Hypothermia and erythropoietin for neuroprotection after neonatal brain damage

Journal name:
Pediatric Research
(2013)
Volume:
73,
Pages:
18–23
DOI:
doi:10.1038/pr.2012.139
Received
Accepted
Accepted article preview online
Advance online publication

Abstract

Background:

Both hypothermia and erythropoietin (EPO) are reported to have neuroprotective effects after perinatal hypoxia–ischemia (HI). We investigated a possible additive effect of the use of a combination of hypothermia–EPO in a rat model of neonatal HI.

Methods:

At postnatal day 7, rats were subjected to HI and then randomized to 3h of hypothermia, EPO, or both. Sensorimotor function was assessed by the cylinder-rearing test (CRT) at 2 and 5wk after HI. Brain lesion volume and white matter loss were determined by hematoxylin–eosin and luxol fast blue staining, respectively.

Results:

Multivariable analysis using general linear modeling showed that hypothermia, EPO, and the interaction hypothermia × gender were determinants of sensorimotor function, both at 2 and 5wk after HI. Neuroprotective effects of hypothermia at 5wk were more pronounced in females, showing 52% improvement in the CRT. Maximal improvement in males was 26% after combined treatment with hypothermia and EPO. Histological outcome was improved by hypothermia only with no additional effect of EPO or gender.

Conclusion:

Hypothermia after HI improved sensorimotor function in females more than in males. There was a borderline additive effect of EPO when combined with hypothermia. Histology of brain lesion volume and white matter damage was improved only by hypothermia.

At a glance

Figures

  1. Figure 1:

    Effect of hypothermia and EPO on preference to use the nonimpaired (ipsilateral) paw in the cylinder-rearing test. Male (open bars) and female (filled bars) P7 rats were exposed to HI and treated with 3h hypothermia or normothermia, combined with EPO (5 kU/kg) or vehicle. At (a) 2wk and (b) 5wk after HI, sensorimotor function was assessed in the cylinder-rearing test. The relative nonimpaired forepaw (right, ipsilateral) preference was calculated as (right − left)/(right + left + both) × 100. §HI + NT vs. HI + HT, HI + NT vs. HI + HT + EPO in females, P < 0.001. **HI + NT + EPO vs. HI + HT + EPO in females, P < 0.01. HI + NT vs. HI + HT + EPO in males, P < 0.01. *HI + NT vs. HI + NT + EPO in females, P < 0.05; n = 13 per group. EPO, erythropoietin; HI, hypoxia–ischemia; HT, hypothermia; NT, normothermia; P, postnatal day.

  2. Figure 2:

    Effect of hypothermia and EPO treatment on brain area loss and white matter loss as determined after hematoxylin and eosin (HE) and luxol fast blue (LFB) staining, respectively, at 5wk after HI. (a) Representative examples of brain area loss after HE staining (examples of sham + NT + EPO and sham + HT + EPO groups are similar to those of the sham group, data not shown here). (b) Representative examples of white matter changes of the brain after LFB staining. Sham + NT + EPO and sham + HT + EPO groups were similar to the sham group (data not shown). (c) The ratio of ipsilateral/contralateral areas in male (open bars) and female (filled bars) rats after HE staining. (d) The white matter ratio of ipsilateral/contralateral areas in male (open bars) and female (filled bars) rats. The ipsilateral/contralateral ratio in c and d of the sham group is around 100% (data not shown). (e) The relative volume (sham = 1) of contralateral cortex in male (open bars) and female (filled bars) rats. (f) The relative volume (sham = 1) of contralateral hippocampus in male (open bars) and female (filled bars) rats. (g) The relative volume of contralateral white matter in male (open bars) and female (filled bars) rats. *HI + NT vs. HI + HT in females, P < 0.05; n = 13 per group (sham group n = 4). EPO, erythropoietin; HI, hypoxia–ischemia; HT, hypothermia; NT, normothermia.

  3. Figure 3:

    The graph shows rectal temperature (mean ± SD) of the so called “sentinel” rats (n = 10) in an infant incubator by 3h intervention of normothermia (filled squares, 37°C) or hypothermia (multiplication symbols, 32.5–33°C).

Perinatal hypoxia–ischemia (HI) is an important cause of neonatal brain injury and is associated with long-term neurological sequelae such as cognitive dysfunction, developmental delay, seizures, and sensory and/or motor impairment (1,2). Several studies in newborn rodents indicate that reduction of brain temperature by 2–5°C even for 3h, when started within 6h after HI, provides neuroprotection and improved behavioral outcome (3,4,5,6).

