The Pharmacogenomics Journal (2014) 14, 93–106; doi:10.1038/tpj.2013.48; published online 4 March 2014

Gene expression analysis in RA: towards personalized medicine

A N Burska1, K Roget2,10, M Blits3, L Soto Gomez4, F van de Loo5, L D Hazelwood6, C L Verweij3, A Rowe7, G N Goulielmos8, L G M van Baarsen9 and F Ponchel1

  1. 1Leeds Institute of Rheumatic and Musculoskeletal Medicine and Leeds Musculoskeletal Biomediacal Research Unit, The University of Leeds, Leeds, UK
  2. 2TcLand Expression, Huningue, France
  3. 3Department of Pathology and Rheumatology, Inflammatory Disease Profiling Unit, VU University Medical Center, Amsterdam, The Netherlands
  4. 4School of law, The University of Leeds, Leeds, UK
  5. 5Department of Rheumatology Research and Advanced Therapeutics, Nijmegen Centre for Molecular Life Sciences, Nijmegen, The Netherlands
  6. 6School of Molecular and Cellular Biology, Faculty of Biological Sciences, University of Leeds, Leeds, UK
  7. 7Janssen Research and Development, High Wycombe, UK
  8. 8Molecular Medicine and Human Genetics Section, Department of Medicine, University of Crete, Heraklion, Greece
  9. 9Clinical Immunology and Rheumatology, Academic Medical Center, University of Amsterdam, Amsterdam, The Netherlands

Correspondence: Dr F Ponchel, Leeds Institute of Rheumatic and Musculoskeletal Medicine, The University of Leeds, Clinical Sciences Building, St James’s University Hospital, Leeds LS9 7TF, UK. E-mail:

10Current address: BioSIMS Technologies, Rouen, France.

Received 16 August 2013; Revised 29 October 2013; Accepted 26 November 2013
Advance online publication 4 March 2014



Gene expression has recently been at the forefront of advance in personalized medicine, notably in the field of cancer and transplantation, providing a rational for a similar approach in rheumatoid arthritis (RA). RA is a prototypic inflammatory autoimmune disease with a poorly understood etiopathogenesis. Inflammation is the main feature of RA; however, many biological processes are involved at different stages of the disease. Gene expression signatures offer management tools to meet the current needs for personalization of RA patient’s care. This review analyses currently available information with respect to RA diagnostic, prognostic and prediction of response to therapy with a view to highlight the abundance of data, whose comparison is often inconclusive due to the mixed use of material source, experimental methodologies and analysis tools, reinforcing the need for harmonization if gene expression signatures are to become a useful clinical tool in personalized medicine for RA patients.


arthritis; gene expression; pharmacological biomarker; rheumatoid



Gene expression profiling is the analysis of the activity (the expression) of thousands of genes, in isolation or all at once, to create a global picture of biological functions. Many technical platforms allow the measure of the entire genome activity simultaneously in a particular cell or tissue or even organ. Gene expression profiling has recently been at the forefront of advance in personalized medicine, notably in the field of cancer and transplantation. The value of gene expression signatures was demonstrated for the prediction of tumour behaviour in several types of cancer, distinguishing groups of patients with specific tumour grades and/or prognosis,1, 2, 3, 4, 5 notably compared with the sole use of clinical variables in lung adenocarcinoma,6, 7 acute lymphoblastic leukaemia,8 B-cell lymphoma,9, 10, 11 prostate cancer,12 breast,13, 14 endometrial,15 colorectal,16 hepatocellular carcinoma17, 18 and other gastrointestinal cancers.19 Estrogen receptor status in breast tumour was reflected by specific gene expression patterns dividing high- and low-grade tumours and associated with specific biological, histological or stage features as well as metastatic propensity.20, 21, 22 Similar advances were also seen in organ transplantation with respect to rejection. Peripheral blood gene profiling was shown to provide adequate monitoring of immuno-suppression in individual patients who received a liver transplant23 as well as actually provide an alternative monitoring technology to cardiac biopsy after allograph heart transplant with significantly lower discomfort for patients.24 The AlloMap test for allograph heart transplant rejection has been Food and Drug Administration (FDA) approved (in 2008) in the USA, and three main clinical trials provided evidence of the usefulness of this gene expression signature.25, 26, 27 However, as for any other biomarkers, adoption in clinical practice is slow, and evidence that they have/will change practice are still lacking. Altogether, these results demonstrated the utility of gene expression as a modern tool able to provide personalized-specific information.

