Abstract
The neuronal mechanisms of sleep generation, in particular synchronization of brain activity in the process of non-rapid-eye movement (non-REM) sleep, has been elucidated in the past decade. A previous study of our group showed that acute administration of cortisol is known to increase slow-wave sleep and suppress rapid-eye movement (REM) sleep in man. To further elucidate the non-REM sleep-promoting effects of cortisol with respect to the synchronization of cortical activity, it is important to establish a sleep-state-specific quantitative EEG analysis. We therefore investigated the effects of repetitive injections of hydrocortisone on spectral composition of sleep EEG in 10 healthy male young volunteers. In addition, we performed high-frequency blood samplings to assess the relation between changes in the sleep EEG and sleep-associated secretion of growth hormone (GH). Cortisol administration resulted in a significant increase in highly synchronized EEG activity including delta and theta frequencies, according to a higher amount of slow-wave sleep. This effect predominated in the first few hours of night sleep. REM sleep was decreased, which appeared to be secondary to the lengthened first sleep cycle. The cortisol-induced stimulation of GH release did not occur in correspondence with the increased slow-wave activity. In view of the sleep impairing properties of corticotropin-releasing hormone (CRH) and the sleep-promoting function of GH-releasing hormone, it appears likely that a negative feedback inhibition of endogenous CRH was the key mechanism mediating the observed results. The cortisol-induced effects on sleep intensity and sleep-associated GH secretion appeared to be driven by different mechanisms.
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INTRODUCTION
In humans, most studies on sleep EEG changes induced by acute cortisol administration observed a suppression of rapid-eye movement (REM) sleep and an increase in slow-wave sleep as well as stimulation of sleep-associated release of growth hormone (GH) (Gillin et al, 1972; Born et al, 1989,1991; Friess et al, 1994). The sleep-promoting effects of an acute cortisol administration were attributed to negative feedback inhibition of endogenous corticotropin-releasing hormone (CRH), shifting the ratio of CRH and GH-releasing hormone (GHRH) towards the latter. There is good evidence that the reciprocal interaction of the neuropeptides CRH and GHRH plays a key role in regulating sleep intensity, where GHRH acts as a sleep-promoting substance, at least in males, and CRH impairs sleep and increases wakefulness (for a review, see Steiger, 2002).
However, the cortisol-induced effects on sleep appeared to be influenced by methodological aspects, that is, treatment administration (continuous vs pulsatile, oral vs intravenous), dosage, and chemical properties (synthetic vs natural) of the used compounds (for a review, see Friess et al, 1995). In our laboratories, the use of pulsatile drug administration has proved to be effective in detecting sleep-endocrine effects of endogenously released substances. A previous study of our group investigating the effects of repetitive hydrocortisone injections on sleep in healthy subjects showed that the steroid strongly increased slow-wave sleep and suppressed REM sleep. However, this study was limited to conventional analysis of the sleep EEG (Friess et al, 1994).
This is a significant methodological limitation since neurophysiological findings on the generation of EEG synchronization during non-rapid-eye movement (non-REM) sleep emphasize the need for a quantitative analysis of certain EEG events. The transition from wakefulness to sleep is characterized by specific changes in macroscopic EEG, that is, the occurrence of sleep spindles defines loss of consciousness. Studies in cats showed that sleep spindles are generated by a distinct interplay between thalamic and thalamocortical neurons depending on their degree of membrane hyperpolarization (Steriade et al, 1994). In the course of further EEG synchronization, these neurons switch to slower oscillations in the delta frequency range, thus establishing slow-wave sleep in macroscopic EEG recordings. To further elucidate the sleep-promoting effect of acute cortisol, it appeared to be important to quantify the EEG spindle and delta frequencies in combination with the assessment of sleep-associated GH secretion.
Therefore, the present study investigated sleep-endocrine effects of hourly intravenous injections of hydrocortisone, including sleep-state-specific spectral analysis of the EEG and high-frequency blood sampling for measuring sleep-associated GH levels. The aim of the study was to clarify (1) whether acute administration of cortisol increases EEG synchronization during non-REM sleep (2) whether changes in the spectral composition of sleep EEG are related to sleep-associated GH secretion.
