the human genome. The youngest two DNA transposon families that we can identify in the draft genome sequence (MER75 and MER85) show 6–7% divergence from their respective consensus sequences representing the ancestral element (Fig. 19), indicating that they were active before the divergence of humans and new world monkeys. Moreover, these elements were relatively unsuccessful, together contributing just 125 kb to the draft genome sequence.
Finally, LTR retroposons appear to be teetering on the brink of extinction, if they have not already succumbed. For example, the most prolific elements (ERVL and MaLRs) flourished for more than 100 Myr but appear to have died out about 40 Myr ago163,164. Only a single LTR retroposon family (HERVK10) is known to have transposed since our divergence from the chimpanzee 7 Myr ago, with only one known copy (in the HLA region) that is not shared between all humans165. In the draft genome sequence, we can identify only three full-length copies with all ORFs intact (the final total may be slightly higher owing to the imperfect state of the draft genome sequence).
More generally, the overall activity of all transposons has declined markedly over the past 35–50 Myr, with the possible exception of LINE1 (Fig. 18). Indeed, apart from an exceptional burst of activity of Alus peaking around 40 Myr ago, there would appear to have been a fairly steady decline in activity in the hominid lineage since the mammalian radiation. The extent of the decline must be even greater than it appears because old repeats are gradually removed by random deletion and because old repeat families are harder to recognize and likely to be under-represented in the repeat databases. (We confirmed that the decline in transposition is not an artefact arising from errors in the draft genome sequence, which, in principle, could increase the divergence level in recent elements. First, the sequence error rate (Table 9) is far too low to have a significant effect on the apparent age of recent transposons; and second, the same result is seen if one considers only finished sequence.)
What explains the decline in transposon activity in the lineage leading to humans? We return to this question below, in the context of the observation that there is no similar decline in the mouse genome.
Comparison with other organisms
We compared the complement of transposable elements in the human genome with those of the other sequenced eukaryotic genomes. We analysed the fly, worm and mustard weed genomes for the number and nature of repeats (Table 12) and the age distribution (Fig. 20). (For the fly, we analysed the 114 Mb of unfinished ‘large’ contigs produced by the whole-genome shotgun assembly166, which are reported to represent euchromatic sequence. Similar results were obtained by analysing 30 Mb of finished euchromatic sequence.) The human genome stands in stark contrast to the genomes of the other organisms.
(1) The euchromatic portion of the human genome has a much higher density of transposable element copies than the euchromatic DNA of the other three organisms. The repeats in the other organisms may have been slightly underestimated because the repeat databases for the other organisms are less complete than for the human, especially with regard to older elements; on the other hand, recent additions to these databases appear to increase the repeat content only marginally.
(2) The human genome is filled with copies of ancient transposons, whereas the transposons in the other genomes tend to be of more recent origin. The difference is most marked with the fly, but is clear for the other genomes as well. The accumulation of old repeats is likely to be determined by the rate at which organisms engage in ‘housecleaning’ through genomic deletion. Studies of pseudogenes have suggested that small deletions occur at a rate that is 75-fold higher in flies than in mammals; the half-life of such nonfunctional DNA is estimated at 12 Myr for flies and 800 Myr for mammals167. The rate of large deletions has not been systematically compared, but seems likely also to differ markedly.
(3) Whereas in the human two repeat families (LINE1 and Alu) account for 60% of all interspersed repeat sequence, the other organisms have no dominant families. Instead, the worm, fly and mustard weed genomes all contain many transposon families, each consisting of typically hundreds to thousands of elements. This difference may be explained by the observation that the vertically transmitted, long-term residential LINE and SINE elements represent 75% of interspersed repeats in the human genome, but only 5–25% in the other genomes. In contrast, the horizontally transmitted and shorter-lived DNA transposons represent only a small portion of all interspersed repeats in humans (6%) but a much larger fraction in fly, mustard weed and worm (25%, 49% and 87%, respectively). These features of the human genome are probably general to all mammals. The relative lack of horizontally transmitted elements may have its origin in the well developed immune system of mammals, as horizontal transfer requires infectious vectors, such as viruses, against which the immune system guards.
We also looked for differences among mammals, by comparing the transposons in the human and mouse genomes. As with the human genome, care is required in calibrating the substitution clock for the mouse genome. There is considerable evidence that the rate of substitution per Myr is higher in rodent lineages than in the hominid lineages139,168,169. In fact, we found clear evidence for different rates of substitution by examining families of transposable elements whose insertions predate the divergence of the human and mouse lineages. In an analysis of 22 such families, we found that the substitution level was an average of 1.7-fold higher in mouse than human (not shown). (This is likely to be an underestimate because of an ascertainment bias against the most diverged copies.) The faster clock in mouse is also evident from the fact that the ancient LINE2 and MIR elements, which transposed before the mammalian radiation and are readily detectable in the human genome, cannot be readily identified in available mouse genomic sequence (Fig. 18).
We used the best available estimates to calibrate substitution levels and time169. The ratio of substitution rates varied from about 1.7-fold higher over the past 100 Myr to about 2.6-fold higher over the past 25 Myr.
The analysis shows that, although the overall density of the four transposon types in human and mouse is similar, the age distribution is strikingly different (Fig. 18). Transposon activity in the mouse genome has not undergone the decline seen in humans and proceeds at a much higher rate. In contrast to their possible extinction in humans, LTR retroposons are alive and well in the mouse with such representatives as the active IAP family and putatively active members of the long-lived ERVL and MaLR families. LINE1 and a variety of SINEs are quite active. These evolutionary findings are consistent with the empirical observations that new spontaneous mutations are 30 times more likely to be caused by LINE insertions in mouse than in human (∼3% versus 0.1%)170 and 60 times more likely to be caused by transposable elements in general. It is estimated that around 1 in 600 mutations in human are due to transpositions, whereas 10% of mutations in mouse are due to transpositions (mostly IAP insertions).
The contrast between human and mouse suggests that the explanation for the decline of transposon activity in humans may lie in some fundamental difference between hominids and rodents. Population structure and dynamics would seem to be likely suspects. Rodents tend to have large populations, whereas hominid populations tend to be small and may undergo frequent bottlenecks. Evolutionary forces affected by such factors include inbreeding and genetic drift, which might affect the persistence of active transposable elements171. Studies in additional mammalian lineages may shed light on the forces responsible for the differences in the activity of transposable elements172.
Variation in the distribution of repeats.
We next explored variation in the distribution of repeats across the draft genome sequence, by calculating the repeat density in windows of various sizes across the genome. There is striking variation at smaller scales.
Some regions of the genome are extraordinarily dense in repeats. The prizewinner appears to be a 525-kb region on chromosome Xp11, with an overall transposable element density of 89%. This region contains a 200-kb segment with 98% density, as well as a segment of 100 kb in which LINE1 sequences alone comprise 89% of the sequence. In addition, there are regions of more than 100 kb with extremely high densities of Alu (> 56% at three loci, including one on 7q11 with a 50-kb stretch of > 61% Alu) and the ancient transposons MIR (> 15% on chromosome 1p36) and LINE2 (> 18% on chromosome 22q12).
In contrast, some genomic regions are nearly devoid of repeats. The absence of repeats may be a sign of large-scale cis-regulatory elements that cannot tolerate being interrupted by insertions. The four regions with the lowest density of interspersed repeats in the human genome are the four homeobox gene clusters, HOXA, HOXB, HOXC and HOXD (Fig. 21). Each locus contains regions of around 100 kb containing less than 2% interspersed repeats. Ongoing sequence analysis of the four HOX clusters in mouse, rat and baboon shows a similar absence of transposable elements, and reveals a high density of conserved noncoding elements (K. Dewar and B. Birren, manuscript in preparation). The presence of a complex collection of regulatory regions may explain why individual HOX genes carried in transgenic mice fail to show proper regulation.
It may be worth investigating other repeat-poor regions, such as a region on chromosome 8q21 (1.5% repeat over 63 kb) containing a gene encoding a homeodomain zinc-finger protein (homologous to mouse pID 9663936), a region on chromosome 1p36 (5% repeat over 100 kb) with no obvious genes and a region on chromosome 18q22 (4% over 100 kb) containing three genes of unknown function (among which is KIAA0450). It will be interesting to see whether the homologous regions in the mouse genome have similarly resisted the insertion of transposable elements during rodent evolution.
Distribution by GC content.
We next focused on the correlation between the nature of the transposons in a region and its GC content. We calculated the density of each repeat type as a function of the GC content in 50-kb windows (Fig. 22). As has been reported142,173,174,175,176, LINE sequences occur at much higher density in AT-rich regions (roughly fourfold enriched), whereas SINEs (MIR, Alu) show the opposite trend (for Alu, up to fivefold lower in AT-rich DNA). LTR retroposons and DNA transposons show a more uniform distribution, dipping only in the most GC-rich regions.
The preference of LINEs for AT-rich DNA seems like a reasonable way for a genomic parasite to accommodate its host, by targeting gene-poor AT-rich DNA and thereby imposing a lower mutational burden. Mechanistically, selective targeting is nicely explained by the fact that the preferred cleavage site of the LINE endonuclease is TTTT/A (where the slash indicates the point of cleavage), which is used to prime reverse transcription from the poly(A) tail of LINE RNA177.
The contrary behaviour of SINEs, however, is baffling. How do SINEs accumulate in GC-rich DNA, particularly if they depend on the LINE transposition machinery178? Notably, the same pattern is seen for the Alu-like B1 and the tRNA-derived SINEs in mouse and for MIR in human142. One possibility is that SINEs somehow target GC-rich DNA for insertion. The alternative is that SINEs initially insert with the same proclivity for AT-rich DNA as LINEs, but that the distribution is subsequently reshaped by evolutionary forces142,179.
We used the draft genome sequence to investigate this mystery by comparing the proclivities of young, adolescent, middle-aged and old Alus (Fig. 23). Strikingly, recent Alus show a preference for AT-rich DNA resembling that of LINEs, whereas progressively older Alus show a progressively stronger bias towards GC-rich DNA. These results indicate that the GC bias must result from strong pressure: Fig. 23 shows that a 13-fold enrichment of Alus in GC-rich DNA has occurred within the last 30 Myr, and possibly more recently.
These results raise a new mystery. What is the force that produces the great and rapid enrichment of Alus in GC-rich DNA? One explanation may be that deletions are more readily tolerated in gene-poor AT-rich regions than in gene-rich GC-rich regions, resulting in older elements being enriched in GC-rich regions. Such an enrichment is seen for transposable elements such as DNA transposons (Fig. 24). However, this effect seems too slow and too small to account for the observed remodelling of the Alu distribution. This can be seen by performing a similar analysis for LINE elements (Fig. 25). There is no significant change in the LINE distribution over the past 100 Myr, in contrast to the rapid change seen for Alu. There is an eventual shift after more than 100 Myr, although its magnitude is still smaller than seen for Alus.
These observations indicate that there may be some force acting particularly on Alus. This could be a higher rate of random loss of Alus in AT-rich DNA, negative selection against Alus in AT-rich DNA or positive selection in favour of Alus in GC-rich DNA. The first two possibilities seem unlikely because AT-rich DNA is gene-poor and tolerates the accumulation of other transposable elements. The third seems more feasible, in that it involves selecting in favour of the minority of Alus in GC-rich regions rather than against the majority that lie in AT-rich regions. But positive selection for Alus in GC-rich regions would imply that they benefit the organism.
Schmid180 has proposed such a function for SINEs. This hypothesis is based on the observation that in many species SINEs are transcribed under conditions of stress, and the resulting RNAs specifically bind a particular protein kinase (PKR) and block its ability to inhibit protein translation181,182,183. SINE RNAs would thus promote protein translation under stress. SINE RNA may be well suited to such a role in regulating protein translation, because it can be quickly transcribed in large quantities from thousands of elements and it can function without protein translation. Under this theory, there could be positive selection for SINEs in readily transcribed open chromatin such as is found near genes. This could explain the retention of Alus in gene-rich GC-rich regions. It is also consistent with the observation that SINE density in AT-rich DNA is higher near genes142.
Further insight about Alus comes from the relationship between Alu density and GC content on individual chromosomes (Fig. 26). There are two outliers. Chromosome 19 is even richer in Alus than predicted by its (high) GC content; the chromosome comprises 2% of the genome, but contains 5% of Alus. On the other hand, chromosome Y shows the lowest density of Alus relative to its GC content, being higher than average for GC content less than 40% and lower than average for GC content over 40%. Even in AT-rich DNA, Alus are under-represented on chromosome Y compared with other young interspersed repeats (see below). These phenomena may be related to an unusually high gene density on chromosome 19 and an unusually low density of somatically active genes on chromosome Y (both relative to GC content). This would be consistent with the idea that Alu correlates not with GC content but with actively transcribed genes.
Our results may support the controversial idea that SINEs actually earn their keep in the genome. Clearly, much additional work will be needed to prove or disprove the hypothesis that SINEs are genomic symbionts.
Biases in human mutation.
Indirect studies have suggested that nucleotide substitution is not uniform across mammalian genomes184,185,186,187. By studying sets of repeat elements belonging to a common cohort, one can directly measure nucleotide substitution rates in different regions of the genome. We find strong evidence that the pattern of neutral substitution differs as a function of local GC content (Fig. 27). Because the results are observed in repetitive elements throughout the genome, the variation in the pattern of nucleotide substitution seems likely to be due to differences in the underlying mutational process rather than to selection.
The effect can be seen most clearly by focusing on the substitution process γ ↔ α, where γ denotes GC or CG base pairs and α denotes AT or TA base pairs. If K is the equilibrium constant in the direction of α base pairs (defined by the ratio of the forward and reverse rates), then the equilibrium GC content should be 1/(1 + K). Two observations emerge.
First, there is a regional bias in substitution patterns. The equilibrium constant varies as a function of local GC content: γ base pairs are more likely to mutate towards α base pairs in AT-rich regions than in GC-rich regions. For the analysis in Fig. 27, the equilibrium constant K is 2.5, 1.9 and 1.2 when the draft genome sequence is partitioned into three bins with average GC content of 37, 43 and 50%, respectively. This bias could be due to a reported tendency for GC-rich regions to replicate earlier in the cell cycle than AT-rich regions and for guanine pools, which are limiting for DNA replication, to become depleted late in the cell cycle, thereby resulting in a small but significant shift in substitution towards α base pairs186,188. Another theory proposes that many substitutions are due to differences in DNA repair mechanisms, possibly related to transcriptional activity and thereby to gene density and GC content185,189,190.
There is also an absolute bias in substitution patterns resulting in directional pressure towards lower GC content throughout the human genome. The genome is not at equilibrium with respect to the pattern of nucleotide substitution: the expected equilibrium GC content corresponding to the values of K above is 29, 35 and 44% for regions with average GC contents of 37, 43 and 50%, respectively. Recent observations on SNPs190 confirm that the mutation pattern in GC-rich DNA is biased towards α base pairs; it should be possible to perform similar analyses throughout the genome with the availability of 1.4 million SNPs97,191. On the basis solely of nucleotide substitution patterns, the GC content would be expected to be about 7% lower throughout the genome.
What accounts for the higher GC content? One possible explanation is that in GC-rich regions, a considerable fraction of the nucleotides is likely to be under functional constraint owing to the high gene density. Selection on coding regions and regulatory CpG islands may maintain the higher-than-predicted GC content. Another is that throughout the rest of the genome, a constant influx of transposable elements tends to increase GC content (Fig. 28). Young repeat elements clearly have a higher GC content than their surrounding regions, except in extremely GC-rich regions. Moreover, repeat elements clearly shift with age towards a lower GC content, closer to that of the neighbourhood in which they reside. Much of the ‘non-repeat’ DNA in AT-rich regions probably consists of ancient repeats that are not detectable by current methods and that have had more time to approach the local equilibrium value.