The neuroprotective effects of hypothermia of mildly asphyxiated newborns have been demonstrated, but in clinical practice, morbidity and mortality remain considerable (30–45%) (7,8). The combination of hypothermia and other pharmacologic strategies after birth asphyxia may improve long-term neurodevelopment (9).

Erythropoietin (EPO) has been shown to reduce brain lesion volume in an experimental setting of neonatal HI (10,11,12,13). In addition, EPO treatment of perinatally asphyxiated human term neonates has also proven to be beneficial (14). In recent studies with a rodent model, females appear to benefit more from neuroprotective interventions after HI, such as hypothermia, EPO, and 2-iminobiotin (15,16,17).

The aim of the present study was to test whether the addition of EPO to hypothermia has additive neuroprotective effects as compared with a single treatment and to examine possible gender effects.

Results

Hypothermia

Sham-treated rats did not show a paw preference in the cylinder-rearing test (CRT) (paw preference < ±5%, data not shown). A significant paw preference of the unimpaired forepaw in the normothermia groups was observed at both 2 and 5wk after HI (Figure 1). Differences between males and females in the normothermia group were not statistically significant. In female rats, hypothermia alone reduced paw preference in the CRT from 69 ± 13% to 31 ± 13 % at 2wk and from 45 ± 12% to 19 ± 12 % at 5wk, whereas in males, the corresponding values were 65 ± 13% to 55 ± 12% and 41 ± 12% to 34 ± 12%, respectively.

Figure 1
f1

Effect of hypothermia and EPO on preference to use the nonimpaired (ipsilateral) paw in the cylinder-rearing test. Male (open bars) and female (filled bars) P7 rats were exposed to HI and treated with 3h hypothermia or normothermia, combined with EPO (5 kU/kg) or vehicle. At (a) 2wk and (b) 5wk after HI, sensorimotor function was assessed in the cylinder-rearing test. The relative nonimpaired forepaw (right, ipsilateral) preference was calculated as (right − left)/(right + left + both) × 100. §HI + NT vs. HI + HT, HI + NT vs. HI + HT + EPO in females, P < 0.001. **HI + NT + EPO vs. HI + HT + EPO in females, P < 0.01. HI + NT vs. HI + HT + EPO in males, P < 0.01. *HI + NT vs. HI + NT + EPO in females, P < 0.05; n = 13 per group. EPO, erythropoietin; HI, hypoxia–ischemia; HT, hypothermia; NT, normothermia; P, postnatal day.

The effect of hypothermia on lesion volume was determined at 5wk after HI. The morphological changes in the brain as visualized after hematoxylin–eosin (HE) staining are shown in Figure 2a. There was a ~75% loss of tissue at the ipsilateral hemisphere after HI. The lesion volumes were similar in male and female rats. At the contralateral hemisphere after HI, there were no statistically significant changes in the volume of cortex, hippocampus, and white matter as compared with the sham-treated animals (Figure 2e–g). Hypothermia increased the ipsilateral/contralateral brain volume ratio by ~20% in females (P < 0.05), but not in males (Figure 2c). Similar effects were observed when analyzing white matter damage (luxol fast blue (LFB) staining, P < 0.05, Figure 2d).

Figure 2
f2

Effect of hypothermia and EPO treatment on brain area loss and white matter loss as determined after hematoxylin and eosin (HE) and luxol fast blue (LFB) staining, respectively, at 5wk after HI. (a) Representative examples of brain area loss after HE staining (examples of sham + NT + EPO and sham + HT + EPO groups are similar to those of the sham group, data not shown here). (b) Representative examples of white matter changes of the brain after LFB staining. Sham + NT + EPO and sham + HT + EPO groups were similar to the sham group (data not shown). (c) The ratio of ipsilateral/contralateral areas in male (open bars) and female (filled bars) rats after HE staining. (d) The white matter ratio of ipsilateral/contralateral areas in male (open bars) and female (filled bars) rats. The ipsilateral/contralateral ratio in c and d of the sham group is around 100% (data not shown). (e) The relative volume (sham = 1) of contralateral cortex in male (open bars) and female (filled bars) rats. (f) The relative volume (sham = 1) of contralateral hippocampus in male (open bars) and female (filled bars) rats. (g) The relative volume of contralateral white matter in male (open bars) and female (filled bars) rats. *HI + NT vs. HI + HT in females, P < 0.05; n = 13 per group (sham group n = 4). EPO, erythropoietin; HI, hypoxia–ischemia; HT, hypothermia; NT, normothermia.

