Abstract
This study attempted to define further the neural processing events underlying social anxiety in patients with social anxiety disorder (SAD) and their response to pharmacotherapy. Social anxiety-related changes in regional cerebral blood flow were defined by [15O]H2 positron emission tomography (PET) in medication-free individuals with generalized SAD (gSAD), and age- and sex-matched comparison subjects, and analyzed using a linear mixed effects model. PET studies were again acquired in the gSAD individuals following an 8-week, flexible dose treatment trial of nefazodone. Both script-guided mental imagery of an anxiogenic social situation and a confrontational mental arithmetic task were associated with marked increases in self-rated anxiety in both subject groups. For gSAD subjects, social anxiety induced by guided mental imagery was associated with increased activity in the left postcentral gyrus and lenticulate, and the right inferior frontal and middle temporal gyri. Social anxiety induced by the mental arithmetic task was associated with activation of the medial and left dorsolateral prefrontal cortex, cerebellum, thalamus, insula, and ventral striatum. Both tasks were associated with relative decreases in activity in the right amygdala and the hippocampus. A direct group comparison indicated that comparison subjects exhibited a differing pattern of social anxiety-related neural activations. Nefazodone treatment was associated with marked clinical improvement. Comparison of social anxiety-related neural activations prior to and after nefazodone administration indicated greater activity in the precentral gyrus, insula, midbrain/hypothalamus, and middle frontal and anterior cingulate gyrus prior to treatment, and greater activity in the left middle occipital and bilateral lingual gyri, postcentral gyrus, gyrus rectus, and hippocampus after treatment. The results of an analysis relating neural activity and treatment-related changes in symptom severity indicated differential neural responses associated with states of symptom remission vs partial response. The observed social anxiety-related changes in distributed neural activity are consistent with cognitive models of SAD and adaptive decreases in amygdala activity in response to social anxiogenics, and support the association of altered frontal cortical responses with treatment response.
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INTRODUCTION
Social anxiety disorder (SAD), often referred to as social phobia, is characterized by fear and avoidance of social situations associated with being observed or evaluated by others or a fear of embarrassing oneself. Epidemiological surveys indicate that SAD represents one of the most common psychiatric disorders with 12-month and lifetime prevalence rates of 6.8 and 12.1%, respectively (Kessler et al, 2005a, 2005b). Individuals with SAD experience a markedly diminished quality of life due to their reduced ability to initiate and maintain friendships and marriages, to stay in school, to seek career advances, and a reduced sense of well being (Schneier et al, 1994; Stein and Kean, 2000; Safren et al, 1997; Wittchen et al, 2000; Katzelnick et al, 2001). In spite of the fact that SAD is associated with severe impairments in social, occupational and family functioning, it has been widely neglected by affected individuals and health-care professionals (Katzelnick et al, 2001; Liebowitz et al, 1985; Weiller et al, 1996). Recent studies estimate that only 5% or less of individuals with SAD seek help from a mental health professional (Schneier et al, 1992; Davidson et al, 1993). SAD has a typical age of onset in early adolescence and affects slightly more women than men (Chartier et al, 1998). The high rate of comorbid psychiatric disorders that usually occur after the onset of SAD suggests that SAD may be a risk factor for other psychiatric disorders including substance abuse (Katzelnick et al, 2001; Weiller et al, 1996). SAD therefore represents a major public health problem due to its prevalence, morbidity, role as a risk factor, and chronic and neglected nature.
