Nature Reviews Neuroscience 5, S18–S25 (2004) Oxidative stress in neurodegeneration: cause or consequence? Oxidative stress has long been linked to the neuronal cell death that is associated with certain neurodegenerative conditions. Whether it is a primary cause or merely a downstream consequence of the neurodegenerative process is still an open question, however. The advent of a growing number of in vitro and in vivo models that emulate human disease pathology is aiding scientists in deciphering just where oxidative stress intersects with other cellular events in the emerging roadmap leading to neurodegeneration. Here I review the evidence for oxidative stress in neurodegeneration and how this relates to other cellular events.
Julie K Andersen
Buck Institute, 8001 Redwood Blvd., Novato, California 94945, USA. jandersen@buckinstitute.org
Published online: 1 July 2004 doi:10.1038/nrn1434
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Oxygen is necessary for life, but paradoxically, as a by-product of its metabolism it produces reactive oxygen species (ROS), which are highly toxic to cells (Box 1). Postmortem brain tissues from patients with neurodegenerative disorders, including Parkinson's disease (PD), Alzheimer's disease (AD) and AMYOTROPHIC LATERAL SCLEROSIS (ALS), clearly display increased indices of ROS in affected brain regions. Unfortunately, however, it is impossible to discern from this observation whether oxidative stress is a major cause or merely a consequence of associated neuronal cell loss. What triggers the observed increase in oxidative stress in these conditions? Several other aberrant cellular processes have also been implicated in these disorders, but how do they relate to oxidative stress? In this review I examine the evidence for the involvement of oxidative stress in these diseases. This is discussed in relation to other associated cellular phenomena, particularly in light of emerging information gleaned from postmortem studies coupled with the recent development of several novel in vitro and in vivo disease models.
Oxidative stress in neurodegeneration Because of its high metabolic rate and relatively reduced capacity for cellular regeneration compared with other organs, the brain is believed to be particularly susceptible to the damaging affects of ROS. In cases of PD, AD and ALS, various indices of ROS damage have been reported within the specific brain region that undergoes selective neurodegeneration. For example, markers for lipid peroxidation, including 4-HYDROXYNONENAL (4-HNE) and malondialdehyde (MDA), have been identified in the cortex and hippocampus of patients with AD, the SUBSTANTIA NIGRA of patients with PD and in spinal fluid from patients with ALS1,
2,
3,
4,
5. Protein nitration, a marker of protein oxidation, has been demonstrated to be elevated in the hippocampus and neocortex of individuals with AD, in LEWY BODIES in cases of PD and within motor neurons in ALS6,
7,
8. Surprisingly, several of these oxidative events seem to be fairly target specific. For instance, nitration of tyrosine residues within the -synuclein protein is found to accumulate in the Lewy bodies that are associated with PD and other synucleopathies9,
10 and within the tau protein in AD11. Oxidative stress is therefore consistently associated with these diseases.
Nevertheless, evidence of elevated oxidative stress does not prove that it is involved in the neurodegeneration that is associated with these disorders. The cell has evolved several defense and repair mechanisms to deal with oxidative stress and associated oxidative damage, but in these conditions, the activities of various antioxidant defense molecules that would normally counteract the injurious effects of ROS are reduced. The antioxidant enzymes SUPEROXIDE DISMUTASE (SOD), CATALASE, GLUTATHIONE PEROXIDASE (GSHPx) and GLUTATHIONE REDUCTASE (GSHRd), for example, display reduced activities in affected brain regions in AD12,
13. Concentrations of uric acid, a potential scavenger of ONOO-, and activity of the enzyme methionine sulfoxide reductase, which reverses oxidation at protein methionine residues, are also decreased7,
14. PD is characterized by a reduction in amounts of the thiol-reducing agent glutathione (GSH) in the substantia nigra, including within dopaminergic neurons in this brain region15,
16,
17. GSH (and oxidized glutathione, GSSG) depletion is the earliest known biochemical indicator of nigral degeneration, and the magnitude of depletion parallels the severity of the disease. Concentrations of iron, which can act as a catalyst for detrimental oxidative reactions, are elevated within the substantia nigra in cases of PD18,
19,
20. This has been part of the basis for a growing interest in the development of metal chelation therapy for this and other related neurodegenerative disorders (Box 2). Mutations in the copper- and zinc-containing cytoplasmic form of SOD, SOD1, have been demonstrated to be involved in 20% of all familial cases of ALS, although this involvement seems to be associated with a toxic gain of function in SOD1 rather than a loss in its activity (Box 3)21. Though circumstantial, this evidence taken comprehensively indicates that reduced antioxidant potential might contribute to the increased oxidative stress that is associated with these disorders.
