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Review

Nature Medicine 10, S10–S17 (2004)

Protein aggregation and neurodegenerative disease

Neurodegenerative diseases such as Alzheimer's disease (AD), Parkinson's disease (PD), Huntington's disease (HD), amyotrophic lateral sclerosis (ALS) and prion diseases are increasingly being realized to have common cellular and molecular mechanisms including protein aggregation and inclusion body formation. The aggregates usually consist of fibers containing misfolded protein with a beta-sheet conformation, termed amyloid. There is partial but not perfect overlap among the cells in which abnormal proteins are deposited and the cells that degenerate. The most likely explanation is that inclusions and other visible protein aggregates represent an end stage of a molecular cascade of several steps, and that earlier steps in the cascade may be more directly tied to pathogenesis than the inclusions themselves. For several diseases, genetic variants assist in explaining the pathogenesis of the more common sporadic forms and developing mouse and other models. There is now increased understanding of the pathways involved in protein aggregation, and some recent clues have emerged as to the molecular mechanisms of cellular toxicity. These are leading to approaches toward rational therapeutics.

Christopher A Ross1 & Michelle A Poirier2

1 Christopher A. Ross is in the Division of Neurobiology, Department of Psychiatry, and Departments of Neurology and Neuroscience, Johns Hopkins University School of Medicine, Ross Research Building, Room 618, 720 Rutland Avenue, Baltimore, Maryland 21205, USA. caross@jhu.edu

2 Michelle A. Poirier is in the Division of Neurobiology, Department of Psychiatry, Johns Hopkins University School of Medicine, Ross Research Building, Room 618, 720 Rutland Avenue, Baltimore, Maryland 21205, USA.

Published online: 1 July 2004
doi:10.1038/nm1066


Neurodegenerative diseases and pathology
All of the diseases discussed here involve selective neuronal vulnerability with degeneration in specific brain regions, and deposits of abnormal proteins in neurons and other cells or extracellularly1, 2, 3, 4, 5, 6, 7, 8, 9 (see Table 1 and Figure 1). This review will consider mechanisms of protein misfolding and aggregation in relation to disease pathogenesis, along with therapeutic implications.

Fig. 1
Figure 1 | Characteristic neurodegenerative disease neuropathological lesions involve deposition of abnormal proteins, which can be intranuclear, cytoplasmic or extracellular. Figure 1
Table 1
Table 1 | Neurodegenerative diseases: proteins and pathology Figure 1

Huntington's disease. HD is a progressive neurodegenerative disorder caused by expansion of a CAG repeat coding for polyglutamine in the N terminus of the huntingtin protein. Because it is caused by a mutation in a single gene, HD has emerged as a model for studying neurodegenerative disease pathogenesis. There is a remarkable threshold effect, in that polyglutamine stretches of 36 in huntingtin cause disease, whereas 35 do not. Within the expanded range, longer repeats cause earlier onset. There is a striking correlation between the threshold for aggregation in vitro and the threshold for disease in humans, consistent with the idea that aggregation is related to pathogenesis10, 11. Inclusions containing huntingtin are present in regions of the brain that degenerate. However, the neurons with inclusions do not correspond exactly to the neurons that degenerate. For instance, inclusions are present in the striatum, which is most affected12, but they are more enriched in populations of large interneurons, which are spared, than in medium spiny projection neurons, which are selectively lost13. There is a good correlation, however, between the length of the CAG repeat and the density of inclusions12, 13, 14, 15, 16.

Huntingtin aggregates can be labeled with antibodies to the N terminus of huntingtin or antibodies to ubiquitin, a marker for misfolded proteins, and a signal for degradation by the proteasome. Proteasomes may have difficulty digesting them, however, leading to their accumulation17. The aggregates contain fibers and appear to have beta-sheet structure characteristic of amyloid10, although there is controversy about whether they bind dyes that intercalate into beta-SHEETS, as is a characteristic of amyloid. Other proteins, such as Creb binding protein (CBP; discussed later) containing polyglutamine may be recruited into huntingtin aggregates18, 19.