SAD is frequently thought of as a nongeneralized fear and avoidance of specific social activities such as public speaking. Indeed, this is frequently the most symptom-provoking social situation in nongeneralized SAD (Stein et al, 1996). However, the increasing recognition that a more prevalent and impaired subgroup of individuals with SAD fear and avoid a wide array of social situations has led to the recognition of generalized SAD (gSAD) (den Boer, 1997; Kessler et al, 1998). The neurobiology of SAD remains poorly understood (Bell et al, 1999), though conceptual frameworks neeeded to guide such investigations have recently been proposed (Mathew et al, 2001). Functional brain imaging studies of induced anxiety states in healthy volunteers (Kimbrell et al, 1999) or in patients with other anxiety disorders including simple phobia (Rauch et al, 1995), obsessive–compulsive disorder (Breiter et al, 1996; Saxena et al, 1999), or post-traumatic stress disorder (Shin et al, 1999; Birbaumer et al, 1998; Britton et al, 2005) implicate altered activity in limbic (amygdala), paralimbic (insula, cingulate, and orbitofrontal cortex), and striatal (caudate nucleus, lenticulate) structures. Recent brain imaging studies of SAD have explored the neural response to facial expressions of emotion and to symptom provocation paradigms, and disorder-related abnormalities in dopamine neurotransmission. Functional magnetic resonance studies of SAD implicate an exaggerated response of the amygdala related to the perception of fear (Birbaumer et al, 1998), anger or contempt (Stein et al, 2002), and in learned fear responses (Schneider et al, 1999). Positron emission tomography (PET) imaging studies of symptom provocation in individuals with SAD indicate that anxiety related to the anticipation or performance of a public speaking task was associated with activation of the amygdala area, and dorsolateral prefrontal and inferior temporal cortex (Tillfors et al, 2001; Tillfors et al, 2002). A recent PET study (Furmark et al, 2002) noted a decreased response to public speaking in the amygdala, hippocampus, and adjacent temporal cortex following either cognitive behavioral therapy or citalopram administration. PET studies of SAD also indicate a reduced density of striatal D2 dopamine receptors (Schneier et al, 2000) and dopamine transporters (Tiihonen et al, 1997) that support a model of dopamine dysregulation (Mathew et al, 2001).
Prominent cognitive behavioral models of SAD postulate the tendency towards heightened self awareness and monitoring as a response to a fear of being observed and evaluated by others (Rapee and Heimberg, 1997). The personality dimension of self-criticism is robustly associated with SAD (Cox et al, 2004). The experimental challenge of inducing social anxiety in a clinical population characterized by the avoidance of such situations was addressed by assessing convergent neural responses to both the script-guided mental imagery of personal social situations associated with anxiety and to a social performance and evaluation task (ie confrontational mental arithmetic). [15O]H2 PET studies were used to test the hypothesis that social anxiety states associated with gSAD reflect alterations in neural information processing in brain areas related to social cognition (eg orbitofrontal cortex, superior temporal sulcus, and amygdala) (Brothers, 1990; Adolphs, 2001) and areas related to self-reference (eg, medial prefrontal cortex, posterior cingulate gyrus) (Kelley et al, 2002). Neural activations related to induced social fear and anxiety were reassessed following an 8-week, flexible dose trial of nefazodone administration to identify the neural correlates of treatment response. The neocortical response to treatment was assessed to explore treatment effects on the neural representations of gSAD-related self-representations (Abbott and Rapee, 2004) and of cognitive reappraisal mechanisms involved in regulating emotional reactions (Ochsner et al, 2002).
PATIENTS AND METHODS
Study Participants
Twelve right-handed patients (seven men and five women; 38±8.1 (1 SD) years of age) with gSAD (illness duration of 28.8±10.4 years) participated in this study. The diagnosis of gSAD was made according to DSM-IV criteria and confirmed by a structured interview using the Structured Clinical Interview for DSM-IV (SCID) (First et al, 2002). Patients endorsed marked symptoms of SAD as assessed using the 24-item Leibowitz Social Anxiety Scale (LSAS) (Liebowitz, 1987) with a total score of 85.8±18.8 and the absence of symptoms of major depression was documented by a score of 8.3±2.8 using the 17-item Hamilton Rating Scale for Depression (Hamilton, 1960). Subject symptoms were further characterized by the rated intensity (0–3) of fear or anxiety and avoidance associated with specific social situations using the subscales of the LSAS. General mental imagery ability was assessed using the 35-item Questionnaire on Mental Imagery (QMI) (Sheehan, 1967). Study exclusion criteria included the presence of other Axis I or II disorders, a history of drug dependence or abuse, severe head injury, neurologic disorders, pregnancy, or the prescribed use of psychotropic medications. Participating subjects were either medication naive (four individuals) or medication-free for one week (one individual) or longer (seven individuals: 38.1±26 months, range 3–96 months) prior to baseline PET imaging and subsequent treatment with nefazodone. The daily dose of nefazodone was individually adjusted based on weekly assessments of symptom response and occurrence of side effects with an average daily dose at the 8-week end point of 477±98 mg (range 300–600 mg).
