Review | Published:

Serotonin in Aging, Late-Life Depression, and Alzheimer's Disease: The Emerging Role of Functional Imaging

Neuropsychopharmacologyvolume 18pages407430 (1998) | Download Citation



Serotonin (5-HT) neuron and neurotransmitter loss in normal aging and neuropsychiatric diseases of late life may contribute to behavioral changes commonly observed in the elderly population. Extensive evidence implicates a deficit in serotonergic neurotransmission in the development of major depression. It has been further suggested that the age-related changes in 5-HT neurons may predispose the elderly to develop depression. There is also increasing evidence that a combination of disturbances in cholinergic and serotonergic function may play a role in cognitive impairment in Alzheimer's disease (AD), with serotonergic dysfunction potentially responsible for a significant portion of the behavioral aspects of the disease. This implication of the 5-HT system in aging and age-related cognitive and mood disorders rests in large part on post mortem studies and animal models, which are limited in their capacity to predict dynamic human biochemical-behavior relationships or to accurately model the living human brain. Initial applications of functional brian imaging with positron emission tomography (PET) in the in vivo study of the brain in aging, depression, and dementia focused on characterizing alterations in physiological measurements of cerebral metabolism and perfusion. However, recent advances in PET radiochemistry, instrumentation, and image processing have paved the way for noninvasive means to test specific hypotheses regarding the direct involvement of 5-HT neurons in the behavioral features of aging and to define and monitor therapeutic regimens for neuropsychiatric conditions of late life. Coupling of clinical trials in well-characterized subject populations with PET imaging using ligands specific for 5-HT receptor subtypes and transporter proteins promises to increase our understanding of the role of the 5-HT system in affective and cognitive aspects of treatment response. Longitudinal studies in aging, late-life depression, and AD are also needed to evaluate the complex interplay between neurodegenerative processes and serotonergic neurotransmission.


Major depression in late life and Alzheimer's disease (AD) are disorders of enormous and increasing public health significance. The prevalence of major depression is estimated at 1% to 10% of persons 60 years of age or older, whereas depressive symptoms may occur in up to 20% (Blazer et al. 1987; Borson et al. 1986; Casey 1994). Substantially higher rates of both major and minor depressions occur among institutionalized aged persons (Parmelee et al. 1989). Furthermore, the rate of suicide in this age group is higher than at any other stage of life (Casey 1994). Psychosocial issues such as bereavement, disability, and declining health may serve as contributing factors in the development of geriatric depression (Casey 1994; Gilewski et al. 1991; Kennedy et al. 1991). Ad is truly a disorder of aging, with an incidence of 5% in persons older than 65 years and doubling of disease prevalence every 5 years after age 65; affected individuals represent 20% to 50% of the population after age 80 (Cross and Gurland 1986) (Evans et al. 1989). Costs associated with dementia burden exceed $90 billion annually in the United States (Ernst and Hay 1994). Depression is commonly seen in AD patients and may further interfere with cognitive function, as well as substantially impact on the quality of life for both patients and caregivers (Alexopoulos and Abrams 1991; Fitz and Teri 1994; Shuttleworth et al. 1987).

The relationship between dementia and depression in late life is incompletely understood and probably complex. A total of 10% to 20% of elderly depressives have evidence of significant cognitive dysfunction, which may be reversible (“pseudodementia”) (Kral and Emery 1989; Reynolds et al. 1986). A favorable response to treatment is associated with a predominance of depressive symptomatology relative to cognitive disturbance at presentation (Reynolds et al. 1986). Further, depression may be the initial sign of neurodegenerative disease and thus may be regarded as a risk factor for later development of dementia. Elderly depressed patients with cognitive impairment that improves with treatment carry a nearly five-fold increased chance of developing an irreversible dementia in the future when compared to age-matched patients with depression alone (Alexopoulos et al. 1993). An epidemiological study of community-living elders found that depressed mood was associated with a moderately increased risk of dementia, particularly AD (Devanand et al. 1996). Also, depression and AD may be coexisting disorders. Depression, which may have a tendency to occur in the earlier stages of AD (Fisher et al. 1990), complicates AD in an estimated 10% to 30% of patients (Komahashi et al. 1994; Teri and Reifler 1987). The frequency with which depression and dementia coexist in the elderly suggests an etiological link between the two conditions.

Our concept of the nature of the interaction between cognitive impairment and mood dysregulation in the elderly is evolving, with increasing interest in the influence of age- and disease-related changed on the integrity of the central 5-HT system. Whether the serotonergic profile of late-life depression is similar to that of early AD is not clearly defined, although this information would have significant implications for furthering our understanding of the relationship between depression and dementia. The evidence for serotonergic dysfunction in depression is based on the post mortem examination of brain tissue for 5-HT metabolite and receptor concentrations, the neuroendocrine response to serotonergic challenge, and the observation that the primary mode of action of antidepressants is by the alteration of 5-HT neurotransmission. In AD, post mortem studies and animal models of cholinergic hypofunction have demonstrated impairment of 5-HT systems. Although crucial to improving our understanding of the underlaying pharmacology involved in aging and mood and cognitive dysfunction, animal models; peripheral measures of 5-HT receptors, 5-HT, and 5-HT metabolites; and neuroendocrine challenge studies are indirect approaches to characterizing the functional state of human central 5-HT systems.

Our knowledge of the role of the 5-HT system in depression and AD has been confined by the limitations inherent in assays of autopsy material and peripheral 5-HT markers (Tables 1, 2, 3 ). Post mortem studies are limited to a single time point at the end stage of a disease process. Interpretation of post mortem findings is hindered by differences across studies in subject selection bias, post mortem delay, agonal state of the patient, tissue preparation, and exposure to psychotropic medications. Animal models of depression and AD only mimic some aspects of the human disorder. Neuroendocrine measures are complex and may be influenced by an array of pathophysiological processes. Nonetheless, these studies have played an important role in directing neurobiological hypotheses regarding the pathophysiology of depression and the overlap between late-life depression and AD.

Table 1 Summary of Literature Findings on 5-HT2A Binding Sites in Aging, Depression, and AD
Table 2 Summary of Literature Findings on 5-HT1A Binding Sites in Aging, Depression, and AD
Table 3 Summary of Literature Findings on 5-HT Transporter/Reuptake Binding Sites in Aging, Depression, and AD

Tables 1, 2, 3—Major findings from published post mortem, platelet binding, and imaging studies of aging, depression, and AD for the 5-HT2A receptor (Table 1), 5-HT1A receptor (Table 2), and 5-HT transporter/reuptake site (Table 3) are presented in Tables 1, 2, 3. Reports of significant increases (↑), significant decreases (↓), and the lack of a significant change (↔) in regional binding are listed. Where multiple brain region(s) were examined, only those associated with the main findings are specified in parenthesis. These tables do not necessarily provide a complete account of all brain regions evaluated in each study.

