INTRODUCTION

Despite the unparalleled efficacy of electroconvulsive therapy (ECT) in severe depression, its use is limited by its cognitive side effects that decrease its acceptance by patients and some clinicians (American Psychiatric Association, 2001; Lisanby et al, 2000; Prudic et al, 2000). The antidepressant properties of ECT and its effects on cognition are uncorrelated (Lerer et al, 1995; Lisanby et al, 2000; McElhiney et al, 1995; Sackeim, 1992) and considerable progress has been made in altering the ECT technique to maintain efficacy while reducing cognitive side effects. Nonetheless, the forms of ECT with the most well-established efficacy/side effect profile still result in a substantial side effect burden (Bailine et al, 2000; Delva et al, 2000; McCall et al, 2000; Sackeim et al, 1993, 2000b).

A growing body of evidence suggests that ECT electrical dosage and the intracerebral pathway of the electrical current are critical for determining both efficacy and side effects (Abrams et al, 1991; McCall et al, 2000; Nobler et al, 1994; Sackeim et al, 1986a, 1986b, 1996, 1993, 2000a, 2000b). Depending on the combination of stimulus intensity and electrode position, antidepressant response rates with ECT vary from below 20 to 70% or higher (McCall et al, 2000; Sackeim et al, 1993, 2000a, 2000b). Right unilateral (RUL) ECT results in less intense and persistent adverse cognitive effects than bilateral (BL) ECT, but RUL ECT can either be highly ineffective or effective, depending upon the electrical dosage relative to the seizure threshold (Ng et al, 2000; Sackeim et al, 1987a, 1993, 2000b). Supporting these clinical findings, independent alterations in regional brain activity, as reflected in regional cerebral blood flow (rCBF) (Awata et al, 2002; Nobler et al, 1994), cerebral metabolic rate for glucose (Henry et al, 2001; Nobler et al, 2001), and electroencephalographic (EEG) measures (Sackeim et al, 1996, 2000a), correlate with the efficacy and objective cognitive side effects of ECT. For example, antidepressant response has been linked to increased EEG δ power and decreased rCBF in prefrontal regions, while retrograde amnesia for autobiographical memories has been linked to increased left frontotemporal EEG θ power (Luber et al, 2000; Sackeim et al, 1996, 2000a). These findings suggest that a technique that can target the induced current to regions implicated in antidepressant response, while sparing regions implicated in adverse cognitive effects, would maintain efficacy and have a superior side effect profile. This advantage would be accentuated if such a technique also offered better control not only over intracerebral current pathways (ie targeting of regions) but also over intracerebral current density.

The use of an electrical stimulus to induce seizures is a fundamental limitation in refining convulsive therapy. The high impedance of the skull (Driscoll, 1970; Geddes and Baker, 1967; Rush and Driscoll, 1968) shunts the bulk of the electrical stimulus away from the brain. An unknown proportion of the electrical stimulus results in neuronal depolarization, with the shunting producing a nonfocal, widespread intracerebral current distribution regardless of electrode placement. Measurements in humans (Law, 1993; Smitt and Wegener, 1944) and monkeys (Hayes, 1950) of shunting across the scalp and skull range from 80–97%. The degree of shunting varies considerably among individuals, due to individual differences in skull thickness and anatomy (Driscoll, 1970). Skull inhomogeneities, for which there are also considerable individual differences, result in further regional variability in current density even when the anatomic positioning of electrodes is consistent across patients (Hayes, 1950; Law, 1993; Sackeim et al, 1994; Weaver et al, 1976). For example, Law (1993) measured resistance in bone plugs from 20 regions of the human skull and found a 16-fold range (1360–21 400 Ω/cm) in resistivity values (Law, 1993). Thus, inherent in the application of an external electrical stimulus that must traverse the scalp, skull, and cerebral spinal fluid to reach the brain, is the highly variable and widespread distribution of current and little control over the intracerebral current density.

Stimulating the brain with repetitive transcranial magnetic stimulation (rTMS) could obviate some of the limitations of electrical stimulation, by inducing intracerebral current noninvasively using rapidly alternating magnetic fields (Barker et al, 1985; Pascual-Leone et al, 1993). The scalp and skull are transparent to magnetic fields, removing a major source of individual differences in the intensity and spatial distribution of intracerebral current density. In addition, depending principally on coil geometry, the magnetic field can be spatially targeted in cortical regions, offering further control over intracerebral current paths (Brasil-Neto et al, 1992; Maccabee et al, 1991, 1990; Mills et al, 1992). However, the electrical field induced by rTMS is capable of neural depolarization at a depth extending to about 2 cm below the scalp (ie gray-white matter junction), so direct effects are limited to the cortex (Epstein, 1990). Measurements in nonhuman primates with intracerebral multicontact electrodes support the hypothesis that rTMS-induced current and the resulting seizure are more focal than those obtained with ECT (Lisanby et al, in press, 1998a, 1998b; Lisanby and Sackeim, 2002). Thus, magnetic stimulation holds the promise of more precise control over current paths and current density in neural tissue.