Other polyglutamine diseases. Other polyglutamine diseases, including dentato-rubral and pallido-luysian atrophy (DRPLA) and several forms of spino-cerebellar ataxia (SCA), also have intranuclear inclusions in regions roughly corresponding to the regions of neuronal degeneration20, 21. Analysis of the mutations present in individuals with SCA1 and of unaffected individuals supports the relevance of protein aggregation to degeneration. Some individuals have been found with histidine interruptions in an expanded polyglutamine repeat in ataxin-1, the SCA1 gene product. These histidine interruptions result in the absence of the disease and strikingly less propensity to aggregation22.

Alzheimer's disease and tauopathies. AD is a late-onset dementing illness, with progressive loss of memory, task performance, speech, and recognition of people and objects. There is degeneration of neurons (particularly in the basal forebrain and hippocampus), but at least as important for pathogenesis may be synaptic pathology and altered neuronal connections23, 24. AD involves two major kinds of protein aggregates. Extracellular aggregates known as neuritic plaques have as their major constituent the Abeta peptide, which is derived from proteolytic processing of the amyloid precursor protein (APP). The Abeta-containing aggregates have beta-sheet structure and Congo red and thioflavin-T reactivity characteristic of amyloid25. There are also intracellular aggregates of the microtubule-associated protein tau, called neurofibrillary tangles. The pathogenesis of AD has been greatly clarified by the identification of genetic mutations responsible for rare familial forms of the disease. These mutations are in APP itself and also in the presenilins, which are involved with the cleavage of APP (refs. 26,27). In addition, tauopathies such as fronto-temporal dementia with parkinsonism can be caused by mutations in the tau protein28, 29.

Parkinson's disease. PD is characterized by resting tremor, rigidity, slow movements and other features such as postural and autonomic instability. It is caused by degeneration of dopaminergic neurons in the substantia nigra of the midbrain and other monoaminergic neurons in the brain stem30. The discovery of several genes in which mutations cause early-onset forms of PD has greatly accelerated research progress31. Point mutations or increased gene dosage of the alpha-synuclein gene cause autosomal dominant PD via a gain-of-function mechanism. Recessive early-onset PD can be caused by mutations in the genes encoding parkin, DJ-1 or PINK132, presumably by a loss-of-function mechanism. The pathological hallmark of adult-onset PD is the Lewy body, an inclusion body found in the cytoplasm of neurons, often near the nucleus. Lewy bodies are densest in the substantial nigra but can also be present in monoaminergic, cerebral cortical and other neurons. There are also aggregates in neurites, which are referred to as Lewy neurites. A major constituent of Lewy bodies is aggregated alpha-synuclein protein. Lewy bodies can also be labeled for ubiquitin, a synuclein interactor termed synphilin-1, proteasome proteins, and cytoskeletal and other proteins.

Amytrophic lateral sclerosis. ALS is a progressive fatal disease caused by degeneration of lower motor neurons in the lateral horn of the spinal cord and upper motor neurons of the cerebral cortex, resulting in progressive motor weakness33. Rare early-onset familial forms of the disorder can be caused by mutations in the superoxide dismutase (SOD1) gene. The pathology does not seem to be due to alteration of SOD1 enzyme activity. Transgenic mice overexpressing mutant SOD1 have cytoplasmic inclusions containing aggregates of SOD1 protein34, 35. Ubiquitinated aggregates are present in patient brains, although SOD1 is not usually detected in sporadic cases, and SOD1 does not usually form fibrillar structures in vitro.

Prion disease. Neurodegenerative diseases caused by prions can be sporadic or can be acquired either by environmental transmission or via genetic mutations36. Environmental pathways include eating prion particles derived from infected brain tissue or surgical implantation via infected instruments. Prion disease can also be caused by point mutations in the prion gene, leading to alterations of the prion protein. Pathology can include amyloid plaques that appear similar to those of AD and that can be labeled with prion antibodies. Prion disease is a prototypical protein conformation disease, in that highly sophisticated studies have shown that it is caused by abnormal protein structure and not an infective viral agent. Mechanisms of prion disease have been illuminated by the discovery of prionlike protein conformational changes in yeast37, 38. In all cases, disease is caused by abnormally folded prion proteins. Prion aggregation can take place both extracellularly and intracellularly39, 40.