One of the more promising approaches to furthering our understanding of the relationship between depression and dementia is through in vivo functional imaging of the 5-HT neurotransmitter system with positron emission tomography (PET). Previous PET studies used tracers for flow and metabolism to identify the landscape of functional deficits in aging, depression, and AD. Such studies served as the foundation to guide current and future work to determine the neurochemical bases of these changes. The purpose of this review is to evaluate the 5-HT neurotransmitter system as a substrate for the functional deficits and clinical symptomatology observed in aging, late-life depression, and AD. An overview of the anatomy of the 5-HT system, and a review of animal model, human postmortem, and in vivo data implicating 5-HT in these conditions is presented. We also outline the potential use of PET and new 5-HT radioligands as a vehicle to assess the pre- and postsynaptic integrity of the 5-HT system and to test hypotheses generated by preclinical data, neuroendocrine studies, and post mortem work. Finally, we define the potential for future PET studies, combined with randomized clinical trails, to identify predictors of treatment response and treatment resistance with the goal of guiding future drug development.


The 5-HT systems are widespread throughout the brain, with most of the cell bodies of serotonergic neurons located in the raphe nuclei of the midline brainstem (Palacios et al. 1990). There are two systems of 5-HT neurons in the brainstem raphe characterized by the location of their cell bodies and the areas that they innervate (Tork 1990). The largest collections of 5-HT neurons are in the dorsal and median raphe nuclei of the caudal midbrain (Jacobs and Azmitia 1992). The neurons of these nuclei project widely over the thalamus, hypothalamus, basal ganglia, basal forebrain, and the entire neocortex. Interestingly, these 5-HT neurons also provide a dense subependymal plexus throughout the lateral and third ventricles. Activation of this innervation results in 5-HT release into the cerebrospinal fluid (CSF), and measurement of 5-HT content in CSF in disease states will largely reflect this pool (Chan-Palay 1976). This is another interesting aspect of the 5-HT neuron innervation of forebrain. Work by Descarries and colleagues (Descarries et al. 1975) has shown that the terminals of 5-HT neurons in forebrain, unlike terminals from other systems, only infrequently form synaptic complexes. Thus, when 5-HT neurons innervating forebrain are activated, 5-HT will be released into the extracellular fluid, and its action will depend on the location of nearby 5-HT receptors (Figure 1 ).The organization of the ascending 5-HT neuron projections, the nature of their interaction with postsynaptic elements, and the widespread distribution of 5-HT terminals in cortical and limbic areas indicate that these projections are most likely to be involved in the regulation of behavioral state and the modulation of more specific behaviors. The second 5-HT neuron system is comprised of 5-HT neurons in the pontine and medullary raphe with projections principally to brainstem, cerebellum, and spinal cord. This system appears primarily to be involved in modulation of sensory input and motor control.

Figure 1
Figure 1

Schematic representation of 5-HT neuron showing sites of action of several PET radiotracers (italics)

Serotonin receptors have been classified into families designated 5-HT1–7 on the basis of their molecular biological characteristics (Hoyer and Martin 1997; Peroutka 1994; Saudou and Hen 1994). At present these have been subdivided into approximately 14 subtypes, and their number grows each year. The 5-HT1B/D receptors are found largely presynaptically, the 5-HT1A receptor exists in both a presynaptic and postsynaptic form, and the remaining receptor subtypes are expressed predominately postsynaptically with their distribution and density regulated with respect to individual brain area and functional state. Another protein important in serotonergic neurotransmission is the 5-HT transporter. This protein is localized on the membrane of 5-HT nerve terminals and is responsible for reuptake of released 5-HT into the terminals. The distribution of the 5-HT transporter conforms closely to the distribution of 5-HT nerve terminals (Dawson and Wamseley 1983; Fuxe et al. 1983), and thus may serve as a marker for the integrity of serotonergic projections. The 5-HT1A and 5-HT2A receptors and the 5-HT reuptake site are the most frequently targeted sites of action for antidepressant medications and have been well-characterized physiologically. Thus, these sites have also been the focus of radiochemistry development.

Evidence from animal and human studies suggest that 5-HT is linked to many functions, such as mood, aggression, feeding, and sleep. Dysregulation of 5-HT function is believed to be involved in depression, impulsivity, and suicide (Arango et al. 1992; Kennett 1991; Meltzer 1990; Staner et al. 1992). Additionally, modulation of cholinergic neuronal activity by 5-HT may play a role in higher cognitive processes such as memory and learning (Altman et al. 1990; Carli et al. 1992; Richter-Levin and Segal 1990; Riekkinen et al. 1994). Accordingly, alterations in serotonergic function may account for behavioral disturbances commonly observed in the elderly. Indeed, changes in serotonergic activity have been implicated in normal aging, depression, and dementia; however, there is conflicting evidence from animal studies, post mortem work, and limited clinical trails as to the direction, magnitude, and significance of these findings. The purpose of this review is to examine the areas of agreement and remaining controversies regarding the 5-HT system in late-life neuropsychiatric disorders and further to explore the promise of newer tools, such as PET, to address unresolved questions that may be the clinical and therapeutic importance.


There are limited and conflicting data in the literature regarding changes in the 5-HT system in normal aging. Serotonin receptors are more dense at birth than in the mature brain and may regulate the maturation of cortical neurons (Azmitia and Whitaker-Azmitia 1991). Although no age effect on the binding or affinity of [3H]ketanserin to cortical 5-HT2A receptors or [3H]8-hydroxy-2-(di-n-propylamino)tetralin ([3H]8-OH-DPAT) to 5-HT1A receptors has been demonstrated in rats (Robson et al. 1993; Yamaguchi and Yamagata 1991), several post mortem human studies have reported a reduction in the number of cortical 5-HT1A, 5-HT1B/D, and 5-HT2A binding sites with age in frontal lobe, occipital lobe, and hippocampus (Arranz et al. 1993; Cheetham et al. 1988; Gross-Isseroff et al. 1990; Marcusson et al. 1984a, b; Shih and Young 1978; Sparks 1989) (Tables 1 and 2). Age-related decline in cortical 5-HT2A binding in living healthy subjects is supported by PET imaging with [11C]N-methylspiperone, a ligand with affinity for both 5-HT2A and dopamine D2 receptors (Iyo and Yamasaki 1993; Wong et al. 1984). Also, both aging and postmenopausal decreases in estrogen levels may contribute to alterations in circulating 5-HT and central 5-HT1A and 5-HT2A receptors densities in women (Biver et al. 1996; Frankfurt et al. 1994; Gonzales and Carillo 1993; Zhang et al. 1994). A decline in 5-HT function with aging is consistent with observations of age-related changes in behaviors, such as sleep, that are linked to serotonergic function (DeKosky and Palmer 1994; Myers and Badia 1995; Sharpley et al. 1994).

There is scant literature on the effect of aging on the 5-HT transporter, and the available reports are inconsistent (Table 3). Although the rat 5-HT system appears to remain intact throughout the life span, a 65% decrease in [3H]imipramine binding has been demonstrated in cortical membrane fractions from Suncus murinus, an insectivore with a shorter life span than the rat that has been proposed as a mammalian animal model of the aging brain (Yamaguchi and Yamagata 1991). In humans, Marcusson et al. (1987) demonstrated a 50% decline in [3H]imipramine binding in the cingulate with aging, but found no influence of age in the frontal cortex, hippocampus, amygdala, and basal ganglia. Reports by Andersson et al. (1992) and Arranz et al. (1993) failed to demonstrate an age effect on the 5-HT transporter in human post mortem cortical specimens using [3H]paroxetine, a more highly selective radioligand. Thus, in humans, the absence of alteration in reuptake site number indicates that the 5-HT axonal plexus in cortex is intact in normal aging. However, age-related decline in postsynaptic receptors has been reported more consistently. As some of these receptor sites are associated with other neurotransmitter systems altered by the aging process (e.g., 5-HT1A receptors associated with cholinergic terminals), this may reflect pathology secondary to other neurochemical deficits.