METHODS
Subjects
The study group consisted of 10 healthy male volunteers (mean age±SD: 25.5±2.7 years, range: 22–30 years). Before entering the protocol, the subjects underwent extensive physical, psychiatric, and laboratory examinations including hematology, virology, clinical chemistry, endocrinology, electroencephalography, and electrocardiography (ECG) to exclude acute and chronic disease. We excluded subjects who received any medical treatment for at least 3 months prior to the study, and had either personal or family history of psychiatric disorders, including alcohol and drug abuse, recent stressful life events, sleep disturbances, shift work, or a recent transmeridian flight.
Procedure
After written informed consent, the subjects participated in two experimental blocks that were separated by at least 1 week and consisted of two consecutive nights in our sleep laboratory. After adaptation to the laboratory setting (first night), the subjects received an indwelling forearm catheter at 1630 h. According to a randomized schedule, either saline or hydrocortisone (HOECHST; Frankfurt, Germany) was intravenously administered hourly from 1700 to 0600 (total dose 1 mg/kg: 20% as initial loading dose, 6% every following hour). Blood specimens were collected every 20 min (1700–2300) and every 10 min from 2300 to 0700. The subjects remained in a semirecumbent position and were carefully observed by a TV camera to avoid sleep prior to ‘lights off’ at 2300. They received an electrolyte-balanced evening meal at 1900, were allowed to watch TV, read, or listen to music. The experimental protocol was approved by the Ethics Committee for Human Experiments of the Max Planck Institute of Psychiatry.
Hormone Measurement
Plasma cortisol (ICN Biomedicals, Carson, CA) and GH (Nichols Institute, San Juan Capristano, CA) concentrations were measured by commercially available radioimmunoassay (RIA) kits. The detection limit for cortisol was 1.0 ng/ml, and for GH 0.2 ng/ml. The intra- and interassay coefficients of variation for cortisol and GH were below 7%. All samples of one subject were measured in duplicate in one assay.
Sleep EEG Recordings
Polysomnographic sleep recordings (2300–0700) included two EEGs (C3-A2/C4-A1, high-pass filter at 0.53 Hz, notch filter at 50 Hz, low pass at 70 Hz), a vertical and horizontal electrooculogram (EOG), electromyogram (EMG), and ECG. The filtered EOG, EEG, EMG, and ECG signals were transmitted to a polygraph (Schwartzer, ED 24), digitized via an eight-bit analog-to-digital converter (sampling rate 100 Hz), and stored on disk. The spectral analysis was performed on C3-A2/C4-A1 EEG derivations using a fast Fourier transformation in order to compute sleep-state-specific EEG power spectra as described previously (Trachsel et al, 1994). State-specific power of 50 frequency bins at 0.39 Hz intervals were cumulated across the delta (0.4–4.3 Hz), theta (4.3–7.8 Hz), alpha (7.8–12.1 Hz), lower sigma (12.1–14.1 Hz), higher sigma (14.1–16.2 Hz), and beta (16.2–19.1 Hz) as described previously (Tagaya et al, 2000).
Data Analyses
Sleep stages were visually scored according to standard guidelines (Rechtschaffen and Kales, 1968) by experienced raters who were not aware of the treatment. The sleep parameters including sleep architecture and sleep continuity were computed as described elsewhere (Friess et al, 1994). For standardization, EEG spectral power data were expressed as their average power density during the corresponding time period of placebo night within the same frequency band and vigilance state. The hormone data were expressed as the area under the curve (AUC) using the trapezoid method. In addition, GH concentrations were submitted to a peak detection analysis as described by Veldhuis and Johnson (1986).
Treatment-induced differences in hormone data, sleep variables, and standardized spectral power data were identified by analysis of variance (ANOVA) with repeated measures design using treatment (cortisol vs placebo) as the within-subject factor. Subsequent univariate F-tests were carried out in the case of significant treatment effects, and if time effects had to be considered as additional within-subject factor, we used tests with contrast to identify significant differences between various time levels. As a nominal level of significance, α=0.05 was accepted. To keep the type I error ⩽0.05 all posteriori tests were performed at a reduced level of significance (Bonferroni-adjusted alpha). The Pearson product–moment correlation coefficient was used to test significant relations between some spectral power measures and hormone data.
RESULTS
Cortisol and GH Levels
The time-course changes in the plasma levels of cortisol and GH under the experimental conditions are shown in Figure 1.