The repeats can also be used to study how the mutation process is affected by the immediately adjacent nucleotide. Such ‘context effects’ will be discussed elsewhere (A. Kas and A. F. A. Smit, unpublished results).
Fast living on chromosome Y.
The pattern of interspersed repeats can be used to shed light on the unusual evolutionary history of chromosome Y. Our analysis shows that the genetic material on chromosome Y is unusually young, probably owing to a high tolerance for gain of new material by insertion and loss of old material by deletion. Several lines of evidence support this picture. For example, LINE elements on chromosome Y are on average much younger than those on autosomes (not shown). Similarly, MaLR-family retroposons on chromosome Y are younger than those on autosomes, with the representation of subfamilies showing a strong inverse correlation with the age of the subfamily. Moreover, chromosome Y has a relative over-representation of the younger retroviral class II (ERVK) and a relative under-representation of the primarily older class III (ERVL) compared with other chromosomes. Overall, chromosome Y seems to maintain a youthful appearance by rapid turnover.
Interspersed repeats on chromosome Y can also be used to estimate the relative mutation rates, αm and αf, in the male and female germlines. Chromosome Y always resides in males, whereas chromosome X resides in females twice as often as in males. The substitution rates, μY and μX, on these two chromosomes should thus be in the ratio μY:μX = (αm):(αm + 2αf)/3, provided that one considers equivalent neutral sequences. Several authors have estimated the mutation rate in the male germline to be fivefold higher than in the female germline, by comparing the rates of evolution of X- and Y-linked genes in humans and primates. However, Page and colleagues192 have challenged these estimates as too high. They studied a 39-kb region that is apparently devoid of genes and resides within a large segmental duplication from X to Y that occurred 3–4 Myr ago in the human lineage. On the basis of phylogenetic analysis of the sequence on human Y and human, chimp and gorilla X, they obtained a much lower estimate of μY:μX = 1.36, corresponding to αm:αf = 1.7. They suggested that the other estimates may have been higher because they were based on much longer evolutionary periods or because the genes studied may have been under selection.
Our database of human repeats provides a powerful resource for addressing this question. We identified the repeat elements from recent subfamilies (effectively, birth cohorts dating from the past 50 Myr) and measured the substitution rates for subfamily members on chromosomes X and Y (Fig. 29). There is a clear linear relationship with a slope of μY:μX = 1.57 corresponding to αm:αf = 2.1. The estimate is in reasonable agreement with that of Page et al., although it is based on much more total sequence (360 kb on Y, 1.6 Mb on X) and a much longer time period. In particular, the discrepancy with earlier reports is not explained by recent changes in the human lineage. Various theories have been proposed for the higher mutation rate in the male germline, including the greater number of cell divisions in the formation of sperm than eggs and different repair mechanisms in sperm and eggs.
We were interested in identifying the youngest retrotransposons in the draft genome sequence. This set should contain the currently active retrotransposons, as well as the insertion sites that are still polymorphic in the human population.
The youngest branch in the phylogenetic tree of human LINE1 elements is called L1Hs (ref. 158); it differs in its 3′ untranslated region (UTR) by 12 diagnostic substitutions from the next oldest subfamily (L1PA2). Within the L1Hs family, there are two subsets referred to as Ta and pre-Ta, defined by a diagnostic trinucleotide193,194. All active L1 elements are thought to belong to these two subsets, because they account for all 14 known cases of human disease arising from new L1 transposition (with 13 belonging to the Ta subset and one to the pre-Ta subset)195,196. These subsets are also of great interest for population genetics because at least 50% are still segregating as polymorphisms in the human population194,197; they provide powerful markers for tracing population history because they represent unique (non-recurrent and non-revertible) genetic events that can be used (along with similarly polymorphic Alus) for reconstructing human migrations.
LINE1 elements that are retrotransposition-competent should consist of a full-length sequence and should have both ORFs intact. Eleven such elements from the Ta subset have been identified, including the likely progenitors of mutagenic insertions into the factor VIII and dystrophin genes198,199,200,201,202. A cultured cell retrotransposition assay has revealed that eight of these elements remain retrotransposition-competent200,202,203.
We searched the draft genome sequence and identified 535 LINEs belonging to the Ta subset and 415 belonging to the pre-Ta subset. These elements provide a large collection of tools for probing human population history. We also identified those consisting of full-length elements with intact ORFs, which are candidate active LINEs. We found 39 such elements belonging to the Ta subset and 22 belonging to the pre-Ta subset; this substantially increases the number in the first category and provides the first known examples in the second category. These elements can now be tested for retrotransposition competence in the cell culture assay. Preliminary analysis resulted in the identification of two of these elements as the likely progenitors of mutagenic insertions into the β-globin and RP2 genes (R. Badge and J. V. Moran, unpublished data). Similar analyses should allow the identification of the progenitors of most, if not all, other known mutagenic L1 insertions.
L1 elements can carry extra DNA if transcription extends through the native transcriptional termination site into flanking genomic DNA. This process, termed L1-mediated transduction, provides a means for the mobilization of DNA sequences around the genome and may be a mechanism for ‘exon shuffling’204. Twenty-one per cent of the 71 full-length L1s analysed contained non-L1-derived sequences before the 3′ target-site duplication site, in cases in which the site was unambiguously recognizable. The length of the transduced sequence was 30–970 bp, supporting the suggestion that 0.5–1.0% of the human genome may have arisen by LINE-based transduction of 3′ flanking sequences205,206.
Our analysis also turned up two instances of 5′ transduction (145 bp and 215 bp). Although this possibility had been suggested on the basis of cell culture models195,203, these are the first documented examples. Such events may arise from transcription initiating in a cellular promoter upstream of the L1 elements. L1 transcription is generally confined to the germline207,208, but transcription from other promoters could explain a somatic L1 retrotransposition event that resulted in colon cancer206.
Transposons as a creative force.
The primary force for the origin and expansion of most transposons has been selection for their ability to create progeny, and not a selective advantage for the host. However, these selfish pieces of DNA have been responsible for important innovations in many genomes, for example by contributing regulatory elements and even new genes.
Twenty human genes have been recognized as probably derived from transposons142,209. These include the RAG1 and RAG2 recombinases and the major centromere-binding protein CENPB. We scanned the draft genome sequence and identified another 27 cases, bringing the total to 47 (Table 13; refs 142, 209). All but four are derived from DNA transposons, which give rise to only a small proportion of the interspersed repeats in the genome. Why there are so many DNA transposase-like genes, many of which still contain the critical residues for transposase activity, is a mystery.
To illustrate this concept, we describe the discovery of one of the new examples. We searched the draft genome sequence to identify the autonomous DNA transposon responsible for the distribution of the non-autonomous MER85 element, one of the most recently (40–50 Myr ago) active DNA transposons. Most non-autonomous elements are internal deletion products of a DNA transposon. We identified one instance of a large (1,782 bp) ORF flanked by the 5′ and 3′ halves of a MER85 element. The ORF encodes a novel protein (partially published as pID 6453533) whose closest homologue is the transposase of the piggyBac DNA transposon, which is found in insects and has the same characteristic TTAA target-site duplications210 as MER85. The ORF is actively transcribed in fetal brain and in cancer cells. That it has not been lost to mutation in 40–50 Myr of evolution (whereas the flanking, noncoding, MER85-like termini show the typical divergence level of such elements) and is actively transcribed provides strong evidence that it has been adopted by the human genome as a gene. Its function is unknown.
LINE1 activity clearly has also had fringe benefits. We mentioned above the possibility of exon reshuffling by cotranscription of neighbouring DNA. The LINE1 machinery can also cause reverse transcription of genic mRNAs, which typically results in nonfunctional processed pseudogenes but can, occasionally, give rise to functional processed genes. There are at least eight human and eight mouse genes for which evidence strongly supports such an origin211 (see http://www-ifi.uni-muenster.de/exapted-retrogenes/tables.html). Many other intronless genes may have been created in the same way.
Transposons have made other creative contributions to the genome. A few hundred genes, for example, use transcriptional terminators donated by LTR retroposons (data not shown). Other genes employ regulatory elements derived from repeat elements211.
Simple sequence repeats
Simple sequence repeats (SSRs) are a rather different type of repetitive structure that is common in the human genome—perfect or slightly imperfect tandem repeats of a particular k-mer. SSRs with a short repeat unit (n = 1–13 bases) are often termed microsatellites, whereas those with longer repeat units (n = 14–500 bases) are often termed minisatellites. With the exception of poly(A) tails from reverse transcribed messages, SSRs are thought to arise by slippage during DNA replication212,213.
We compiled a catalogue of all SSRs over a given length in the human draft genome sequence, and studied their properties (Table 14). SSRs comprise about 3% of the human genome, with the greatest single contribution coming from dinucleotide repeats (0.5%). (The precise criteria for the number of repeat units and the extent of divergence allowed in an SSR affect the exact census, but not the qualitative conclusions.)
There is approximately one SSR per 2 kb (the number of nonoverlapping tandem repeats is 437 per Mb). The catalogue confirms various properties of SSRs that have been inferred from sampling approaches (Table 15). The most frequent dinucleotide repeats are AC and AT (50 and 35% of dinucleotide repeats, respectively), whereas AG repeats (15%) are less frequent and GC repeats (0.1%) are greatly under-represented. The most frequent trinucleotides are AAT and AAC (33% and 21%, respectively), whereas ACC (4.0%), AGC (2.2%), ACT (1.4%) and ACG (0.1%) are relatively rare. Overall, trinucleotide SSRs are much less frequent than dinucleotide SSRs214.
SSRs have been extremely important in human genetic studies, because they show a high degree of length polymorphism in the human population owing to frequent slippage by DNA polymerase during replication. Genetic markers based on SSRs—particularly (CA)n repeats—have been the workhorse of most human disease-mapping studies101,102. The availability of a comprehensive catalogue of SSRs is thus a boon for human genetic studies.
The SSR catalogue also allowed us to resolve a mystery regarding mammalian genetic maps. Such genetic maps in rat, mouse and human have a deficit of polymorphic (CA)n repeats on chromosome X30,101. There are two possible explanations for this deficit. There may simply be fewer (CA)n repeats on chromosome X; or (CA)n repeats may be as dense on chromosome X but less polymorphic in the population. In fact, analysis of the draft genome sequence shows that chromosome X has the same density of (CA)n repeats per Mb as the autosomes (data not shown). Thus, the deficit of polymorphic markers relative to autosomes results from population genetic forces. Possible explanations include that chromosome X has a smaller effective population size, experiences more frequent selective sweeps reducing diversity (owing to its hemizygosity in males), or has a lower mutation rate (owing to its more frequent passage through the less mutagenic female germline). The availability of the draft genome sequence should provide ways to test these alternative explanations.
A remarkable feature of the human genome is the segmental duplication of portions of genomic sequence215,216,217. Such duplications involve the transfer of 1–200-kb blocks of genomic sequence to one or more locations in the genome. The locations of both donor and recipient regions of the genome are often not tandemly arranged, suggesting mechanisms other than unequal crossing-over for their origin. They are relatively recent, inasmuch as strong sequence identity is seen in both exons and introns (in contrast to regions that are considered to show evidence of ancient duplications, characterized by similarities only in coding regions). Indeed, many such duplications appear to have arisen in very recent evolutionary time, as judged by high sequence identity and by their absence in closely related species.
Segmental duplications can be divided into two categories. First, interchromosomal duplications are defined as segments that are duplicated among nonhomologous chromosomes. For example, a 9.5-kb genomic segment of the adrenoleukodystrophy locus from Xq28 has been duplicated to regions near the centromeres of chromosomes 2, 10, 16 and 22 (refs 218, 219). Anecdotal observations suggest that many interchromosomal duplications map near the centromeric and telomeric regions of human chromosomes218,219,220,221,222,223,224,225,226,227,228,229,230,231,232,233.
The second category is intrachromosomal duplications, which occur within a particular chromosome or chromosomal arm. This category includes several duplicated segments, also known as low copy repeat sequences, that mediate recurrent chromosomal structural rearrangements associated with genetic disease215,217. Examples on chromosome 17 include three copies of a roughly 200-kb repeat separated by around 5 Mb and two copies of a roughly 24-kb repeat separated by 1.5 Mb. The copies are so similar (99% identity) that paralogous recombination events can occur, giving rise to contiguous gene syndromes: Smith–Magenis syndrome and Charcot–Marie–Tooth syndrome 1A, respectively34,234. Several other examples are known and are also suspected to be responsible for recurrent microdeletion syndromes (for example, Prader–Willi/Angelman, velocardiofacial/DiGeorge and Williams’ syndromes215,235,236,237,238,239,240).
Until now, the identification and characterization of segmental duplications have been based on anecdotal reports—for example, finding that certain probes hybridize to multiple chromosomal sites or noticing duplicated sequence at certain recurrent chromosomal breakpoints. The availability of the entire genomic sequence will make it possible to explore the nature of segmental duplications more systematically. This analysis can begin with the current state of the draft genome sequence, although caution is required because some apparent duplications may arise from a failure to merge sequence contigs from overlapping clones. Alternatively, erroneous assembly of closely related sequences from nonoverlapping clones may underestimate the true frequency of such features, particularly among those segments with the highest sequence similarity. Accordingly, we adopted a conservative approach for estimating such duplication from the available draft genome sequence.
Pericentromeres and subtelomeres.
We began by re-evaluating the finished sequences of chromosomes 21 and 22. The initial papers on these chromosomes93,94 noted some instances of interchromosomal duplication near each centromere. With the ability now to compare these chromosomes to the vast majority of the genome, it is apparent that the regions near the centromeres consist almost entirely of interchromosomal duplicated segments, with little or no unique sequence. Smaller regions of interchromosomal duplication are also observed near the telomeres.
Chromosome 22 contains a region of 1.5 Mb adjacent to the centromere in which 90% of sequence can now be recognized to consist of interchromosomal duplication (Fig. 30). Conversely, 52% of the interchromosomal duplications on chromosome 22 were located in this region, which comprises only 5% of the chromosome. Also, the subtelomeric end consists of a 50-kb region consisting almost entirely of interchromosomal duplications.
Chromosome 21 presents a similar landscape (Fig. 31). The first 1 Mb after the centromere is composed of interchromosomal repeats, as well as the largest (> 200 kb) block of intrachromosomally duplicated material. Again, most interchromosomal duplications on the chromosome map to this region and the most subtelomeric region (30 kb) shows extensive duplication among nonhomologous chromosomes.
The pericentromeric regions are structurally very complex, as illustrated for chromosome 21 in Fig. 32a. The pericentromeric regions appear to have been bombarded by successive insertions of duplications; the insertion events must be fairly recent because the degree of sequence conservation with the genomic source loci is fairly high (90–100%, with an apparent peak around 96%). Distinct insertions are typically separated by AT-rich or GC-rich minisatellite-like repeats that have been hypothesized to have a functional role in targeting duplications to these regions233,241.
A single genomic source locus often gives rise to pericentromeric copies on multiple chromosomes, with each having essentially the same breakpoints and the same degree of divergence. An example of such a source locus on Xq28 is shown in Fig. 32b. Phylogenetic analysis has suggested a two-step mechanism for the origin and dispersal of these segments, whereby an initial segmental duplication in the pericentromeric region of one chromosome occurs and is then redistributed as part of a larger cassette to other such regions242.
A comprehensive analysis for all chromosomes will have to await complete sequencing of the genome, but the evidence from the draft genome sequence indicates that the same picture is likely to be seen throughout the genome. Several papers have analysed finished segments within pericentromeric regions of chromosomes 2 (160 kb), 10 (400 kb) and 16 (300 kb), all of which show extensive interchromosomal segmental duplication215,219,232,233. An example from another pericentromeric region on chromosome 11 is shown in Fig. 32c. Interchromosomal duplications in subtelomeric regions also appear to be a fairly general phenomenon, as illustrated by a large tract (∼500 kb) of complex duplication on chromosome 7 (Fig. 32d).