Major depression in later life has unique implications in terms of prognosis, treatment options, and possibly etiological mechanisms relative to depression occurring in young or mid-life adults. Geriatric depression carries an increased risk of suicide, higher morality, and the potential for future development of dementia (Casey 1994: McGuire and Rabins 1994; Reynolds et al. 1986). Late-age onset of depression appears to be a risk factor for treatment failure and chronicity (Alexopoulos et al. 1996). Treatment issues are also complicated by the diminished tolerance of side effects in the elderly and potential interactions between antidepressants and other medications. The association of structural brain changes, such as cortical atrophy and white matter lesions, and vascular risk factors, with late-life and particularly late-onset depression, suggests an interaction between aging and biological factors in depression occurring in the elderly (Alexopoulos et al. 1992; Baldwin and Tomenson 1995; Figiel et al. 1991). The well-recognized vasomotor effects of 5-HT (Wiernsperger 1990), limited evidence for serotonergic control of the regulation of cerebral blood flow (McBean et al. 1990, 1991), and the potential influence of age on both of these factors (Hajdu et al. 1993) support the existence of a link, although as yet ill-defined, between disturbances in serotonergic function and risk of cerebral ischemia. Interestingly, Husain et al. (1991) found an inverse correlation between platelet [3H]imipramine binding and white matter hyperintensities in a group of elderly depressed subjects. Thus, although the mechanism is unclear, potential alterations in 5-HT neurotransmission that occur as part of normal aging may be an important factor in predisposing the elderly to develop depression.

The serotonergic hypothesis of depression holds that 5-HT dysregulation is central to the pathophysiology of mood disorders. This is based on considerable evidence that a disturbance in central serotonergic activity is a major etiological factor in depression (Cowen 1993; Engleman et al. 1992; Maes and Meltzer 1995). There is a notable overlap between behaviors frequently disturbed in depression (e.g., sleep) and those linked to 5-HT. Depletion of plasma levels of tryptophan, a precursor for 5-HT synthesis, has been associated with depressive relapse in patients previously successfully treated with antidepressants (Delgado et al. 1990). Serotonin neuroendocrine studies in depressive illness have shown a blunted prolactin response to the 5-HT-releasing agent d-fenfluramine, which is mediated by the 5-HT2A receptor (Cowen 1993). Differences in slow-wave sleep pattern response to the 5-HT2A antagonist ritanserin between depressed patients and controls have also been reported (Staner et al. 1992). Post mortem studies demonstrated increased 5-HT2A receptors in the prefrontal cortex of suicide victims and depressed persons who died of natural causes (Arango et al. 1990; Arora and Meltzer 1989b; Hrdina et al. 1993; Stanley and Mann 1983), consistent with the hypothesis that 5-HT2A receptors up-regulate in response to a defect in serotonergic neurotransmission. Indeed, preclinical studies provide evidence to suggest that the mechanism of action of tricyclic antidepressant medications is sensitization of postsynaptic 5-HT2A receptors to 5-HT (Blier et al. 1990). Similarly, animal and human studies suggest that the therapeutic effect of electroconvulsive therapy (ECT) in depression is linked to enhanced neuronal responsiveness to 5-HT (de Montigny 1984; Shapira et al. 1992). And, the clinical effectiveness of selective 5-HT reuptake inhibitors (SSRIs) is believed to be mediated through enhancement of extracellular 5-HT (Blier et al. 1990). However, some groups have found no differences in 5-HT2A binding between depressed suicide victims and controls (Cheetham et al. 1988; Owen et al. 1986). These data are consistent with a recent post mortem autoradiographic study restricted to suicide victims with documented major depression during the last month of life. In this study, Stockmeier et al. (1996) found no difference between controls and suicide victims in [3H]ketanserin binding to 5-HT2A receptors in the right prefrontal cortex and hippocampus.

Differences in factors that may affect 5-HT2A binding, such as post mortem delay, tissue preparation, selectivity of markers for specific receptor subtypes, subject selection bias, and prior antidepressant therapy may account for some of the variability in reported findings among post mortem studies of 5-HT receptor status (Table 1). Many antidepressant medications may have mixed agonist and antagonist properties. Therefore, heterogeneity of the effects of antidepressants on the 5-HT2A receptor may account for some of the contradictory reports on the directionality of observed changes in the 5-HT2A receptor in depression. Paradoxical down-regulation in response to a variety of 5-HT2A antagonists has been observed in ex vivo studies of this receptor subtype (Leysen 1990), although up-regulation recently has been demonstrated using highly selective 5-HT2A antagonists (Rinaldi-Carmona et al. 1993). Selection of the brain regions examined may vary from study to study, and thus makes interpretation of this body of literature particularly difficult. Also, receptor assays performed using homogenates of large brain sections would be less likely than autoradiographic techniques to uncover small but potentially important regional variations in receptor number. The inherent bias of the post mortem literature toward study of mid-life suicide victims, often poorly characterized clinically, and the paucity of data on the 5-HT system in depression of late life underscores the need for further investigation in this area.

There is limited, yet increasing, evidence for 5-HT1A receptor dysfunction in depression (Table 2). It is inconclusive, based on binding studies in human and animal tissue, whether alterations in 5-HT1A receptor density exist in depression. Using a learned helplessness rat model of depression, Edwards et al. (1991) found no change in 5-HT1A receptor number in the cortex, hippocampus, and septum. However, human post mortem data by Arango et al. (1995) showed an inverse relationship between increases in 5-HT1A and decreases in 5-HT reuptake site binding in the prefrontal cortex of suicide victims. Matsubara et al. (1991) curiously found up-regulation 5-HT1A sites to be limited to nonviolent suicides. In elderly depressives, a lack of alteration in 5-HT1A binding sites in post mortem frontal, temporal, and parietal tissue has been reported (Bowen et al. 1989). The antidepressant potential of 5-HT1A agonists further suggests that this 5-HT receptor subtype is involved in the anxiolytic and other therapeutic effects of antidepressant medications. In animal models, agonists of the 5-HT1A receptor have been shown to produce an antidepressant response through mediation of postsynaptic binding sites, possibly through alteration of second messenger transduction (Kostowski et al. 1992; Luscombe et al. 1993; Newman et al. 1992). The results of limited clinical trials also support a significant role of the 5-HT1A receptor in depression (Robinson et al. 1990).