Inflammation is a biological process associated with the production of many factors, therefore suggesting that changes in gene expression could provide signatures at different phases or stages of inflammatory diseases such as rheumatoid arthritis (RA). This review will analyze currently available information with respect to RA diagnostic, prognostic and prediction of response to therapy with a view to highlight the current abundance of data, whose comparison is often inconclusive due to mixed use of a different material source, experimental methodology and statistical tools, reinforcing the need for harmonization if gene expression signature are to become a useful clinical tool in personalized medicine for RA patient’s benefit.

Gene expression as a tool to investigate pathogenesis in RA

RA remains a prototypic inflammatory autoimmune disease with a poorly understood etiopathogenesis despite recent advances in unraveling the genetic contribution to RA revealing over 50–60 risk loci.28, 29, 30, 31 RA is very heterogeneous as highlighted by a stronger genetic contribution to anti-citrullinated protein antibodies (ACPA)-positive disease compared with ACPA-negative disease, potentially resulting in two divergent pathogenic models32, 33, 34 with different rates of progression35, 36, 37 and response to treatment.36, 38

Besides these genetic advances in the understanding of RA, gene expression profiling can provide useful information to this understanding as well. Genome-wide gene expression analysis (using micro-array approaches) between RA and osteoarthritis (OA) synovial tissues have shown clear gene signatures differentiating diseases (Table 1).39, 40 Groups of genes associated with RA clearly identified adaptive inflammatory response-related genes, bone and cartilage degradation enzymes and transcription factors, particularly the STAT1 (signal transducer and activator of transcription 1) pathway. Several other publications also highlighted differences with diseases such as SLE (systemic lupus erythematosus), ankylosing spondylitis or psoriatic arthritis and healthy controls.41, 42, 43 Importantly, many genes were consistently associated with all diagnostics reflecting inflammation or autoimmune bias rather than disease specificity; others were clearly defining RA-specific events, including interleukin (IL)-7R, matrix metalloproteinase-12 (MMP-12), S100 calcium-binding protein A8, chemokines, chemokine receptors, IL-2–inducible T-cell kinase, tumour suppressor p53-binding protein, Homeo box genes, T-cell receptor, regulators of T-cell activation, CD62L Selectin and Runt-related transcription factor 3.

Heterogeneity within RA can already be associated with the progression of disease, and obvious differences have been observed in gene expression between early (<12 months) and late (>5 years) RA synovial tissue samples,44 suggesting involvement of different pathophysiological mechanisms over the course of disease. In a specially designed study, gene profiling was applied to identify gene signatures corresponding to different stages of RA comparing synovial biopsies from early RA (disease duration <12 months, untreated), longstanding patients RA and control synovia.45 Using a small microarray chip containing only 10000 transcripts, early and longstanding RA have distinct molecular signatures with different biological processes participating at different times over the course of the disease, such as host defences, stress responses, T-cell-mediated immunity, tumour suppressor and MHC (major histocompatibility complex) class II-mediated immunity. Additional pathways involved in T-cell activation, endothelial signalling, hypoxia response and plasminogen-activating cascade were also recognized. Similar data were obtained showing differential signatures between low and high inflammatory subsets of RA patients.46

Gene expression profiling in established RA further revealed three main types of synovial tissue, the first with mainly T and B cells, antigen-presenting cells and MHC gene signature, a second signature included mainly stromal genes and a third showed mixed information.40 In relation with the difference in genetic predisposition involving T-cell genes and the autoantibody status, the first group may be speculated to reflect pathology associated with the presence of ACPA although this was not investigated in this paper. Studies combining gene expression and modern imaging could also reveal association between molecular signatures (for example, involving neo-vascularization genes) with signals in power Doppler ultrasound examination, which is predictive of progression towards early RA.47, 48

Diagnostic, prognostic and preclinical signature in RA


Given the destructive nature of RA, early diagnosis and initiation of treatment is highly important.49, 50, 51 The recently revised diagnostic criteria for RA (European League Against Rheumatism) 201052 improved early diagnosis by including ACPA in the criteria but demonstrated even more early disease heterogeneity (only 50% of patients are positive), stressing the need for other diagnostic biomarkers for ACPA-negative disease.53