Commonalities of amyloid structure
Amyloid fibrils are filamentous structures with a width of 10 nm and a length of 0.1–10 mum. A defining feature, originally revealed by X-RAY FIBER DIFFRACTION ANALYSIS41, 42, is the presence of cross-beta structure. In this structural motif, ribbonlike beta-sheets are formed by beta-strands running nearly perpendicular to the long axis of the fibril and hydrogen bonds that run nearly parallel to the long axis.

The most extensively characterized amyloid fibril is that formed from the beta-amyloid (Abeta) peptide implicated in AD. Using SOLID-STATE NUCLEAR MAGNETIC RESONANCE SPECTROSCOPY, the in-register, parallel beta-sheet organization of fibrils formed by Abeta10–35, a fragment of the full-length 42-residue Abeta peptide, was first described43. It was subsequently found that full-length Abeta1–42 forms beta-sheets with the same registry and orientation44. Using ELECTRON PARAMAGNETIC RESONANCE SPECTROSCOPY, a similar structural model was obtained for Abeta peptide and Abeta40 (ref. 45).

A similar analysis of fibrils formed by alpha-synuclein found an in-register, parallel beta-sheet organization46. The core structure of Abeta, alpha-synuclein and polyglutamine aggregates appears to involve both beta-strands and beta-turns47, 48, 49, 50. Recent data suggest that the structure of polyglutamine aggregates may involve a compact beta-sheet with interspersed beta-turns every nine glutamines50, 51, 52. Thus a beta-sheet plus beta-turn structure may be a common form of neurodegenerative disase-related amyloid (see Fig. 2).

Fig. 2
Figure 2 | beta-sheet, beta-turn models for expanded polyglutamine and Abeta amyloid suggest commonalities in amyloid structure in different neurodegenerative diseases. Figure 2

Consistent with a common structure, conformation-specific antibodies can bind to the amyloid fibril state of the Abeta peptide but not to its soluble monomeric state. They also bind to amyloid fibrils and amyloid-like aggregates derived from other proteins of unrelated sequence including polyglutamine, but not to non-native globular protein aggregates such as collagen, gelatin or elastin53. Thus, whereas there are still many unknowns regarding the detailed structure of amyloid and particularly regarding its assembly, there seem to be considerable similarities among the structures of different kinds of disease-related amyloid.

Initiation of aggregation
Neurodegenerative disease proteins often appear to be natively unfolded54. There may be several kinds of aggregates, including disordered or 'amorphous' aggregates, but amyloid fibrils are most characteristic. What might initiate the aggregation process?

The initiation of misfolding in a particular cell may be a stochastic event, with a constant risk over the life of the individual55. Amyloid formation may proceed via a process of 'seeded polymerization'56, 57, 58, 59. The likelihood of aggregation could be increased by increasing protin concentration. This can be caused by genetic dosage alterations. For instance, familial PD can be caused by triplication at the alpha-synuclein locus60. Early deposition of Abeta plaques occurs in individuals with Down's syndrome, who carry an extra copy of the APP locus on chromosome 21. Polymorphisms in promoter sites of disease-associated genes may increase transcription and thus protein amounts, increasing the risk for neurodegenerative disease61. In the case of protein-coding mutations, the altered primary structure presumably makes the protein more prone to aggregate. For polyglutamine proteins, there is a very clear correlation between the expansion of the polyglutamine stretch and the aggregation of polyglutamine itself.

Covalent modifications of proteins may facilitate aggregation. Sporadic neurodegenerative diseases are generally associated with aging, which is accompanied by oxidative modifications of proteins. Oxidative modification of alpha-synuclein via dopamine adducts may facilitate aggregation62. Aging may also decrease the ability of the cell to clear misfolded proteins. Nitration of alpha-synuclein has also been described63, although whether this is an early or later event is not certain.

Another important covalent promoter of aggregation is phosphorylation. alpha-Synuclein purified from Lewy bodies is extensively phosphorylated on Ser129 (refs. 64, 65, 66, 67), and experiments in cell culture suggest that Ser129 phosphorylation of alpha-synuclein strongly modulates interactions between alpha-synuclein and synphilin-1, and formation of inclusions. Thus, phosphorylation at Ser129 may have a role in the formation of Lewy bodies in PD.