EPO

At 2 and 5wk after HI, EPO mildly improved the sensorimotor function as shown by the reduction of paw preference during CRT (Figure 1). EPO showed no effect on brain tissue loss and white matter damage in either males or females with respect to HE staining or LFB staining (Figure 2).

Hypothermia–EPO Combination

Addition of EPO to hypothermia improved sensorimotor function in males at 2wk after HI from 65 ± 13% to 37 ± 13% (Figure 1a), and from 41 ± 12% to 30 ± 12% at 5wk (Figure 1b). In females, paw preference was reduced from 69 ± 13% to 28 ± 12% at 2wk and from 45 ± 12% to 16 ± 12% at 5wk after HI.

The addition of EPO to hypothermia did not decrease lesion volume as shown by HE staining, nor did it improve white matter lesions.

Multivariable Analysis

Multivariable analysis using general linear modeling showed that hypothermia (P = 0.0002), EPO (P = 0.07), and the interaction hypothermia × gender (P = 0.02) were determinants of sensorimotor function, both at 2wk (data not shown) and 5wk after HI (Table 1). The model demonstrates that 52% improvement in the CRT could be achieved at 5wk in females by hypothermia alone, whereas in males a maximum of 26% improvement could be obtained by the combination of hypothermia and EPO. Histological outcome was improved only by hypothermia (P = 0.02) with no additional effect of EPO or gender.

Table 1: Multiple regression analysis of paw preference in the cylinder-rearing test at 5wk after hypoxia–ischemia

Discussion

In this study, we examined the neuroprotective effects of moderate hypothermia with or without EPO after HI in rat pups. Three hours of moderate hypothermia provided extensive long-term neuroprotection in female rats, with very modest effects in males. This duration of hypothermia has previously been shown to be sufficient for neuroprotection, while avoiding the risks of hypoglycemia (18).

Several in vitro and in vivo studies have demonstrated the neuroprotective properties of hypothermia on changes of inflammatory and apoptotic markers in differentiated PC12 cells and in a rat model of neonatal HI (19,20). The improvement of long-term motor behavior after hypothermia was also demonstrated in a rat model of neonatal HI (4). To date, gender effects of hypothermia were reported only by Bona et al. (15), who observed more effective neuroprotection in female rats than in male rats. In the present study, we observed strong neuroprotective effects of hypothermia in female rats but saw weaker effects in male rats.

The mechanisms of action of hypothermia as a therapy for neonatal hypoxic–ischemic brain injury are still under investigation. More and more studies consider the main benefit from hypothermia to be a delay in the expression of brain damage, thereby extending the therapeutic window and allowing additional therapeutic interventions after HI (18,21,22).

Before investigating the effects of the hypothermia–EPO combination, we tested the effect of EPO on recovery after HI. In the present study, EPO alone provided a mild improvement of sensorimotor function. Effects were too small to demonstrate any gender effect with multiple regression analysis in the present study, although some studies in both animals and humans suggest that the neuroprotective effect of EPO may be gender dependent (14,17). EPO has been reported to have neuroprotective abilities via anti-inflammation, anti-apoptosis, and neuroregeneration (10,11,23). Recently, EPO has been used in relatively high dosages (0.5–3 kU/kg) for at least three times in (preterm) infants, and improvement of long-term outcome was observed (24,25,26). Using the same animal model, a previous study from our group found no neuroprotective effect of EPO when administered at 72h after HI (12). However, Spandou et al. (27) reported that, in a similar rat model using a shorter duration of hypoxia, EPO effectively reduced brain tissue loss. We cannot exclude the possibility that EPO provides neuroprotective effects after milder brain injury.

Our study is the first to examine neuroprotective effects of combined hypothermia–EPO in newborn animals with HI. The combination of EPO and hypothermia has been reported in adult patients after out-of-hospital cardiac arrest (28), and administration of EPO further increased the survival rate of patients after hypothermia treatment. Adding EPO to hypothermia had only a borderline neuroprotective effect in the present study (P = 0.07). In males, the magnitude of the effect of EPO in the CRT was of the same size as the effect of hypothermia. In combination, 26% improvement was obtained.