In recent years, several genetically engineered mouse lines that emulate the oxidative changes observed in various neurodegenerative diseases have been created, and these mice have been examined for their ability to model disease pathology. Transgenic mouse lines expressing various human familial ALSSOD1 mutations show not only motor neuron degeneration but also elevated lipid peroxidation, DNA oxidation and protein nitration within the affected cells22,
23,
24,
25. Notably, research conducted on these transgenic lines has revealed that these mutations seem to result in a toxic gain of function unrelated to the ability of SOD1 to reduce O2 - to H2O2. Some researchers hypothesize that the toxic effects of the mutations might still indirectly involve an increase in oxidative damage owing to the ability of mutant ALSSOD1 to act as a peroxidase, superoxide reductase, or to increase ONOO- levels as a consequence of heightened O2 - production and its subsequent reaction with NO (Box 3). GSHPx- and SOD1-deficient mice, and mice that are null for the mitochondrial manganese-containing SOD2 gene, are more sensitive to the toxic effects of the PD-inducing agent 1-methyl-4-phenyl-1,2,3,6, tetrapyridine (MPTP), whereas transgenics with mutations in SOD1 and SOD2 are more resistant26,
27,
28,
29,
30. Expression of iNOS, the inducible form of nitric oxide synthase (NOS), which is found primarily within brain glia, is found to contribute to neurodegeneration associated with expression of human ALSSOD1 mutations and MPTP administration, whereas both iNOS-null mice and mice that are deficient for the neuronal form of NOS (nNOS) are more susceptible to MPTP toxicity31,
32,
33,
34. Such results have led to the testing of pharmacological agents that block the oxidative cellular events that seem to be involved in the ensuing neurodegeneration. Minocycline, which is believed to act in part by blocking the activity of iNOS, has been shown to prevent neurodegeneration both in ALSSOD transgenic mice and in wild-type mice after MPTP administration, although this claim has been disputed in the latter case35,
36,
37,
38. Metal chelators have been demonstrated to prevent plaque formation in AD mouse models that express the amyloid precursor protein (APP), and to prevent dopaminergic cell loss in MPTP-treated mice (Box 2). These are only a few examples of the plethora of findings in recent years based on the modeling of human neurodegenerative diseases in animal models. These findings have helped to increase scientists' understanding of the role of oxidative stress in accompanying neuronal cell loss.
Chiefly on the basis of encouraging results from both cell culture and animal models, much emphasis has been placed in recent years on the development of rational therapy for these diseases aimed at decreasing the detrimental effects of oxidative stress. Antioxidant treatments have displayed varying degrees of success in human patients: for example, although vitamin E has displayed some efficacy for the treatment of AD, it has not proved useful so far for treatment of PD39,
40. Small beneficial effects have been also noted after vitamin E administration to ALS patients who are already taking the glutamate receptor inhibitor riluzole, another drug whose efficacy in the presence and absence of vitamin E was first tested in mouse models of the disease41,
42,
43. Certainly, results emerging from current cell and animal model studies will continue to have an enormous impact on the development of future human clinical antioxidant trials for these disorders.