The 5-HT reuptake site/transporter complex has been a recent focus of animal and human investigations of depression. In the learned helplessness rat model, changes in [3H]paroxetine binding to 5-HT reuptake sites have been demonstrated in the hippocampus and hypothalamus (Edwards et al. 1991). Jaffe et al. (1993) demonstrated a significant decrease in 5-HT release from brain slices taken from the hippocampus, prefrontal cortex, and nucleus accumbens in two rat models of depression. Tissue content of 5-HT was also reduced. Alterations in [3H]imipramine binding to the 5-HT reuptake site on human platelets have been associated with depressed states (Briley et al. 1980; Paul et al. 1981); however, Ellis et al. (1992) were unable to find a clear relationship between recovery from depression and [3H]imipramine platelet binding. Human post mortem studies have failed to clarify whether the 5-HT reuptake site is altered in depression (Table 3). Reductions in [3H]imipramine binding have been demonstrated in the frontal cortex of suicide victims (Stanley et al. 1982) and in the occipital cortex and hippocampus in depressives (Perry et al. 1983), whereas others have found no differences between suicide/depressed and controls (Arora and Meltzer 1989a). Again, this discrepancy may be due to methodologic factors and issues of subject selection, such as whether the suicide had been accomplished by violent or nonviolent means. Also, a disadvantage of the tricyclic antidepressant imipramine is the large proportion of binding attributed to sites other than the 5-HT reuptake site (Hrdina et al. 1990). Using [3H]paroxetine, a more selective marker for the 5-HT reuptake site, Lawrence et al. (1990) found no difference in binding between depressed suicides and controls. Hrdina et al. (1993) similarly reported no alternation in presynaptic 5-HT reuptake sites measured with [3H]paroxetine between suicide/depressives and control subjects; however, the ratio of postsynaptic 5-HT2A receptor and presynaptic 5-HT reuptake sites was increased in the amygdala, suggesting an imbalance between serotonergic activity and receptor number.

The 5-HT reuptake site may be of particular importance in the treatment of depression. The capability of ECT to elicit a rapid and lasting increase in the number of 5-HT reuptake sites in the rat frontal cortex has been demonstrated (Hayakawa et al. 1995). The clinical efficacy of SSRIs further suggests responsiveness of the 5-HT reuptake site to regulation by antidepressant therapies. Kovachich et al. (1992) showed variable effects of repeated administration of several antidepressants, including SSRIs, monoamine oxidase (MAO) inhibitors; and the atypical antidepressant agent mianserin on [3H]cyanoimipramine binding to the 5-HT reuptake site in the limbic system and parietal cortex of rats. Examining changes in 5-HT reuptake site occupancy through the course of treatment for depression may potentially provide information on therapeutic mechanisms and indicators of treatment success and prognosis.

Although there is considerable evident that 5-HT dysregulation is a critical component of the neurobiology of depression, it is unclear whether the fundamental defect is in the presynaptic element, the postsynaptic element, or a combination of the two. Further, the extent to which the 5-HT system is influenced by age and age-related factors such as cerebrovascular disease is a matter of controversy. Indeed, it is not known whether a predilection for depression expressed as the capacity for developing dysregulation of 5-HT neurotransmission is a component of depression in the elderly.


Although marked cholinergic dysfunction in AD is well documented, treatments targeting the cholinergic system alone have yielded disappointing results. Previous post mortem studies in AD have most consistently implicated a presynaptic cholinergic deficit, and the strength of these findings led to a cholinergic hypothesis of memory dysfunction and AD (Davies and Maloney 1976; DeKosky et al. 1985; Perry et al. 1978; Whitehouse et al. 1985). A clear relationship between the cognitive and behavioral symptomatology in AD and deficits in the cholinergic and other neurotransmitter systems has not yet been established; however, there is considerable evidence in the post mortem literature supporting direct involvement of the 5-HT system (Tables 1, 2, 3). First, reduction of 5-HT and its metabolites have been reported in post mortem AD brains (Reinikainen et al. 1990). In the temporal cortex, 5-HT reuptake sites are depleted to a similar extent as 5-HT and metabolites in patients with early AD, suggesting a loss of serotonergic nerve terminals (Cross 1990) (Table 3). Second, the raphe nucleus, and area of high serotonergic neuronal density, is a preferential site for neurofibrillary tangle (NFT) formation and neuronal losses in AD (Curcio and Kemper 1984). Finally, there is evidence of decreases in cortical 5-HT receptors, with 5-HT2A preferentially affected over 5-HT1A receptors (Cheng et al. 1991; Cross 1990). It is important to note that the 5-HT2A receptor is associated with cholinergic nerve terminals in the cerebral cortex and hippocampus (Quirion et al. 1985). Serotonergic dysfunction in AD appears to reflect a selective process rather than the result of generalized cortical neuronal degeneration, because other neurotransmitter systems, such as opioid, γ-aminobutyric acid (GABA), α-1, α-2, and β-adrenergic, are unaltered or less severely affected (Bowen et al. 1983; Cross 1990; Nordberg 1992).

The relationship between the loss of 5-HT receptors in the cortex and loss of brain stem serotonergic neurons in AD is not entirely clear. Both pre- and postsynaptic disturbances in the 5-HT system have been reported in AD (Bowen et al. 1983; D'Amato et al. 1987; Halliday et al. 1992; Marcusson et al. 1987; Palmer et al. 1987a; Sparks et al. 1986; Tejani-Butt et al. 1995); however, there is conflicting evidence as to whether serotonergic pathology arises from a defect of isodendritic core or reflects a process of primary cortical degeneration. Reduced uptake of [3H]5-HT into tissue prisms of biopsy samples from the frontal and temporal cortex AD patients suggests an early change in the serotonergic nerve terminal (Bowen et al. 1983). There is no comparable data on the integrity of the 5-HT cell bodies in the brainstem raphe in early AD. Sparks et al. (1986) reported decreased [3H]spiperone binding to 5-HT2A and dopamine D2 receptors, as well as reduced levels of 5-HT, in the nucleus basalis of Meynert (nbM) in AD brian homogenates. One possible explanation for this finding is degeneration of serotonergic afferents to the nbM from the dorsal raphe. Indeed, markers of presynaptic serotonergic dysfunction have been documented in post mortem tissue from the dorsal raphe, hippocampus, and cortex of AD patients (Bowen et al. 1983; D'Amato et al. 1987; Halliday et al. 1992; Marcusson et al. 1987; Palmer et al. 1987a; Tejani-Butt et al. 1995). However, the pattern of preferential serotonergic depletion in the temporal and parietal cortex and hippocampus favors a disease pathogenesis of cortical degeneration with retrograde degeneration of ascending 5-HT pathways (Palmer et al. 1987b). Palmer et al. (1987b) among others have argued that primary involvement of the brain stem with selective loss of certain ascending projections would be less likely. This proposed mechanism is consistent with a report of neuritic plaques and NFTs in the cortex and hippocampus appearing at a younger age than the pathological changes in the dorsal raphe nucleus in Down's syndrome patients, who are predisposed to the early development of AD (Mann et al. 1984). Although the 5-HT system lacks a clear topographical relationship between brain stem nuclei and cortical projections, the spatial pattern of cell loss in other neurotransmitter systems such as the noradrenergic system, further suggests a primary process of cortical degeneration in AD (Burke et al. 1988; German et al. 1987; Marcyniuk et al. 1986).

The age of disease presentation appears to be an important determinant of the profile of neurochemical deficits in AD. DeKosky et al. (1985) found an age-related decline in activity of the cholinergic synthetic enzyme choline acetyltransferase (CAT) in autopsied frontal lobe in controls, whereas a positive correlation between age and CAT was observed in specimens from AD brains. They calculated that no difference in frontal cortex CAT would be observed between AD patients and age-matched control subjects beyond age 75. Arai et al. (1992) also found more severe depletions of CAT and of 5-HT and its primary metabolite 5-hydroxyindoleacetic acid (5-HIAA) in early-onset than late-onset AD brains. Similarly, although reductions of several 5-HT receptor subtypes have been reported in normal aging, there is an inverse relationship between age and [3H]5-HT binding in AD patients, with similar levels in controls and AD subjects reached at approximately 85 years of age (Bowen et al. 1983). These data suggest that serotonergic dysfunction may be most prominent in AD patients with an earlier onset of disease, and further, that age-associated and AD changes are different but both are degenerative and potentially additive.