To explain this observation, the neuroprotective mechanisms of these two interventions should be considered. Recently, both hypothermia and EPO have been recognized to reduce free radical formation and apoptotic activity and to inhibit inflammatory response (5,11), but the comparison of the effects between hypothermia and EPO has not been reported. In our study, single treatment with hypothermia has been shown to have a neuroprotective effect in females, and is probably powerful enough to block the secondary energy failure, leaving no potential for EPO to be effective during simultaneous administration. This does not exclude the possibility that beneficial effects of delayed administration of EPO might be possible after extending the therapeutic window through hypothermia. Delayed and prolonged administration of EPO has shown beneficial effects on functional recovery (23,29). Of note, no reduction in brain lesion volume after delayed treatment with EPO was found, but improvement in sensorimotor neurological function and white matter regeneration was observed (29). Also in our study, functional recovery was much more pronounced than histological recovery.

In the present study, we focused on the ipsilateral hemisphere. In previous experiments, we have demonstrated the absence of long-term histological changes in the contralateral hemisphere in this animal model (30). This study also indicates that there were no statistical differences between the relative volume of the contralateral cortex, hippocampus, and white matter of the different treatment groups.

This study also revealed gender differences in response to the hypothermia and treatment with EPO. Differences in apoptotic mechanisms may have played a role in the observed gender differences. It has been reported previously that pathways of apoptotic cell death in males differ from the pathways in females. Both in vitro and in vivo studies indicated that females predominantly use the caspase-dependent pathway of apoptosis whereas males merely use the caspase-independent pathway by translocation of apoptosis-inducing factor from mitochondria to the nucleus (16,31,32). In animal models of neonatal HI, reduction in caspase-3 activity has been shown after either EPO or hypothermia treatment (5,12).

Spontaneous improvement of sensorimotor function was observed in our experiments. This has been described previously and may be considered a result of plasticity of the brain (33). Plasticity is one of the most prominent features of the central nervous system, especially in the developing brain (34), and EPO has been reported to promote brain plasticity in both newborn and adult animal models of brain injury (29,35). In the present study, although the animals after HI can benefit from the plasticity of the central nervous system, further improvement of sensorimotor function can be obtained from the treatment with EPO or the hypothermia–EPO combination.

Finally, we cannot exclude the possibility that the combination of hypothermia–EPO is more effective in milder models of HI. In this study, we have used an animal model of severe neonatal HI to mimic the clinical aspects of perinatal asphyxia (7,8).

In conclusion, hypothermia after HI has long-lasting neuroprotective effects, which are much more pronounced in female rats. In male rats, the combination of hypothermia with EPO showed a 26% improvement of sensorimotor function. The hypothermia–EPO combination did not show improvement of lesion volume or of white matter damage.

Methods

Animals

Experiments were performed in accordance with international guidelines and approved by the Animal Care Committee of the University Medical Center Utrecht. Wistar rats were bred at the animal facility of the University of Utrecht. Experiments were performed at postnatal day 7 (P7). Rats were housed on a normal day–night cycle, weaned at the age of 4wk, and housed singly for the remainder of the experiment. Food and water were available ad libitum. Treatments were evenly distributed over the litters and randomly chosen per animal.

Experimental Model

The well-known Rice–Vannucci model of perinatal cerebral HI was used in our experiments (36). P7 pups were anesthetized (isoflurane, 5% induction/1.5% maintenance in O2:N2O; 1:1) and the right common carotid artery was ligated. After 1.5h of recovery, rats were subjected to 8% O2 in N2 for 90min (n = 26) at a temperature of 37°C (36). Sham-treated controls were anesthesia and skin incision but no artery occlusion or hypoxia (12 males and 12 females).

A total of 110 rat pups (55 males and 55 females) underwent unilateral HI. Six rats (3 males and 3 females) (5.5%) died during hypoxia before randomization for treatment, but no deaths occurred after HI insult.

Hypothermia

Hypothermia was started immediately after hypoxia. Animals (including eight sham-treated animals) randomized for treatment were placed into an infant incubator for 3h (30 males and 30 females). In the same incubator, additional animals, the so called “sentinel” pups (gender randomized) were also placed. From the latter, temperature was continuously measured using a BIO-BRET-4 calibrated (<0.1°C deviation) temperature probe (Bioseb, Vitrolles, France) (18). These sentinel pups were excluded from further analysis and killed immediately after hypothermia, as the stress of carrying a probe may affect outcome (18). The incubator temperature setting was adjusted to keep the rectal temperature between 32.5 and 33°C. Rectal temperature was recorded every 5min. Animals (including eight sham-treated animals) randomized for normothermia treatment were placed in another infant incubator (30 males and 30 females), and the rectal temperature, which was sustained between 36.5 and 37°C, was measured in the same way (Figure 3).