Using a differential display reverse transcriptase–PCR approach, genes were identified whose expression was different in early inflammatory arthritis biopsies with a diagnosis of RA as opposed to reactive arthritis.54 This work primarily highlighted genes that were differentially expressed in T-cell synapse (LCK (lymphocyte-specific protein tyrosine kinase), nil2a (Zinc Finger E-box Binding Homeobox 1), T-plastin (plastin isoform T)), notably in relation with anergy, which is a feature of RA (reviewed in Gatzka and Walsh55). These also included apoptosis-related genes (caspase), calcium signalling (calmodulin, reticulocalmin, calumenin), transcription factors, signal transduction (ADP ribosylation factors) and differentiation (Jagged/Notch), some of which were also expressed in patient’s blood cells. Several genes identified in this work (calmodulin, spermine, ADP ribosylation factors, tropomyosin, eukaryotic translation initiation factors) were later confirmed using micro-array technology in synovial tissues56 or human blood cells.57 The Jagged/Notch differentiation pathway was taken forward and identified clear differences of expression in lymphocytes from RA patients compared with healthy controls and also suggested a role for this pathway in regulatory T-cell activity.58

Pratt et al. performed gene expression profiling in separated CD4+ T cells from early inflammatory arthritis patients who later went on to develop RA.59 A 12-gene signature distinguishing RA from non-RA patients was derived and validated by quantitative PCR (qPCR) in a second set of patients. Five out of the 12 genes belonged to the IL-6-mediated STAT3 pathway. Interestingly, this signature was valid in both ACPA-positive and -negative inflammatory arthritis patients progressing towards RA, showing an 85% sensitivity and 75% specificity for progression. Such 12-gene signature, if replicated, may serve as alternative diagnostic biomarker, particularly in seronegative patients.

Preclinical RA

Recognition of the preclinical phase of RA has initiated a whole new field of research aimed at the discovery of predictive biomarkers for the development of arthritis.60 Systemic autoimmunity was shown to precede synovitis development.61 Indeed, ACPA can be present for years before disease onset.62, 63 In contrast, synovial abnormalities (that is, increased synovial cellularity) do not occur until symptom onset,61 suggesting that other unknown triggers/events/location are driving the inflammatory immune response leading to RA. Alternatively, counter-regulatory mechanisms suppressing disease development despite the presence of autoimmunity may exist. Animal models have suggested that the onset of arthritic disease is preceded by phenotypic changes in draining lymph nodes (LN).64, 65, 66 Flow cytometry data in LN biopsies from ACPA positive at risk individuals, early arthritis patients and healthy controls suggested increased T-cell activation in early arthritis but not in ACPA-positive individuals.67, 68 These data support the rational for further extensive molecular analysis of LN during different phases of (preclinical) arthritis.

Gene expression profiling of peripheral blood cells in arthralgia patients (with confirmed absence of synovitis) and ACPA positivity highlighted a gene signature, including interferon (IFN)-mediated immunity and cytokine/chemokine activity that were specifically observed in at-risk individuals who then went on to develop arthritis.69 A second signature, including increased expression of B-cell-specific genes, appeared to be associated with protection from arthritis development. The increased IFN activity in the preclinical phase of RA was confirmed in pre-onset RA patients (samples from the Medical Biobank of Northern Sweden).70 The combined analysis of such IFN and B-cell signature in an independent validation cohort of seropositive arthralgia patients confirmed a significant high risk for arthritis development in IFN-high/B-cell-low profile (80%, odds ratio 6.22) and a low risk for IFN-low/B-cell-high profile (26%, odds ratio 0.16). To demonstrate clinical utility, a receiver operator characteristic (ROC) curve was constructed for ACPA+/RF+ (rheumatoid factor positive) alone and in combination with both signatures. The area under the curve increased substantially when including the IFN and B-cell signatures and the sensitivity to diagnose pre-clinical RA increased (from 16% to 52%) with a cutoff of 94% specificity.70, 71


Another important need in RA biomarker research relates to prognostic factors associated with disease progression and development of (new) erosions. Reynold et al.72 performed an extensive gene expression profiling study in peripheral blood cells patients with early RA (disease duration <2 years, 75% ACPA+). Using a 48-K Illumina chip (Illumina, San Diego, CA, USA), gene expression signatures could be associated with severe disease (>10 erosions) at baseline and after 36 months of follow–up; however, no clear expression profile could be associated with disease progression and the development of new erosions. Interestingly, pathway-level analysis suggests a relationship between CTLA-4 (cytotoxic T-lymphocyte antigen 4) T-cell signalling and erosive disease, consistent with a T-cell-mediated pathogenesis early in the disease. In perspective of the genetic association between several T-cell processes and ACPA+/shared epitopes positive disease,73 the increase in radiographic progression in these patients is most likely reflected by this gene signature.35, 36

Gene expression signatures as predictors of treatment response

The expanding range of various biological therapies that is available for RA patients after failure to DMARDs like methotrexate (MTX) has led to the detection of a significant inter-patient heterogeneity in efficacy as well as in the appearance of important adverse effects of these treatments. The pro-inflammatory cytokine tumor necrosis factor α (TNF-α) has been identified as a pivotal factor in driving inflammation in RA; however, the spectrum of clinical responses to TNF blockade suggest that TNF has an important role in the early phases of disease development (with high response rate) but much less in late RA with the development of alternative TNF-independent pathways.