Peripheral 5-HT markers are limited in their ability to characterize the primary locus of serotonergic dysfunction in AD. Although platelet 5-HT2A measurements are recognized to potentially reflect changes in brain 5-HT2A receptor density, platelet binding of [3H]paroxetine (a high affinity marker for the 5-HT reuptake site) has not been found to be a useful in vivo indicator of alterations in the central 5-HT transporter in AD (Andersson et al. 1992). In contrast to the blunted prolactin response observed in depressed patients, AD patients exhibit an exaggerated d-fenfluramine-induced prolactin effect (McLoughlin et al. 1994). Loss of inhibitory cholinergic influence may be responsible for functionally abnormal responses to probes of the 5-HT system.

Memory function if variably affected in healthy elderly individuals (Craik and Jennings 1992; Rapp and Amaral 1992), and it has been postulated that 5-HT may play an important role in age-related memory impairment. This theory is supported by work by Strosznajder et al. (1994), who demonstrated aging to diminish the stimulatory effect of 5-HT on arachidonic acid uptake into membrane lipids, a mechanism believed to be important in memory processing. The importance of the hippocampus in memory processes is well known. It is, therefore, not surprising that this structure commonly undergoes early atrophic changes in AD and has been closely linked to the basis of the memory dysfunction in this disorder (Denys et al. 1992; Erkinjuntti et al. 1993; Zola-Morgan, et al. 1992). The aging effects of increased 5-HT turnover and morphological changes in serotonergic afferents in the hippocampus have been demonstrated in rats and may reflect serotonergic neuronal degeneration (Venero et al. 1993). Because of the high density of postsynaptic 5-HT1A receptors in the hippocampus—where they have been shown to be associated with cholinergic terminals—reductions of 5-HT1A binding may serve as a specific marker for cholinergic neuron loss. Indeed, although age-dependent decreases in hippocampal 5-HT1A receptors have been observed in post mortem human brain (Dillon et al. 1991; Marcusson et al. 1984b), 5-HT1A receptor density in the hippocampus in AD is reduced to only 60% of that of normal age-matched controls (Cross et al. 1984).

Both memory-enhancing effects and deterioration of memory function have been linked to serotonergic activity. Altman et al. (1984) demonstrated dose-dependent facilitation of memory retrieval in mice with the 5-HT reuptake blockers alaproclate and zimeldine. However, this group later showed rats performed better in a spatial discrimination task following selective neurotoxic (5, 7-DHT) deafferentation of 5-HT input to the hippocampus (Altman et al. 1990). Serotonin most likely affects memory by modulation of other neurotransmitter systems, especially the cholinergic system, an effect potentially mediated by 5-HT1A, 5-HT2A, and 5-HT3A, receptors (Barnes et al. 1989; Costall et al. 1990; Quirion and Richard 1987; Vizi et al. 1981). Robinson (1983) demonstrated that a focal lesion in the dorsal raphe nucleus of the rat resulted in decreased 5-HT content and increased acetylcholine turnover in the hippocampus and cortex. Facilitation of memory has been reported in rats treated with ketanserin, a 5-HT2A receptor antagonist, and the acetlycholinesterase inhibitor physostigmine (Normile and Altman 1992). This effect was observed at lower doses than required to produce a similar effect then each drug was administered alone. Additionally, the mixed 5-HT agonist/antagonist m-chlorophenylpiperazine (m-CPP) administered with scopolamine augmented performance on cognitive measures as compared to scopolamine alone in healthy elderly subjects (Little et al. 1995). These data a support the finding of Richter-Levin and Segal (1990), who attributed cognitive deterioration in aged rats to the combination of impairments in both serotonergic and cholinergic function.

The question of whether deficits in 5-HT cell number and neurotransmission in AD is associated with the frequent coexistence of depression is unresolved (Alder et al. 1995; Zweig et al. 1995). However, serotonergic dysfunction appears to be closely linked to the behavioral aspects of AD (Golden et al. 1991; Gottfries 1990; Proctor et al. 1992). Chen et al. (1996), using [3H]paroxetine and autoradiography, showed a decrease in the 5-HT reuptake sites in the temporal but not frontal cortex of AD brains; significant decreases were found in both areas for those AD subjects who had persistent depressive symptoms. Crow et al. (1984) found a decrease in post mortem imipramine binding in only a small subgroup of AD patients with a history of depression, who had committed suicide. Similarly, diminished binding of paroxetine to orbitofrontal and temporal cortex 5-HT reuptake sites has been found in the brains of AD patients with prominent depressive symptoms in life (Chen et al. 1995). In addition to depressive symptomatology, other behavioral features of AD have been specifically linked to serotonergic dysfunction. Loss of 5-HT in the inferior frontal cortex was reported to be limited to AD patients with prominent aggressive behavior (Palmer et al. 1988). Psychosis has been associated with significant reductions in 5-HT and increased densities of senile plaques in the prosubiculum (Zubenko et al. 1991). Furthermore, agitated/delusional AD patients have shown significantly lower platelet 5-HT reuptake site binding densities than nonagitated patients or healthy elderly control subjects (Schneider et al. 1988). Thus, it appears that greater 5-HT deficits have been observed in AD patients with depressive symptoms and aggression.

Although there are currently no large, rigorously controlled studies of cognitive and behavioral responses of AD patients to serotonergic medications, preliminary evidence suggests that treatment regimens using selective 5-HT enhancing agents have primarily behavioral rather than cognitive effects in AD. When alaproclate, a highly specific 5-HT reuptake inhibitor, was administered to 12 hospitalized AD patients, clinical efficacy (increased coping ability and decreased aggressiveness and irritability) was demonstrated in five patients (Bergman et al. 1983). Similarly, citalopram administered to AD patients resulted in significant improvement in emotional blunting, confusion, anxiety, irritability, fear, depression, and motor restlessness, whereas no effect was observed in patients with multi-infarct dementia (Nyth and Gottfries 1990). Interestingly, increases in anergy and depression were reported by Lawlor et al. (1991) after administration of the 5-HT agonist meta-chlorophenylpiperazine (m-CPP) to eight moderately to several affected AD patients. In nondemented elderly depressed patients, treatment with the SSRI paroxetine may result in improvements in both depressive symptoms and cognitive function (Schone and Ludwig 1993). Although the mechanism remains unclear, serotonergic dysfunction is probably of particular relevance to the noncognitive aspects of AD, including depression, with important implications for the therapeutic intervention.

Although there is clear evidence for 5-HT disturbance in AD, its pathophysiology and clinical significance are only partly defined. Interaction between the 5-HT and cholinergic system amy be important in memory loss in nondemented elderly persons and in the pathological memory disturbance of AD. However, both post mortem studies and clinical trails of medications that enhance serotonergic activity suggest a stronger association between 5-HT dysfunction and behavioral rather than cognitive symptomatology. The prominent feature of cortical neuropathology in AD is consistent with secondary retrograde degeneration of ascending serotonergic brainstem neurons, although this remains unproven. Further study using in vivo imaging techniques to examine both pre- and postsynaptic elements of the 5-HT system is needed to fully characterize the progression of 5-HT dysfunction throughout the course of the disease and assess its impact on practical issues of patient management and treatment options.