The explanation for the clustering of segmental duplications may be that the genome has a damage-control mechanism whereby chromosomal breakage products are preferentially inserted into pericentromeric and, to a lesser extent, subtelomeric regions. The possibility of a specific mechanism for the insertion of these sequences has been suggested on the basis of the unusual sequences found flanking the insertions. Although it is also possible that these regions simply have greater tolerance for large insertions, many large gene-poor ‘deserts’ have been identified93 and there is no accumulation of duplicated segments within these regions. Along with the fact that transitions between duplicons (from different regions of the genome) occur at specific sequences, this suggests that active recruitment of duplications to such regions may occur. In any case, the duplicated regions are in general young (with many duplications showing <6% nucleotide divergence from their source loci) and in constant flux, both through additional duplications and by large-scale exchange among similar chromosomal environments. There is evidence of structural polymorphism in the human population, such as the presence or absence of olfactory receptor segments located within the telomeric regions of several human chromosomes226,227.
Genome-wide analysis of segmental duplications.
We also performed a global genome-wide analysis to characterize the amount of segmental duplication in the genome. We ‘repeat-masked’ the known interspersed repeats in the draft genome sequence and compared the remaining draft genomic sequence with itself in a massive all-by-all BLASTN similarity search. We excluded matches in which the sequence identity was so high that it might reflect artefactual duplications resulting from a failure to overlap sequence contigs correctly in assembling the draft genome sequence. Specifically, we considered only matches with less than 99.5% identity for finished sequence and less than 98% identity for unfinished sequence.
We took several approaches to avoid counting artefactual duplications in the sequence. In the first approach, we studied only finished sequence. We compared the finished sequence with itself, to identify segments of at least 1 kb and 90–99.5% sequence identity. This analysis will underestimate the extent of segmental duplication, because it requires that at least two copies of the segment are present in the finished sequence and because some true duplications have over 99.5% identity.
The finished sequence consists of at least 3.3% segmental duplication (Table 16). Interchromosomal duplication accounts for about 1.5% and intrachromosomal duplication for about 2%, with some overlap (0.2%) between these categories. We analysed the lengths and divergence of the segmental duplications (Fig. 33). The duplications tend to be large (10–50 kb) and highly homologous, especially for the interchromosomal segments. The sequence divergence for the interchromosomal duplications appears to peak between 96.5% and 97.5%. This may indicate that interchromosomal duplications occurred in a punctuated manner. It will be intriguing to investigate whether such genomic upheaval has a role in speciation events.
In a second approach, we compared the entire human draft genome sequence (finished and unfinished) with itself to identify duplications with 90–98% sequence identity (Table 17). The draft genome sequence contains at least 3.6% segmental duplication. The actual proportion will be significantly higher, because we excluded many true matches with more than 98% sequence identity (at least 1.1% of the finished sequence). Although exact measurement must await a finished sequence, the human genome seems likely to contain about 5% segmental duplication, with most of this sequence in large blocks (> 10 kb). Such a high proportion of large duplications clearly distinguishes the human genome from other sequenced genomes, such as the fly and worm (Table 18).
The structure of large highly paralogous regions presents one of the ‘serious and unanticipated challenges’ to producing a finished sequence of the genome46. The absence of unique STS or fingerprint signatures over large genomic distances (∼1 Mb) and the high degree of sequence similarity makes the distinction between paralogous sequence variation and allelic polymorphism problematic. Furthermore, the fact that such regions frequently harbour intron–exon structures of genuine unique sequence will complicate efforts to generate a genome-wide SNP map. The data indicate that a modest portion of the human genome may be relatively recalcitrant to genomic-based methods for SNP detection. Owing to their repetitive nature and their location in the genome, segmental duplications may well be underestimated by the current analysis. An understanding of the biology, pathology and evolution of these duplications will require specialized efforts within these exceptional regions of the human genome. The presence and distribution of such segments may provide evolutionary fodder for processes of exon shuffling and a general increase in protein diversity associated with domain accretion. It will be important to consider both genome-wide duplication events and more restricted punctuated events of genome duplication as forces in the evolution of vertebrate genomes.
Gene content of the human genome
Genes (or at least their coding regions) comprise only a tiny fraction of human DNA, but they represent the major biological function of the genome and the main focus of interest by biologists. They are also the most challenging feature to identify in the human genome sequence.
The ultimate goal is to compile a complete list of all human genes and their encoded proteins, to serve as a ‘periodic table’ for biomedical research243. But this is a difficult task. In organisms with small genomes, it is straightforward to identify most genes by the presence of long ORFs. In contrast, human genes tend to have small exons (encoding an average of only 50 codons) separated by long introns (some exceeding 10 kb). This creates a signal-to-noise problem, with the result that computer programs for direct gene prediction have only limited accuracy. Instead, computational prediction of human genes must rely largely on the availability of cDNA sequences or on sequence conservation with genes and proteins from other organisms. This approach is adequate for strongly conserved genes (such as histones or ubiquitin), but may be less sensitive to rapidly evolving genes (including many crucial to speciation, sex determination and fertilization).
Here we describe our efforts to recognize both the RNA genes and protein-coding genes in the human genome. We also study the properties of the predicted human protein set, attempting to discern how the human proteome differs from those of invertebrates such as worm and fly.
Although biologists often speak of a tight coupling between ‘genes and their encoded protein products’, it is important to remember that thousands of human genes produce noncoding RNAs (ncRNAs) as their ultimate product244. There are several major classes of ncRNA. (1) Transfer RNAs (tRNAs) are the adapters that translate the triplet nucleic acid code of RNA into the amino-acid sequence of proteins; (2) ribosomal RNAs (rRNAs) are also central to the translational machinery, and recent X-ray crystallography results strongly indicate that peptide bond formation is catalysed by rRNA, not protein245,246; (3) small nucleolar RNAs (snoRNAs) are required for rRNA processing and base modification in the nucleolus247,248; and (4) small nuclear RNAs (snRNAs) are critical components of spliceosomes, the large ribonucleoprotein (RNP) complexes that splice introns out of pre-mRNAs in the nucleus. Humans have both a major, U2 snRNA-dependent spliceosome that splices most introns, and a minor, U12 snRNA-dependent spliceosome that splices a rare class of introns that often have AT/AC dinucleotides at the splice sites instead of the canonical GT/AG splice site consensus249.
Other ncRNAs include both RNAs of known biochemical function (such as telomerase RNA and the 7SL signal recognition particle RNA) and ncRNAs of enigmatic function (such as the large Xist transcript implicated in X dosage compensation250, or the small vault RNAs found in the bizarre vault ribonucleoprotein complex251, which is three times the mass of the ribosome but has unknown function).
ncRNAs do not have translated ORFs, are often small and are not polyadenylated. Accordingly, novel ncRNAs cannot readily be found by computational gene-finding techniques (which search for features such as ORFs) or experimental sequencing of cDNA or EST libraries (most of which are prepared by reverse transcription using a primer complementary to a poly(A) tail). Even if the complete finished sequence of the human genome were available, discovering novel ncRNAs would still be challenging. We can, however, identify genomic sequences that are homologous to known ncRNA genes, using BLASTN or, in some cases, more specialized methods.
It is sometimes difficult to tell whether such homologous genes are orthologues, paralogues or closely related pseudogenes (because inactivating mutations are much less obvious than for protein-coding genes). For tRNA, there is sufficiently detailed information about the cloverleaf secondary structure to allow true genes and pseudogenes to be distinguished with high sensitivity. For many other ncRNAs, there is much less structural information and so we employ an operational criterion of high sequence similarity (> 95% sequence identity and > 95% full length) to distinguish true genes from pseudogenes. These assignments will eventually need to be reconciled with experimental data.
Transfer RNA genes.
The classical experimental estimate of the number of human tRNA genes is 1,310 (ref. 252). In the draft genome sequence, we find only 497 human tRNA genes (Tables 19, 20). How do we account for this discrepancy? We believe that the original estimate is likely to have been inflated in two respects. First, it came from a hybridization experiment that probably counted closely related pseudogenes; by analysis of the draft genome sequence, there are in fact 324 tRNA-derived putative pseudogenes (Table 20). Second, the earlier estimate assumed too high a value for the size of the human genome; repeating the calculation using the correct value yields an estimate of about 890 tRNA-related loci, which is in reasonable accord with our count of 821 tRNA genes and pseudogenes in the draft genome sequence.
The human tRNA gene set predicted from the draft genome sequence appears to include most of the known human tRNA species. The draft genome sequence contains 37 of 38 human tRNA species listed in a tRNA database253, allowing for up to one mismatch. This includes one copy of the known gene for a specialized selenocysteine tRNA, one of several components of a baroque translational mechanism that reads UGA as a selenocysteine codon in certain rare mRNAs that carry a specific cis-acting RNA regulatory site (a so-called SECIS element) in their 3′ UTRs. The one tRNA gene in the database not found in the draft genome sequence is DE9990, a tRNAGlu species, which differs in two positions from the most related tRNA gene in the human genome. Possible explanations are that the database version of this tRNA contains two errors, the gene is polymorphic or this is a genuine functional tRNA that is missing from the draft genome sequence. (The database also lists one additional tRNA gene (DS9994), but this is apparently a contaminant, most similar to bacterial tRNAs; the parent entry (Z13399) was withdrawn from the DNA database, but the tRNA entry has not yet been removed from the tRNA database.) Although the human set appears substantially complete by this test, the tRNA gene numbers in Table 19 should be considered tentative and used with caution. The human and fly (but not the worm) are known to be missing significant amounts of heterochromatic DNA, and additional tRNA genes could be located there.
With this caveat, the results indicate that the human has fewer tRNA genes than the worm, but more than the fly. This may seem surprising, but tRNA gene number in metazoans is thought to be related not to organismal complexity, but more to idiosyncrasies of the demand for tRNA abundance in certain tissues or stages of embryonic development. For example, the frog Xenopus laevis, which must load each oocyte with a remarkable 40 ng of tRNA, has thousands of tRNA genes254.
The degeneracy of the genetic code has allowed an inspired economy of tRNA anticodon usage. Although 61 sense codons need to be decoded, not all 61 different anticodons are present in tRNAs. Rather, tRNAs generally follow stereotyped and conserved wobble rules255,256,257. Wobble reduces the number of required anticodons substantially, and provides a connection between the genetic code and the hybridization stability of modified and unmodified RNA bases. In eukaryotes, the rules proposed by Guthrie and Abelson256 predict that about 46 tRNA species will be sufficient to read the 61 sense codons (counting the initiator and elongator methionine tRNAs as two species). According to these rules, in the codon's third (wobble) position, U and C are generally decoded by a single tRNA species, whereas A and G are decoded by two separate tRNA species.
In ‘two-codon boxes’ of the genetic code (where codons ending with U/C encode a different amino acid from those ending with A/G), the U/C wobble position should be decoded by a G at position 34 in the tRNA anticodon. Thus, in the top left of Fig. 34, there is no tRNA with an AAA anticodon for Phe, but the GAA anticodon can recognize both UUU and UUC codons in the mRNA. In ‘four-codon boxes’ of the genetic code (where U, C, A and G in the wobble position all encode the same amino acid), the U/C wobble position is almost always decoded by I34 (inosine) in the tRNA, where the inosine is produced by post-transcriptional modification of an adenine (A). In the bottom left of Fig. 34, for example, the GUU and GUC codons of the four-codon Val box are decoded by a tRNA with an anticodon of AAC, which is no doubt modified to IAC. Presumably this pattern, which is strikingly conserved in eukaryotes, has to do with the fact that IA base pairs are also possible; thus the IAC anticodon for a Val tRNA could recognize GUU, GUC and even GUA codons. Were this same I34 to be utilized in two-codon boxes, however, misreading of the NNA codon would occur, resulting in translational havoc. Eukaryotic glycine tRNAs represent a conserved exception to this last rule; they use a GCC anticodon to decode GGU and GGC, rather than the expected ICC anticodon.
Satisfyingly, the human tRNA set follows these wobble rules almost perfectly (Fig. 34). Only three unexpected tRNA species are found: single genes for a tRNATyr-AUA, tRNAIle-GAU, and tRNAAsn-AUU. Perhaps these are pseudogenes, but they appear to be plausible tRNAs. We also checked the possibility of sequencing errors in their anticodons, but each of these three genes is in a region of high sequence accuracy, with PHRAP quality scores higher than 70 for every base in their anticodons.
As in all other organisms, human protein-coding genes show codon bias—preferential use of one synonymous codon over another258 (Fig. 34). In less complex organisms, such as yeast or bacteria, highly expressed genes show the strongest codon bias. Cytoplasmic abundance of tRNA species is correlated with both codon bias and overall amino-acid frequency (for example, tRNAs for preferred codons and for more common amino acids are more abundant). This is presumably driven by selective pressure for efficient or accurate translation259. In many organisms, tRNA abundance in turn appears to be roughly correlated with tRNA gene copy number, so tRNA gene copy number has been used as a proxy for tRNA abundance260. In vertebrates, however, codon bias is not so obviously correlated with gene expression level. Differing codon biases between human genes is more a function of their location in regions of different GC composition261. In agreement with the literature, we see only a very rough correlation of human tRNA gene number with either amino-acid frequency or codon bias (Fig. 34). The most obvious outliers in these weak correlations are the strongly preferred CUG leucine codon, with a mere six tRNALeu-CAG genes producing a tRNA to decode it, and the relatively rare cysteine UGU and UGC codons, with 30 tRNA genes to decode them.
The tRNA genes are dispersed throughout the human genome. However, this dispersal is nonrandom. tRNA genes have sometimes been seen in clusters at small scales262,263 but we can now see striking clustering on a genome-wide scale. More than 25% of the tRNA genes (140) are found in a region of only about 4 Mb on chromosome 6. This small region, only about 0.1% of the genome, contains an almost sufficient set of tRNA genes all by itself. The 140 tRNA genes contain a representative for 36 of the 49 anticodons found in the complete set; and of the 21 isoacceptor types, only tRNAs to decode Asn, Cys, Glu and selenocysteine are missing. Many of these tRNA genes, meanwhile, are clustered elsewhere; 18 of the 30 Cys tRNAs are found in a 0.5-Mb stretch of chromosome 7 and many of the Asn and Glu tRNA genes are loosely clustered on chromosome 1. More than half of the tRNA genes (280 out of 497) reside on either chromosome 1 or chromosome 6. Chromosomes 3, 4, 8, 9, 10, 12, 18, 20, 21 and X appear to have fewer than 10 tRNA genes each; and chromosomes 22 and Y have none at all (each has a single pseudogene).
Ribosomal RNA genes.
The ribosome, the protein synthetic machine of the cell, is made up of two subunits and contains four rRNA species and many proteins. The large ribosomal subunit contains 28S and 5.8S rRNAs (collectively called ‘large subunit’ (LSU) rRNA) and also a 5S rRNA. The small ribosomal subunit contains 18S rRNA (‘small subunit’ (SSU) rRNA). The genes for LSU and SSU rRNA occur in the human genome as a 44-kb tandem repeat unit264. There are thought to be about 150–200 copies of this repeat unit arrayed on the short arms of acrocentric chromosomes 13, 14, 15, 21 and 22 (refs 254, 264). There are no true complete copies of the rDNA tandem repeats in the draft genome sequence, owing to the deliberate bias in the initial phase of the sequencing effort against sequencing BAC clones whose restriction fragment fingerprints showed them to contain primarily tandemly repeated sequence. Sequence similarity analysis with the BLASTN computer program does, however, detect hundreds of rDNA-derived sequence fragments dispersed throughout the complete genome, including one ‘full-length’ copy of an individual 5.8S rRNA gene not associated with a true tandem repeat unit (Table 20).