Phosphorylation also is involved in aggregation of ataxin-1, the SCA1 gene product. Elimination of a phosphorylation site in ataxin-1 markedly reduced the extent of the behavioral phenotype, inclusion formation and degeneration of Purkinje neurons in the cerebellum in fly and mouse models of SCA-1 (ref. 68). Phosphorylation is also implicated in AD, as a major portion of the neurofibrillary tangles consists of hyperphosphorylated tau protein.

Other covalent protein modifications may also be involved. The role of ubiquitin is described in more detail later, but a ubiquitin-like modifier termed SUMO has recently been shown to be attached at lysines in the N terminus of huntingtin very near the polyglutamine stretch. Modulations by SUMO decreased aggregation, increased nuclear localization and increased neurodegeneration in a fly model of HD69.

Proteolytic cleavage may have a role in several of the neurodegenerative diseases, including AD. Abeta is generated by the sequential action of beta-secretase and gamma-secretase26, 27. By contrast, APP can be cleaved normally into a non-amyloidogenic peptide by the combination of alpha-secretase and gamma-secretase. When APP is intact, it has very little tendency to aggregate, but the small cleavage product Abeta has a strong tendency to aggregate. The cleavage site at which gamma-secretase acts can vary by several amino acids, and Abeta40 is less toxic, and also aggregates less, than Abeta42.

Proteolytic cleavage may be involved in HD as well. The inclusions in HD postmortem tissue are selectively labeled with antibodies to epitopes near the N terminus15, 70. Short N-terminal fragments containing the expanded polyglutamine repeat are substantially more toxic, in most cell and mouse models, than longer or full-length huntingtin71, 72, 73. Huntingtin can be cleaved by several proteases, including caspases and calpains74, 75, and an unidentified aspartyl protease76. The N-terminal fragment of huntingtin can undergo a conformational change and form polyglutamine aggregates77. Cleavage of atrophin-1, the DRPLA gene product, may be involved in DRPLA pathogenesis78. Proteolytic cleavage has also been proposed for other polyglutamine disorders.

A role for proteolytic cleavage in PD pathogenesis is less well established. Lewy bodies contain both N-terminal and C-terminal epitopes of alpha-synuclein, indicating the presence of full-length protein. There may be also be truncated species, however. Recent observations of a transgenic mouse model of PD suggest the existence of several truncated species of alpha-synuclein protein, enriched in the insoluble fraction79. It is conceivable that these could initiate or facilitate the aggregation process.

Intermediates in the aggregation process
It is becoming increasingly clear that protein aggregation is a complex process, involving several kinds of intermediates and resulting in different kinds of fibers or amorphous aggregates. Many of the studies to date have been done in vitro and may not mimic the situation in human diseases, so there is much to be learned80, 81.

Abeta aggregation intermediates and toxicity. Several soluble oligomeric intermediates (larger than dimers) of Abeta peptide variants have been described independently by several different groups. One researcher proposed that Abeta42 and the shorter 1–40 fragment form a 'micelle' structure in solution82. Another group identified spheroidal structures by ATOMIC FORCE MICROSCOPY (AFM) and referred to them as Abeta 'protofibrils' (ref. 83). Finally, a third group described a globular intermediate for Abeta42 and gave it the name ADDL, for Abeta-derived diffusable ligand84. For simplicity, all of these species may be termed globular or oligomeric intermediates.

Chainlike fibrils have also been detected by AFM85, 86 and electron microscopy (EM)87 for Abeta variants. These species, referred to as protofibrils, often have a curvilinear morphology, are 4 nm in height by AFM and range between 6 and 10 nm in diameter by EM. Protofibrils are shorter than mature fibers, with a length range between 5 and 160 nm. Although the pathway of assembly is not certain, it seems that globular intermediates may polymerize further to form protofibrils88. The term protofibril may best be reserved for small species with an early fibril-like morphology. Protofibrils then may assemble into protofilaments and finally mature fibers (Fig. 3).

Fig. 3
Figure 3 | Flowchart for therapeutic intervention in a hypothetical several-step pathway of protein aggregation. Figure 3

Although neuritic plaques are a hallmark of AD, there is a poor correlation between plaque density in human postmortem material and antemortem cognitive deficits89. Soluble Abeta intermediates have been observed in human postmortem material90, 91. Toxicity in vitro has been described for both globular and protofibrillar intermediates84, 88. Injection of purified Abeta monomers and spheroids into rat hippocampus92 in vivo caused a block in long-term potentiation, substantiating a role for Abeta aggregation intermediates in AD neurotoxicity.