Functional imaging techniques, including PET and single photon emission tomography (SPECT), permit in vivo characterization of regional blood flow, cerebral metabolism (PET only), neuroreceptor and transporter concentration, and neurotransmitter synthesis in normal aging and at both early and later stages of neuropsychiatric disease. Initial functional imaging studies in aging, depression, and dementia focused on determining regional disturbances of cerebral metabolism and perfusion. Such studies lacked neurotransmitter specificity information and usually did not account for the effects of cerebral atrophy on PET and SPECT data. The recent availability of selective PET radioligands for the 5-HT system and advances in PET instrumentation and methodology have opened the door to noninvasive investigation of serotonergic alterations in both normal aging and neuropsychiatric diseases of aging in the living human brain, with consideration of the effects of atrophy on the physiological signal. Whereas this review emphasizes functional brain imaging approaches, we acknowledge the potential importance of structural changes in the brain, such as cortical atrophy and white matter hyperintensities that can be characterized by the anatomical brain imaging methods of computed tomography (CT) and magnetic resonance imaging (MRI).

At present, our understanding of how normal aging affects in vivo brain function is rudimentary. Whether there is an age-related decline in cerebral metabolic function is still unsettled. PET studies performed with [18F]fluorodeoxyglucose (FDG) have variably found decrements in quantitative global and regional measurements of cerebral metabolic rate for glucose (CMRGlc) with aging (Kuhl et al. 1982; Loessner et al. 1995; Salmon et al. 1991; Yoshii et al. 1988). There also have been reports of widespread age-related reductions in regional cerebral perfusion and oxygen metabolism using PET (Martin et al. 1991; Takada et al. 1992). However, other investigators have shown a poor correlation between age and metabolic measures with PET (Burns and Tyrrell 1992; de Leon et al. 1983; Duara et al. 1984; Takada et al. 1992). The lack of consistency of these reported findings may be due, in part, to variability in scanner resolution and lack of correction for age-related cerebral volume loss. Another major variable among these studies is whether cases were selected for “successful aging,” in which cognitive function is equal to that of much younger persons, or “usual aging,” in which the commonly reported “normal” cognitive changes of aging are found.

Functional imaging studies have examined metabolic parameters in depressed patients, with reported reductions in regional cerebral blood flow (CBF) and CMRGlc in depression primarily in the frontal lobe and, less commonly, the temporal lobe (Baxter et al. 1989; Bench et al. 1992; Mayberg 1994). Regional increases in cerebral perfusion and metabolism have also been reported (Drevets et al. 1992, 1996). Changes in CBF and CMRGlc in unipolar and bipolar depressed patients localized to the cingulate, left prefrontal cortex, and left amygdala have been demonstrated to resolve with successful SSRI treatment (Drevets et al. 1992, 1996; Mayberg et al. 1996). Using [99mTc]hexamethylpropyleneamine oxime (HMPAO) SPECT, Bonne et al. 1996) noted an increase in CBF, most striking in the cingulate gyrus, in depressed patients who responded to ECT. Nonresponders showed no significant differences in regional CBF between pre- and post-ECT scans. Metabolic alterations in paralimbic frontal and temporal cortex have also been observed in patients with secondary depression associated with neurodegenerative disorders, such as Parkinson's disease and Huntington's disease (Mayberg 1994). Mayberg (1994) hypothesized that this finding may reflect may reflect disruption of paralimbic pathways common to major depression and depression associated with neurodegenerative disease. Furthermore, widespread cortical metabolic decrements of similar magnitude have been reported in AD and late-life depressed patients (Kumar et al. 1993).

The capability of PET and SPECT to provide noninvasive, in vivo metabolic and neurochemical measurements over the course of disease progression is a significant advantage over receptor binding assays of post mortem tissue. The ability to study the early stages of the disease process makes these imaging modalities especially powerful tools for the study of the pathogenesis of neurodegenerative disorders. Indeed, AD has been extensively studied with FDG PET, with most investigators reporting significant reductions in CMRGlc in the temporal and parietal lobes (Chawluk et al. 1985; Duara et al. 1986; Foster et al. 1984; Friedland et al. 1983; Jamieson et al. 1987; Nybäck et al. 1991; Polinsky et al. 1987). Frontal lobe hypometabolism has been variably found, particularly in severely affected patients (Chawluk et al. 1985; Cutler et al. 1985; Foster et al. 1984), with widespread cortical metabolic reductions observed in the later stages of disease (Cutler et al. 1985). A similar regional distribution of CBF abnormalities in AD has been reported using SPECT imaging (DeKosky et al. 1990; Frlich et al. 1989; Jagust et al. 1987, 1990). SPECT studies exhibiting a pattern of bilateral temporoparietal reduction in CBF have demonstrated the greatest clinical diagnostic utility in differentiating early AD from normal aging, MID, and Pick's disease, with both sensitivity and specificity approaching 90% (Bonte et al. 1986, 1990; Holman et al. 1991; Jagust et al. 1987). Additionally, strong correlations have been found between cognition and parietal cortical CBF ratios using SPECT (DeKosky et al. 1990). Further, alterations in CMRGlc have been recently reported in nondemented individuals who may be at increased risk for AD (Reiman et al. 1996; Small et al. 1995).

Despite the diagnostic utility of resting metabolic and perfusion measures, such studies reflect generalized physiological brain responses and reveal little of specific underlying biochemical defects. To probe the neurochemical correlate of glucose metabolic changes in depression, Mann et al. (1996) performed FDG PET before and after challenge with the serotonin-enhancing agent, fenfluramine. In this study, depressed subjects showed a blunted regional metabolic response to fenfluramine. This finding, which is consistent with the results of neuroendocrine studies, suggested involvement of 5-HT in the observed CMRGlc alterations in depressed patients. Experience with direct imaging of 5-HT receptors in depression is limited to a single report by D'haenen et al. (1992), who demonstrated increased 5-HT2A receptor binding with SPECT and [123I]ketanserin in the parietal cortex only of depressed subjects compared to that of controls. The semiquantitative nature and lower resolution of SPECT relative to PET makes it a less desirable imaging modality for studying neuroreceptor systems.

Limitations of PET: Effects of Image Resolution and Cerebral Atrophy

Recent technical advances in PET imaging and data analysis have contributed greatly to the promise of PET for investigating dynamic neuroreceptor function in neurological and psychiatric disorders. However, despite significant improvements in scanner resolution over the past decade, functional PET studies remain substantially poorer in resolution relative to anatomic imaging techniques, such as CT or MRI. Underestimation of cortical activity due to partial volume averaging with surrounding structures having lower activity, such as expanded CSF spaces in cortical atrophy, is an important and recognized source of error in PET data, and one that may interfere with the comparison of subject groups with different magnitudes and regional distributions of cerebral volume loss. This potential limitation of PET is particularly relevant in quantitative imaging studies of elderly populations (Figure 2 ). A variable degree of cerebral atrophy accompanies the normal aging process (Albert et al. 1992; Coffey et al. 1992; Condon et al. 1986; Jernigan et al. 1990; Murphy et al. 1992) and brain atrophy is characteristically accelerated in AD, particularly in temporal and frontal lobe regions (Jack et al. 1992; Seab et al. 1988; Shefer 1972; Terry et al. 1981). Also, several morphometric studies have suggested accentuated cerebral atrophic changes in late-life depressives relative to healthy elderly subjects (Alexopoulos et al. 1992; Beats et al. 1991; Kumar et al. 1994). Application of a regional MRI-based partial volume correction approach to FDG PET data did not completely account for metabolic differences between AD patients and age-matched healthy control subjects (Meltzer et al 1990, 1996). These data suggest that cerebral atrophy affects, but is not solely responsible for, observations of significant regional cortical hypometabolism in AD with PET. Further modifications of partial volume correction methodology include corrections for potential age- and disease-related changes in relative proportions of gray and white matter, and for dilution of radioactivity signal concentration in small subcortical structures due to a combination of recovery coefficient and partial volume effects (Meltzer et al. 1995; Mueller-Gaertner et al. 1992). The application of MRI-guided partial volume correction and improvements in the spatial resolution of newer PET tomographs will reduce or potentially eliminate the confounding effect of cerebral atrophy inherent in earlier comparisons of elderly subject groups with PET.