The 5S rDNA genes also occur in tandem arrays, the largest of which is on chromosome 1 between 1q41.11 and 1q42.13, close to the telomere265,266. There are 200–300 true 5S genes in these arrays265,267. The number of 5S-related sequences in the genome, including numerous dispersed pseudogenes, is classically cited as 2,000 (refs 252, 254). The long tandem array on chromosome 1 is not yet present in the draft genome sequence because there are no EcoRI or HindIII sites present, and thus it was not cloned in the most heavily utilized BAC libraries (Table 1). We expect to recover it during the finishing stage. We do detect four individual copies of 5S rDNA by our search criteria (≥ 95% identity and ≥ 95% full length). We also find many more distantly related dispersed sequences (520 at P ≤ 0.001), which we interpret as probable pseudogenes (Table 20).
Small nucleolar RNA genes.
Eukaryotic rRNA is extensively processed and modified in the nucleolus. Much of this activity is directed by numerous snoRNAs. These come in two families: C/D box snoRNAs (mostly involved in guiding site-specific 2′-O-ribose methylations of other RNAs) and H/ACA snoRNAs (mostly involved in guiding site-specific pseudouridylations)247,248. We compiled a set of 97 known human snoRNA gene sequences; 84 of these (87%) have at least one copy in the draft genome sequence (Table 20), almost all as single-copy genes.
It is thought that all 2′-O-ribose methylations and pseudouridylations in eukaryotic rRNA are guided by snoRNAs. There are 105–107 methylations and around 95 pseudouridylations in human rRNA268. Only about half of these have been tentatively assigned to known guide snoRNAs. There are also snoRNA-directed modifications on other stable RNAs, such as U6 (ref. 269), and the extent of this is just beginning to be explored. Sequence similarity has so far proven insufficient to recognize all snoRNA genes. We therefore expect that there are many unrecognized snoRNA genes that are not detected by BLAST queries.
Spliceosomal RNAs and other ncRNA genes.
We also looked for copies of other known ncRNA genes. We found at least one copy of 21 (95%) of 22 known ncRNAs, including the spliceosomal snRNAs. There were multiple copies for several ncRNAs, as expected; for example, we find 44 dispersed genes for U6 snRNA, and 16 for U1 snRNA (Table 20).
For some of these RNA genes, homogeneous multigene families that occur in tandem arrays are again under-represented owing to the restriction enzymes used in constructing the BAC libraries and, in some instances, the decision to delay the sequencing of BAC clones with low complexity fingerprints indicative of tandemly repeated DNA. The U2 RNA genes are located at the RNU2 locus, a tandem array of 10–20 copies of nearly identical 6.1-kb units at 17q21–q22 (refs 270,271,272). Similarly, the U3 snoRNA genes (included in the aggregate count of C/D snoRNAs in Table 20) are clustered at the RNU3 locus at 17p11.2, not in a tandem array, but in a complex inverted repeat structure of about 5–10 copies per haploid genome273. The U1 RNA genes are clustered with about 30 copies at the RNU1 locus at 1p36.1, but this cluster is thought to be loose and irregularly organized; no two U1 genes have been cloned on the same cosmid271. In the draft genome sequence, we see six copies of U2 RNA that meet our criteria for true genes, three of which appear to be in the expected position on chromosome 17. For U3, so far we see one true copy at the correct place on chromosome 17p11.2. For U1, we see 16 true genes, 6 of which are loosely clustered within 0.6 Mb at 1p36.1 and another 6 are elsewhere on chromosome 1. Again, these and other clusters will be a matter for the finishing process.
Our observations also confirm the striking proliferation of ncRNA-derived pseudogenes (Table 20). There are hundreds or thousands of sequences in the draft genome sequence related to some of the ncRNA genes. The most prolific pseudogene counts generally come from RNA genes transcribed by RNA polymerase III promoters, including U6, the hY RNAs and SRP-RNA. These ncRNA pseudogenes presumably arise through reverse transcription. The frequency of such events gives insight into how ncRNA genes can evolve into SINE retroposons, such as the tRNA-derived SINEs found in many vertebrates and the SRP-RNA-derived Alu elements found in humans.
Identifying the protein-coding genes in the human genome is one of the most important applications of the sequence data, but also one of the most difficult challenges. We describe below our efforts to create an initial human gene and protein index.
Exploring properties of known genes.
Before attempting to identify new genes, we explored what could be learned by aligning the cDNA sequences of known genes to the draft genome sequence. Genomic alignments allow one to study exon–intron structure and local GC content, and are valuable for biomedical studies because they connect genes with the genetic and cytogenetic map, link them with regulatory sequences and facilitate the development of polymerase chain reaction (PCR) primers to amplify exons. Until now, genomic alignment was available for only about a quarter of known genes.
The ‘known’ genes studied were those in the RefSeq database110, a manually curated collection designed to contain nonredundant representatives of most full-length human mRNA sequences in GenBank (RefSeq intentionally contains some alternative splice forms of the same genes). The version of RefSeq used contained 10,272 mRNAs.
The RefSeq genes were aligned with the draft genome sequence, using both the Spidey (S. Wheelan, personal communication) and Acembly (D. Thierry-Mieg and J. Thierry-Mieg, unpublished; http://www.acedb.org) computer programs. Because this sequence is incomplete and contains errors, not all genes could be fully aligned and some may have been incorrectly aligned. More than 92% of the RefSeq entries could be aligned at high stringency over at least part of their length, and 85% could be aligned over more than half of their length. Some genes (16%) had high stringency alignments to more than one location in the draft genome sequence owing, for example, to paralogues or pseudogenes. In such cases, we considered only the best match. In a few of these cases, the assignment may not be correct because the true matching region has not yet been sequenced. Three per cent of entries appeared to be alternative splice products of the same gene, on the basis of their alignment to the same location in the draft genome sequence. In all, we obtained at least partial genomic alignments for 9,212 distinct known genes and essentially complete alignment for 5,364 of them.
Previous efforts to study human gene structure116,274,275 have been hampered by limited sample sizes and strong biases in favour of compact genes. Table 21 gives the mean and median values of some basic characteristics of gene structures. Some of the values may be underestimates. In particular, the UTRs given in the RefSeq database are likely to be incomplete; they are considerably shorter, for example, than those derived from careful reconstructions on chromosome 22. Intron sizes were measured only for genes in finished genomic sequence, to mitigate the bias arising from the fact that long introns are more likely than short introns to be interrupted by gaps in the draft genome sequence. Nonetheless, there may be some residual bias against long genes and long introns.
There is considerable variation in overall gene size and intron size, with both distributions having very long tails. Many genes are over 100 kb long, the largest known example being the dystrophin gene (DMD) at 2.4 Mb. The variation in the size distribution of coding sequences and exons is less extreme, although there are still some remarkable outliers. The titin gene276 has the longest currently known coding sequence at 80,780 bp; it also has the largest number of exons (178) and longest single exon (17,106 bp).
It is instructive to compare the properties of human genes with those from worm and fly. For all three organisms, the typical length of a coding sequence is similar (1,311 bp for worm, 1,497 bp for fly and 1,340 bp for human), and most internal exons fall within a common peak between 50 and 200 bp (Fig. 35a). However, the worm and fly exon distributions have a fatter tail, resulting in a larger mean size for internal exons (218 bp for worm versus 145 bp for human). The conservation of preferred exon size across all three species supports suggestions of a conserved exon-based component of the splicing machinery277. Intriguingly, the few extremely short human exons show an unusual base composition. In 42 detected human exons of less than 19 bp, the nucleotide frequencies of A, G, T and C are 39, 33, 15 and 12%, respectively, showing a strong purine bias. Purine-rich sequences may enhance splicing278,279, and it is possible that such sequences are required or strongly selected for to ensure correct splicing of very short exons. Previous studies have shown that short exons require intronic, but not exonic, splicing enhancers280.
In contrast to the exons, the intron size distributions differ substantially among the three species (Fig. 35b, c). The worm and fly each have a reasonably tight distribution, with most introns near the preferred minimum intron length (47 bp for worm, 59 bp for fly) and an extended tail (overall average length of 267 bp for worm and 487 bp for fly). Intron size is much more variable in humans, with a peak at 87 bp but a very long tail resulting in a mean of more than 3,300 bp. The variation in intron size results in great variation in gene size.
The variation in gene size and intron size can partly be explained by the fact that GC-rich regions tend to be gene-dense with many compact genes, whereas AT-rich regions tend to be gene-poor with many sprawling genes containing large introns. The correlation of gene density with GC content is shown in Fig. 36a, b; the relative density increases more than tenfold as GC content increases from 30% to 50%. The correlation appears to be due primarily to intron size, which drops markedly with increasing GC content (Fig. 36c). In contrast, coding properties such as exon length (Fig. 36c) or exon number (data not shown) vary little. Intergenic distance is also probably lower in high-GC areas, although this is hard to prove directly until all genes have been identified.
The large number of confirmed human introns allows us to analyse variant splice sites, confirming and extending recent reports281. Intron positions were confirmed by applying a stringent criterion that EST or mRNA sequence show an exact match of 8 bp in the flanking exonic sequence on each side. Of 53,295 confirmed introns, 98.12% use the canonical dinucleotides GT at the 5′ splice site and AG at the 3′ site (GT–AG pattern). Another 0.76% use the related GC–AG. About 0.10% use AT–AC, which is a rare alternative pattern primarily recognized by the variant U12 splicing machinery282. The remaining 1% belong to 177 types, some of which undoubtedly reflect sequencing or alignment errors.
Finally, we looked at alternative splicing of human genes. Alternative splicing can allow many proteins to be produced from a single gene and can be used for complex gene regulation. It appears to be prevalent in humans, with lower estimates of about 35% of human genes being subject to alternative splicing283,284,285. These studies may have underestimated the prevalence of alternative splicing, because they examined only EST alignments covering only a portion of a gene.
To investigate the prevalence of alternative splicing, we analysed reconstructed mRNA transcripts covering the entire coding regions of genes on chromosome 22 (omitting small genes with coding regions of less than 240 bp). Potential transcripts identified by alignments of ESTs and cDNAs to genomic sequence were verified by human inspection. We found 642 transcripts, covering 245 genes (average of 2.6 distinct transcripts per gene). Two or more alternatively spliced transcripts were found for 145 (59%) of these genes. A similar analysis for the gene-rich chromosome 19 gave 1,859 transcripts, corresponding to 544 genes (average 3.2 distinct transcripts per gene). Because we are sampling only a subset of all transcripts, the true extent of alternative splicing is likely to be greater. These figures are considerably higher than those for worm, in which analysis reveals alternative splicing for 22% of genes for which ESTs have been found, with an average of 1.34 (12,816/9,516) splice variants per gene. (The apparently higher extent of alternative splicing seen in human than in worm was not an artefact resulting from much deeper coverage of human genes by ESTs and mRNAs. Although there are many times more ESTs available for human than worm, these ESTs tend to have shorter average length (because many were the product of early sequencing efforts) and many match no human genes. We calculated the actual coverage per bp used in the analysis of the human and worm genes; the coverage is only modestly higher (about 50%) for the human, with a strong bias towards 3′ UTRs which tend to show much less alternative splicing. We also repeated the analysis using equal coverage for the two organisms and confirmed that higher levels of alternative splicing were still seen in human.)
Seventy per cent of alternative splice forms found in the genes on chromosomes 19 and 22 affect the coding sequence, rather than merely changing the 3′ or 5′ UTR. (This estimate may be affected by the incomplete representation of UTRs in the RefSeq database and in the transcripts studied.) Alternative splicing of the terminal exon was seen for 20% of 6,105 mRNAs that were aligned to the draft genome sequence and correspond to confirmed 3′ EST clusters. In addition to alternative splicing, we found evidence of the terminal exon employing alternative polyadenylation sites (separated by > 100 bp) in 24% of cases.
Towards a complete index of human genes.
We next focused on creating an initial index of human genes and proteins. This index is quite incomplete, owing to the difficulty of gene identification in human DNA and the imperfect state of the draft genome sequence. Nonetheless, it is valuable for experimental studies and provides important insights into the nature of human genes and proteins.
The challenge of identifying genes from genomic sequence varies greatly among organisms. Gene identification is almost trivial in bacteria and yeast, because the absence of introns in bacteria and their paucity in yeast means that most genes can be readily recognized by ab initio analysis as unusually long ORFs. It is not as simple, but still relatively straightforward, to identify genes in animals with small genomes and small introns, such as worm and fly. A major factor is the high signal-to-noise ratio—coding sequences comprise a large proportion of the genome and a large proportion of each gene (about 50% for worm and fly), and exons are relatively large.
Gene identification is more difficult in human DNA. The signal-to-noise ratio is lower: coding sequences comprise only a few per cent of the genome and an average of about 5% of each gene; internal exons are smaller than in worms; and genes appear to have more alternative splicing. The challenge is underscored by the work on human chromosomes 21 and 22. Even with the availability of finished sequence and intensive experimental work, the gene content remains uncertain, with upper and lower estimates differing by as much as 30%. The initial report of the finished sequence of chromosome 22 (ref. 94) identified 247 previously known genes, 298 predicted genes confirmed by sequence homology or ESTs and 325 ab initio predictions without additional support. Many of the confirmed predictions represented partial genes. In the past year, 440 additional exons (10%) have been added to existing gene annotations by the chromosome 22 annotation group, although the number of confirmed genes has increased by only 17 and some previously identified gene predictions have been merged286.
Before discussing the gene predictions for the human genome, it is useful to consider background issues, including previous estimates of the number of human genes, lessons learned from worms and flies and the representativeness of currently ‘known’ human genes.
Previous estimates of human gene number. Although direct enumeration of human genes is only now becoming possible with the advent of the draft genome sequence, there have been many attempts in the past quarter of a century to estimate the number of genes indirectly. Early estimates based on reassociation kinetics estimated the mRNA complexity of typical vertebrate tissues to be 10,000–20,000, and were extrapolated to suggest around 40,000 for the entire genome287. In the mid-1980s, Gilbert suggested that there might be about 100,000 genes, based on the approximate ratio of the size of a typical gene (∼3 × 104 bp) to the size of the genome (3 × 109 bp). Although this was intended only as a back-of-the-envelope estimate, the pleasing roundness of the figure seems to have led to it being widely quoted and adopted in many textbooks. (W. Gilbert, personal communication; ref. 288). An estimate of 70,000–80,000 genes was made by extrapolating from the number of CpG islands and the frequency of their association with known genes129.
As human sequence information has accumulated, it has been possible to derive estimates on the basis of sampling techniques289. Such studies have sought to extrapolate from various types of data, including ESTs, mRNAs from known genes, cross-species genome comparisons and analysis of finished chromosomes. Estimates based on ESTs290 have varied widely, from 35,000 (ref. 130) to 120,000 genes291. Some of the discrepancy lies in differing estimates of the amount of contaminating genomic sequence in the EST collection and the extent to which multiple distinct ESTs correspond to a single gene. The most rigorous analyses130 exclude as spurious any ESTs that appear only once in the data set and carefully calibrate sensitivity and specificity. Such calculations consistently produce low estimates, in the region of 35,000.
Comparison of whole-genome shotgun sequence from the pufferfish T. nigroviridis with the human genome292 can be used to estimate the density of exons (detected as conserved sequences between fish and human). These analyses also suggest around 30,000 human genes.
Extrapolations have also been made from the gene counts for chromosomes 21 and 22 (refs 93, 94), adjusted for differences in gene densities on these chromosomes, as inferred from EST mapping. These estimates are between 30,500 and 35,500, depending on the precise assumptions used286.
Insights from invertebrates. The worm and fly genomes contain a large proportion of novel genes (around 50% of worm genes and 30% of fly genes), in the sense of showing no significant similarity to organisms outside their phylum293,294,295. Such genes may have been present in the original eukaryotic ancestor, but were subsequently lost from the lineages of the other eukaryotes for which sequence is available; they may be rapidly diverging genes, so that it is difficult to recognize homologues solely on the basis of sequence; they may represent true innovations developed within the lineage; or they may represent acquisitions by horizontal transfer. Whatever their origin, these genes tend to have different biological properties from highly conserved genes. In particular, they tend to have low expression levels as assayed both by direct studies and by a paucity of corresponding ESTs, and are less likely to produce a visible phenotype in loss-of-function genetic experiments294,296.