The treatment resulted in a marked and continuous elevation of cortisol levels throughout the whole observation period and a significant increase in GH levels. Interestingly, the pattern of GH peaks was preserved, with significantly elevated GH levels in the hours before night sleep and slightly increased GH levels in the second half of the night. However, the major GH surge during the first few hours of non-REM sleep was not further increased by the treatment. The ANOVA for GH AUC-values (ng × ml × min−1 × 103) in the total observation period (1700–0700), presleep period (1700–2300), first (2300–0300), and second half (0300–0700) of the night revealed significant main effects (Wilks' multivariate test of significance) of treatment (F1,9=6.12, sign. of F=0.035, and time F2,8=22.4, sign. of F=0.001), as well as a significant interaction effect of treatment and time (F2,8=10.8, sign. of F=0.005). Tests with contrasts pointed out that GH secretion was significantly enhanced in the presleep period (mean±SD: 0.36±0.59 vs 1.06±0.81 ng × ml × min−1 × 103; p<0.05) when compared with other time intervals. The ANOVA of the number of GH peaks (peak detection analysis of Veldhuis and Johnson, 1986) revealed a significant main effect (Wilks multivariate test of significance) of factors treatment (F3,16=5.79, sign. of F=0.007) and time (F2,17=14.06, sign. of F=0.0002), and a significant treatment and time interaction effect (F2,17=3.8, sign. of F=0.04). The subsequent univariate F-test with (1,18) DF identified a significant treatment effect on the number of GH peaks during the presleep period (0.2±0.42 vs 0.9±0.32; p<0.05).
Sleep Architecture and Sleep Continuity
The treatment had only minimal effects on variables reflecting sleep continuity. In contrast, sleep architecture was significantly altered by cortisol injections (see Table 1).
The ANOVA of sleep continuity parameters revealed no significant treatment effect (F6,4=1.59, sign. of F=NS), whereas sleep architecture (sleep stage 1, sleep stage 2, slow-wave sleep, REM sleep) was significantly affected by cortisol injections (Wilks' multivariate test of significance: F4,6=6.77, sign. of F=0.021). Subsequent univariate F-tests with DF (1,9) revealed significant treatment effects on slow-wave sleep and REM sleep (sign. of F-values <0.05). In addition, there was a significant treatment effect on latencies to sleep onset, slow-wave sleep and REM sleep, and the duration of the first, second, and third sleep cycle (F5,3=9,89, sign. of F=0.04). The subsequent univariate F-tests with DF (1,7) identified the treatment effect on REM sleep latency (sign. of F-value <0.05) and the duration of the first sleep cycle (sign. of F-value <0.10). ANOVA of duration of non-REM sleep within sleep cycles revealed a significant treatment effect (F3,5=7.26, sign. of F=0.029) located in the first sleep cycle (univariate F-test with DF (1,7) sign. of F-value <0.05), whereas the amount of REM sleep within sleep cycles remained similar between both treatment conditions (F3,5=0.44, sign. of F=NS).
Spectral Composition of the Sleep EEG
The hourly cortisol injections induced a significant increase in EEG activity within delta and the theta range (Figure 2).
The ANOVA on standardized mean EEG activities, and the given frequency bands revealed a significant treatment effect (Wilks' multivariate test of significance) within the delta (F1,9=7.71, sign. of F=0.02) and theta band (F1,9=5.56, sign. of F=0.04), and the significant main effects of the factor time on delta (F2,8=55.53, sign. of F=0.0001), theta (F2,8=46.44, sign. of F=0.0001), and alpha band (F2,8=14.36, sign. of F=0.002). In addition, we observed an elevation of spectral power in higher sigma and beta frequencies that did not reach statistical significance.
Temporal Dynamics of the Delta and Sigma EEG Activities
In view of the well-established relation between delta and sigma EEG activity, we further investigated the dynamics of these frequencies within non-REM sleep episodes. However, we had to consider ultradian modulation due to treatment-induced changes in sleep architecture, that is, increased length of the first sleep cycle. We therefore selected the first and last 30 min of non-REM sleep episodes that started or ended within three-thirds of the night as described previously (Tagaya et al, 2000). Figure 3 shows the temporal dynamics of slow-wave, lower and higher sigma EEG activities across non-REM sleep episodes.