Six right-handed healthy volunteers (four men and two women; 32.4±5.8 (1 SD) years of age) were studied as a comparison group. Absence of any psychiatric disorder was verified using the SCID. The research protocol was approved by the Emory University Investigational Review Board. Written informed consent was obtained after the procedures comprising the research protocol had been fully explained.
PET Image Acquisitions
For both subject groups, [15O]H2 PET images were acquired during a resting state (eyes closed, ears unoccluded), following a confrontational mental arithmetic task, and during each of two states induced by script-guided mental imagery. A control nonsocial imagery condition involved the mental imagery of a beach or forest scene absent of other people that was guided by a standardized script (Bourne, 1995). A social anxiety imagery condition involved the script-guided imagery of the individual-specific social situation associated with maximal fear and avoidance. Scripts were constructed using a modified version of the Vietnam Stressful Scene Construction Questionnaire (Pitman et al, 1987). Imagery scripts defining the social situation were assembled from the elicited bodily sensations (eg heart racing) selected from a 35-item checklist and a hand-written narrative describing the environmental context of the situation. Individual scripts were audio taped in the first person, present tense and edited to a standard length of approximately 60 s. The confrontational mental arithmetic task from the Trier Social Stress Test (Kirschbaum et al, 1993) was used as a generic anxiogenic condition. It involved an unfamiliar investigator and subjects were instructed to sequentially subtract 13 from the number 2083 for the first trial, and from 1654 for the second trial. The investigator urged the subjects to ‘go faster’ and any error was emphasized and resulted in an instruction to start over again at 2083 or 1654. This task was approximately 60 s in duration.
Task-related regional cerebral blood flow (rCBF) was determined with the Siemens ECAT 951 PET scanner (31 contiguous planes spaced at 3.375 mm intervals) following the bolus intravenous infusion of 35 mCi of [15O]H2 (Mazziotta et al, 1985). Each participant was scanned eight times in an imaging session, twice in each of the four conditions of rest, control script imagery, social anxiety script imagery, and mental arithmetic. This same order of task conditions was repeated in a fixed order design. For the two script imagery conditions, scripts were presented binaurally with instructions to first listen to the script and then mentally re-enact the scene described. [15O]H2 administration was coincident with the end of each script and 90-s single frame studies were initiated by the detection of cerebral radioactivity and acquired in a 2-D mode. For the confrontational mental arithmetic task condition, the [15O]H2 dose was administered coincident with the termination of the task to avoid neural activations related to computation, verbalization, or attention. Therefore, image acquisitions were devoid of neural responses to task requirements (auditory stimulation, mathematical computation, response verbalization) and focused on the task responses. [15O]H2 injections were made at 10-min intervals.
The subjective responses to tasks were self-assessed using 0- to 10-point analog scales following offset of the scanner. Using these scales, participants self-rated the experience of anxiety, sadness, anger, happiness, and relaxation for all conditions, as well as the vividness of the mental image for the imagery tasks. The scale anchor points for each self-assessment were ‘not at all, none’ for 0 and ‘a great deal’ for 10.
PET Image Postprocessing and Data Analysis
Images were reconstructed using a measured attenuation correction (68Ge/68Ga transmission scans). PET image postprocessing was conducted using SPM99 (Wellcome Department of Cognitive Neurology, http://.fil.ion.ucl.ac.uk/spm). PET images for each subject were aligned and resliced (Woods et al, 1998a) and then spatially normalized to a population-representative PET atlas (Woods et al, 1998b) centered in Talairach stereotaxic coordinates (Talairach and Tournoux, 1988). The PET images were then smoothed by Gaussian filtering to a final resolution of 9 mm FWHM and normalized for global blood flow by proportionate scaling.