ROS and aberrant protein interactions Increased oxidative alterations to proteins such as -synuclein in PD, -AMYLOID in AD and SOD1 in ALS might result in increased protein misfolding and impaired degradation. This, in turn, might cause the toxic accumulation of soluble protofibrils or insoluble aggregates within the diseased brain that can contribute to neurodegeneration. How does this occur? Oxidative stress increases with age in the brain, and neurons might be particularly affected because they are postmitotic. The ability of cells to respond to oxidative protein damage also seems to decline with age and might contribute to protein buildup. A decline in induction of heat shock proteins (HSPs), for instance, can result in an increase in oxidatively damaged proteins that might be resistant to ubiquitinylation and degradation by the 26S proteasome. Depletion of soluble HSPs has been proposed to be an important influence in the cellular neurodegeneration that is associated with ALS. Indeed, pharmacological induction of HSPs by the agent arimoclomol has recently been demonstrated to slow disease progression in ALSSOD1 transgenic mouse models44. Increased expression of HSP70 has been suggested to protect against the toxic effects associated with human PD mutations in both the -synuclein and parkin genes, including oxidative damage that results in protein misfolding45,
46,
47,
48,
49.
Each of these diseases might have special features that contribute to the interaction between oxidative stress and specific protein misfolding. In PD, for example, dopamine metabolism yields oxidative by-products such as O2 -, H2O2 and dopaminergic quinines, which might be involved, along with iron, in the oxidation of -synuclein (Fig. 1). -Synuclein has been suggested to bind to and permeabilize synaptic vesicles, thereby increasing the amount of dopamine present in the relatively acidic environment of the cytoplasm, where it is more likely to be oxidized50,
51,
52. Therefore, -synuclein might itself initiate events that lead to its own oxidative damage. Dopaminergic cell death in embryonic midbrain cultures transfected with a mutant form of the human A53T -synuclein gene is attenuated by depleting cells of intracellular dopamine by inhibiting its synthesis or by antioxidant treatment. This indicates that loss of cell viability through -synuclein expression results in loss of cell viability resulting from dopamine-driven oxidative events53. Synuclein-null mice are more resistant to MPTP toxicity, perhaps because of attenuation of synaptic dopamine release54. Oxidized -synuclein might, in turn, not be properly recognized by the ubiquitin-proteasome protein degradation system, resulting in its buildup in the cell. GSH depletion in cultured dopaminergic cells mimicking PD can result in inhibitory oxidation of E1 and E2 ubiquitin pathway enzymes, resulting in decreased ubiquitinylation of oxidized proteins, which might contribute to the upsurge of their amounts in the cytoplasm and inhibition of proteasomal function55. Increased concentrations of 4-HNE, which might be produced by GSH depletion in PD and are present in affected tissues in PD, AD and ALS, can further enhance cross-linking of damaged proteins. Conjugates of 4-HNE and protein have been reported to inhibit proteasomal function56, and the proteasome itself might be a direct target57. Oxidation of both ALSSOD1 mutant and wild-type SOD1 proteins in vitro results in increased aggregation of the protein itself58.
It is also possible that the proteins that are involved in protofibril formation might themselves produce oxidative stress. -Amyloid has been demonstrated to produce H2O2 in cultured cells59. Transfection of cells with mutant human A53T -synuclein or parkin genes results in increased oxidation of both proteins and lipids60,
61,
62. Expression of human ALSSOD1 mutant genes in culture resulted in an increase in indices of oxidation, as well as increased susceptibility to oxidative stress63,
64. In primary motor neuron cultures isolated from these animals, oxidative stress is elevated in correlation with increased cellular demise, which is preventable by treatment with various antioxidant agents65. Although the existing data make it extremely difficult to determine whether oxidative stress or protein aggregation is the initiating event, these two processes clearly have an important impact on one another.
Oxidative stress and glial inflammation Glial cell activation in response to cellular damage, including oxidative injury, involves a complex range of responses, including increased expression of genes that are involved in both NO and cytokine synthesis. When released by glia as a nonspecific means of destroying damaged cells, these agents can result in subsequent neurodegeneration. H2O2 released by activated glia, though itself fairly innocuous, can be altered by peroxidases to form hypochlorous acid (HOCl), which is highly toxic to cells. ONOO- formed through the interaction of NO with O2 - can result in both nitration of tyrosines and nitrosylation of cysteines within both enzymes and structural proteins.