Gene prediction. Current gene prediction methods employ combinations of three basic approaches: direct evidence of transcription provided by ESTs or mRNAs297,298,299; indirect evidence based on sequence similarity to previously identified genes and proteins300,301; and ab initio recognition of groups of exons on the basis of hidden Markov models (HMMs) that combine statistical information about splice sites, coding bias and exon and intron lengths (for example, Genscan275, Genie302,303 and FGENES304).
The first approach relies on direct experimental data, but is subject to artefacts arising from contaminating ESTs derived from unspliced mRNAs, genomic DNA contamination and nongenic transcription (for example, from the promoter of a transposable element). The first two problems can be mitigated by comparing transcripts with the genomic sequence and using only those that show clear evidence of splicing. This solution, however, tends to discard evidence from genes with long terminal exons or single exons. The second approach tends correctly to identify gene-derived sequences, although some of these may be pseudogenes. However, it obviously cannot identify truly novel genes that have no sequence similarity to known genes. The third approach would suffice alone if one could accurately define the features used by cells for gene recognition, but our current understanding is insufficient to do so. The sensitivity and specificity of ab initio predictions are greatly affected by the signal-to-noise ratio. Such methods are more accurate in the fly and worm than in human. In fly, ab initio methods can correctly predict around 90% of individual exons and can correctly predict all coding exons of a gene in about 40% of cases303. For human, the comparable figures are only about 70% and 20%, respectively94,305. These estimates may be optimistic, owing to the design of the tests used.
In any collection of gene predictions, we can expect to see various errors. Some gene predictions may represent partial genes, because of inability to detect some portions of a gene (incomplete sensitivity) or to connect all the components of a gene (fragmentation); some may be gene fusions; and others may be spurious predictions (incomplete specificity) resulting from chance matches or pseudogenes.
Creating an initial gene index. We set out to create an initial integrated gene index (IGI) and an associated integrated protein index (IPI) for the human genome. We describe the results obtained from a version of the draft genome sequence based on the sequence data available in July 2000, to allow time for detailed analysis of the gene and protein content. The additional sequence data that has since become available will affect the results quantitatively, but are unlikely to change the conclusions qualitatively.
We began with predictions produced by the Ensembl system306. Ensembl starts with ab initio predictions produced by Genscan275 and then attempts to confirm them by virtue of similarity to proteins, mRNAs, ESTs and protein motifs (contained in the Pfam database307) from any organism. In particular, it confirms introns if they are bridged by matches and exons if they are flanked by confirmed introns. It then attempts to extend protein matches using the GeneWise computer program308. Because it requires confirmatory evidence to support each gene component, it frequently produces partial gene predictions. In addition, when there is evidence of alternative splicing, it reports multiple overlapping transcripts. In total, Ensembl produced 35,500 gene predictions with 44,860 transcripts.
To reduce fragmentation, we next merged Ensembl-based gene predictions with overlapping gene predictions from another program, Genie302. Genie starts with mRNA or EST matches and employs an HMM to extend these matches by using ab initio statistical approaches. To avoid fragmentation, it attempts to link information from 5′ and 3′ ESTs from the same cDNA clone and thereby to produce a complete coding sequence from an initial ATG to a stop codon. As a result, it may generate complete genes more accurately than Ensembl in cases where there is extensive EST support. (Genie also generates potential alternative transcripts, but we used only the longest transcript in each group.) We merged 15,437 Ensembl predictions into 9,526 clusters, and the longest transcript in each cluster (from either Genie or Ensembl) was taken as the representative.
Next, we merged these results with known genes contained in the RefSeq (version of 29 September 2000), SWISSPROT (release 39.6 of 30 August 2000) and TrEMBL databases (TrEMBL release 14.17 of 1 October 2000, TrEMBL_new of 1 October 2000). Incorporating these sequences gave rise to overlapping sequences because of alternative splice forms and partial sequences. To construct a nonredundant set, we selected the longest sequence from each overlapping set by using direct protein comparison and by mapping the gene predictions back onto the genome to construct the overlapping sets. This may occasionally remove some close paralogues in the event that the correct genomic location has not yet been sequenced, but this number is expected to be small.
Finally, we searched the set to eliminate any genes derived from contaminating bacterial sequences, recognized by virtue of near identity to known bacterial plasmids, transposons and chromosomal genes. Although most instances of such contamination had been removed in the assembly process, a few cases had slipped through and were removed at this stage.
The process resulted in version 1 of the IGI (IGI.1). The composition of the corresponding IPI.1 protein set, obtained by translating IGI.1, is given in Table 22. There are 31,778 protein predictions, with 14,882 from known genes, 4,057 predictions from Ensembl merged with Genie and 12,839 predictions from Ensembl alone. The average lengths are 469 amino acids for the known proteins, 443 amino acids for protein predictions from the Ensembl–Genie merge, and 187 amino acids for those from Ensembl alone. (The smaller average size for the predictions from Ensembl alone reflects its tendency to predict partial genes where there is supporting evidence for only part of the gene; the remainder of the gene will often not be predicted at all, rather than included as part of another prediction. Accordingly, the smaller size cannot be used to estimate the rate of fragmentation in such predictions.)
The set corresponds to fewer than 31,000 actual genes, because some genes are fragmented into more than one partial prediction and some predictions may be spurious or correspond to pseudogenes. As discussed below, our best estimate is that IGI.1 includes about 24,500 true genes.
Evaluation of IGI/IPI.
We used several approaches to evaluate the sensitivity, specificity and fragmentation of the IGI/IPI set.
Comparison with ‘new’ known genes. One approach was to examine newly discovered genes arising from independent work that were not used in our gene prediction effort. We identified 31 such genes: 22 recent entries to RefSeq and 9 from the Sanger Centre's gene identification program on chromosome X. Of these, 28 were contained in the draft genome sequence and 19 were represented in the IGI/IPI. This suggests that the gene prediction process has a sensitivity of about 68% (19/28) for the detection of novel genes in the draft genome sequence and that the current IGI contains about 61% (19/31) of novel genes in the human genome. On average, 79% of each gene was detected. The extent of fragmentation could also be estimated: 14 of the genes corresponded to a single prediction in the IGI/IPI, three genes corresponded to two predictions, one gene to three predictions and one gene to four predictions. This corresponds to a fragmentation rate of about 1.4 gene predictions per true gene.
Comparison with RIKEN mouse cDNAs. In a less direct but larger-scale approach, we compared the IGI gene set to a set of mouse cDNAs sequenced by the Genome Exploration Group of the RIKEN Genomic Sciences Center309. This set of 15,294 cDNAs, subjected to full-insert sequencing, was enriched for novel genes by selecting cDNAs with novel 3′ ends from a collection of nearly one million ESTs from diverse tissues and developmental timepoints. We determined the proportion of the RIKEN cDNAs that showed sequence similarity to the draft genome sequence and the proportion that showed sequence similarity to the IGI/IPI. Around 81% of the genes in the RIKEN mouse set showed sequence similarity to the human genome sequence, whereas 69% showed sequence similarity to the IGI/IPI. This suggests a sensitivity of 85% (69/81). This is higher than the sensitivity estimate above, perhaps because some of the matches may be due to paralogues rather than orthologues. It is consistent with the IGI/IPI representing a substantial fraction of the human proteome.
Conversely, 69% (22,013/31,898) of the IGI matches the RIKEN cDNA set. Table 22 shows the breakdown of these matches among the different components of the IGI. This is lower than the proportion of matches among known proteins, although this is expected because known proteins tend to be more highly conserved (see above) and because the predictions are on average shorter than known proteins. Table 22 also shows the numbers of matches to the RIKEN cDNAs among IGI members that do not match known proteins. The results indicate that both the IGI and the RIKEN set contain a significant number of genes that are novel in the sense of not having known protein homologues.
Comparison with genes on chromosome 22. We also compared the IGI/IPI with the gene annotations on chromosome 22, to assess the proportion of gene predictions corresponding to pseudogenes and to estimate the rate of overprediction. We compared 477 IGI gene predictions to 539 confirmed genes and 133 pseudogenes on chromosome 22 (with the immunoglobulin lambda locus excluded owing to its highly atypical gene structure). Of these, 43 hit 36 annotated pseudogenes. This suggests that 9% of the IGI predictions may correspond to pseudogenes and also suggests a fragmentation rate of 1.2 gene predictions per gene. Of the remaining hits, 63 did not overlap with any current annotations. This would suggest a rate of spurious predictions of about 13% (63/477), although the true rate is likely to be much lower because many of these may correspond to unannotated portions of existing gene predictions or to currently unannotated genes (of which there are estimated to be about 100 on this chromosome94).
Chromosomal distribution. Finally, we examined the chromosomal distribution of the IGI gene set. The average density of gene predictions is 11.1 per Mb across the genome, with the extremes being chromosome 19 at 26.8 per Mb and chromosome Y at 6.4 per Mb. It is likely that a significant number of the predictions on chromosome Y are pseudogenes (this chromosome is known to be rich in pseudogenes) and thus that the density for chromosome Y is an overestimate. The density of both genes and Alus on chromosome 19 is much higher than expected, even accounting for the high GC content of the chromosome; this supports the idea that Alu density is more closely correlated with gene density than with GC content itself.
We are clearly still some way from having a complete set of human genes. The current IGI contains significant numbers of partial genes, fragmented and fused genes, pseudogenes and spurious predictions, and it also lacks significant numbers of true genes. This reflects the current state of gene prediction methods in vertebrates even in finished sequence, as well as the additional challenges related to the current state of the draft genome sequence. Nonetheless, the gene predictions provide a valuable starting point for a wide range of biological studies and will be rapidly refined in the coming year.
The analysis above allows us to estimate the number of distinct genes in the IGI, as well as the number of genes in the human genome. The IGI set contains about 15,000 known genes and about 17,000 gene predictions. Assuming that the gene predictions are subject to a rate of overprediction (spurious predictions and pseudogenes) of 20% and a rate of fragmentation of 1.4, the IGI would be estimated to contain about 24,500 actual human genes. Assuming that the gene predictions contain about 60% of previously unknown human genes, the total number of genes in the human genome would be estimated to be about 31,000. This is consistent with most recent estimates based on sampling, which suggest a gene number of 30,000–35,000. If there are 30,000–35,000 genes, with an average coding length of about 1,400 bp and average genomic extent of about 30 kb, then about 1.5% of the human genome would consist of coding sequence and one-third of the genome would be transcribed in genes.
The IGI/IPI was constructed primarily on the basis of gene predictions from Ensembl. However, we also generated an expanded set (IGI+) by including additional predictions from two other gene prediction programs, Genie and GenomeScan (C. Burge, personal communication). These predictions were not included in the core IGI set, because of the concern that each additional set will provide diminishing returns in identifying true genes while contributing its own false positives (increased sensitivity at the expense of specificity). Genie produced an additional 2,837 gene predictions not overlapping the IGI, and GenomeScan produced 6,534 such gene predictions. If all of these gene predictions were included in the IGI, the number of the 31 new ‘known’ genes (see above) contained in the IGI would rise from 19 to 24. This would amount to an increase of about 26% in sensitivity, at the expense of increasing the number of predicted genes (excluding knowns) by 55%. Allowing a higher overprediction rate of 30% for gene predictions in this expanded set, the analysis above suggests that IGI+ set contains about 28,000 true genes and yields an estimate of about 32,000 human genes. We are investigating ways to filter the expanded set, to produce an IGI with the advantage of the increased sensitivity resulting from combining multiple gene prediction programs without the corresponding loss of specificity. Meanwhile, the IGI+ set can be used by researchers searching for genes that cannot be found in the IGI.
Some classes of genes may have been missed by all of the gene-finding methods. Genes could be missed if they are expressed at low levels or in rare tissues (being absent or very under-represented in EST and mRNA databases) and have sequences that evolve rapidly (being hard to detect by protein homology and genome comparison). Both the worm and fly gene sets contain a substantial number of such genes293,294. Single-exon genes encoding small proteins may also have been missed, because EST evidence that supports them cannot be distinguished from genomic contamination in the EST dataset and because homology may be hard to detect for small proteins310.
The human thus appears to have only about twice as many genes as worm or fly. However, human genes differ in important respects from those in worm and fly. They are spread out over much larger regions of genomic DNA, and they are used to construct more alternative transcripts. This may result in perhaps five times as many primary protein products in the human as in the worm or fly.
The predicted gene and protein sets described here are clearly far from final. Nonetheless, they provide a valuable starting point for experimental and computational research. The predictions will improve progressively as the sequence is finished, as further confirmatory evidence becomes available (particularly from other vertebrate genome sequences, such as those of mouse and T. nigroviridis), and as computational methods improve. We intend to create and release updated versions of the IGI and IPI regularly, until they converge to a final accurate list of every human gene. The gene predictions will be linked to RefSeq, HUGO and SWISSPROT identifiers where available, and tracking identifiers between versions will be included, so that individual genes under study can be traced forwards as the human sequence is completed.
Comparative proteome analysis
Knowledge of the human proteome will provide unprecedented opportunities for studies of human gene function. Often clues will be provided by sequence similarity with proteins of known function in model organisms. Such initial observations must then be followed up by detailed studies to establish the actual function of these molecules in humans.
For example, 35 proteins are known to be involved in the vacuolar protein-sorting machinery in yeast. Human genes encoding homologues can be found in the draft human sequence for 34 of these yeast proteins, but precise relationships are not always clear. In nine cases there appears to be a single clear human orthologue (a gene that arose as a consequence of speciation); in 12 cases there are matches to a family of human paralogues (genes that arose owing to intra-genome duplication); and in 13 cases there are matches to specific protein domains311,312,313,314. Hundreds of similar stories emerge from the draft sequence, but each merits a detailed interpretation in context. To treat these subjects properly, there will be many following studies, the first of which appear in accompanying papers315,316,317,318,319,320,321,322,323.
Here, we aim to take a more global perspective on the content of the human proteome by comparing it with the proteomes of yeast, worm, fly and mustard weed. Such comparisons shed useful light on the commonalities and differences among these eukaryotes294,324,325. The analysis is necessarily preliminary, because of the imperfect nature of the human sequence, uncertainties in the gene and protein sets for all of the multicellular organisms considered and our incomplete knowledge of protein structures. Nonetheless, some general patterns emerge. These include insights into fundamental mechanisms that create functional diversity, including invention of protein domains, expansion of protein and domain families, evolution of new protein architectures and horizontal transfer of genes. Other mechanisms, such as alternative splicing, post-translational modification and complex regulatory networks, are also crucial in generating diversity but are much harder to discern from the primary sequence. We will not attempt to consider the effects of alternative splicing on proteins; we will consider only a single splice form from each gene in the various organisms, even when multiple splice forms are known.
Functional and evolutionary classification.
We began by classifying the human proteome on the basis of functional categories and evolutionary conservation. We used the InterPro annotation protocol to identify conserved biochemical and cellular processes. InterPro is a tool for combining sequence-pattern information from four databases. The first two databases (PRINTS326 and Prosite327) primarily contain information about motifs corresponding to specific family subtypes, such as type II receptor tyrosine kinases (RTK-II) in particular or tyrosine kinases in general. The second two databases (Pfam307 and Prosite Profile327) contain information (in the form of profiles or HMMs) about families of structural domains—for example, protein kinase domains. InterPro integrates the motif and domain assignments into a hierarchical classification system; so a protein might be classified at the most detailed level as being an RTK-II, at a more general level as being a kinase specific for tyrosine, and at a still more general level as being a protein kinase. The complete hierarchy of InterPro entries is described at http://www.ebi.ac.uk/interpro/. We collapsed the InterPro entries into 12 broad categories, each reflecting a set of cellular functions.