A growing number of studies have examined the antidepressant effects of subconvulsive levels of rTMS (for reviews, see Burt et al, 2002; George et al, 1999; Lisanby and Sackeim, 2000; Wassermann and Lisanby, 2001). While prior work had shown that subconvulsive levels of ECT are not effective (Gottesfeld et al, 1944; Hargrove et al, 1953; Ulett et al, 1956), it was not known whether the same would hold true for rTMS, particularly since a single electrical train was applied for subconvulsive ECT while repeated trains within a session were given with subconvulsive rTMS. Indeed, recent work with subconvulsive rTMS challenges the view that a seizure is necessary for brain stimulation techniques to exert antidepressant effects (George and Wassermann, 1994; Sackeim, 1994), much as recent work with ECT challenged the dogma that a seizure was sufficient for efficacy (McCall et al, 2000; Sackeim et al, 1993, 2000a, 2000b). A recent meta-analysis of 23 comparisons of subconvulsive rTMS relative to a sham control found that 16 had a positive effect (effect size ⩾0.3 favoring active rTMS). Across these comparisons, the size of the pooled effect size was moderate to large. The majority of studies have demonstrated that rTMS results in a greater degree of improvement than sham. A small percentage of studies were negative (Garcia-Toro et al, 2001; Lisanby et al, 2001b; Loo et al, 1999; Manes et al, 2001; Martin et al, 2002; Mosimann et al, 2002). Many of these studies were underpowered to detect clinically meaningful effects, and were complicated by the concomitant use of antidepressant medications. Larger and more definitive trials are underway to address important remaining questions regarding optimal rTMS dosage and treatment frequency, region to target and the focality of stimulation, patient population most likely to remit, and so on.

Seizures have been elicited with rTMS, both inadvertently (in normal volunteers and two patients with depression, Conca et al, 2000; Pascual-Leone et al, 1993; Wassermann et al, 1996) and intentionally (in epileptic patients in an attempt to identify seizure focus, Claussen et al, 1995; Dhuna et al, 1991; Hufnagel and Elger, 1991; Hufnagel et al, 1990; Tassinari et al, 1990). These reports suggested that seizure induction is related to the extent that magnetic stimulus intensity exceeds the individual's motor threshold (MT) (ie minimum intensity required to elicit a movement of a specified amplitude in a distal hand muscle), and led to the development of guidelines to ensure that standard applications of rTMS remain subconvulsive (Wassermann, 1998). Thus, on both conceptual and empirical grounds, it should be possible to develop devices capable of seizure induction, despite the anticonvulsant effects of the anesthetic medications typically used during convulsive therapy.

We recently reported the deliberate induction of tonic-clonic seizures in rhesus monkeys under general anesthesia, using a custom modified magnetic stimulator with heightened output capabilities (Lisanby et al, 2001a). Clinical application of magnetic seizure induction as a form of convulsive therapy has so far been limited to a report of a single case (Lisanby et al, 2001c). This study examined the feasibility of magnetic seizure therapy (MST) in depressed patients, and contrasted magnetically induced seizures with conventional ECT in acute cognitive side effects and electrophysiological characteristics. Based on the fact that the induced current is limited to a small volume of the cortex, it was hypothesized that MST would have a superior cognitive side effect profile compared to ECT. Given a more focal induction of seizure activity, it was also hypothesized that MST would result in weaker ictal EEG expression.

METHODS

Subjects

This study was conducted under an Investigational Device Exemption from the FDA, and was approved by the Institutional Review Board of the New York State Psychiatric Institute, in accord with the Helsinki Declaration. A total of 10 inpatients between the ages of 21 and 65 years participated after providing informed consent. The patients were referred for treatment with ECT and met DSM-IV criteria for a major depressive episode based on the Structured Clinical Interview for Diagnosis. Exclusion criteria included neurological disorder or history of head trauma, current unstable or serious medical illness, pregnancy/breast-feeding, presence of implanted electronic devices, and a score on the Mini-Mental Status Exam of less than 24 (out of 30). Patients could remain on psychotropic medications as clinically indicated, but doses were held constant over the 4 study sessions and benzodiazepine use was limited to no more than 3 mg per day of lorazepam equivalents. Patients received routine pre-ECT medical and laboratory workup with no modifications required for MST.

Study Design

All patients received a course of convulsive therapy (three sessions per week), in which MST was given in two of the first four sessions and ECT was administered in the remaining sessions. In the first two sessions, the seizure threshold was titrated using the ascending method of limits procedure (Sackeim et al, 1987b) (with ECT and MST seizure threshold titrated on separate days, and order randomized). For both ECT and MST, fixed titration schedules were used in which stimulations were given with progressively longer train duration until a seizure was obtained. The remaining two sessions consisted of suprathreshold stimulation (with ECT and MST on separate days, order randomized). Condition order was randomly assigned, with all orders of MST and ECT represented. Patients, clinical raters, and neuropsychology technicians were masked to condition order.

Motor Threshold

MT was defined as the minimum magnetic intensity needed to elicit a threshold EMG response (50 μV in peak-to-peak amplitude) in a target muscle in five out of 10 trials using single-pulse TMS administered to the contralateral primary motor cortex. MT of the left first dorsal interosseous muscle was determined at baseline prior to the induction of anesthesia, using a round coil (9 cm diameter, Magstim Company Limited, Whitfield, Wales, UK) centered over the vertex. This was performed in the awake patient in order to minimize time under anesthesia and avoid the effects of repeated anesthetic administration on seizure threshold.

Anesthesia

Atropine (0.4 mg i.v.) was given 2 min prior to anesthesia induction. Methohexital (0.75 mg/kg) and succinlycholine (0.75 mg/kg) were the intravenous anesthetic agents. These doses were held constant across the four study sessions. Patients were oxygenated (positive pressure, 100% O2) from anesthetic administration until return of spontaneous respiration.