The first approved target for biological therapies in RA was TNF-α. Three antibodies (infliximab, adalimumab and golimumab), one Fab’ antibody fragment (certolizumab) and one soluble receptor with affinity for TNF-α and lymphotoxin-α (etanercept) were developed over the years. Other biologicals targeted the cytokine IL-1 (anakinra, soluble IL-1 receptor antagonist), the cytokine receptor for IL-6 (tocilizumab, antibody), the B7 family of costimulatory molecules (abatacept, FcIgG1–CTLA4 fusion protein) and the pan B-cell marker CD20 (rituximab, antibody). Biologicals are prescribed on a trial-and-error basis and approximately 30–40% of patients fail to respond to these therapies.74, 75 Considering the high cost of biologicals and the possibility of severe side effects, the identification of responders and non-responders to a specific biological would be a major improvement in the management of RA patients. With the goal of optimizing prescription of biologicals for personalized approaches, several groups have studied gene expression profiling of blood cells or synovial biopsies to determine molecular signatures that would predict response to a biological therapy (Table 2).


The mechanism of action of MTX (a folate antagonist) is still largely unknown, while it is the most commonly used drug for the treatment of RA. Its mechanism of action with respect to the folate metabolism remains elusive in RA. Blits et al.76 investigated the cellular pharmacological impact of MTX on peripheral blood cells using the samples obtained from MTX-naive and MTX-treated RA patients as well as from healthy controls. The data revealed that multiple folate metabolism-related genes were consistently and significantly altered between the three groups. Concurrent with an immune activation gene signature, a significant upregulation of folate metabolizing enzymes (γ-glutamyl hydrolase, dihydrofolate reductase), and MTX/folate efflux transporters (ABCC2 and ABCC5) was observed in the MTX-naive group compared with healthy controls. Strikingly, MTX treatment normalized such differential gene expression levels to those observed in healthy controls. Hence, these results suggest that under inflammatory conditions basal folate metabolism in blood cells of RA patients is markedly upregulated, whereas MTX treatment restores normal folate metabolism levels. This provides insight into the mechanism of MTX action, paving the way for the development of novel folate metabolism-targeted therapies, although more work in this area will be required to determine if a MTX predictive response signature can be established.


Infliximab was the first biological approved for RA, and as such, it has been mostly studied for the identification of gene expression signatures able to predict its response. In 2006, Lequerré et al.77 analyzed gene expression profiles in peripheral blood mononuclear cells (PBMCs) of RA patients before and after infliximab treatment using an arbitrary collection of 12000 probes covering the PBMC transcriptome. They obtained a list of 41 transcripts of which 20 were confirmed by qPCR as predictors of responsiveness with performance of 90% sensitivity and 70% specificity. They next determined that eight was the minimal number of transcripts able to predict responsiveness with 80% sensitivity and 100% specificity. This publication supported the possibility that a test based on gene expression biomarkers can be designed to optimize prescription of infliximab in RA patients; however, independent validation of these results still remains to be established. The same year, another study was published looking at gene expression profiles in synovial biopsies. Lindberg et al.78 analyzed RA patients before and after 2 months infliximab therapy using an in-house microarray. Two hundred and seventy-nine differentially expressed genes were detected between responders and non-responders. At the synovium level, the MMP-3 was significantly upregulated in responders. Two years later, van der Pouw Kraan et al.79 analyzed gene expression profiles in RA synovial biopsies using a genome-wide microarray. Their main conclusion was that patients with a high tissue inflammation signature were more likely to benefit from infliximab treatment. In another article by Lindberg et al.,80 gene expression profiles in RA synovial biopsies were analyzed using an in-house microarray. The presence of lymphocyte aggregates was observed and correlated with response to infliximab confirming previous data obtained using histology.81 However, these results also questioned microarray analysis of whole synovial biopsies as an appropriate tool to predict the response to infliximab treatment, by stressing out that the presence of lymphocyte aggregates may represent an important confounding factor in gene expression analysis.