Activation of microglial and ensuing ONOO- production has recently been linked to -amyloid toxicity in cultured neurons66. Culture of activated astrocytes with primary dopaminergic cultures leads to increased susceptibility of dopaminergic neurons to MPP+-mediated cell death, perhaps owing to glial-mediated oxidative stress67. Glial iNOS concentrations are increased in the midbrain of individuals with PD68. Persistent activation of the p38 mitogen-activated protein kinase (MAPK) within affected motor neurons and reactive glia in an ALSSOD1 mouse model has been demonstrated to correlate with disease progression69. This MAPK protein can be activated by oxidative stress and inflammation, and can in turn act to enhance glial NO production. Inhibition of cyclooxygenase-2, which also plays a role in ROS production associated with glial activation, results in a delay in disease onset in ALSSOD transgenics70. Using cDNA microarray analysis, mRNA levels of several genes that are involved in the inflammatory response were recently found to be upregulated in ALSSOD1 mice at a presymptomatic stage of motor neurodegeneration71. Production of oxidative stress associated with an active immune response therefore seems to be another prominent feature in pathology associated with all three of these diseases.
Oxidative stress and programmed cell death Not only might oxidative stress result in accidental damage to cells, but it might also actively trigger intracellular signaling pathways that lead to cellular demise. Although there is evidence of programmed cell death (PCD) in AD and various models of the disease, the role of oxidative stress in this process is yet to be delineated, although it might be tied to observed -amyloid oligomerization and mitochondrial dysfunction. Expression of the familial Swedish double -amyloid precursor protein mutation in cultured cells results in increased susceptibility to exogenous oxidative stress, which appears to trigger apoptotic cell death by various pathways72. Caspase activation within motor neurons from ALSSOD1 transgenics has been reported to be NOS dependent and to be triggered by NO itself73. Caspase activation after MPTP intoxication seems to occur by means of the JNK signaling pathway74. MPTP-mediated cell death is markedly attenuated through the use of JNK inhibitors or adenoviral transfer of the inhibitory JNK-binding protein JIP-1 into the substantia nigra75,
76,
77. Its activation could be the consequence of oxidative damage to DNA. MPTP-induced DNA damage also seems to activate the p53 tumor suppressor gene, resulting in PCD through induction of the pro-apoptotic factor Bax-1. MPTP toxicity is attenuated in midbrain cultures from p53-null mice and by in vivo administration of p53 inhibitors78. Notably, GSH reduction itself has been shown to induce PCD in dopaminergic neurons, and its addition has been shown to prevent dopamine-dependent neurotoxicity79,
80,
81.
ROS and mitochondrial dysfunction Epidemiological studies have identified certain environmental agents, including pesticides and herbicides, as being risk factors for PD. Animals that are treated with the herbicide rotenone display selective neuropathology that is extremely reminiscent of the disease state82. Both MPTP and rotenone are selective complex I inhibitors. Complex I inhibition by MPTP can directly result in increased oxidative stress, particularly through the production of O2 -. It also results in reduced mitochondrial function, including decreased ATP generation. ATP is necessary for several cellular processes, including the loading of dopamine into synaptic vesicles by the vesicular monoamine transporter (VMAT2). Its depletion can result in increased cytoplasmic dopamine levels, which might in turn result in indirect production of oxidative stress through the generation of dopamine oxidation by-products. VMAT2-heterozygous null mice or rodents treated with VMAT2 inhibitors are more sensitive to the effects of MPTP or MPP+ (refs. 83,
84,
85,
86). Because systemic administration of rotenone does not lead to inhibition sufficient to impair mitochondrial function, it has been proposed that its toxic effects probably involve increased oxidative stress mediated through complex I inhibition82. Rotenone administration also seems to result in increased -synuclein aggregation and formation of Lewy bodies in vivo, which might be a consequence of increased oxidative stress.