EEG Acquisition

Seizure duration was monitored with BL frontal-mastoid EEG channels, as well as motor manifestations using the cuff technique. EEG electrodes were slotted to reduce heating due to rTMS (Roth et al, 1992). Electrophysiological data were acquired with electrically isolated bioamplifiers (SA Instruments, San Diego, California), bandpass filtered from 0.3 to 100 Hz, and digitized at 1 kHz. Artifacts were removed off-line using an interactive editing program by a technician masked to intervention condition. Artifact-free data were subjected to a fast Fourier transformation (FFT), using 1 s epochs with overlapping 0.5 s windows, starting immediately after the termination of the MST or ECT stimulus and continuing until 15 s after seizure termination. The average power in each of four frequency bands (δ 1–3.5 Hz, θ 3.5–7.5 Hz, α 7.5–12.5 Hz, β 12.5–29.5 Hz) was calculated for each channel, separately for the ictal and postictal periods. For both the ictal and postictal periods, global power was defined as the sum power across the four frequency bands.

Magnetic Seizure Therapy

Repetitive TMS results in a high-frequency clicking noise during coil discharge. To protect hearing, as well as to maintain the mask, earplugs were worn by patients during both MST and ECT sessions. As is a standard protective measure for ECT (Morris et al, 2002), a bite-block was inserted immediately prior to seizure elicitation to protect the teeth. It was noted, however, that MST did not produce the marked jaw contraction as typically seen with ECT, suggesting less stimulation of the masseter muscle. MST was administered with a modified magnetic stimulator, using 16 booster modules (Magstim Company Limited, Whitfield, Wales, UK) instead of four. The peak-induced magnetic field was 2 T at the coil surface, according to the operating manual. The pulse had a dampened cosine waveform with a width of 500 μs (twice as wide as commercial rTMS devices). The stimulator was capable of administering up to 60 Hz for 6.6 s at 100% of maximal stimulator output. Three coil types (7 cm diameter figure-8, 9 and 12 cm double cone, and 9 cm round) and three scalp positions (RUL-site F6 of the International 10–20 EEG system, midline frontal-site Fz, and vertex-site Cz) were used to determine their relative efficiency in seizure induction. Coils were positioned in the optimal orientation to elicit an MEP from the right motor strip. This orientation corresponds to a posterior to anterior current flow (Brasil-Neto et al, 1992). For MST, the stimulation intensity was held constant at 100% maximal output of the device, independent of MT, and pulse frequency (40–60 Hz) and train duration (0.5–8.0 s) were varied to determine magnetic seizure threshold. The suprathreshold MST sessions were all given at maximal stimulator output (400 pulses).

Electroconvulsive Therapy

ECT electrode placement was determined purely on clinical grounds. Nine patients received RUL ECT and one patient was given BL ECT, using the d'Elia and bifrontotemporal placements, respectively. A Spectrum 5000Q ECT device (MECTA Corp., Lake Oswego, OR) was used. The ECT pulse width was 0.5 ms, approximately the width of the MST stimulus. After ECT threshold titration, subsequent ECT treatments were administered at six times the seizure threshold for RUL ECT and 2.5 times the threshold for BL ECT, following the procedures described elsewhere (Sackeim et al, 2000b). After the fourth session in this protocol, patients received open treatment with ECT, as clinically indicated.

Neuropsychological Assessments

A neuropsychological battery sampling multiple cognitive domains was administered by a masked rater at baseline and immediately before and after each of the four test sessions (see Sackeim et al, 1986b, 1993; for a complete description of the ‘Treatment Effects Battery’). Alternate forms of each task were used on each testing occasion, with assignment randomized. Prior to each session, orientation was assessed with a 10-item inventory. The patients then memorized a set of 12 words, four geometric shapes, four nonsense shapes, and eight emotionally neutral faces. Retention of the items was tested immediately following stimulus presentation, assessing both recall and recognition for words and recognition for the shapes and faces. The assessments of immediate retention provided a baseline for the postictal evaluation of verbal and nonverbal retrograde amnesia. Following the seizure, once patients opened their eyes on command, orientation was tested until the criteria for full recovery were met or 90 min had elapsed. No patient required 90 min or longer at any session. After orientation recovery, attention was assessed using three visual cancellation tasks (letter, geometric shape, and nonsense shape). Retrograde amnesia was then assessed using recall (word) and recognition (word, shape, and face) of the stimuli presented prior to the session. Semantic memory, assessed using visual confrontation naming and verbal confrontation naming, is resistant to the effects of ECT (Prudic et al, 1994), thus these measures of anomia were included as control tasks. A source memory task (Shimamura and Squire, 1987) was administered that simultaneously assessed memory for the temporal order of sentences in two lists and item recognition (whether or not the sentence had been presented). While both item retrieval and source identification are thought to involve the prefrontal cortex to some degree, several lesion and imaging studies suggest that memory for source (context) is more heavily prefrontally mediated, while item recognition is more reliant upon temporal lobe contributions (Cabeza et al, 2000, 1997; Janowsky et al, 1989; Nyberg et al, 1996). Verbal fluency for letters and categories were tested using standard methods (Benton, 1983; Goodglass and Kaplan, 1983). While both letter and category fluency are thought to involve the prefrontal cortex, recent work suggests that category fluency also recruits left temporal regions, more so than letter fluency (Gourovitch et al, 2000; Kitabayashi et al, 2001; Pihlajamaki et al, 2000).

At baseline and on the afternoon following each session, anterograde verbal memory was assessed using the Buschke Selective Reminding Test (12 trials with 12 unrelated words, Buschke, 1973) Following a 2-h delay, the complete procedure was repeated (Sackeim et al, 2000b). Anterograde nonverbal memory was assessed with respect to the memory of a complex figure, and included reproduction after 3 and 20 min (Lezak, 1995).