Independent of the treatment condition, our data confirmed the well-known intra- and interepisodic relation of these frequencies: (1) in the first non-REM sleep episodes the surge of slow-wave activity was preceded and succeeded by the peaks of higher sigma EEG activity; (2) throughout the night slow-wave activity declined, whereas sigma EEG activities in particular within the lower sigma range increased. For statistical comparison, the first and last half hour of non-REM sleep episodes were subdivided into three consecutive 10-min segments. The ANOVAs were carried out on standardized 10-min mean EEG activity during non-REM sleep. Within the final part of the first non-REM sleep episodes, we observed a significant increase in delta frequencies. In the same time period, but in the beginning of the non-REM sleep episodes, we found a slight increase of higher sigma EEG activities that did not reach statistical significance. The spectral power in the lower sigma range seemed to be less affected by the treatment (see legend of Figure 3 for the results of the MANOVA).
Finally, we looked for an association between cortisol-induced changes in microstructure of sleep EEG, in particular, with respect to changes in delta power and nocturnal GH release, but failed to find any significant correlation between these variables.
DISCUSSION
This study examined sleep-endocrine effects of pulsatile cortisol injections in healthy male subjects by means of a sleep-state-specific quantitative analysis of the EEG, high-frequency blood sampling, and peak detection analysis of the GH secretion. We were able to confirm that the cortisol injections increased visually scored slow-wave sleep and stimulated nocturnal GH release as this has been described in both young (Friess et al, 1994) and elderly male subjects (Bohlhalter et al, 1997). Owing to the higher amount of non-REM sleep, there was a significant prolongation of the first sleep cycle and REM sleep latency. The overall time spent in REM sleep was markedly decreased, although the amount of REM sleep within sleep cycles remained fairly unchanged when compared to the placebo condition.
For further clarification of cortisol-induced effects on non-REM sleep, we established a quantitative EEG analysis to obtain an EEG power spectrum and a temporal dynamics of delta and sigma frequencies within non-REM sleep episodes. The cortisol injections resulted in a significant increase in highly synchronized EEG activity within the delta and theta range (0.4–7.8 Hz) that corresponded to elevated visually scored slow-wave sleep. In addition, we observed a slight increase in higher sigma and beta frequencies (14.1–19.1 Hz). The analyses of the time course of delta and sigma EEG activities revealed that cortisol-induced increase in delta frequencies predominated at the end of the first non-REM sleep episodes. The elevation of higher sigma frequencies was pronounced in the beginning of the first non-REM sleep episode. The spectral power in the lower sigma range was less affected by the treatment.
Previous literature showed that temporal dynamics of sigma and delta frequencies in macroscopic EEG recordings reflect the process of EEG synchronization during non-REM sleep (for a review, see Steriade et al, 1994; Dijk, 1995). Electrophysiological data provided evidence that both generation of sleep spindles and EEG slow waves depend on the degree of membrane hyperpolarization of thalamocortical projecting neurons (Hirsch et al, 1983; Steriade et al, 1991; Steriade et al, 1993). Provided that there is a close link between thalamic events and cortical EEG, the process of EEG synchronization is reflected by an inverse occurrence of, in particular, high sigma and slow-wave frequencies throughout non-REM sleep episodes (Uchida et al, 1991; Lancel et al, 1992; Dijk et al, 1993; Aeschbach et al, 1994). Our results clearly demonstrated that this pattern was further pronounced by cortisol treatment. However, previous electrophysiological data and studies on the effect of sleep deprivation showed that conditions that increase delta EEG activity, that is, increased sleep pressure, typically decrease spindle frequencies (Brunner et al, 1990; Lancel et al, 1992; Dijk et al, 1993; Knoblauch et al, 2002). Electrophysiological data provided evidence that thalamocortical relay neurons can either oscillate in sigma or delta frequencies, but not at both frequencies at the same time (Nunez et al, 1992). Therefore, it seems unlikely that cortisol injections exerted a major influence on the intrathalamic generation of EEG frequency patterns, but modified the transmission of the signals into cortical target neurons or modified neuronal excitability at the cortical level. This is supported by an early study on the effects of cortisol on the brain activity during wakefulness (Feldman, 1971). The author reported immediately occurring convulsive effects of cortisol when directly administered to several subcortical brain regions of the cat.