Correlation exists between localized rCBF measurements from the multiple scans across conditions obtained for each individual subject. In addition, the variability of localized measures of rCBF differs across experimental conditions and treatment periods. These data characteristics prompted the use of a general linear mixed effects model for statistical analysis (Verbeke and Molenberghs, 2000), rather than a general linear model (GLM) (Neter et al, 1996) approach that assumes independence and equal variance across all scans. We conducted a voxel-by-voxel mixed model analysis (Bowman and Kilts, 2003) to estimate rCBF means corresponding to conditions preceding and following an 8-week regimen of nefazodone administration. The model included subject-specific random effects for experimental conditions (rest, social anxiety imagery, neutral imagery, mental arithmetic) and treatment period (pretreatment or post-treatment). By modeling unstructured covariance matrices for both random effects, this model (Bowman and Kilts, 2003) incorporated correlations between an individuals repeated scans and permitted heterogeneity across study conditions.
To address the study objectives, secondary parameters (contrasts), corresponding t-statistic images, and statistically significant (p-value <0.001) activation maps were generated. Pretreatment contrasts were calculated to define the neural correlates of social anxiety by comparing mean rCBF across the two social anxiety provocation tasks to both the rest and neutral imagery control conditions. The impact of nefazodone treatment on social anxiety-related brain activity was examined by defining task-specific mean changes in rCBF from the pre- to post-treatment periods. Our examination of treatment impact focused on the social anxiety imagery task as well as on the rest condition, since we expected the subjects with gSAD to experience social anxiety at rest related to being in the PET scanner and awareness of being observed. All contrasts not involving the pretreatment rest condition included statistical adjustments for the level of anxiety observed during the initial rest condition (Figure 1). Specifically, we estimated the effect for each condition, relative to the pretreatment rest condition, and then employed these adjusted estimates to compute the contrasts of interest.
To estimate the relationship between changes in rCBF and differing treatment-related changes in symptom severity (as measured by the LSAS), we fit a model containing effects for each of the four conditions and an effect for the LSAS score (standardized by mean centering), with all effects stratified by treatment period. Testing linear combinations of the model parameters allowed the localization of significant changes in brain activity associated with varying nefazodone-related reductions in symptoms of gSAD. Specifically, we identified brain areas that exhibited significant (p<0.005) changes in social anxiety-related activity corresponding to symptom remission and partial response by defining secondary parameters with a pretreatment LSAS score of 90 and post-treatment LSAS scores of 20 and 45, respectively. For stable estimation and reliable inferences, we only specified LSAS scores in our contrasts that were within the range of the data collected for our sample.
RESULTS
Subjective Response to Anxiogenic Tasks
Subjects with gSAD experienced mild to moderate anxiety during the resting state that decreased with subsequent mental imagery of the nonsocial control scene (Figure 1). Mental imagery of individualized scripts of social situations associated with social anxiety was associated with mild to intense anxiety for medication-free individuals with gSAD (Figure 1; mean anxiety self-rating of 6.3, SD=1.2, N=11). A one-way ANOVA of averaged data demonstrated a main effect of condition on self-rated anxiety (F3,37=5.0, p=0.005), while post hoc analysis (Tukey's method) revealed significant (p<0.05) increases in anxiety, compared to the nonsocial control imagery condition, for both the social anxiety imagery and confrontational mental arithmetic task (Figure 1, mean of 6.0, SD=1.7, N=8) conditions. Comparison between trials supported the within-subject reproducibility of script-guided imagery-induced social anxiety. The reassessment of anxiety responses following an 8-week course of treatment with nefazodone indicated a reduction in the anxiety response across all conditions (Figure 1). A one-way ANOVA of averaged data indicated no effect of condition on self-rated anxiety after nefazodone treatment (p=0.12).