Clinical Assessments

The 32-item Columbia ECT subjective side effects schedule (Sackeim et al, 1987c) was administered by a masked rater at baseline and on the afternoon following each of the four study sessions. This study was not specifically designed to assess the therapeutic efficacy of MST, since all subjects received both ECT and MST. The average final Hamilton Rating Scale for Depression (HRSD, 24-item) score following the entire course of MST and ECT (which averaged 11.3±4.7 sessions) was 9.4±4.2, and all patients showed substantial improvement.

Data Analysis

Sample characteristics are reported as mean±SD for continuous variables and as percentages for discontinuous variables. The intervention conditions were compared in terms of effects on neuropsychological performance using repeated measures analyses of covariance (ANCOVAs). In the ANCOVAs, intervention condition (MST vs ECT) and dosage condition (threshold vs suprathreshold) were within-subject factors, with condition order (four levels) as a between-subjects factor, and baseline performance on the particular neuropsychological measure as the covariate. Significant main effects were followed up with post hoc ANOVAs and paired t-tests, as appropriate. Tests of significance were two-tailed, with an α of 0.05. Time to achieve reorientation, seizure duration, ECT seizure threshold, and EEG power values were subjected to log transformation to achieve normal distributions. Retrograde amnesia for the recall and recognition of material presented immediately prior to the intervention was expressed as the percentage of items not recalled or recognized following the intervention relative to the number remembered prior to the intervention.

Subjective side effect reports were analyzed separately for their occurrence and severity. In addition to analyses on individual side effect items, three a priori categories were defined, following the methods previously validated (Devanand et al, 1995; Sackeim et al, 1987c). The physical side effects grouping included complaints of headache, nausea, dry mouth, muscle pain, and other aches and pains. The cognitive grouping included reports of confusion and memory problems. The mood-related grouping included reports of enjoying breakfast, enjoying lunch, feeling more active, and feeling less slowed down.

RESULTS

Subjects

A total of 10 inpatients (three male) in a major depressive episode participated. Three patients had bipolar disorder and one of these patients also presented with the psychotic subtype. The mean age of the sample was 46.7±10.0 years (range 30–59). The average baseline HRSD score (24-item) was 27.5±6.5 (range 18–36) and MMSE was 28.6±1.6 (range 25–30). One patient had a secondary diagnosis of obsessive–compulsive disorder, and three patients had a history of substance dependence, now in remission. One of the 10 patients left the study after her first intervention, which was threshold MST. Although the drop in her HRSD after this intervention was only from 21 to 16 (23.8%), the patient felt substantial improvement and was discharged.

Five of the 10 patients remained free of psychotropic medications throughout the study period. Of the remaining five patients, two received neuroleptics, one was given an anticonvulsant, and two were taking antidepressants. In all cases, doses of these psychotropic and other concomitant medications were held stable throughout the study. Ondansetron 4 mg i.v. was given to two patients and ketorolac tromethamine 30 mg i.v. was given to three patients to manage acute postintervention nausea and headache, respectively.

Seizure Induction with MST and ECT

Seizures were successfully induced with MST in all 10 patients. Tonic-clonic seizures similar to those seen with conventional ECT (Figure 1) were elicited with MST with both threshold level and suprathreshold magnetic stimulation. MST seizure threshold averaged 268±105 pulses (range 100–400), and with an upper limit to device output of 400 pulses per train, four patients had thresholds at the maximal train duration (Table 1). Further, given that the minimum MST seizure threshold was 100 pulses, no patient could be treated at six times threshold, unlike suprathreshold stimulation with RUL ECT. All patients could be treated with ECT at their designated suprathreshold electrical dosage.

Figure 1
figure 1

Bifrontal EEG recorded during MST. The parameters of stimulation were 40 Hz, 100% of maximal stimulator output, 6.3 s duration administered with a round coil placed on the vertex. A generalized tonic-clonic seizure lasting 57 s by motor manifestations was elicited.

Table 1 MST and ECT Seizure Induction Sessions

The intervention conditions (MST vs ECT) and the dosage conditions (threshold vs suprathreshold) were compared submitting the variables in Table 1 to repeated measures ANOVAs. There were no significant differences in anesthetic dosage across the intervention sessions. Given the differences in the unit of measurement for assessing threshold with MST (number of pulses) and ECT (charge, mC), comparisons could not be made. Across dosage conditions, MST-induced seizures had shorter EEG and motor durations than ECT-induced seizures. Post hoc comparisons indicated that MST-induced seizures had shorter duration within each dosage condition and type of manifestation (EEG or motor) (all P's<0.04).

ECT typically results in pronounced hemodynamic changes, with prominent ictal elevations in heart rate and blood pressure (American Psychiatric Association, 2001; Prudic et al, 1987). Both MST and ECT demonstrated significant increases in heart rate as well as systolic and diastolic blood pressure. There were no significant differences among the intervention or dosage conditions (Table 1), suggesting that the magnitude of the sympathetic discharge due to catecholamine release was similar to that of MST and ECT.

Quantitative Ictal and Postictal EEG with MST and ECT

The repeated measures ANOVA on power in the four frequency bands for the left and right EEG channels, with intervention and dosage conditions as additional within-subject factors, yielded a main effect of intervention, F1,7=43.51; P<0.0003 (Figure 2). For each frequency band, MST-induced seizures had less robust ictal expression than ECT (all P's⩽0.007). In contrast to the analyses on seizure duration, there were no effects involving dosage condition and laterality of EEG electrodes.