Interestingly, the cortisol-induced slight increase in sigma activity was restricted to higher sigma frequencies. This confirms previous observations of a differential regulation of lower and higher sigma activity corresponding to the existence of two different types of sleep spindles (Jankel and Niedermayer, 1985; Scheuler et al, 1990; Friess et al, 1997; Tagaya et al, 2000; Zygierewicz et al, 1999). Yet it remains unclear as to why cortisol preferentially affected the higher frequency spindles. Is has to be mentioned, however, that our technique does not allow to discriminate between background activity and the occurrence of distinct EEG patterns like EEG spindles. In addition, due to the limitation to central derivations, we may have overestimated effects on the higher sigma spindles and underestimated effects on lower sigma spindles that predominate in the frontal brain regions (Jankel and Niedermayer, 1985; Scheuler et al, 1990; Werth et al, 1997; Zygierewicz et al, 1999).
With respect to the interaction of the hypothalamic–somatotrophic and hypothalamic–pituitary–adrenal (HPA) axis, the cortisol-induced sleep-endocrine effects may be explained by a dampening of the HPA system via negative feedback. The reduced activity of CRH would give way to an increased activity of GHRH since a sleep-associated reciprocal antagonism between these neuropeptides has been repeatedly demonstrated. Interestingly, the strong sleep-promoting effect of GHRH could only be demonstrated in young male and healthy subjects. The effects were weakened by conditions that change the ratio of GHRH : CRH in favor of CRH, that is, aging, depression, and also female sex (for a review, see Steiger, 2002). Since CRH and acute cortisol administration exert quite opposite sleep-endocrine effects, it appears likely that a negative feedback inhibition of endogenous CRH was the key mechanism mediating the observed results. This idea is supported by recent results showing that a treatment with CRH-1 receptor antagonist NB1-30775 was able to restore the slow-wave sleep deficit in patients with depression (Steiger et al, 2002). In addition, the replacement of corticosterone after adrenalectomy in rats, which is known to elevate CRH, reversed the decrease in slow-wave sleep if the steroid was given in a physiological dose. In contrast, a supraphysiological corticosterone replacement reduced the amount of non-REM sleep (Bradbury et al, 1998). Although the cortisol injections in our study resulted in cortisol levels that were well above the sleep-associated peak values, we could not confirm the dose-dependent effects of corticosterone replacement observed in the adrenalectomized rats. Therefore, it would be of interest to study the effects of cortisol administration in a state of CRH hyperactivity in humans, that is, aging or depression.
As to the cortisol-induced endocrine effects, preclinical data provided evidence for a direct stimulation of GH by cortisol via the induction of gene expression (Treacy et al, 1991). We failed to find a significant association between slow-wave sleep and GH levels, which confirmed a previous report (van Cauter et al, 2000) but has been discussed controversially. Studies using more elaborate techniques to assess the GH secretion, that is, 30 s blood sampling or deconvolution procedure for statistical analyses, strongly support a close relationship between delta EEG activity and GH secretion (Holl et al, 1991; Gronifier et al, 1996). Although we established 10-min blood sampling and peak detection analysis, our results may still be confounded by methodological limitations. Interestingly, previous studies suggested that also the GHRH-induced increase in non-REM sleep is independent from the stimulation of GH (Obal and Krueger, 2001).
It has to be questioned whether cortisol promoted slow-wave sleep at the cost of REM sleep or suppressed REM sleep and permitted an increased occurrence of slow-wave sleep. Since the duration of REM sleep within the first sleep cycles remained similar in both treatment conditions, our data suggest that the decrease in REM sleep was secondary to increased slow-wave sleep, in particular, within the first non-REM sleep episode. However, inhibitory effects of hydrocortisone on nicotinergic and muscarinergic ACh receptors have been described (Bouzat and Barrantes, 1993; Garbus et al, 2001; Yonekubo et al, 2002). Although studies on the interaction of cortisol with cholinergic generation of REM sleep at the brainstem level are lacking, it may be speculated that the observed effects on REM sleep were also directly mediated by the treatment.
In summary, acute pulsatile administration of cortisol promoted sleep intensity represented by an increased EEG synchronization, in particular, during the first non-REM sleep episode. The decrease in REM sleep appeared to be secondary to the stimulation of slow-wave sleep. We confirmed the stimulatory effects of cortisol on the release of GH that, however, were not correlated with those on sleep EEG.
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We thank Norbert Tauchmann and Werner Laimgruber for their excellent technical assistance.
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Friess, E., Tagaya, H., Grethe, C. et al. Acute Cortisol Administration Promotes Sleep Intensity in Man. Neuropsychopharmacol 29, 598–604 (2004). https://doi.org/10.1038/sj.npp.1300362
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DOI: https://doi.org/10.1038/sj.npp.1300362
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