For the comparison subjects, a one-way ANOVA of averaged data demonstrated a main effect of condition on self-rated anxiety (F3,16=5.6, p=0.008), while post hoc analysis (Tukey's method) revealed significant (p=0.008) increases in anxiety, compared to the nonsocial control scene imagery condition, for the social anxiety imagery, but not confrontational mental arithmetic, condition (p=0.07). The gSAD and comparison subject samples did not differ in the magnitude of the self-rated anxiety response to either the social anxiety imagery (p=0.77) or confrontational mental arithmetic (p=0.56) tasks, when controlling for group differences in baseline anxiety observed in the rest condition.
PET Imaging
Neural activations related to social anxiety
Relative to the nonsocial imagery control condition, script-guided mental imagery of an anxiogenic social situation by individuals with gSAD was associated with relative increased activity in the left postcentral gyrus and putamen, and the right inferior frontal and middle temporal gyri, and relative decreases in activity in the right middle temporal gyrus, left precuneus, posterior cingulate gyrus, right caudate nucleus, and left hippocampus and right amygdala (Table 1, Figure 2). The right amygdala response was negatively correlated with the left ventrolateral prefrontal cortex response (Figure 5). Comparison subjects exhibited a distinct pattern of neural activations related to mental re-enactment of a social anxiety-related situation that included the right lateral orbital frontal cortex and temporal pole, occipitotemporal cortex, ventral striatum, right posterior cingulate and medial prefrontal cortex, superior temporal sulcus, and insula (Table 2).
Owing to a change in experimental design after the onset of the study, eight of the 12 subjects with gSAD participated in the confrontational mental arithmetic task. In these subjects social performance and evaluation related to the confrontational mental arithmetic task was associated, relative to the nonsocial imagery control condition, with increased activity in the medial and left superior prefrontal cortex, cerebellum, thalamus, insula, and ventral striatum; relative decreases in activity were observed in the visual and dorsal cingulate cortex, and limbic areas including the hippocampus and amygdala (Table 1, Figure 2). Comparison subjects exhibited a distinct pattern of neural activations related to the psychosocial stress posed by the mental arithmetic task that included the bilateral posterior STS, thalamus, precuneus, and the inferior, medial, and middle frontal gyri (Table 2).
A direct contrast of the gSAD and healthy comparison subjects groups indicated that social anxiety in comparison subjects related to the social—neutral imagery condition comparison was associated with greater activity for the right fusiform (BA 18/19; x=38, y=−68, z=−10 mm) and lingual (BA 17; x=−6, y=−93, z=−4 mm) gyri, and right lateral orbital frontal cortex (BA 47; x=36, y=17, z=−13 mm) and temporal pole BA 38; x=36, y=14, z=−23 mm) activations identified in the comparison subjects (Table 2); and for the left hippocampus (x=−38, y=−31, z=−7 mm) and middle temporal (BA 39; x=40, y=−68, z=29 mm) gyrus deactivations observed in the gSAD subjects (Table 1).
Effect of treatment
All 12 gSAD subjects completed the 8-week flexible dose trial with nefazodone, however, one subject did not participate in a postreatment PET scan. Similar to the results of a prior open-label trial of nefazodone in patients with gSAD (VanAmeringen et al, 1999), nefazodone administration was associated with marked clinical improvement in symptoms of gSAD (Table 3). For the social anxiety imagery task, comparison of social anxiety-related neural activations prior to and after 8 weeks of nefazodone administration revealed greater activity in the left precentral gyrus, right insula, midbrain/hypothalamus, and middle frontal and dorsal anterior cingulate cortex prior to treatment, and greater activity in the left middle occipital and bilateral lingual gyri, postcentral gyrus, gyrus rectus, and hippocampus after treatment (Table 4, Figure 3). For the confrontational mental arithmetic task, greater activity was observed in the right inferior, bilateral middle and medial frontal cortex, midbrain/brainstem, and ventral anterior cingulate cortex prior to treatment, and greater activity in the visual cortex, inferior frontal and parietal cortex, brainstem, lingual gyrus, and orbital frontal cortex after treatment (Table 4, Figure 3).