Figure 2
figure 2

Ictal and postictal EEG expression in five frequency bands with MST and ECT revealed a main effect of condition (P<0.0003 for ictal, P<0.008 for postictal). *Less robust ictal expression with MST, all condition differences significant (P's<0.007). †Less robust postictal suppression with suprathreshold levels of MST, all differences significant (post hoc t-test P's<0.005). Threshold MST and ECT did not differ in postictal suppression. N=10 for threshold MST, and N=9 for the other three conditions.

A similar repeated measures ANOVA was conducted on power in the four frequency bands in the immediate postictal period. Postictal EEG expression was suppressed to a greater extent with ECT than MST, F1,7=13.26; P<0.008. As expected with RUL ECT, there was greater postictal suppression in the right relative to the left EEG channel, as reflected in the main effect of laterality, F1,7=7.09; P<0.03. In addition, there was significant intervention by dosage condition, F1,7=7.09; P<0.03. Post hoc analyses indicated that suprathreshold seizures produced with ECT showed greater postictal suppression than suprathreshold MST seizures, F1,7=47.31; P<0.0001, while MST and ECT seizures at threshold dosage did not differ in postictal suppression, F1,7=0.95; P<0.4. This pattern held for all frequency bands (Figure 2). There was also a significant interaction between the intervention and frequency band, F3,21=8.47; P<0.0007. Post hoc analyses indicated that the greater postictal suppression with ECT relative to MST was significant for the θ, α, and β frequency bands (all P's <0.02), but not for δ (F1,7=1.94; P=0.21).

Seizure Threshold and MT

The various coils and coil placements could be ordered in terms of their efficiency in seizure induction. Relative to the focal coils, the nonfocal coils required less intense stimulation to produce seizures (ie they were more efficient) than the focal coils. The large round coil was more efficient than the double cone coil, which in turn was more efficient than the figure-8 coil. Indeed, the figure-8, the most focal coil, could not produce a seizure at maximum stimulator output. The coil placements also appeared to differ in efficiency, with the vertex placement being the most efficient, the right prefrontal the least efficient, and the midline prefrontal placement intermediate.

Seizure thresholds with MST and with ECT were not correlated (r8=−0.12; P>0.75). Excluding the single patient who received BL, ECT increased the correlation coefficient, but it remained nonsignificant (r7=0.41; P>0.3). The TMS MT averaged 55±8% (range 46–70%) of maximal stimulator output. There was a trend for MT to correlate with MST seizure threshold (r8=0.63; P<0.06), but no relationship between MT and ECT (r8=−0.37; P>0.32; when excluding the single BL case r7=−0.41; P>0.32). The absence of a relationship between ECT seizure threshold and MT could have been due to the limited variability in ECT seizure threshold in this sample, where seven of nine patients had identical ECT seizure threshold (32 mC). Nonetheless, there was substantial variability in MT, suggesting that MT and ECT seizure thresholds were in fact uncorrelated, unlike the relationship between MT and MST.

Subjective Side Effects

MST sessions were well tolerated with a high level of patient acceptance and no serious adverse events. Analyses of the composite scales of the Columbia ECT subjective side effects schedule revealed a main effect of intervention (F1,3=11.96; P<0.04) with a trend for a condition by dosage interaction (F1,3=8.24; P<0.06). Results were unchanged when leaving out the BL ECT case (F1,3=16.38; P<0.02). Post hoc analysis indicated that the composite scores for physical side effects were lower following MST than ECT (F1,3=43.56; P<0.007). This advantage for MST in physical side effects was seen in both the threshold (t7=5.6; P<0.0008) and suprathreshold conditions (t6=2.45; P<0.05). Exploratory analyses of individual items on this scale produced main effects of intervention for the incidence and severity of headache (F1,5=7.86; P<0.03 for incidence and F1,5=7.35; P<0.04 for severity), subjective memory problems (F1,8=6.4; P<0.04 for incidence and F1,8=5.33; P<0.05 for severity), and muscle aches (F1,5=18.85; P<0.007 for incidence and F1,5=6.65; P<0.05 for severity). The differences between the interventions all favored MST.

Acute Cognitive Side Effects

Disorientation and inattention

Patients recovered full orientation more quickly following both threshold and suprathreshold MST than they did following ECT (F1,7=6.83; P<0.03; and F1,7=34.34; P<0.0006 when excluding the BL ECT patient) (Figure 3). This effect was significant for both threshold (t8=5.9, P<0.0004) and suprathreshold (t8=4.5, P<0.002) conditions. Patients were both faster and more accurate in completing the visual cancellation tasks following MST than ECT (Figure 4), with main effects of intervention for speed (F1,4=19.49; P<0.01) and for accuracy (F1,5=19.45; P<0.007) across the three cancellation tasks. The patient receiving BL ECT did not complete this task, thus the results refer to the unilateral ECT cases only. The advantage of MST in both speed and number of correct responses was seen for both the threshold (F1,6=6.56; P<0.04 for speed; F1,6=6.48; P<0.04 for accuracy) and suprathreshold conditions (F1,4=7.28; P<0.05 for speed; F1,6=8.1; P<0.04 for accuracy). These differences were not at the expense of a higher rate of false positive responses. MST and ECT did not differ in commission errors on the cancellation tasks.

Figure 3
figure 3

Median time in minutes to recover full orientation following threshold and suprathreshold MST and ECT. There was a main effect of condition (F1,7,=6.83; P<0.03), and no order or dosage effects. *Reorientation following threshold MST was faster than threshold ECT (t8=−5.92; P<0.004). **Reorientation following suprathreshold MST was faster than suprathreshold ECT (t8=−4.52; P<0.001). N=10 for threshold MST, and N=9 for the other three conditions.