The InterPro families are partly the product of human judgement and reflect the current state of biological and evolutionary knowledge. The system is a valuable way to gain insight into large collections of proteins, but not all proteins can be classified at present. The proportions of the yeast, worm, fly and mustard weed protein sets that are assigned to at least one InterPro family is, for each organism, about 50% (Table 23; refs 307, 326, 327).
About 40% of the predicted human proteins in the IPI could be assigned to InterPro entries and functional categories. On the basis of these assignments, we could compare organisms according to the number of proteins in each category (Fig. 37). Compared with the two invertebrates, humans appear to have many proteins involved in cytoskeleton, defence and immunity, and transcription and translation. These expansions are clearly related to aspects of vertebrate physiology. Humans also have many more proteins that are classified as falling into more than one functional category (426 in human versus 80 in worm and 57 in fly, data not shown). Interestingly, 32% of these are transmembrane receptors.
We obtained further insight into the evolutionary conservation of proteins by comparing each sequence to the complete nonredundant database of protein sequences maintained at NCBI, using the BLASTP computer program328 and then breaking down the matches according to organismal taxonomy (Fig. 38). Overall, 74% of the proteins had significant matches to known proteins.
Such classifications are based on the presence of clearly detectable homologues in existing databases. Many of these genes have surely evolved from genes that were present in common ancestors but have since diverged substantially. Indeed, one can detect more distant relationships by using sensitive computer programs that can recognize weakly conserved features. Using PSI-BLAST, we can recognize probable nonvertebrate homologues for about 45% of the ‘vertebrate-specific’ set. Nonetheless, the classification is useful for gaining insights into the commonalities and differences among the proteomes of different organisms.
Probable horizontal transfer.
An interesting category is a set of 223 proteins that have significant similarity to proteins from bacteria, but no comparable similarity to proteins from yeast, worm, fly and mustard weed, or indeed from any other (nonvertebrate) eukaryote. These sequences should not represent bacterial contamination in the draft human sequence, because we filtered the sequence to eliminate sequences that were essentially identical to known bacterial plasmid, transposon or chromosomal DNA (such as the host strains for the large-insert clones). To investigate whether these were genuine human sequences, we designed PCR primers for 35 of these genes and confirmed that most could be readily detected directly in human genomic DNA (Table 24). Orthologues of many of these genes have also been detected in other vertebrates (Table 24).
A more detailed computational analysis indicated that at least 113 of these genes are widespread among bacteria, but, among eukaryotes, appear to be present only in vertebrates. It is possible that the genes encoding these proteins were present in both early prokaryotes and eukaryotes, but were lost in each of the lineages of yeast, worm, fly, mustard weed and, possibly, from other nonvertebrate eukaryote lineages. A more parsimonious explanation is that these genes entered the vertebrate (or prevertebrate) lineage by horizontal transfer from bacteria. Many of these genes contain introns, which presumably were acquired after the putative horizontal transfer event. Similar observations indicating probable lineage-specific horizontal gene transfers, as well as intron insertion in the acquired genes, have been made in the worm genome329.
We cannot formally exclude the possibility that gene transfer occurred in the opposite direction—that is, that the genes were invented in the vertebrate lineage and then transferred to bacteria. However, we consider this less likely. Under this scenario, the broad distribution of these genes among bacteria would require extensive horizontal dissemination after their initial acquisition. In addition, the functional repertoire of these genes, which largely encode intracellular enzymes (Table 24), is uncharacteristic of vertebrate-specific evolutionary innovations (which appear to be primarily extracellular proteins; see below).
We did not identify a strongly preferred bacterial source for the putative horizontally transferred genes, indicating the likelihood of multiple independent gene transfers from different bacteria (Table 24). Notably, several of the probable recent acquisitions have established (or likely) roles in metabolism of xenobiotics or stress response. These include several hydrolases of different specificities, including epoxide hydrolase, and several dehydrogenases (Table 24). Of particular interest is the presence of two paralogues of monoamine oxidase (MAO), an enzyme of the mitochondrial outer membrane that is central in the metabolism of neuromediators and is a target of important psychiatric drugs330,331,332,333. This example shows that at least some of the genes thought to be horizontally transferred into the vertebrate lineage appear to be involved in important physiological functions and so probably have been fixed and maintained during evolution because of the increased selective advantage(s) they provide.
Genes shared with fly, worm and yeast.
IPI.1 contains apparent homologues of 61% of the fly proteome, 43% of the worm proteome and 46% of the yeast proteome. We next considered the groups of proteins containing likely orthologues and paralogues (genes that arose from intragenome duplication) in human, fly, worm and yeast.
Briefly, we performed all-against-all sequence comparison334 for the combined protein sets of human, yeast, fly and worm. Pairs of sequences that were one another's best matches in their respective genomes were considered to be potential orthologues. These were then used to identify orthologous groups across three organisms335. Recent species-specific paralogues were defined by using the all-against-all sequence comparison to cluster the protein set for each organism. For each sequence found in an orthologous group, the recent paralogues were defined to be the largest species-specific cluster including it. The set of paralogues may be inflated by unrecognized splice variants and by fragmentation.
We identified 1,308 groups of proteins, each containing at least one predicted orthologue in each species and many containing additional paralogues. The 1,308 groups contained 3,129 human proteins, 1,445 fly proteins, 1,503 worm proteins and 1,441 yeast proteins. These 1,308 groups represent a conserved core of proteins that are mostly responsible for the basic ‘housekeeping’ functions of the cell, including metabolism, DNA replication and repair, and translation.
In 564 of the 1,308 groups, one orthologue (and no additional paralogues) could be unambiguously assigned for each of human, fly, worm and yeast. These groups will be referred to as 1-1-1-1 groups. More than half (305) of these groups could be assigned to the functional categories shown in Fig. 37. Within these functional categories, the numbers of groups containing single orthologues in each of the four proteomes was: 19 for cellular processes, 66 for metabolism, 31 for DNA replication and modification, 106 for transcription/translation, 13 for intracellular signalling, 24 for protein folding and degradation, 38 for transport, 5 for multifunctional proteins and 3 for cytoskeletal/structural. No such groups were found for defence and immunity or cell–cell communication.
The 1-1-1-1 groups probably represent key functions that have not undergone duplication and elaboration in the various lineages. They include many anabolic enzymes responsible for such functions as respiratory chain and nucleotide biosynthesis. In contrast, there are few catabolic enzymes. As anabolic pathways branch less frequently than catabolic pathways, this indicates that alternative routes and displacements are more frequent in catabolic reactions. If proteins from the single-celled yeast are excluded from the analysis, there are 1,195 1-1-1 groups. The additional groups include many examples of more complex signalling proteins, such as receptor-type and src-like tyrosine kinases, likely to have arisen early in the metazoan lineage. The fact that this set comprises only a small proportion of the proteome of each of the animals indicates that, apart from a modest conserved core, there has been extensive elaboration and innovation within the protein complement.
Most proteins do not show simple 1-1-1 orthologous relationships across the three animals. To illustrate this, we investigated the nuclear hormone receptor family. In the human proteome, this family consists of 60 different ‘classical’ members, each with a zinc finger and a ligand-binding domain. In comparison, the fly proteome has 19 and the worm proteome has 220. As shown in Fig. 39, few simple orthologous relationships can be derived among these homologues. And, where potential subgroups of orthologues and paralogues could be identified, it was apparent that the functions of the subgroup members could differ significantly. For example, the fly receptor for the fly-specific hormone ecdysone and the human retinoic acid receptors cluster together on the basis of sequence similarity. Such examples underscore that the assignment of functional similarity on the basis of sequence similarities among these three organisms is not trivial in most cases.
New vertebrate domains and proteins.
We then explored how the proteome of vertebrates (as represented by the human) differs from those of the other species considered. The 1,262 InterPro families were scanned to identify those that contain only vertebrate proteins. Only 94 (7%) of the families were ‘vertebrate-specific’. These represent 70 protein families and 24 domain families. Only one of the 94 families represents enzymes, which is consistent with the ancient origins of most enzymes336. The single vertebrate-specific enzyme family identified was the pancreatic or eosinophil-associated ribonucleases. These enzymes evolved rapidly, possibly to combat vertebrate pathogens337.
The relatively small proportion of vertebrate-specific multicopy families suggests that few new protein domains have been invented in the vertebrate lineage, and that most protein domains trace at least as far back as a common animal ancestor. This conclusion must be tempered by the fact that the InterPro classification system is incomplete; additional vertebrate-specific families undoubtedly exist that have not yet been recognized in the InterPro system.
The 94 vertebrate-specific families appear to reflect important physiological differences between vertebrates and other eukaryotes. Defence and immunity proteins (23 families) and proteins that function in the nervous system (17 families) are particularly enriched in this set. These data indicate the recent emergence or rapid divergence of these proteins.
Representative human proteins were previously known for nearly all of the vertebrate-specific families. This was not surprising, given the anthropocentrism of biological research. However, the analysis did identify the first mammalian proteins belonging to two of these families. Both of these families were originally defined in fish. The first is the family of polar fish antifreeze III proteins. We found a human sialic acid synthase containing a domain homologous to polar fish antifreeze III protein (BAA91818.1). This finding suggests that fish created the antifreeze function by adaptation of this domain. We also found a human protein (CAB60269.1) homologous to the ependymin found in teleost fish. Ependymins are major glycoproteins of fish brains that have been claimed to be involved in long-term memory formation338. The function of the mammalian ependymin homologue will need to be elucidated.
New architectures from old domains.
Whereas there appears to be only modest invention at the level of new vertebrate protein domains, there appears to be substantial innovation in the creation of new vertebrate proteins. This innovation is evident at the level of domain architecture, defined as the linear arrangement of domains within a polypeptide. New architectures can be created by shuffling, adding or deleting domains, resulting in new proteins from old parts.
We quantified the number of distinct protein architectures found in yeast, worm, fly and human by using the SMART annotation resource339 (Fig. 40). The human proteome set contained 1.8 times as many protein architectures as worm or fly and 5.8 times as many as yeast. This difference is most prominent in the recent evolution of novel extracellular and transmembrane architectures in the human lineage. Human extracellular proteins show the greatest innovation: the human has 2.3 times as many extracellular architectures as fly and 2.0 times as many as worm. The larger number of human architectures does not simply reflect differences in the number of domains known in these organisms; the result remains qualitatively the same even if the number of architectures in each organism is normalized by dividing by the total number of domains (not shown). (We also checked that the larger number of human architectures could not be an artefact resulting from erroneous gene predictions. Three-quarters of the architectures can be found in known genes, which already yields an increase of about 50% over worm and fly. We expect the final number of human architectures to grow as the complete gene set is identified.)
A related measure of proteome complexity can be obtained by considering an individual domain and counting the number of different domain types with which it co-occurs. For example, the trypsin-like serine protease domain (number 12 in Fig. 41) co-occurs with 18 domain types in human (including proteins involved in the mammalian complement system, blood coagulation, and fibrinolytic and related systems). By contrast, the trypsin-like serine protease domain occurs with only eight other domains in fly, five in worm and one in yeast. Similar results for 27 common domains are shown in Fig. 41. In general, there are more different co-occurring domains in the human proteome than in the other proteomes.
One mechanism by which architectures evolve is through the fusion of additional domains, often at one or both ends of the proteins. Such ‘domain accretion’340 is seen in many human proteins when compared with proteins from other eukaryotes. The effect is illustrated by several chromatin-associated proteins (Fig. 42). In these examples, the domain architectures of human proteins differ from those found in yeast, worm and fly proteins only by the addition of domains at their termini.
Among chromatin-associated proteins and transcription factors, a significant proportion of domain architectures is shared between the vertebrate and fly, but not with worm (Fig. 43a). The trend was even more prominent in architectures of proteins involved in another key cellular process, programmed cell death (Fig. 43b). These examples might seem to bear upon the unresolved issue of the evolutionary branching order of worms, flies and humans, suggesting that worms branched off first. However, there were other cases in which worms and humans shared architectures not present in fly. A global analysis of shared architectures could not conclusively distinguish between the two models, given the possibility of lineage-specific loss of architectures. Comparison of protein architectures may help to resolve the evolutionary issue, but it will require more detailed analyses of many protein families.
New physiology from old proteins.
An important aspect of vertebrate innovation lies in the expansion of protein families. Table 25 shows the most prevalent protein domains and protein families in humans, together with their relative ranks in the other species. About 60% of families are more numerous in the human than in any of the other four organisms. This shows that gene duplication has been a major evolutionary force during vertebrate evolution. A comparison of relative expansions in human versus fly is shown in Fig. 44.
Many of the families that are expanded in human relative to fly and worm are involved in distinctive aspects of vertebrate physiology. An example is the family of immunoglobulin (IG) domains, first identified in antibodies thirty years ago. Classic (as opposed to divergent) IG domains are completely absent from the yeast and mustard weed proteomes and, although prokaryotic homologues exist, they have probably been transferred horizontally from metazoans341. Most IG superfamily proteins in invertebrates are cell-surface proteins. In vertebrates, the IG repertoire includes immune functions such as those of antibodies, MHC proteins, antibody receptors and many lymphocyte cell-surface proteins. The large expansion of IG domains in vertebrates shows the versatility of a single family in evoking rapid and effective response to infection.
Two prominent families are involved in the control of development. The human genome contains 30 fibroblast growth factors (FGFs), as opposed to two FGFs each in the fly and worm. It contains 42 transforming growth factor-βs (TGFβs) compared with nine and six in the fly and worm, respectively. These growth factors are involved in organogenesis, such as that of the liver and the lung. A fly FGF protein, branchless, is involved in developing respiratory organs (tracheae) in embryos342. Thus, developmental triggers of morphogenesis in vertebrates have evolved from related but simpler systems in invertebrates343.
Another example is the family of intermediate filament proteins, with 127 family members. This expansion is almost entirely due to 111 keratins, which are chordate-specific intermediate filament proteins that form filaments in epithelia. The large number of human keratins suggests multiple cellular structural support roles for the many specialized epithelia of vertebrates.
Finally, the olfactory receptor genes comprise a huge gene family of about 1,000 genes and pseudogenes344,345. The number of olfactory receptors testifies to the importance of the sense of smell in vertebrates. A total of 906 olfactory receptor genes and pseudogenes could be identified in the draft genome sequence, two-thirds of which were not previously annotated. About 80% are found in about two dozen clusters ranging from 6 to 138 genes and encompassing about 30 Mb (∼1%) of the human genome. Despite the importance of smell among our vertebrate ancestors, hominids appear to have considerably less interest in this sense. About 60% of the olfactory receptors in the draft genome sequence have disrupted ORFs and appear to be pseudogenes, consistent with recent reports344,346 suggesting massive functional gene loss in the last 10 Myr347,348. Interestingly, there appears to be a much higher proportion of intact genes among class I than class II olfactory receptors, suggesting functional importance.
Vertebrates are not unique in employing gene family expansion. For many domain types, expansions appear to have occurred independently in each of the major eukaryotic lineages. A good example is the classical C2H2 family of zinc finger domains, which have expanded independently in the yeast, worm, fly and human lineages (Fig. 45). These independent expansions have resulted in numerous C2H2 zinc finger domain-containing proteins that are specific to each lineage. In flies, the important components of the C2H2 zinc finger expansion are architectures in which it is combined with the POZ domain and the C4DM domain (a metal-binding domain found only in fly). In humans, the most prevalent expansions are combinations of the C2H2 zinc finger with POZ (independent of the one in insects) and the vertebrate-specific KRAB and SCAN domains.