The results of estimating a contrast between the pre- and post-treatment social anxiety imagery task effects and effects for a pretreatment LSAS scores of 90 and a post-treatment score of 20 or 45 indicated that treatment-related symptom remission and partial response are associated with both unique and common decreases and increases in social anxiety-related rCBF (Figure 4). Treatment-related decreases in rCBF that were unique (p<0.005) to the remitted state included the ventral (BA 24; x=−18, y=33, z=4 mm) and dorsal (BA 32; x=−8, y=12, z=40 mm) anterior cingulate cortex, left ventrolateral (BA 45; x=−51, y=25, z=4 mm) and dorsolateral (BA 9; x=−30, y=46, z=33 mm) prefrontal cortex, and brainstem (x=−8, y=−32, z=−19 mm). Treatment-related increases in rCBF that were unique (p<0.005) to the remitted state included the middle cingulate cortex (BA 24; x=12, y=−14, z=39 mm), left hippocampus/parahippocampal gyrus (x=−36, y=−28, z=−10 mm), subcallosal cortex (BA 25; x=−4, y=23, z=−13 mm), and the medial orbital (BA 11; x=4, y=42, z=−16 mm) and superior (BA 8; x=18, y=46, z=44 mm) frontal gyri. Decreases in social anxiety-related rCBF that were common to the remitted and partial response states included the lingual gyrus (BA 18; x=8, y=−94, z=−14 mm and x=8, y=−84, z=−16 mm), left superior temporal gyrus (BA 22; x=−51, y=−11, z=8 mm and x=−53, y=−11, z=13 mm), and right ventrolateral frontal cortex (BA 45; x=40, y=22, z=4 mm and x=42, y=14, z=9 mm). Increases in social anxiety-related rCBF that were common to the remitted and partial response states included the left middle occipital gyrus (BA 18; x=−26, y=−85, z=3 mm and x=−26, y=−85, z=3 mm) and inferior parietal cortex (BA 40; x=−24, y=−51, z=38 mm and x=−24, y=−51, z=38 mm).
DISCUSSION
Prior in vivo functional brain imaging studies of symptomatic states related to anxiety disorders have also utilized guided mental imagery to explore the neural response to mental re-enactment of anxiety-provoking situations (Shin et al, 1999; Britton et al, 2005). However, a concern was whether this approach to symptom provocation in individuals with gSAD would be countered by avoidance of anxious social situations, a major symptom cluster of SAD. This concern was addressed by a study design that incorporated an additional social anxiety condition in the form of a psychosocial stress task (ie confrontational mental arithmetic) for which unfamiliar others rather than the subjects themselves provoked anxiety states. This experimental condition also added ecological validity by assessing the response to core gSAD features of fear of actual social performance and evaluation. A serial subtraction task in combination with critical performance evaluation (Kirschbaum et al, 1993) was used. A similar task was recently used to demonstrate that gSAD is associated with an exaggerated stress response to a psychological stressor (Condren et al, 2002).
Amygdala response to social anxiety
In vivo functional neuroimaging studies of healthy, nonpatient populations has generated a working model of the functional anatomy of physiological anxiety. Similar to those studies, the small sample of healthy volunteers studied here exhibited anxiety-related increases in activity in the ventrolateral prefrontal cortex and anterior temporal pole (Shin et al, 1999), and more widely in ventral prefrontal/limbic, dorsal prefrontal, and visual processing areas (Mataix-Cols et al, 2003) during the guided mental re-enactment of social situations associated with fear and avoidance. A comparison of social anxiety imagery-related neural activations in patients with gSAD and the comparison group indicated that gSAD was associated with distinct social anxiety-related neural activations, including decreases in amygdala activity.