Figure 4
figure 4

Visual attention immediately after MST and ECT as assessed by speed of performance on three cancellation tasks (syllables, geometric shapes, and nonsense shapes). Patients were faster following MST than ECT, with a main effect of condition (F1,4=19.49, P<0.01). N=9 for threshold MST, and N=8 for the other three conditions.

Retrograde amnesia

Both ECT and MST induced significant amnesia for the recall of verbal material presented immediately prior to the intervention, and there were no main effects of intervention or dosage (Table 2). However, there was an interaction between intervention and dosage conditions in the recognition of this verbal material (F1,2=46.53; P<0.02). Threshold ECT and MST did not differ in recognition performance, while suprathreshold MST was superior to suprathreshold ECT (F1,5=6.35; P<0.05). This effect was no longer significant when excluding the patient who received BL ECT.

Table 2 Retrograde Amnesia Immediately Following MST and ECTa

MST and ECT did not differ in retrograde amnesia for the geometric and nonsense shapes presented prior to the intervention (Table 2). Repeated measures ANCOVAs on recognition of face stimuli revealed main effects of intervention (F1,2=72.99; P<0.01 for neutral faces; F1,2=48.0; P<0.02 for affective faces). The patient receiving BL ECT did not complete this task, thus the results refer to the unilateral ECT cases only. Neutral face recognition was superior following suprathreshold MST than suprathreshold ECT (t6=2,65; P<0.04). The recognition of affective faces was superior following threshold MST than threshold ECT (t8=3.83; P<0.005), but the difference failed to reach significance for the suprathreshold conditions (Table 3).

Table 3 Other Neuropsychological Tasks Immediately Following MST and ECTaa

Anterograde amnesia for sentence recognition and list order

Recognition of newly learned sentences showed a main effect of intervention (F1,4=8.11; P<0.05) and a condition by dosage interaction (F1,4=10.87; P<0.03). Results were unchanged on removing the BL ECT patient (F1,4=7.84; P<0.04). Post hoc analyses indicated that threshold MST and ECT did not differ in sentence recognition, but there was superior performance following suprathreshold MST than suprathreshold ECT (t5=2.80; P<0.04; Table 3). There were no group differences in the false positive rate for sentence recognition, and no differences in identification of the sentences as belonging to List one or List two.

Verbal fluency and naming

Fluency for letters and categories showed a main effect of dosage condition (F1,3=343.00; P<0.03) and a trend for a main effect of intervention (F1,3=104.14; P<0.06). Category fluency was superior following suprathreshold MST than ECT (t5=3.06; P<0.03; unchanged when excluding the BL ECT case), but this difference failed to reach significance for threshold sessions (Table 3). MST and ECT did not differ significantly in verbal fluency for letters. There were no differences in repetition errors or out-of-category responses between intervention or dosage conditions.

As expected, there was no difference between interventions in picture naming and word finding in response to abstract questions (Table 3).

Short-Term Anterograde Amnesia

There was an intervention by dosage condition interaction (F1,3=41.26; P<0.008) in scores for reproduction of the complex figure. Following the 20 min delay, reproduction was worse following suprathreshold MST than ECT (t6=−3.36; P<0.02), while performance was nonsignificantly better following threshold MST than ECT (Table 4). This effect for suprathreshold MST remained significant after controlling for baseline performance and condition order (F1,4=20.41; P<0.01; F1,3=114.9; P<0.009 excluding the BL ECT case).

Table 4 Anterograde Amnesia Following MST and ECTaa

MST and ECT did not differ in their short-term effects on verbal list learning (Table 4). There were no effects of intervention or dosage condition in total recall over the 12 trials at first or delayed presentation.

Masking

Best guess ratings following each intervention revealed that patients and clinical raters remained masked to the intervention (ECT vs MST). Intervention was correctly identified by patients 64.9±48.4% of the time (not significantly different from chance), and by clinical raters 54.1±50.5% of the time (NS). However, the neuropsychological technician was able to correctly identify the intervention 75.7±43.5% of the time (binomial test, P<0.001). Accuracy and confidence ratings of the neuropsychology technician's guess did not differ as a function of intervention or dosage. Average confidence in the guess by the neuropsychological technician, 3.5±1.3 (corresponding to ‘medium’ on a 1–5 scale), was higher than patient or clinical rater confidence ratings (t36=2.38; P<0.02 for patient comparison, and t36=2.35; P<0.02 for clinical rater comparison).

DISCUSSION

The major findings of this study are that deliberate induction of generalized seizures with MST is feasible in a clinical setting, and appears to be a well-tolerated method for performing convulsive therapy that merits further study. While both MST and ECT induced seizures, the techniques differed in subjective side effects, cognitive sequelae, and electrophysiological characteristics.

The acute side effect profile of MST was superior to ECT in several measures, including subjective side effects, orientation recovery, attention and some measures of anterograde and retrograde amnesia. With one exception, all the differences found between MST and ECT in side effects favored MST. Finding significant advantages for MST relative to ECT is especially noteworthy when considering both the modest sample size and the fact that the form of ECT used in this study (0.5 ms pulse width in all cases, and RUL ECT in 9/10 cases) has a particularly benign cognitive side effect profile compared to other forms of ECT administration. Results from an ongoing study contrasting the efficacy and side effects of ultra-brief pulse ECT indicate that this form of ECT has a substantially lower seizure threshold and significantly fewer cognitive side effects compared with conventional pulse width ECT (Sackeim et al, 2001).