Semiquinones and quinones that are produced through dopamine oxidation are believed to undergo polymerization to form the darkly pigmented NEUROMELANIN that is located within dopaminergic midbrain neurons. Dopamine quinones (DAQ) can conjugate with GSH, resulting in reductions in its unbound amounts. GSHDAQ might be converted to 5cysDAQ by cellular peptidases, which have been proposed to form molecular species that are capable of inhibiting mitochondrial complex I activity87,
88. Along with decreased GSH levels, elevated 5cysDAQ levels have also been reported in the substantia nigra of individuals with PD87. These data indicate that not only can complex I inhibition result in increased dopamine oxidation, but dopamine oxidation itself might affect complex I function.
Sometimes, postmortem brain tissues from apparently normal individuals display some degree of nigral degeneration and the presence of Lewy bodies in the substantia nigra (a condition termed incidental Lewy body disease). In these individuals, GSH is found to be at the same reduced levels as in patients with advanced PD, whereas mitochondrial complex I activities are not statistically different from those observed in age-matched controls89. This indicates that the GSH deficit might precede loss of complex I activity. GSH depletion in dopaminergic cells in culture results in selective complex I inhibition, demonstrating that this early event is at least capable of influencing mitochondrial function90. GSH depletionmediated complex I inhibition in culture probably occurs through thiol oxidation of important residues within the complex itself, because it is reversible by treatment with the thiol-reducing agent dithiothreitol. Depletion of GSH has also been reported to result in inhibition of GSHRd, which is also proposed to occur through a direct oxidation of its two active-site cysteines91. This, in turn, could result in further increases in GSH loss and alter the cellular redox state as the GSH/GSSG ratio is further reduced.
Reduced mitochondrial function in correlation with increased mitochondrial protein and lipid oxidation was noted in isolated mitochondria from ALSSOD1 transgenics92. Expression of ALSSOD1 mutants in cultured cells results in mitochondrial dysfunction, which can be reversed by treatment with the thiol-reducing agent N-acetylcysteine93. Cybrids created by fusing mitochondrial DNA from sporadic AD patients with normal cytoplasm display decreased mitochondrial function and increased -amyloid deposition, which can be reversed by antioxidant treatment94.
Conclusions and perspectives It is still unclear whether oxidative stress is the primary initiating event that is associated with neurodegeneration in PD, AD and ALS. However, a growing body of evidence implicates it as being involved in at least the propagation of cellular injury that leads to neuropathology in these various conditions. It is intimately linked with an integrated series of cellular phenomena, which all seem to contribute to neuronal demise. Interaction between these various components is not necessarily a cascade but might be a cycle of events, of which oxidative stress is a major component (Fig. 2). Inhibition of oxidative stress therapeutically might act to 'break the cycle' of cell death. Therefore, many researchers in the neurodegenerative field are concentrating on modulating or emulating the protective effects of key enzymatic components that regulate oxidative stress, with the aim of developing rational drug or genetic therapy. The creation of numerous cell and animal models has aided enormously in this effort. More sophisticated models, which selectively target the effects of oxidative stress to the specifically affected brain region in each of these diseases, are currently being developed, and should greatly advance our understanding of the involvement of oxidative stress in selective neurodegenerative events. Many current animal models, though accurately emulating portions of the specific pathology, might not completely reproduce it, and not all models recapitulate the chronic nature of these disorders. Combinations of these various models are already being attempted, and this approach might further improve their usefulness in the investigation of neurodegenerative disease, including the role of oxidative stress in this process.
HOW TO CITE THIS ARTICLE
Please cite this article as supplement to volume 5 of Nature Reviews Neuroscience, pages S18S25.
Received 8 April 2004; Accepted 28 May 2004; Published online 1 July 2004.
Acknowledgements This work was supported by the US National Institutes of Health. I apologize to my colleagues whose work was not discussed in detail or cited due to space limitations.
Competing interests statement:
The author declares that she has no competing financial interests.
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