The homeodomain is similarly expanded in all animals and is present in both architectures that are conserved and lineage-specific architectures (Fig. 45). This indicates that the ancestral animal probably encoded a significant number of homeodomain proteins, but subsequent evolution involved multiple, independent expansions and domain shuffling after lineages diverged. Thus, the most prevalent transcription factor families are different in worm, fly and human (Fig. 45). This has major biological implications because transcription factors are critical in animal development and differentiation. The emergence of major variations in the developmental body plans that accompanied the early radiation of the animals349 could have been driven by lineage-specific proliferation of such transcription factors. Beyond these large expansions of protein families, protein components of particular functional systems such as the cell death signalling system show a general increase in diversity and numbers in the vertebrates relative to other animals. For example, there are greater numbers of and more novel architectures in cell death regulatory proteins such as BCL-2, TNFR and NFκB from vertebrates.
Five lines of evidence point to an increase in the complexity of the proteome from the single-celled yeast to the multicellular invertebrates and to vertebrates such as the human. Specifically, the human contains greater numbers of genes, domain and protein families, paralogues, multidomain proteins with multiple functions, and domain architectures. According to these measures, the relatively greater complexity of the human proteome is a consequence not simply of its larger size, but also of large-scale protein innovation.
An important question is the extent to which the greater phenotypic complexity of vertebrates can be explained simply by two- or threefold increases in proteome complexity. The real explanation may lie in combinatorial amplification of these modest differences, by mechanisms that include alternative splicing, post-translational modification and cellular regulatory networks. The potential numbers of different proteins and protein–protein interactions are vast, and their actual numbers cannot readily be discerned from the genome sequence. Elucidating such system-level properties presents one of the great challenges for modern biology.
Segmental history of the human genome
In bacteria, genomic segments often convey important information about function: genes located close to one another often encode proteins in a common pathway and are regulated in a common operon. In mammals, genes found close to each other only rarely have common functions, but they are still interesting because they have a common history. In fact, the study of genomic segments can shed light on biological events as long as 500 Myr ago and as recently as 20,000 years ago.
Conserved segments between human and mouse
Humans and mice shared a common ancestor about 100 Myr ago. Despite the 200 Myr of evolutionary distance between the species, a significant fraction of genes show synteny between the two, being preserved within conserved segments. Genes tightly linked in one mammalian species tend to be linked in others. In fact, conserved segments have been observed in even more distant species: humans show conserved segments with fish350,351 and even with invertebrates such as fly and worm352. In general, the likelihood that a syntenic relationship will be disrupted correlates with the physical distance between the loci and the evolutionary distance between the species.
Studying conserved segments between human and mouse has several uses. First, conservation of gene order has been used to identify likely orthologues between the species, particularly when investigating disease phenotypes. Second, the study of conserved segments among genomes helps us to deduce evolutionary ancestry. And third, detailed comparative maps may assist in the assembly of the mouse sequence, using the human sequence as a scaffold.
Two types of linkage conservation are commonly described353. ‘Conserved synteny’ indicates that at least two genes that reside on a common chromosome in one species are also located on a common chromosome in the other species. Syntenic loci are said to lie in a ‘conserved segment’ when not only the chromosomal position but the linear order of the loci has been preserved, without interruption by other chromosomal rearrangements.
An initial survey of homologous loci in human and mouse354 suggested that the total number of conserved segments would be about 180. Subsequent estimates based on increasingly detailed comparative maps have remained close to this projection353,355,356 (http://www.informatics.jax.org). The distribution of segment lengths has corresponded reasonably well to the truncated negative exponential curve predicted by the random breakage model357.
The availability of a draft human genome sequence allows the first global human–mouse comparison in which human physical distances can be measured in Mb, rather than cM or orthologous gene counts. We identified likely orthologues by reciprocal comparison of the human and mouse mRNAs in the LocusLink database, using megaBLAST. For each orthologous pair, we mapped the location of the human gene in the draft genome sequence and then checked the location of the mouse gene in the Mouse Genome Informatics database (http://www.informatics.jax.org). Using a conservative threshold, we identified 3,920 orthologous pairs in which the human gene could be mapped on the draft genome sequence with high confidence. Of these, 2,998 corresponding mouse genes had a known position in the mouse genome. We then searched for definitive conserved segments, defined as human regions containing orthologues of at least two genes from the same mouse chromosome region (< 15 cM) without interruption by segments from other chromosomes.
We identified 183 definitive conserved segments (Fig. 46). The average segment length was 15.4 Mb, with the largest segment being 90.5 Mb and the smallest 24 kb. There were also 141 ‘singletons’, segments that contained only a single locus; these are not counted in the statistics. Although some of these could be short conserved segments, they could also reflect incorrect choices of orthologues or problems with the human or mouse maps. Because of this conservative approach, the observed number of definitive segments is likely be lower than the correct total. One piece of evidence for this conclusion comes from a more detailed analysis on human chromosome 7 (ref. 358), which identified 20 conserved segments, of which three were singletons. Our analysis revealed only 13 definitive segments on this chromosome, with nine singletons.
The frequency of observing a particular gene count in a conserved segment is plotted on a logarithmic scale in Fig. 47. If chromosomal breaks occur in a random fashion (as has been proposed) and differences in gene density are ignored, a roughly straight line should result. There is a clear excess for n = 1, suggesting that 50% or more of the singletons are indeed artefactual. Thus, we estimate that true number of conserved segments is around 190–230, in good agreement with the original Nadeau–Taylor prediction354.
Figure 48 shows a plot of the frequency of lengths of conserved segments, where the x-axis scale is shown in Mb. As before, there is a fair amount of scatter in the data for the larger segments (where the numbers are small), but the trend appears to be consistent with a random breakage model.
We attempted to ascertain whether the breakpoint regions have any special characteristics. This analysis was complicated by imprecision in the positioning of these breaks, which will tend to blur any relationships. With 2,998 orthologues, the average interval within which a break is known to have occurred is about 1.1 Mb. We compared the aggregate features of these breakpoint intervals with the genome as a whole. The mean gene density was lower in breakpoint regions than in the conserved segments (13.8 versus 18.6 per Mb). This suggests that breakpoints may be more likely to occur or to undergo fixation in gene-poor intervals than in gene-rich intervals. The occurrence of breakpoints may be promoted by homologous recombination among repeated sequences359. When the sequence of the mouse genome is finished, this analysis can be revisited more precisely.
A number of examples of extended conserved segments and syntenies are apparent in Fig. 46. As has been noted, almost all human genes on chromosome 17 are found on mouse chromosome 11, with two members of the placental lactogen family from mouse 13 inserted. Apart from two singleton loci, human chromosome 20 appears to be entirely orthologous to mouse chromosome 2, apparently in a single segment. The largest apparently contiguous conserved segment in the human genome is on chromosome 4, including roughly 90.5 Mb of human DNA that is orthologous to mouse chromosome 5. This analysis also allows us to infer the likely location of thousands of mouse genes for which the human orthologue has been located in the draft genome sequence but the mouse locus has not yet been mapped.
With about 200 conserved segments between mouse and human and about 100 Myr of evolution from their common ancestor360, we obtain an estimated rate of about 1.0 chromosomal rearrangement being fixed per Myr. However, there is good evidence that the rate of chromosomal rearrangement (like the rate of nucleotide substitutions; see above) differs between the two species. Among mammals, rodents may show unusually rapid chromosome alteration. By comparison, very few rearrangements have been observed among primates, and studies of a broader array of mammalian orders, including cats, cows, sheep and pigs, suggest an average rate of chromosome alteration of only about 0.2 rearrangements per Myr in these lineages361. Additional evidence that rodents are outliers comes from a recent analysis of synteny between the human and zebrafish genomes. From a study of 523 orthologues, it was possible to project 418 conserved segments350. Assuming 400 Myr since a common vertebrate ancestor of zebrafish and humans362, we obtain an estimate of 0.52 rearrangements per Myr. Recent estimates of rearrangement rates in plants have suggested bimodality, with some pairs showing rates of 0.15–0.41 rearrangements per Myr, and others showing higher rates of 1.1–1.3 rearrangements per Myr363. With additional detailed genome maps of multiple species, it should be possible to determine whether this particular molecular clock is truly operating at a different rate in various branches of the evolutionary tree, and whether variations in that rate are bimodal or continuous. It should also be possible to reconstruct the karyotypes of common ancestors.
Ancient duplicated segments in the human genome
Another approach to genomic history is to study segmental duplications within the human genome. Earlier, we discussed examples of recent duplications of genomic segments to pericentromeric and subtelomeric regions. Most of these events appear to be evolutionary dead-ends resulting in nonfunctional pseudogenes; however, segmental duplication is also an important mode of evolutionary innovation: a duplication permits one copy of each gene to drift and potentially to acquire a new function.
Segmental duplications can occur through unequal crossing over to create gene families in specific chromosomal regions. This mechanism can create both small families, such as the five related genes of the β-globin cluster on chromosome 11, and large ones, such as the olfactory receptor gene clusters, which together contain nearly 1,000 genes and pseudogenes.
The most extreme mechanism is whole-genome duplication (WGD), through a polyploidization event in which a diploid organism becomes tetraploid. Such events are classified as autopolyploidy or allopolyploidy, depending on whether they involve hybridization between members of the same species or different species. Polyploidization is common in the plant kingdom, with many known examples among wild and domesticated crop species. Alfalfa (Medicago sativa) is a naturally occurring autotetraploid364, and Nicotiana tabacum, some species of cotton (Gossypium) and several of the common brassicas are allotetraploids containing pairs of ‘homeologous’ chromosome pairs.
In principle, WGD provides the raw material for great bursts of innovation by allowing the duplication and divergence of entire pathways. Ohno365 suggested that WGD has played a key role in evolution. There is evidence for an ancient WGD event in the ancestry of yeast and several independent such events in the ancestry of mustard weed366,367,368,369. Such ancient WGD events can be hard to detect because only a minority of the duplicated loci may be retained, with the result that the genes in duplicated segments cannot be aligned in a one-to-one correspondence but rather require many gaps. In addition, duplicated segments may be subsequently rearranged. For example, the ancient duplication in the yeast genome appears to have been followed by loss of more than 90% of the newly duplicated genes366.
One of the most controversial hypotheses about vertebrate evolution is the proposal that two WGD events occurred early in the vertebrate lineage, around the time of jawed fishes some 500 Myr ago. Some authors370 370 371 372 have seen support for this theory in the fact that many human genes occur in sets of four homologues—most notably the four extensive HOX gene clusters on chromosomes 2, 7, 12 and 17, whose duplication dates to around the correct time. However, other authors have disputed this interpretation373, suggesting that these cases may reflect unrelated duplications of specific regions rather than successive WGD.
We analysed the draft genome sequence for evidence that might bear on this question. The analysis provides many interesting observations, but no convincing evidence of ancient WGD. We looked for evidence of pairs of chromosomal regions containing many homologous genes. Although we found many pairs containing a few homologous genes, the human genome does not appear to contain any pairs of regions where the density of duplicated genes approaches the densities seen in yeast or mustard weed366,367,368,369.
We also examined human proteins in the IPI for which the orthologues among fly or worm proteins occur in the ratios 2:1:1, 3:1:1, 4:1:1 and so on (Fig. 49). The number of such families falls smoothly, with no peak at four and some instances of five or more homologues. Although this does not rule out two rounds of WGD followed by extensive gene loss and some unrelated gene duplication, it provides no support for the theory. More probatively, if two successive rounds of genome duplication occurred, phylogenetic analysis of the proteins having 4:1:1 ratios between human, fly and worm would be expected to show more trees with the topology (A,B)(C,D) for the human sequences than (A,(B,(C,D)))374. However, of 57 sets studied carefully, only 24% of the trees constructed from the 4:1:1 set have the former topology; this is not significantly different from what would be expected under the hypothesis of random sequential duplication of individual loci.
We also searched for sets of four chromosomes where there are multiple genes with homologues on each of the four. The strongest example was chromosomes 2, 7, 12 and 17, containing the HOX clusters as well as additional genes. These four chromosomes appear to have an excess of quadruplicated genes. The genes are not all clustered in a single region; this may reflect intrachromosomal rearrangement since the duplication of these genes, or it may indicate that they result from several independent events. Of the genes with homologues on chromosomes 2, 12 and 17, many of those missing on chromosome 7 are clustered on chromosome 3, suggesting a translocation. Several additional examples of groups of four chromosomes were found, although they were connected by fewer homologous genes.
Although the analyses are sensitive to the imperfect quality of the gene predictions, our results so far are insufficient to settle whether two rounds of WGD occurred around 500 Myr ago. It may be possible to resolve the issue by systematically estimating the time of each of the many gene duplication events on the basis of sequence divergence, although this is beyond the scope of this report. Another approach to determining whether a widespread duplication occurred at a particular time in vertebrate evolution would be to sequence the genomes of organisms whose lineages diverged from vertebrates at appropriate times, such as amphioxus.
Recent history from human polymorphism
The recent history of genomic segments can be probed by studying the properties of SNPs segregating in the current human population. The sequence information generated in the course of this project has yielded a huge collection of SNPs. These SNPs were extracted in two ways: by comparing overlapping large-insert clones derived from distinct haplotypes (either different individuals or different chromosomes within an individual) and by comparing random reads from whole-genome shotgun libraries derived from multiple individuals. The analysis confirms an average heterozygosity rate in the human population of about 1 in 1,300 bp (ref. 97).
More than 1.42 million SNPs have been assembled into a genome-wide map and are analysed in detail in an accompanying paper97. SNP density is also displayed across the genome in Fig. 9. The SNPs have an average spacing of 1.9 kb and 63% of 5-kb intervals contain a SNP. These polymorphisms are of immediate utility for medical genetic studies. Whereas investigators studying a gene previously had to expend considerable effort to discover polymorphisms across the region of interest, the current collection now provides then with about 15 SNPs for gene loci of average size.
The density of SNPs (adjusted for ascertainment—that is, polymorphisms per base screened) varies considerably across the genome97 and sheds light on the unique properties and history of each genomic region. The average heterozygosity at a locus will tend to increase in proportion to the local mutation rate and the ‘age’ of the locus (which can be defined as the average number of generations since the most recent common ancestor of two randomly chosen copies in the population). For example, positive selection can cause a locus to be unusually ‘young’ and balancing selection can cause it to be unusually ‘old’. An extreme example is the HLA region, in which a high SNP density is observed, reflecting the fact that diverse HLA haplotypes have been maintained for many millions of years by balancing selection and greatly predate the origin of the human species.
SNPs can also be used to study linkage disequilibrium in the human genome375. Linkage disequilibrium refers to the persistence of ancestral haplotypes—that is, genomic segments carrying particular combinations of alleles descended from a common ancestor. It can provide a powerful tool for mapping disease genes376,377 and for probing population history378,379,380. There has been considerably controversy concerning the typical distance over which linkage disequilibrium extends in the human genome381,382,383,384,385,386. With the collection of SNPs now available, it should be possible to resolve this important issue.
Applications to medicine and biology
In most research papers, the authors can only speculate about future applications of the work. Because the genome sequence has been released on a daily basis over the past four years, however, we can already cite many direct applications. We focus on a handful of applications chosen primarily from medical research.
A key application of human genome research has been the ability to find disease genes of unknown biochemical function by positional cloning387. This method involves mapping the chromosomal region containing the gene by linkage analysis in affected families and then scouring the region to find the gene itself. Positional cloning is powerful, but it has also been extremely tedious. When the approach was first proposed in the early 1980s9, a researcher wishing to perform positional cloning had to generate genetic markers to trace inheritance; perform chromosomal walking to obtain genomic DNA covering the region; and analyse a region of around 1 Mb by either direct sequencing or indirect gene identification methods. The first two barriers were eliminated with the development in the mid-1990s of comprehensive genetic and physical maps of the human chromosomes, under the auspices of the Human Genome Project. The remaining barrier, however, has continued to be formidable.
All that is changing with the availability of the human draft genome sequence. The human genomic sequence in public databases allows rapid identification in silico of candidate genes, followed by mutation screening of relevant candidates, aided by information on gene structure. For a mendelian disorder, a gene search can now often be carried out in a matter of months with only a modestly sized team.