The electrophysiological findings support the hypothesis that the mode of seizure induction (magnetic vs electrical) alters the characteristics of the induced seizure. Quantitative analysis revealed that, compared to ECT, MST-induced seizures had less robust ictal EEG expression. Furthermore, although the extent of postictal bioelectric suppression did not differ when MST and ECT were administered at seizure threshold, suprathreshold MST produced less suppression than suprathreshold ECT. This difference, observed only with suprathreshold stimulation, may have been due to the inequality of the two interventions in dosage relative to threshold. Limitations in device output prevented the matching of suprathreshold MST stimulation to the extent to which electrical dosage exceeded threshold with ECT (six times the threshold for RUL and 2.5 times the threshold for the BL case).

The clinical significance of the electrophysiological differences between MST and ECT is unknown. It has been reported that certain ictal and postictal EEG changes, such as the degree of ictal expression and postictal suppression, are correlated with the efficacy of conventional ECT (Folkerts, 1996; Krystal et al, 1995; Nobler et al, 1993; Suppes et al, 1996). Whether these same relationships will pertain to MST is unknown. Importantly, recent work has called into question the classical relationship between these electrophysiological measures and clinical efficacy. Nobler et al (2000) found only weak relations between seizure expression and clinical outcome (Nobler et al, 2000). Ongoing work indicates that ultra-brief pulse RUL ECT lacks EEG characteristics formerly thought to be markers of effective treatment (Sackeim et al, 2001). This dissociation between electrophysiological markers and the clinical efficacy of ultra-brief pulse RUL ECT highlights the need for empirical evidence from a clinical trial to determine the clinical efficacy of MST and establish what EEG characteristics of MST-induced seizure, if any, are associated with the therapeutic effects of MST. Just as the lower dosage relative to threshold may have contributed to the differences between the suprathreshold interventions in electrophysiological effects, this dosage difference may have also influenced the differences in cognitive side effects. Indeed, for several neuropsychological measures, there were main effects of electrical dosage or interactions with intervention, supporting the importance of dosage in moderating cognitive effects. However, MST showed advantages relative to ECT when both were administered at low dosage, just above the seizure threshold (ie recovery of orientation, speed and accuracy of performance on attention tasks, nonverbal retrograde amnesia, and subjective physical side effects). This suggests that MST, as hypothesized, may have an intrinsically superior side effect profile compared to ECT.

The cognitive domains where ECT showed greater impairment than MST were generally those subserved at least partly by temporal lobe structures (ie memory for recent events, new list learning, category fluency, Gourovitch et al, 2000; Kitabayashi et al, 2001; Lezak, 1995; Pihlajamaki et al, 2000). In contrast, tasks that were more heavily dependent on prefrontal lobe function did not show differences between MST and ECT (eg memory for temporal order, verbal fluency for letters, Cabeza et al, 2000, 1997; Janowsky et al, 1989; Nyberg et al, 1996; Spreen and Strauss, 1998). These results support the view that MST has less impact than ECT on temporal lobe, and specifically the hippocampal, functioning due to its more localized intracerebral current distribution that is confined to the superficial cortex under the magnetic coil. It should be kept in mind, however, that multiple cortical locations were stimulated with MST in this study. Future studies comparing the effects of specific sites of seizure induction with MST could test the hypothesis that inducing current more focally in the prefrontal cortex will exert an effect on cognitive tasks that make strong demands on prefrontal function. Of note, modulation of functional activity in the prefrontal cortex has been linked to the antidepressant effects of ECT (Luber et al, 2000; Nobler et al, 2001, 1994; Sackeim et al, 2000a, 1996), thus the preservation of an impact on this region may be important for the potential therapeutic effects of MST.

MST was also superior to ECT in time to recover orientation. The specific mechanisms involved in this process are not well understood, but several have argued that disorientation following ECT represents a rapidly shrinking form of retrograde amnesia (Daniel et al, 1987; Sobin et al, 1995). Indeed, the duration of post-ECT disorientation predicts longer-term retrograde amnesia (Sobin et al, 1995). This would be compatible with the view that MST has less effect on temporal lobe structures. MST also exerted a marked advantage relative to ECT in measures of inattention. Inattention and neglect can be produced by lesions at multiple levels within corticolimbic reticular formation networks, including the prefrontal cortex, right parietal cortex, temporoparietal–occipital junction, cingulate gyrus, and subcortical regions such as the thalamus and mesoencephalic reticular formation (Heilman and Valenstein, 1993; Mesulam, 1985; Vallar, 1993). An advantage of MST in immediate postictal attention is consistent with MST having less impact on more posterior cortical and subcortical regions than ECT. While of clinical importance, the neuropsychological effects of MST and ECT only indirectly implicate differences between these interventions in their effects on regional brain function. Just as characteristic patterns of effects on regional brain function have been characterized for RUL and BL ECT using in vivo functional brain imaging Nobler et al, 1994; Silfverskiöld and Risberg, 1989), such studies are needed to determine the differential effects of MST and ECT on regional brain activity.