Figure 2
Figure 2

Computer-simulated PET images crated from MR data by arbitrarily assigning GM pixel a value of 120, WM pixels a value of 40, and CSF pixels a value of 0 to simulate the approximate relationship among these tissues n CBF or CMRGlc, and convolving with a gaussian smoothing kernel [full-width at half-maximum = 8 mm]. Simulated PET image in a young healthy subject (age: 32 years) (A) is contrasted with one created using MR data acquired in a normal elderly individual (age: 69 years) (B). Although the values for GM, WM, and CSF were identical in both data sets, the apparent cortical activity is lower in the simulated PET image of the older subject's brain due to dilution of the cortical signal, resulting from partial volume averaging with enlarged CSF spaces. This illustrates the dramatic impact of age-related cerebral atrophy on quantitative PET measures

PET Imaging of the Serotonin System

Due to new advances in neuroreceptor ligand development, focused in vivo studies of central receptor function are now possible with PET. Selective PET markers of the 5-HT system have only recently been developed, with earlier ligands such as [11C]- or [18F]-labeled N-methylspiperone suffering from cross-binding with dopamine receptors and low specific to nonspecific binding ratios (Frost 1990; Wong et al. 1984). A PET study of the 5-HT system in AD using [18F]setoperone, a 5-HT2A receptor ligand that also binds with moderate affinity to dopamine D2 receptors (Frost 1990), found large reductions in binding in the temporal (69%), parietal (55%), occipital (35%), and frontal (69%) lobes in the AD group and a significant age-related decline in age-matched controls (Blin et al. 1993). These data were not corrected for the potential underestimation of binding measures in the AD group due to cerebral atrophy. Recently, other selective 5-HT PET ligands have recently become available, including [18F]altanserin, a more selective 5-HT2A receptor ligand (Crouzel et al. 1992; Lemaire et al. 1991; Sadzot et al. 1995); [11C]WAY-100635, a 5-HT1A receptor marker (Mathis et al. 1994); and [11C]McN-5652X, a highly potent blocker of the 5-HT reuptake site (Suehiro et al. 1993a, b) (Figure 1). Although there are no PET ligands currently available for the 5-HT1B/D receptors, recent focus on characterizing this aspect of the 5-HT system may provide the basis for the future development of specific receptor ligands (Pauwels 1997). PET techniques have also been applied to the measurement of 5-HT synthetic rates in vivo (Diksic et al. 1991, 1995).

One of the first of these promising 5-HT radiotracers was [18F]altanserin, a 5-HT2A receptor antagonist. Dynamic PET brain imaging of [18F]altanserin in animals and humans corresponded to the known distribution of 5-HT2A receptors in human brain (Biver et al. 1994, 1997; Sadzot et al. 1995). Quantitative [18F]altanserin PET studies conducted in baboons and normal human subjects at our institution have also demonstrated a radioactivity distribution paralleling that found with in vitro studies of the 5-HT2A receptor and further have suggested a decrement in binding with increasing age (Figure 3 ). Other promising PET ligands for the 5-HT2A receptor are [11C]MDL 100907 and [11C]SR 46349B. [11C]MDL 100907 has similar binding potency but greater specificity for the 5-HT2A receptor as compared with [18F]altanserin (Lundkvist et al. 1996; Mathis et al. 1995, 1996). A highly potent and specific 5-HT2A receptor antagonist, [11C]SR 46349B, has properties that suggest it may prove useful as a sensitive means to detect in vivo changes in endogenous 5-HT levels (Ashworth et al. 1996; Dewey et al. 1994).

Figure 3
Figure 3

[18F]altanserin PET images summed over the interval 20–90 min post-injection in young normal (age: 20) (left column), elderly normal (age: 66 years) (middle column), and AD (age: 67 years) (right column) subjects. Images are displayed normalized to the cerebellum, an area with few 5-HT2A receptors and therefore reflective of nonspecific activity. Cortical 5-HT2A binding is notably greater in the young relative to the elderly subject. The AD subject exhibits diffuse markedly lower [18F]altanserin binding than both the young and elderly controls

The first potent and selective PET tracer for the 5-HT1A receptor is [11C]WAY-100635 (Hume et al. 1994; Mathis et al. 1994; Price et al. 1996). However, a radioactive metabolite of the O-methylated form of [11C]WAY-100635 was found to interfere with tracer kinetic modeling and characterization of receptor binding behavior of the parent compound (Osman et al. 1996). The recent development of a carbonyl-labeled form of [11C]WAY-100635 has resulted in a superior 5-HT1A receptor ligand with very high ratios of specific to nonspecific binding (Pike et al. 1996) (Figure 4 ). Radiotracers for both the 5-HT2A and 5-HT1A sites permit the imaging of cortical areas due to the relatively high concentrations of these receptor subtypes in the cortex. As there is a higher concentration of 5-HT1A receptors in the mesial temporal lobe, compounds that bind to this site such as [11C]WAY-100635 permit the visualization of the hippocampal/amygdala complex. These regions may be especially important to evaluate in vivo due to the degenerative changes that occur in these regions in aging and AD and the involvement of these structures in functional imaging studies of depression.

Figure 4
Figure 4

[11C]WAY100635 PET imaging of the 5-HT1A receptor at three levels in a baboon brain (summed over the interval 30–80 min following injection). Binding to areas of known high density of 5-HT1A receptors, such as the hippocampus (arrowhead) and brainstem raphe nuclei (arrow), is demonstrated. Image data were acquired in a 3-dimensional (3D) mode (septa retracted) on an HR+ tomography (Siemens/C.T.I., Knoxville, TN).