Whole blood appears to be better suited to study gene expression signatures and has then been extensively used to develop predictive biomarkers to infliximab response. In 2010, van Baarsen et al.82 performed a qualitative and quantitative pharmacological study of the response to infliximab in whole blood using a genome-wide microarray. In all treated patients, they observed a neutralization of bioactive TNF irrespective of the clinical response with several biological pathways being downregulated (inflammation, angiogenesis, B- and T-cell activation). These results implied a common effect of drug on TNF-driven/-related pathways independently of response; however; no predictive signature could be identified, hence suggesting parallel TNF-dependent and TNF-independent disease mechanisms. Sekiguchi et al.83 analyzed gene expression profiles in whole blood using a microarray of 747 genes selected from public database of SAGE (serial analysis of gene expression) for activated T cells, dendritic cells, monocytes and macrophages. Eighteen genes differentially expressed between responders and non-responders were identified over the course of treatment, but these genes did not predict response before treatment. They, however, reported a clear difference in the kinetics of IFN-related genes during infliximab treatment between responders and non-responders. A further study measuring 15 gene of a pre-determined set of IFN-response genes using real-time PCR in an independent group of patients before and post treatment and showed an increase in type-I IFN response gene expression 1 month after treatment in patients who had a poor clinical response to treatment.84 However, again, no association between response and baseline IFN response gene activity could be identified. This signature was therefore not appropriate for evaluation of treatment outcome before infliximab initiation but still may have value very early in the course of treatment.

The first blood-based gene expression signature predicting treatment response was published by Tanino et al.85 A whole human genome microarray was performed on whole blood at baseline. A list of 10 genes was identified. This 10-biomarker set was then validated with an accuracy of 66.7%. About the same time, Julià et al.86 analyzed gene expression of whole blood using a whole human genome microarray. A robust eight-gene predictor signature was identified and applied to an independent validation set of patients. The predictive performance of this signature was 94.4% sensitivity and 85.7% specificity. However, also here independent validation of these results still remains to be established.

Other anti-TNF agents

Stuhlmüller et al.87 analyzed gene expression profiles in monocytes of RA patients and healthy subjects before and during Adalimumab using a commercial microarray. CD11c was identified as a response to treatment biomarker and was validated by qPCR in a second cohort with 100% sensitivity and 91.7% specificity. In another study, Badot et al.88 analyzed gene expression profiles before and after adalimumab in synovial biopsies using a commercial microarray. Four hundred and thirty-nine genes were differentially regulated between poor responders as compared with the moderate and good responders and were clustered into two specific pathways: cell division and regulation of immune responses (in particular, cytokines, chemokines and their receptors). A validation study was performed by immunostaining on synovial samples and confirmed the differential baseline expression of five genes, notably CD11c.

Etanercept was evaluated for molecular discrimination between responders and non-responders. Koczan et al.89 analyzed gene expression profiles in PBMCs using a commercial microarray. Forty-two genes were differentially expressed. Twenty selected genes were studied by qPCR, and eight were able to discriminate between responders and non-responders. However, the authors concluded that even if gene expression profiling was able to identify genes that were associated with therapeutic outcomes, a gene expression signature at baseline was not reliable in predicting the clinical outcome.


Despite the effective depletion of circulating B cells in nearly all treated patients, 40–50% of patients do not respond to rituximab treatment. Julià et al. analyzed gene expression profiles in whole blood, CD4+ T cells, and B cells using a commercial microarray and qPCR validation. An association of TRAF1 (TNF receptor-associated factor 1) and ARG1 (Arginase 1) expression in whole blood and an association with TLR4 (Toll-like receptor 4) expression in CD4+T cells were observed.90 They also reported that the serological status of the RA patient has no predictive value for rituximab outcome. Until now, a study wherein the use of these markers is validated is not reported.

Recently, Raterman et al.91 analyzed the gene expression profiles in whole blood using a commercial microarray. They identified a type I IFN signature constituting a predicting biomarker of response. Good responders had a low or absent IFN response activity at baseline, whereas non-responders display an activated type I IFN system before the start of treatment. Such an association was in line with previous findings, demonstrating that patients with a low IFN signature had a significantly greater reduction of disease activity and more often achieved a significant response.92 Clinical utility as predictor of non-response to rituximab was demonstrated in a validation study using ROC curve analysis, based on an optimal set of 3–5 IFN type I genes according to the differential disease activity score.91 These results suggest that RA patients with an IFNhigh signature represent a different pathogenic subset of patients. Ultimately, these results may provide a biomarker that can be implemented in clinical practice to prescribe the most effective therapy for a particular patient.