At least 30 disease genes55,388,389,390,391,392,393,394,395,396,397,398,399,400,401,402,403,404,405,406,407,408,409,410,411,412,413,414,415,416,417,418,419,420,421 (Table 26) have been positionally cloned in research efforts that depended directly on the publicly available genome sequence. As most of the human sequence has only arrived in the past twelve months, it is likely that many similar discoveries are not yet published. In addition, there are many cases in which the genome sequence played a supporting role, such as providing candidate microsatellite markers for finer genetic linkage analysis.
The genome sequence has also helped to reveal the mechanisms leading to some common chromosomal deletion syndromes. In several instances, recurrent deletions have been found to result from homologous recombination and unequal crossing over between large, nearly identical intrachromosomal duplications. Examples include the DiGeorge/velocardiofacial syndrome region on chromosome 22 (ref. 238) and the Williams–Beuren syndrome recurrent deletion on chromosome 7 (ref. 239).
The availability of the genome sequence also allows rapid identification of paralogues of disease genes, which is valuable for two reasons. First, mutations in a paralogous gene may give rise to a related genetic disease. A good example, discovered through use of the genome sequence, is achromatopsia (complete colour blindness). The CNGA3 gene, encoding the α-subunit of the cone photoreceptor cyclic GMP-gated channel, had been shown to harbour mutations in some families with achromatopsia. Computational searching of the genome sequences revealed the paralogous gene encoding the corresponding β-subunit, CNGB3 (which had not been apparent from EST databases). The CNGB3 gene was rapidly shown to be the cause of achromatopsia in other families406,407. Another example is provided by the presenilin-1 and presenilin-2 genes, in which mutations can cause early-onset Alzheimer's disease422,423. Second, the paralogue may provide an opportunity for therapeutic intervention, as exemplified by attempts to reactivate the fetally expressed haemoglobin genes in individuals with sickle cell disease or β-thalassaemia, caused by mutations in the β-globin gene424.
We undertook a systematic search for paralogues of 971 known human disease genes with entries in both the Online Mendelian Inheritance in Man (OMIM) database (http://www.ncbi.nlm.nih.gov/Omim/) and either the SwissProt or TrEMBL protein databases. We identified 286 potential paralogues (with the requirement of a match of at least 50 amino acids with identity greater than 70% but less than 90% if on the same chromosome, and less than 95% if on a different chromosome). Although this analysis may have identified some pseudogenes, 89% of the matches showed homology over more than one exon in the new target sequence, suggesting that many are functional. This analysis shows the potential for rapid identification of disease gene paralogues in silico.
Over the past century, the pharmaceutical industry has largely depended upon a limited set of drug targets to develop new therapies. A recent compendium425,426 lists 483 drug targets as accounting for virtually all drugs on the market. Knowing the complete set of human genes and proteins will greatly expand the search for suitable drug targets. Although only a minority of human genes may be drug targets, it has been predicted that the number will exceed several thousand, and this prospect has led to a massive expansion of genomic research in pharmaceutical research and development. A few examples will illustrate the point.
(1) The neurotransmitter serotonin (5-HT) mediates rapid excitatory responses through ligand-gated channels. The previously identified 5-HT3A receptor gene produces functional receptors, but with a much smaller conductance than observed in vivo. Cross-hybridization experiments and analysis of ESTs failed to reveal any other homologues of the known receptor. Recently, however, by searching the human draft genome sequence at low stringency, a putative homologue was identified within a PAC clone from the long arm of chromosome 11 (ref. 428). The homologue was shown to be expressed in the amygdala, caudate and hippocampus, and a full-length cDNA was subsequently obtained. The gene, which codes for a serotonin receptor, was named 5-HT3B. When assembled in a heterodimer with 5-HT3A, it was shown to account for the large-conductance neuronal serotonin channel. Given the central role of the serotonin pathway in mood disorders and schizophrenia, the discovery of a major new therapeutic target is of considerable interest.
(2) The contractile and inflammatory actions of the cysteinyl leukotrienes, formerly known as the slow reacting substance of anaphylaxis (SRS-A), are mediated through specific receptors. The second such receptor, CysLT2, was identified using the combination of a rat EST and the human genome sequence. This led to the cloning of a gene with 38% amino-acid identity to the only other receptor that had previously been identified428. This new receptor, which shows high-affinity binding to several leukotrienes, maps to a region of chromosome 13 that is linked to atopic asthma. The gene is expressed in airway smooth muscles and in the heart. As the leukotriene pathway has been a significant target for the development of drugs against asthma, the discovery of a new receptor has obvious and important consequences.
(3) Abundant deposition of β-amyloid in senile plaques is the hallmark of Alzheimer's disease. β-Amyloid is generated by proteolytic processing of the amyloid precursor protein (APP). One of the enzymes involved is the β-site APP-cleaving enzyme (BACE), which is a transmembrane aspartyl protease. Computational searching of the public human draft genome sequence recently identified a new sequence homologous to BACE, encoding a protein now named BACE2429,430. BACE2, which has 52% amino-acid sequence identity to BACE, contains two active protease sites and maps to the obligatory Down's syndrome region of chromosome 21, as does APP. This raises the question of whether the extra copies of both BACE2 and APP may contribute to accelerated deposition of β-amyloid in the brains of Down's syndrome patients. The development of antagonists to BACE and BACE2 represents a promising approach to preventing Alzheimer's disease.
Given these examples, we undertook a systematic effort to identify paralogues of the classic drug target proteins in the draft genome sequence. The target list426 was used to identify 603 entries in the SwissProt database with unique accession numbers. These were then searched against the current genome sequence database, using the requirement that a match should have 70–100% identity to at least 50 amino acids. Matches to named proteins were ignored, as we assumed that these represented known homologues.
We found 18 putative novel paralogues (Table 27), including apparent dopamine receptors, purinergic receptors and insulin-like growth factor receptors. In six cases, the novel paralogue matches at least one EST, adding confidence that this search process can identify novel functional genes. For the remaining 12 putative paralogues without an EST match, all have long ORFs and all but one show similarity spanning multiple exons separated by introns, so these are not processed pseudogenes. They are likely to represent interesting new candidate drug targets.
Although the examples above reflect medical applications, there are also many similar applications to basic physiology and cell biology. To cite one satisfying example, the publicly available sequence was used to solve a mystery that had vexed investigators for several decades: the molecular basis of bitter taste431. Humans and other animals are polymorphic for response to certain bitter tastes. Recently, investigators mapped this trait in both humans and mice and then searched the relevant region of the human draft genome sequence for G-protein coupled receptors. These studies led, in quick succession, to the discovery of a new family of such proteins, the demonstration that they are expressed almost exclusively in taste buds, and the experimental confirmation that the receptors in cultured cells respond to specific bitter substances432,433,434.
The next steps
Considerable progress has been made in human sequencing, but much remains to be done to produce a finished sequence. Even more work will be required to extract the full information contained in the sequence. Many of the key next steps are already underway.
Finishing the human sequence
The human sequence will serve as a foundation for biomedical research in the years ahead, and it is thus crucial that the remaining gaps be filled and ambiguities be resolved as quickly as possible. This will involve a three-step program.
The first stage involves producing finished sequence from clones spanning the current physical map, which covers more than 96% of the euchromatic regions of the genome. About 1 Gb of finished sequence is already completed. Almost all of the remaining clones are already sequenced to at least draft coverage, and the rest have been selected for sequencing. All clones are expected to reach ‘full shotgun’ coverage (8–10-fold redundancy) by about mid-2001 and finished form (99.99% accuracy) not long thereafter, using established and increasingly automated protocols.
The next stage will be to screen additional libraries to close gaps between clone contigs. Directed probing of additional large-insert clone libraries should close many of the remaining gaps. Unclosed gaps will be sized by FISH techniques or other methods. Two chromosomes, 22 and 21, have already been assembled in this ‘essentially complete’ form in this manner93,94, and chromosomes 20, Y, 19, 14 and 7 are likely to reach this status in the next few months. All chromosomes should be essentially completed by 2003, if not sooner.
Finally, techniques must be developed to close recalcitrant gaps. Several hundred such gaps in the euchromatic sequence will probably remain in the genome after exhaustive screening of existing large-insert libraries. New methodologies will be needed to recover sequence from these segments, and to define biological reasons for their lack of representation in standard libraries. Ideally, it would be desirable to obtain complete sequence from all heterochromatic regions, such as centromeres and ribosomal gene clusters, although most of this sequence will consist of highly polymorphic tandem repeats containing few protein-coding genes.
Developing the IGI and IPI
The draft genome sequence has provided an initial look at the human gene content, but many ambiguities remain. A high priority will be to refine the IGI and IPI to the point where they accurately reflect every gene and every alternatively spliced form. Several steps are needed to reach this ambitious goal.
Finishing the human sequence will assist in this effort, but the experiences gained on chromosomes 21 and 22 show that sequence alone is not enough to allow complete gene identification. One powerful approach is cross-species sequence comparison with related organisms at suitable evolutionary distances. The sequence coverage from the pufferfish T. nigroviridis has already proven valuable in identifying potential exons292; this work is expected to continue from its current state of onefold coverage to reach at least fivefold coverage later this year. The genome sequence of the laboratory mouse will provide a particularly powerful tool for exon identification, as sequence similarity is expected to identify 95–97% of the exons, as well as a significant number of regulatory domains435,436,437. A public-private consortium is speeding this effort, by producing freely accessible whole-genome shotgun coverage that can be readily used for cross-species comparison438. More than onefold coverage from the C57BL/6J strain has already been completed and threefold is expected within the next few months. In the slightly longer term, a program is under way to produce a finished sequence of the laboratory mouse.
Another important step is to obtain a comprehensive collection of full-length human cDNAs, both as sequences and as actual clones. The Mammalian Gene Collection project has been underway for a year18 and expects to produce 10,000–15,000 human full-length cDNAs over the coming year, which will be available without restrictions on use. The Genome Exploration Group of the RIKEN Genomic Sciences Center is similarly developing a collection of cDNA clones from mouse309, which is a valuable complement because of the availability of tissues from all developmental time points. A challenge will be to define the gene-specific patterns of alternative splicing, which may affect half of human genes. Existing collections of ESTs and cDNAs may allow identification of the most abundant of these isoforms, but systematic exploration of this problem may require exhaustive analysis of cDNA libraries from multiple tissues or perhaps high-throughput reverse transcription–PCR studies. Deep understanding of gene function will probably require knowledge of the structure, tissue distribution and abundance of these alternative forms.
Large-scale identification of regulatory regions
The one-dimensional script of the human genome, shared by essentially all cells in all tissues, contains sufficient information to provide for differentiation of hundreds of different cell types, and the ability to respond to a vast array of internal and external influences. Much of this plasticity results from the carefully orchestrated symphony of transcriptional regulation. Although much has been learned about the cis-acting regulatory motifs of some specific genes, the regulatory signals for most genes remain uncharacterized. Comparative genomics of multiple vertebrates offers the best hope for large-scale identification of such regulatory sites439. Previous studies of sequence alignment of regulatory domains of orthologous genes in multiple species has shown a remarkable correlation between sequence conservation, dubbed ‘phylogenetic footprints’440, and the presence of binding motifs for transcription factors. This approach could be particularly powerful if combined with expression array technologies that identify cohorts of genes that are coordinately regulated, implicating a common set of cis-acting regulatory sequences441,442,443,444. It will also be of considerable interest to study epigenetic modifications such as cytosine methylation on a genome-wide scale, and to determine their biological consequences445,446. Towards this end, a pilot Human Epigenome Project has been launched447,448.
Sequencing of additional large genomes
More generally, comparative genomics allows biologists to peruse evolution's laboratory notebook—to identify conserved functional features and recognize new innovations in specific lineages. Determination of the genome sequence of many organisms is very desirable. Already, projects are underway to sequence the genomes of the mouse, rat, zebrafish and the pufferfishes T. nigroviridis and Takifugu rubripes. Plans are also under consideration for sequencing additional primates and other organisms that will help define key developments along the vertebrate and nonvertebrate lineages.
To realize the full promise of comparative genomics, however, it needs to become simple and inexpensive to sequence the genome of any organism. Sequencing costs have dropped 100-fold over the last 10 years, corresponding to a roughly twofold decrease every 18 months. This rate is similar to ‘Moore's law’ concerning improvements in semiconductor manufacture. In both sequencing and semiconductors, such improvement does not happen automatically, but requires aggressive technological innovation fuelled by major investment. Improvements are needed to move current dideoxy sequencing to smaller volumes and more rapid sequencing times, based upon advances such as microchannel technology. More revolutionary methods, such as mass spectrometry, single-molecule sequencing and nanopore approaches76, have not yet been fully developed, but hold great promise and deserve strong encouragement.
Completing the catalogue of human variation
The human draft genome sequence has already allowed the identification of more than 1.4 million SNPs, comprising a substantial proportion of all common human variation. This program should be extended to obtain a nearly complete catalogue of common variants and to identify the common ancestral haplotypes present in the population. In principle, these genetic tools should make it possible to perform association studies and linkage disequilibrium studies375 to identify the genes that confer even relatively modest risk for common diseases. Launching such an intense era of human molecular epidemiology will also require major advances in the cost efficiency of genotyping technology, in the collection of carefully phenotyped patient cohorts and in statistical methods for relating large-scale SNP data to disease phenotype.
From sequence to function
The scientific program outlined above focuses on how the genome sequence can be mined for biological information. In addition, the sequence will serve as a foundation for a broad range of functional genomic tools to help biologists to probe function in a more systematic manner. These will need to include improved techniques and databases for the global analysis of: RNA and protein expression, protein localization, protein–protein interactions and chemical inhibition of pathways. New computational techniques will be needed to use such information to model cellular circuitry. A full discussion of these important directions is beyond the scope of this paper.
The Human Genome Project is but the latest increment in a remarkable scientific program whose origins stretch back a hundred years to the rediscovery of Mendel's laws and whose end is nowhere in sight. In a sense, it provides a capstone for efforts in the past century to discover genetic information and a foundation for efforts in the coming century to understand it.
We find it humbling to gaze upon the human sequence now coming into focus. In principle, the string of genetic bits holds long-sought secrets of human development, physiology and medicine. In practice, our ability to transform such information into understanding remains woefully inadequate. This paper simply records some initial observations and attempts to frame issues for future study. Fulfilling the true promise of the Human Genome Project will be the work of tens of thousands of scientists around the world, in both academia and industry. It is for this reason that our highest priority has been to ensure that genome data are available rapidly, freely and without restriction.
The scientific work will have profound long-term consequences for medicine, leading to the elucidation of the underlying molecular mechanisms of disease and thereby facilitating the design in many cases of rational diagnostics and therapeutics targeted at those mechanisms. But the science is only part of the challenge. We must also involve society at large in the work ahead. We must set realistic expectations that the most important benefits will not be reaped overnight. Moreover, understanding and wisdom will be required to ensure that these benefits are implemented broadly and equitably. To that end, serious attention must be paid to the many ethical, legal and social implications (ELSI) raised by the accelerated pace of genetic discovery. This paper has focused on the scientific achievements of the human genome sequencing efforts. This is not the place to engage in a lengthy discussion of the ELSI issues, which have also been a major research focus of the Human Genome Project, but these issues are of comparable importance and could appropriately fill a paper of equal length.
Finally, it is has not escaped our notice that the more we learn about the human genome, the more there is to explore.
“We shall not cease from exploration. And the end of all our exploring will be to arrive where we started, and know the place for the first time.”—T. S. Eliot449
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GenBank, National Center for Biotechnology Information, National Library of Medicine, National Institutes of Health, Bldg. 38A, 8600 Rockville Pike, Bethesda, Maryland 20894, USA
EMBL, European Bioinformatics Institute, Wellcome Trust Genome Campus, Hinxton, Cambridge CB10 1SD, UK
DNA Data Bank of Japan, Center for Information Biology, National Institute of Genetics, 1111 Yata, Mishima-shi, Shizuoka-ken 411-8540, Japan
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