Social anxiety induced by two distinct provocation approaches was in both instances associated with a decrease in amygdala activity in gSAD individuals. The observed decrease in social anxiety-related amygdala activity seemingly contradicts prior findings of exaggerated amygdala responses associated with SAD (Birbaumer et al, 1998; Stein et al, 2002; Schneider et al, 1999; Tillfors et al, 2001; Tillfors et al, 2002). However, a blunted amygdala response to anxiogenic stimuli was recently reported for individuals with PTSD (Britton et al, 2005) or spider phobias (Straube et al, 2006); combat veterans without PTSD exhibited a significant decrease in amygdala activity in response to traumatic/stressful mental imagery relative to combat veterans with PTSD (Britton et al, 2005). A decrease in amygdala activity when experiencing social anxiety may adaptively blunt emotional and autonomic responses when anxious, or decrease the cognitive salience of threat stimuli, and thus enhance overall functioning. This possibility is supported by the demonstration in animals that amygdala lesions attenuate contextual fear responses in rats (Baker and Kim, 2004) and emotional reactions to threat stimuli in monkeys (Izquierdo and Murray, 2004; Kalin et al, 2004). Moreover, recent human functional neuroimaging studies of the volitional suppression of responses to emotional stimuli (Ochsner et al, 2002, 2004) demonstrated that the cognitive suppression of responses to negative emotional stimuli was similarly associated with increased activity in the medial and lateral prefrontal cortex and decreased activity in the amygdala. Similar to the findings of Ochsner et al (2002), social anxiety-related activity in the left ventrolateral prefrontal cortex was inversely correlated with the right amygdala response (Figure 5). These findings suggest that gSAD is associated with an adaptive, top-down regulation of social emotion appraisal mechanisms by frontal cortical areas involved in cognitive control. The left ventrolateral prefrontal cortex has been similarly implicated in the suppression of habitual behavior; successful suppression was related to increasing activity in this brain region (Matsubara et al, 2004). In this study, the left ventrolateral prefrontal cortex response to the experience of social anxiety in individuals with gSAD was negatively correlated with their baseline LSAS scores and positively correlated with their self-rated anxiety response (Figure 5, insets). The left ventrolateral prefrontal cortex may thus serve to mount an adaptive response to social anxiety-provoking situations that is compromised by gSAD in a graded relationship with gSAD symptom severity. Perhaps the central pathophysiology related to gSAD lies not in evaluative brain functions mediated by the amygdala and related brain regions, but rather in the failure of the left ventrolateral prefrontal cortex and related areas to cognitively regulate the response to socially anxious situations. The specific roles of the amygdala in the pathophysiology of SAD demands further investigation but the results of this study suggest that a simple model of SAD based on amygdala over-reactivity is clearly not warranted.
Effect of treatment of gSAD on the neural processing of social anxiety
The comparison of social anxiety-related neural activations before and after a clinically efficacious course of nefazodone administration indicated that symptom improvement was associated with a decrease in social anxiety-related activity in the dorsolateral and medial prefrontal cortex and dorsal anterior cingulate cortex, areas involved in cognitive control (Botvinick et al, 2001; Miller and Cohen, 2001) and self-reference (Kelley et al, 2002), and the midbrain/brainstem. These findings suggest that treatment of gSAD is associated with diminished cognitive representations of social anxiety such as diminished negative self-appraisal and negative rumination (Abbott and Rapee, 2004). Treatment-related decreases in social anxiety-related prefrontal activity were further assessed by a characterization and comparison of social anxiety-related neural responses associated with partial response and symptom remission (Figure 4). This analysis suggested that neocortical, limbic/paralimbic, and brainstem alterations in social anxiety-related activity are related to remission. Interestingly, altered activity in these brain regions has been previously implicated in depression remission following pharmacotherapy or psychotherapy (Mayberg et al, 2000; Goldapple et al, 2004). The left lateral prefrontal cortex responses associated with symptom remission closely resemble left ventrolateral and dorsolateral prefrontal cortex activations associated with expected threat-related distractors and inversely correlated with state anxiety in psychiatrically healthy individuals (Bishop et al, 2004), and their cognitive regulation (Ochsner et al, 2002, 2004). The observed symptom remission-related decreases in lateral prefrontal cortex activity may thus additionally reflect a decreased demand for the engagement of cognitive control mechanisms thereby allocating information processing resources towards goal-related stimuli in the presence of salient threat-related distractors and improved functioning in the face of social anxiogenic situations.