Vosslamber et al.93 studied the pharmacological effects of rituximab in RA and observed an increase in IFN response activity after treatment in responders, whereas the IFN signature remained stable in non-responders. The IFN signature score returned to baseline values at 6 months after the start of treatment in responders. Thus a pharmacological increase in IFN response activity during rituximab treatment may be necessary for a favourable response and may provide an insight in the biological mechanism underlying such response. These findings notably provide a basis for further study on the role of the IFN signature as a biomarker for effective dosing and timing of treatment, towards patient-tailored treatment and prevention of relapse.


Finally, a gene expression signature for IL-1RA (anakinra) treatment outcome was proposed. Bansard et al.94 analyzed gene expression profiles in PBMCs using an in-house microarray. Fifty-two transcripts linked to a gene network focused on IL-1β were identified of which 20 transcripts were selected for qPCR validation. Performance of this 20 transcripts signature for discrimination between responders and non-responders showed 80% sensitivity and 87.5% specificity. Seven out of the 20 transcripts were required for an acceptable prediction of response. Two publications sharing exactly the same technical features (same array and batch of PCR-amplified probes for validation)77, 94 allowed for a direct comparison between anakinra- and infliximab-response signature. No overlap between anakinra- and infliximab-selected transcripts was observed, indicating that the selected signature reflects drug specificity rather than pathophysiological mechanisms. However, studies on larger cohorts are needed to validate this hypothesis.


Tocilizumab, a humanized monoclonal antibody against the interleukin 6 receptor, is the most recent addition to the panel of antibodies used for the treatment of moderate-to-severe RA. Many clinical studies have been performed so far, and clinical responses were clearly established.95, 96, 97 So far, one publication reports gene expression for tocilizumab. PBMC gene expression was assessed before and 4 weeks after treatment in a small group of patients.98 Four genes (CCDC32, DHFR, EPHA4 and TRAV8-3) were associated with response, and another 59 showed changes with treatment. The four predictive genes for response were not included in any of the published response signatures for antibody-mediated TNF blockade.

Conclusion and future need for validation

Not surprisingly, maybe gene expression signatures for a given clinical end point published to date do not always overlap and have not always been re-validated. The only exceptions were the signatures for progression from preclinical phase of RA69, 70 and the prediction of response to rituximab.91, 92 The often observed lack of reproducibility can be explained by the heterogeneity in technical protocols and microarray platforms used (notably when comparing in-house array to commercial ones), data analysis methods and, most importantly, the choice of clinical assessment of response to treatment (Table 3). Beside technical issues, the heterogeneity of the RA disease itself may be largely responsible for lack of replication in data generated by different groups also taking into consideration the small number of patients included in these studies.

As highlighted in the previous section, genetic risk associated with RA cover over 50–60 genes.28, 29, 30, 31 Work related to pathogenicity has clearly shown that different pathways can be involved at different stage of the disease evolution. Altogether, reproducibility of data could, maybe, only be expected if patients were analyzed taking into account disease duration, current and past treatment, outcome measures as well as ethnical origin, all of which suggesting the need for large numbers of patients. Finally, lack of reproducibility itself is not uncommon in microarray studies.99 A recent publication of interest found an association between a polymorphism in the CD84 gene with response to Etanercept. Utilizing publicly available gene expression data from PBMCs, they found an expression quantitative trait loci between the lead genome-wide association study single-nucleotide polymorphism and CD84 transcripts. Independent analysis of CD84 expression in PBMCs from microarray data demonstrated a non-significant association with response to Etanercept.100 Approaches that integrate genotypic and gene expression data may therefore aid in the interpretation of genotype–phenotype relationships.

An external validation study101 of existing gene expression signatures for anti-TNF treatments in RA was performed using a genome-wide expression profiling to validate eight previously reported signatures predicting anti-TNF therapy outcome (Lequerré et al.77—20 and 8 genes, Stuhlmüller et al.87—82, 11 and 3 genes, Julia et al.86—8 genes, Tanino et al.85—8 genes and Sekiguchi et al.83—18 genes) on whole blood of 42 RA patients before treatment with infliximab or adalimumab. One hundred and thirteen genes differently expressed between responders and non-responders at baseline were identified. Although the signature of Lequerré et al.—20 genes was validated with 71% sensitivity and 61% specificity, the robustness of the validation can be debated given that only one algorithm was used to reach that conclusion. Nevertheless, this work clearly demonstrate the need for standardization of any signature across different groups and suggest that proofs of concept exist but that collaboration to perform meta-analysis bridging between different technical platforms will be needed to bring this data into usable biomarker signatures with respect to individual drug (and/or target) specificity.