Figure 3
f3

The graph shows rectal temperature (mean ± SD) of the so called “sentinel” rats (n = 10) in an infant incubator by 3h intervention of normothermia (filled squares, 37°C) or hypothermia (multiplication symbols, 32.5–33°C).

EPO Administration

EPREX EPO (Janssen-Cilag B.V., Tilburg, Netherlands) was diluted in 0.9% NaCl and injected intraperitoneally (i.p.) at 5 kU/kg (volume: 10ml/kg) immediately after hypothermia, with two additional doses given at 24h and 48h after hypoxia. Vehicle-treated animals received sterile saline.

Animal Groups

The animals were grouped as follows: sham, n = 8 (4 males and 4 females), sham + normothermia + EPO, n = 8 (4 males and 4 females), sham + hypothermia + EPO, n = 8 (4 males and 4 females), HI + normothermia, n = 26 (13 males and 13 females), HI + hypothermia, n = 26 (13 males and 13 females), HI + normothermia + EPO, n = 26 (13 males and 13 females), and HI + hypothermia + EPO, n = 26 (13 males and 13 females). The numbers of sham-operated animals were limited, because no effects of normothermia and/or EPO were expected in these groups.

Cylinder-Rearing Test

The CRT was used to assess sensorimotor function (37). At 2 and 5wk after HI between 9 and 10 AM, animals were individually placed in a Plexiglas transparent cylinder (2wk after HI: 11cm diameter, 30cm height; 5wk after HI: 25cm diameter, 30cm height) and observed for 3min. Initial nonimpaired forepaw (left/right/both) preference of weight-bearing contacts during full rear was recorded. The relative nonimpaired forepaw (right, ipsilateral) preference was calculated as (right − left)/(right + left + both) × 100 (38).

Histology

Rats were killed at 6wk of age with pentobarbital (300mg/kg i.p.) and perfused with phosphate-buffered saline followed by 4% formaldehyde in phosphate-buffered saline. Brains were mounted in paraffin from which coronal sections (8 µm) were cut between ~0.28 and −3.20mm from the bregma. Brain sections were stained with HE and LFB. Both hemispheres (at ~0.28 and −3.2mm from the bregma) were outlined on full-section images with a Nikon D1 digital camera (Nikon, Tokyo, Japan). Brain areas for HI were outlined manually using Photoshop CS4 software (Adobe Systems, San Jose, CA) and the ratio of ipsilateral to contralateral areas was calculated (16). The relative volumes (as compared with sham-treated animals) of the contralateral cortex (at ~0.28 and −3.2mm from the bregma) and hippocampus (at approximately −3.2mm from the bregma) were also calculated with the same method. The area of LFB staining in both hemispheres (at ~0.28 and −3.2mm from the bregma) was quantified using ImageJ 1.42q software (http://rsb.info.nih.gov/ij/, 1997–2006) and the ratio of ipsilateral to contralateral areas as well as the relative volume (as compared with sham-treated animals) of contralateral areas were also calculated (16). For each animal, six consecutive sections on the same level were cut, and three sections were randomly chosen. A final ratio was obtained after calculation and averaging. We focused on this region of the brain because the effects of HI are most striking in the hippocampus and overlying cortex in this neonatal HI rat model. This method is widely used to quantify brain damage in such models and has been validated since 1998 (39,40,41,42,43,44).

Statistics

All analyses were performed in a blinded setup. Statistical analysis was performed using R (The R Project for Statistical Computing, http://www.r-project.org) and GraphPad Prism 5 (GraphPad Software, La Jolla, CA) software. Sample size calculation demonstrated that a group size of 13 animals was sufficient to demonstrate differences in CRT of 25% with an alpha of 0.05 and power of 0.80 while considering multiple comparisons. Data were presented graphically as means ± SD. Multivariable analysis using general linear modeling was performed with the score on the CRT or histological outcome as dependent variable, and gender, hypothermia, and EPO as independent variables. Interactions were examined.

Statement of Financial Support

No financial assistance was received to support this study.

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Affiliations

  1. Department of Neonatology, Wilhelmina Children’s Hospital, University Medical Center Utrecht, Utrecht, The Netherlands

    • Xiyong Fan,
    • Frank van Bel,
    • Michael A. van der Kooij &
    • Floris Groenendaal
  2. Laboratory of Neuroimmunology and Developmental Origins of Disease, University Medical Center Utrecht, Utrecht, The Netherlands

    • Xiyong Fan,
    • Michael A. van der Kooij &
    • Cobi J. Heijnen

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