Our statistical analysis was based on a mixed effects model that reflected aspects of the study design and was better suited for this study than a more naive GLM. By accounting for correlation among rCBF measurements from each individual's repeated scans, the mixed effects model borrowed strength from other scans in the series yielding less variable estimates of mean parameters. In turn, tests of hypotheses contrasting localized brain activity between conditions were more powerful than corresponding tests from a GLM.
Limitations of this study do, however, limit the strength and number of meaningful conclusions to be drawn from the study findings. Although neural responses were acquired for two distinct symptom provocation conditions, a clear question remains as to how well this PET study has captured the every day neural information processing abnormalities that characterize the symptoms of social anxiety in gSAD. Also, the events related to involvement of subjects in the PET imaging studies (ie head immobilized, vision field limited, subject of others attention) represents a social stressor in itself that was reflected by appreciable self-rated anxiety at rest. This nonzero baseline was modeled in the mixed effects model, but remains a challenge to pair-wise contrast of conditions approaches common to functional neuroimaging studies. The fixed order of this within-subject study of the unmedicated and medicated conditions poses a confound to defining treatment response. This order effect could have been estimated by a repeated measures design for the PET studies in the comparison subject group, though this design was not conducted here. The relatively small size of the comparison group also limits the power of directly assessing group differences related to the neural processing of social anxiety in attempts to define the neuropathophysiology of gSAD, though the power was sufficient to identify several important group differences in social anxiety-related neural processing. We refrain from going beyond functional inferences to make causal inferences about the relationship between nefazodone administration and alterations in distributed brain activity. Such statistical inferences require highly controlled experimental designs that are typically difficult to implement in functional neuroimaging studies and, in some cases, replicated empirical evidence across multiple studies. Instead, we limit our conclusions to identifying associations between statistically significant changes in measured rCBF and nefazodone administration. Finally, the degree to which the results of the comparison of provoked symptom states prior to and after a regimen of nefazodone administration are unique to the mechanistically novel actions of nefazodone (Davis et al, 1997) or generalize to treatment response to other medication or psychotherapy approaches is unknown.
In summary, this PET imaging study used novel study designs and image analysis techniques to add additional knowledge to the now many attempts to define the neural basis of pathological social anxiety states associated with SAD, and the less studied basis of response to treatment. The new knowledge is highlighted by the unconventional observation that decreases, rather than increases, in right amygdala activity are associated with symptomatic states, perhaps reflecting adaptive mechanisms of buffering anxiety responses and improving functioning. Treatment response was associated with diminished prefrontal cortical responses to symptomatic states, perhaps reflecting decreased ruminations about anxiogenic stimuli (Abbott and Rapee, 2004) or a lessened demand for cognitive regulation of responses to such stimuli. The contention that symptom remission and partial response are related to distinct neural responses to treatment (Mayberg et al, 2000; Goldapple et al, 2004) is also supported by these findings.
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Acknowledgements
This study was supported by an investigator-initiated grant from Bristol-Myers Squibb Pharmaceuticals and by the Emory Conte Center for the Psychobiology of Major Mental Disorders (NIH MH58922). Partial support was also provided by NIH via K25 MH65473. The authors gratefully acknowledge the contributions of Lisa Page and Margie Jones. The generous commitment of the individuals with social anxiety disorder to participate as research volunteers is also gratefully acknowledged.
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Kilts, C., Kelsey, J., Knight, B. et al. The Neural Correlates of Social Anxiety Disorder and Response to Pharmacotherapy. Neuropsychopharmacol 31, 2243–2253 (2006). https://doi.org/10.1038/sj.npp.1301053
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DOI: https://doi.org/10.1038/sj.npp.1301053
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