One major drawback of these studies remains the small number of patients analyzed and the absence of internal validation for most of them. On the other hand, it may be possible to develop a global signature able to predict response to biologicals that share the same target. Bienkowska et al.102 analyzed gene expression profiles in whole blood before etanercept, infliximab or adalimumab using a commercial microarray. An eight-gene transcript signature that predict response to three TNF-α blockers was identified with 89% accuracy (using the Convergent Random Forest approach, for selection of non-redundant molecular features predictive of treatment response, in order to identify the minimum number of features with a maximal predictive power). This observation is in line with data from Meugnier et al.103 comparing the effect of etanercept or adalumimab on leukocyte gene expression in RA patients who successfully responded to treatment.102, 103

miRNA signatures in RA

MicroRNAs (miRNAs) are a recent addition to the gene regulatory mechanisms,104, 105 and researchers are now exploring the possibility of measuring miRNA in serum samples as well as cells. miRNA represent a class of non-coding RNA molecules having pivotal roles in cellular and developmental processes, predicted to affect up to 1/3 of all human protein-encoding genes. miRNAs are potent negative modulators of gene expression involved in several cellular processes.106 Compared with other gene regulatory mechanisms such as epigenetic and transcription factors, miRNA-mediated effects allow for the fine tuning of gene expression. Downregulation of gene expression occurs by binding to complementary sites in the 3′ untranslated region of target mRNAs leading to the degradation of mRNA.107 miRNAs are considered to exert fine modulation rather than switch on/off mechanisms in the regulation of genes. In addition to regulating biological processes such as development, proliferation, apoptosis, hematopoiesis, angiogenesis, metabolism, anti-viral and immune responses, miRNA research gained widespread attention with the recognition of aberrant expression and/or function in cancer, neurological, cardiovascular, metabolic, neurodegenerative, infectious, chronic inflammatory and autoimmune diseases.108, 109, 110, 111, 112, 113

In terms of biomarker value, increasing numbers of reports implicate an aberrant expression of certain miRNAs (miR-21, -17, -92, -15, -16, -18a, -103, -107 -141, -193) in response to chemotherapy in different malignancies while, in parallel, they can be used for the classification of patients in different subgroups.114, 115, 116, 117 A large study on miRNA expression in SLE determined several patterns of differentially expressed miRNAs involved in various biochemical pathways leading to different subtypes of diseases.118 miRNA seem to be important players in RA as well.107, 119, 120, 121 They were shown to modulate the inflammatory process in joints (miR-155, miR-146).122, 123 Further, differential miRNA expression was found in RA compared with OA, in relation to inflammation, and the target genes involved were related to cartilage and bone damage.123 Comparing miRNA expression in RA and OA synovial fibroblasts revealed subsets of miRNAs that could potentially be used as clinical markers.124 OA fibroblast-like synoviocytes expressed a considerably lower level of miR-124a than RA, with effect on proliferation and chemokine production.125, 126 In the peripheral blood of RA patients, miR-146, miR-155 and miR-16 were upregulated, in relation to active disease,123, 127 suggesting a potential as markers of disease activity.112 miR-346 negatively regulated the IL-18 response of RA fibroblast,128 whereas miR-146a was found to be associated with IL-17 expression in both PBMC and synovium of RA patients.129 In turn, TNF and IL-1 were shown to regulate the expression of miR-146a in RA fibroblast-like synoviocytes.130 Of note, a methylation-dependent regulation of miR-203 expression in RA synovial fibroblasts has been demonstrated.131

Recently, miRNA biomarkers present in plasma with diagnostic potential were also reported121 (miR-24, miR-30a-5p and miR-125a-5p), compared with OA and SLE.

To our knowledge, there has been no study yet investigating whether altered expression of any miRNAs is involved in RA patients’ response to therapy; however, these will most likely become available in the near future. Having defined such signature will allow either these miRNAs or their corresponding gene targets to be examined for any potential correlation with response to anti-TNF or other biologicals treatment in RA. These results will clearly uphold the basic studies associating gene polymorphisms and gene expression with the response to treatment, towards an improved personalized medicine approach in RA.

Ethical issues associated with development of gene expression signature in RA: towards personalized medicine

Gene expression signatures represent molecular fingerprints that underlie human disease, with the potential to suggest an outcome with the highest probability of achievement.132, 133 The use of molecular tools raises several ethical and legal concerns. Not all clinical studies involve the same risks; the number of ethical and legal issues in biomedical research, therefore, depends on the nature of the test/data involved. Long-term implications for health were associated with genetic data;134 however, data derived from transcriptome analysis, as well as proteomics and metabolomics, carry less ethically charged information than measures of the genome. Hence, the testing of gene expression appears much less problematic in terms of ethics due to the fact that mRNA gene expression analysis is functionally close to any other biochemical biomarker or dynamic phenotype and is not a permanently affixed label to its carrier.135 Therefore, identifiable data are less sensitive.