This study provided the first direct test of the supposed relationship between MT and the threshold for seizure with rTMS. MT is used to individualize the dosage of rTMS to reduce the risk of inadvertent seizure (Wassermann, 1998). MT is a measure of motor cortex excitability that can be reliably quantified. The relationship between MT and seizure threshold is not well understood. MT has been reported to be lower in epileptic patients (Reutens and Berkovic, 1992), but studies have failed to find a significant relationship between MT and seizure threshold as measured with ECT (Amiaz et al, 2001; Lisanby et al, 1997). The current study replicated the lack of association between MT and ECT seizure threshold. This is perhaps not surprising since ECT seizure threshold is partly determined by various anatomic factors related to scalp and skull thickness, impedance, and inhomogeneities—factors not relevant to the neural excitability of magnetic stimulation. It is more likely that MT is associated with individual differences in the threshold for seizures induced by MST, since in both instances the stimulation is magnetic and intracerebral current density is primarily dependent upon the distance from the stimulating coil rather than tissue composition and anatomic factors that determine the spatial distribution and degree of shunting of an externally applied electrical current. While the correlation between MT and MST achieved only trend-level significance, the power to detect significant associations between variables across subjects was highly limited by the small sample size. Indeed, ongoing work with a larger sample size of rhesus monkeys indicates a significant correlation between MT and MST seizure threshold (unpublished data). Support for a relationship between MT and magnetic seizure threshold has significant clinical importance for the subconvulsive applications of rTMS, where the goal is to avoid inadvertent seizure induction.

As this was the first clinical trial of MST in depressed patients, the cautious decision was made to only administer two MST sessions in the midst of a course of conventional ECT. This was performed out of ethical considerations since both efficacy and side effects of MST are unknown and there was the intent not to unduly delay the onset of antidepressant efficacy of ECT in these severely depressed patients. Therefore, the study design only permitted examination of the acute cognitive side effects of individual sessions, and not the cumulative or long-term cognitive side effects or the potential antidepressant properties of MST. Nonetheless, cognitive side effects are most severe in the acute postictal period (Daniel and Crovitz, 1983a, 1983b; Sackeim, 1992). Treatment conditions that differ in short- and long-term cognitive side effects, such as RUL and BL ECT, have their most pronounced differences in acute postictal assessment (Sackeim et al, 2000b, 1993). Furthermore, it has been shown that some acute side effects predict the magnitude of long-term retrograde amnesia following ECT (Sobin et al, 1995). In essence, it has been argued that the long-term amnestic effects of ECT represent incomplete resolution of the acute cognitive side effects, and that treatment manipulations that reduce acute effects would likely have reduced long-term effects (Sobin et al, 1995).

Another consequence of this being the first clinical trial of MST in depressed patients, aside from a single case report, is that the methodology for seizure induction with MST in humans had to be worked out during the course of this trial. This required the use of multiple different stimulating coils and coil placements, implying the stimulation of different cortical regions which would be expected to result in differential cognitive and other effects. Since the sample size was small, it was not possible to control for this factor in analyses to determine how the coils compare. However, one factor that the various coil placement share and that distinguishes MST from ECT, is that the electric field induced by rTMS is confined to the superficial cortex, although it is recognized that postsynaptic effects will be present and differ as a function of the cortical site stimulated. Subsequent studies comparing the coil placements in their acute and long-term cognitive profile are indicated, and will be important to determine optimal MST technique.

As noted, the suprathreshold MST condition was close to (and in some cases the same as) the seizure threshold, potentially biasing the comparisons of the suprathreshold sessions in favor of MST. Nevertheless, the comparison between MST and ECT at threshold levels was matched for dosage by virtue of the seizure threshold titration procedure. The domains in which threshold doses of MST and ECT differed included subjective side effects, speed of orientation recovery, speed and accuracy on visual attention tasks, and recognition of affective faces. All differences favored MST. MST device development should focus on raising maximal stimulator output. This may be as relevant in ensuring optimal treatment with MST as it is established with ECT (Lisanby et al, 1996; McCall et al, 2000; Sackeim et al, 2000b, 1993). Coil design was another technical limitation of this study. The present generation of coils capable of focal stimulation was less efficient in inducing seizure than coils that intrinsically result in diffuse stimulation (nonfocal). To take advantage of precise spatial targeting with magnetic stimulation, new coils are needed that combine a focal stimulation pattern with sufficient field strength for reliable seizure induction.

Another limitation was that a large number of statistical comparisons were conducted in a small sample, without adjustment for their number. Since MST is a novel experimental procedure, intended for severely ill patients, this strategy was adopted to ensure that potential marked adverse effects of MST could be detected. In addition, the post hoc analyses comparing specific interventions were performed only after obtaining significant effects in omnibus tests. The within-subject design substantially decreased the variability in intervention-induced effects and likely was the key to the detection of intervention differences in this small sample. Given the significant clinical heterogeneity in this small sample, it will be important to replicate these effects in a larger and more homogeneous sample. There was a suggestion of inferior performance following MST compared to ECT on one cognitive task, delayed reproduction of the complex figure which is a measure of anterograde amnesia for nonverbal material. Further work in a larger sample will be needed to determine whether this represents a cognitive domain of special vulnerability to MST relative to ECT.

Although the neuropsychological raters were kept masked to the intervention condition, the ‘best guess’ questionnaire revealed that they could guess intervention assignment an average of 76% of the time with medium confidence. This may have biased the neuropsychological results in favor of MST, however, it would not be expected to affect the other measures (subjective side effects and electrophysiology). It is also reassuring that these correct guesses did not compromise either the masking of the patients themselves, or the clinical raters (who were at chance level). Follow-up interviews revealed that these guesses were based on the immediate postintervention performance of patients on which MST and ECT differed markedly, especially for the time to recover orientation. A potential means of avoiding this confound in future studies would be to have a separate rater time the speed of reorientation, and only bring in the neuropsychological rater once the patient was fully reoriented. Therefore, the rater would be masked to the speed of reorientation and free from any bias those data might exert on subsequent testing.

The largely consistent cognitive advantages of MST relative to ECT support the role of current pathways and patterns of seizure expression in determining the effects of convulsive therapy. These initial results indicate that further clinical work with MST as a novel form of convulsive therapy is warranted. Future work will be needed to address the clinical efficacy of a full course of MST.