Efforts to develop radiolabeled SSRIs and related compounds as PET ligands of the 5-HT transporter have been problematic (for review, see Fletcher et al. 1995). However, Szabo et al. (1995a) have performed qualitative and quantitative studies of presynaptic 5-HT function in humans using [11C]McN-5652X, the active (+)-enantiomer of [11C]McN-5652. This group was reported PET studies in humans and baboons showing regional localization of [11C]McN-5652X binding that is both consistent with the known distribution of the 5-HT reuptake site and is reduced following blockage of specific binding sites with fluoxetine pretreatment (Szabo et al. 1995a, b). Preliminary PET imaging studies with [11C]McN-5652X performed in baboons and humans at our institution have resulted in high tracer concentration in the brain stem region of the raphe nucleus, medium levels of uptake in the thalamus and cortex, and low activity in the cerebellum, a pattern consistent with the distribution of 5-HT reuptake sites as determined from in vivo studies (Figure 5 ).Another aspect of 5-HT function that can be imaged with PET is 5-HT synthesis. Diksic and colleagues (Diksic et al. 1991, 1995; Nishizawa et al. 1997) have used radiolabeled α-methyl-L-tryptophan (α-MTrp), a tryptophan analog, to track 5-HT synthesis in ex vivo and in vivo animal studies and, more recently, in vivo in humans. Acute treatment with fluoxetine, a 5-HT reuptake inhibitor, has been shown to markedly enhance 5-HT synthesis in the rat brain (Tsuiki et al. 1995b). This group further showed that a selective lesion of serotonergic neurons in the hypothalamus caused large elevations in 5-HT synthesis in many ipsilateral brain structures, particularly the hippocampus (Tsuiki et al. 1995a). PET measurements of 5-HT synthetic rates may improve our understanding of the feedback control mechanisms involved in release and reuptake of 5-HT, and thus may elucidate the mode of action of antidepressants. Application of this technique in humans yielded preliminary evidence suggesting disturbed 5-HT synthesis in depression (Agren and Reibring 1994) and differential regulation of 5-HT synthesis in men and women, which may contribute to the increased vulnerability of women to depression (Nishizawa et al. 1997).

Figure 5
Figure 5

PET images acquired with the selective 5-HT reuptake ligand [11C]McN 5652X shown at three levels (left: midbrain, middle: striatum, right: thalamus) in a human brain (summed over the interval 40–120 min following injection) using 3D-PET data acquisition. Tracer localization follows the known distribution of 5-HT reuptake sites, with high binding observed in the region of the brainstem raphe (long arrow), striatum (arrowheads), and thalamus (short arrow). (Images displayed using compressed color scale as per color bar on right


There is considerable evidence for a central role for 5-HT in depressive illness, however, it remains controversial whether the fundamental defect is in presynaptic serotonergic neurotransmission or postsynaptic function. The influence of age, gender, and factors such as prior antidepressant use, suicidality, violence, and cerebrovascular disease is unclear and a potential source of confusion in interpreting the extensive body of literature on 5-HT in mood disorders. There is increasing evidence for alterations in the function of the 5-HT system in AD, which may be responsible for many of the behavioral aspects of the disease including the frequent coexistence of depression. The literature implicating 5-HT dysfunction in depression and AD is based largely on the results of indirect measures, including animal models, post mortem human studies, and peripheral measurements of 5-HT binding. The evolution of PET technology, with the development of highly selective 5-HT markers, improved spatial resolution, and methods for regional partial volume correction now permits us to investigate specific neurophysiological questions in living human subjects. Using PET to elucidate the neurochemical profile of clinically well-characterized normal elderly, elderly depressed, and AD subjects may lead to the development of more effective treatments for cognitive and mood impairment in the aging population, as well as potentially provide predictors of treatment outcome.


Improved understanding of the nature of alterations in the 5-HT system occurring aging, late-life depression, and dementia has important implications for testing hypotheses of neurochemical mechanisms underlaying the aging process and age-related neuropsychiatric disease. PET imaging of neurotransmitter systems affords a unique in vivo approach to the evaluation of neurochemical dysfunction in elderly subjects suffering from mood disorders with or without cognitive impairment. Such an approach holds promise for guiding the identification of subgroups of patients most likely to benefit from antidepressant therapy, or alternatively, those individuals with tendencies for recurrent depressive episodes or who are at greatest risk for suicide and thus those who may require close surveillance. This information may provide a basis for both treatment selection and future treatment development. The relationship between late-life depression and AD, which may be best evaluated early in the course of cognitive decline, is particularly difficult to address with post mortem studies and especially suited to investigation with PET imaging techniques. Potential future applications of PET include:

  • Characterization in vivo alterations in 5-HT synthesis, specific 5-HT receptor subtypes, and the 5-HT transporter across the life span. PET studies of normal aging would provide a basis for interpretation of changes in 5-HT systems occurring in neuropsychiatric disorders of aging and may elucidate the mechanism underlying an age-related increase in susceptibility to affective and neurodegenerative disorders. Combining this information with markers to identify individuals at high risk for developing these disorders may facilitate the development of neuroprotective strategies.

  • Investigation of the balance of pre- and postsynaptic 5-HT influences over the course of the depressive illness. A key strength of PET is the ability to perform longitudinal studies in a single individual. Imaging prior to and following treatment of late-life depression would determine whether changes in receptor binding characteristics with remission can predict short-term therapeutic success. This approach would also provide unique information regarding the neurobiological substrate of “state” versus “trait” aspects of symptomatology in depression. Further, characterizing the dynamic relationship between changes in 5-HT markers and the clinical efficacy of antidepressants may help identify neurochemical indicators of treatment resistance and have implications for the long-term likelihood of relapse. This information may also serve to guide the development of more effective treatments for late-life depression.

  • In vivo quantitation of the progression of 5-HT neuron loss (using presynaptic markers for the 5-HT reuptake site) and postsynaptic cortical cell losses in AD. This would potentially shed light on whether the serotonergic defect is in the serotonergic raphe neurons or the result of primary cortical neuronal degeneration. This is a controversial issue that may be particularly relevant to the design of successful approaches to the treatment of AD. Given the availability of clinical and genetic markers to identify patients potentially at risk for AD, it is not possible to characterize these changes in the earliest stages of the disease.

  • Investigation of the imbalance between 5-HT and other neurotransmitter systems in AD. There is considerable evidence for a modulatory interaction between the serotonergic and cholinergic systems, which is implicated in cognitive processes and may be altered in aging and AD. PET may be applied to explore the nature of the interaction among neurotransmitter systems through challenge paradigms. Alternatively, progress in development of selective cholinergic PET ligands may soon permit direct imaging of both serotonergic and cholinergic markers in AD patients. Serial PET imaging studies could be applied to assess the relative changes in the two systems throughout the course of the disease.

  • Evaluation of the relationship between late-life depression and AD. The well-recognized, but poorly characterized, link between dementia and late-life depression may be investigated with PET, first by clarifying the neurochemical profiles of normal aging, uncomplicated depression, and AD unaccompanied by depression. Thereafter, this information may be applied to study the overlap of depression and AD. Coupling metabolic and neuroreceptor PET imaging and long-term clinical follow-up data may prove useful in identifying early markers of dementia in patients presenting with depression in late life.


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This work was supported in part by PHS grants MH52247, AG05133, MH01210, MH00295, MH37869, MH49936, NS22899, and MH49815, and the Radiological Society of North America Research and Education Fund.

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  1. From the MHCRC for Late-Life Mood Disorders, Alzheimer's Disease Research Center and the Functional Brain Imaging Research Program, University of Pittsburgh Medical Center, Pittsburgh, Pennsylvania, USA

    • Carolyn Cidis Meltzer MD
    • , Gwenn Smith Ph.D
    • , Steven T DeKosky MD
    • , Bruce G Pollock MD, Ph.D
    • , Chester A Mathis Ph.D
    • , Robert Y Moore MD, Ph.D
    • , David J Kupfer MD
    •  & Charles F Reynolds III MD


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