The initial hope that the experiment will benefit the patient need to be carefully addressed, especially when very sick patients are eager to accept the promise of an unproven test. How we should use gene expression profiling to guide decisions on preventative and therapeutic intervention without over treating (thus probably leading to adverse effects) remains difficult to regulate, and experience will most likely direct future guidelines, especially considering the potential conflict of interest between commercial companies offering preclinical testing and those offering interventions. Once the initial research phase has validated the signature, it becomes essential to determine ‘who’ should participate in the final decision to treat the patient (in the case of a therapy outcome signature). Hence, there must be reasonable scientific evidence that the patient will benefit from the test being performed, as well as acceptable risks that one will not. This involves understanding and explaining the strengths and limitations of the signature to the patients that is critical to the formulation of information leaflet for safe and effective use of the test results.136 Result disclosure to patients participating to that research phase must also be resolved from the initial consent. An important consideration is the problem of constructing an accurate prediction rule, and overly optimistic estimations of prediction performance must be avoided.136 Patients need to be aware of real expectations. Indeed, the concept of significance of a test is unknown to the people who are tested, and they often literarily do not understand what they are getting into, hence it may carry a psychosocial impact the person is not prepared for.

Considering that the costs of obtaining data for gene expression microarray tend to be very expensive and could be reduced by merging existing data sets, data sharing, therefore, appears essential to allow the development and validation of gene expression signature. Similarly to informed consent, data-sharing approaches must also be established initially to favour collaborative work. In terms of developing a predictive tool, result-sharing approaches will have to be used.132

The future of gene expression tests in RA

It is clear from the above review that gene expression profiling offers great potential for understanding RA biology as well as for patient management and personalization of treatment decisions. It usually takes many years for new biomarkers or sets of biomarkers to reach clinics, starting from basic research biomarker discovery followed by validation, clinical utility evaluation, manufacturing development and final approval by regulatory authorities. This is further complicated by the difference in legislation between European Union, United States and other part of the world, although some recent approaches are aiming to accelerate translation of biomarker from bench to clinic.135 In the case of novel gene expression-based test, there is a further need for clear and specific regulations. The Minimum Information About a Microarray Experiment (MIAME) guidelines were developed by the Microarray Gene Expression Data Society and published in 2001 with such a goal in mind.137 The MIAME guidelines lay out the minimum standards needed to ensure that an experiment using microarrays can be properly and independently interpreted.138 Several clinical application tests using gene expression profiling assays are already available on the market. It seems, however, that these commercialized multi-gene prognostic and predictive tests are so far limited to the field of breast cancer and other cancer diagnostics. Some are FDA approved and already support clinicians in prediction of tumour reoccurrence and making decisions in selection of treatment (MammaPrint, Oncotype DX),139, 140, 141 but for others the evidence supporting clinical utility is still limited (THEROS Breast Cancer Index, Aviara MGI, Mammostrat, BreastOncPx and PAM50).21, 142, 143, 144, 145, 146, 147, 148, 149 Hence, none of these are currently recommended for the evaluation of breast cancer recurrence risk by national guidelines (that is, National Comprehensive Cancer Network or American Society of Clinical Oncology), and these tests remain considered as investigational. Recently, new tests emerged for acute heart allograft rejection (Allomap XDx, FDA approved)24, 150 for diagnosis of obstructive CAD (obstructive coronary artery disease) in patients with chest discomfort (Corus CAD)151, 152 and for the detection of Alzheimer’s disease.153, 154 As all novel biomarkers, it will take time for these to be adopted in daily clinical practice despite recommendation and guideline being published by professional association.155

Thus, there is precedent that could be applied to RA and other autoimmune diseases. The Rheumatology community is therefore facing a challenge to pool together the necessary resources and to use the available information already collected to reach appropriate conclusions and proceed with further validation, which is necessary to reach the next level. Considering the impact of RA on our modern society and the large amount of data already available, regulatory authorities such as the European Commission (FP7 and 2020 Horizon programs) as well as industry (Innovative Medicine Initiative) have developed grant schemes to overcome this challenge. Clear guidelines and standardization for such new technology have also been developed (MIAME guidelines).138 The successful translation of microarray data into clinical use in cancer provides a strong rational for a similar approach to improve the care of patients in rheumatology.


Conflict of interest

The authors declare no conflict of interest.



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This work was supported by the IMI-funded project BeTheCure, 115142-2.

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