Intermediates in alpha-synuclein aggregation. Several different aggregation intermediates with size and morphology similar to those for Abeta have been described for alpha-synuclein. The pathway of assembly for intermediate forms of alpha-synuclein may be complex, with globular and ringlike forms in addition to curvilinear protofibrils93. Polyunsaturated fatty acids were reported to promote oligomerization, suggesting that alpha-synuclein may aggregate via an interaction with cell membranes94. One proposed mechanism of toxicity is the formation of pores by ringlike intermediates93, although this idea is based on in vitro studies with recombinant protein.

Polyglutamine aggregation and toxic mechanisms. Fibers and amorphous aggregates with varying morphologies can be generated in vitro for polyglutamine-containing peptides and proteins, suggesting that the pathway of fibrillization may be complex95. Recent studies suggest that globular and protofibrillar intermediates form before mature huntingtin fibers, and that these might be crucial for toxicity77, 96. An alternative possibility might involve toxicity associated with linear addition of monomers to a nascent fibril (ref. 50). Using recombinant mutant huntingtin exon-1 N-terminal fragment, one group of researchers have found that Congo red, an amyloid-binding dye, enriched the population of protofibrils, suggesting that the dye may block the aggregation pathway at an early stage77. Congo red administration to transgenic HD mice led to an improvement of the behavioral phenotype and prolonged survival96. Taken together, these data are consistent with studies suggesting a role for huntingtin intermediates in aggregate formation and toxicity, although which form might be toxic is unclear.

Polyglutamine toxicity may involve recruitment into nascent polyglutamine aggregates of other proteins containing short polyglutamine stretches. Many proteins in the cell have such regions, including transcription factors and other transcriptional regulators. CBP, a key transcriptional co-activator important for the survival of many neurons, can form aberrant interactions with huntingtin in vitro97. One potential mechanism of toxicity is that a structural change in CBP, induced by its interaction with mutant huntingtin, leads to its degradation of CBP by the proteasome98.

A different mechanism of polyglutamine toxicity proposed by another team of researchers is through interference with the proteasome. They have shown that mutant huntingtin can inhibit the proteasome, presumably by becoming engaged with it but not cleaved99. In these studies, cells with visible aggregates were positive for proteasome inhibition, although one cannot rule out that microaggregates not visible by microscopy were responsible for cell toxicity.

Commonalities among soluble oligomeric intermediate species. As described earlier, aggregation intermediates have been widely observed in many of the neurodegenerative diseases. Recently, an antibody has been generated that reacts with oligomeric, but not with monomeric or fibrillar forms of polyglutamine, Abeta, alpha-synuclein and prion protein100. This antibody recognized material in postmortem AD brain tissue that was distinct from plaques, and that blocked cell toxicity by Abeta, alpha-synuclein and polyglutamine. The actual mechanism for this block in toxicity is uncertain, because polyglutamine and alpha-synuclein interact intracellularly whereas Abeta interacts extracellularly. Nevertheless, it is tempting to speculate that a common structure of soluble nonfibrillar intermediates exists for all of these molecules, and that there may be common mechanisms of pathogenesis.

Therapeutic strategies
The cell has developed mechanisms to defend against misfolded and aggregated proteins. The first line of defense involves the many molecular chaperones that aid in normal folding and also in refolding of abnormal conformations back to the native state101. If this fails, abnormal proteins can be targeted for degradation by covalent attachment of polyubiquitin followed by targeting to the proteasome and degradation102, 103. The presence of ubiquitin, chaperones and proteasome components in inclusions presumably represents cellular defenses overwhelmed by the excessive aggregation within cells. Even the inclusions themselves are the outcome of an active process by which the cell collects irreversibly aggregated protein, translocates it to an 'aggresome' near the nucleus by active transport and attempts to eliminate it, probably by AUTOPHAGIC or other lysosomal-like processes104, 105, 106.

One therapeutic strategy would be to enhance cellular defense mechanisms. Drugs such as geldanamycin can modulate and enhance chaperone levels107, 108, 109. Although geldanamycin has substantial toxicity and does not penetrate the blood-brain barrier well, other drugs may be developed. It may also be possible to stimulate proteasome activity, although this might have the danger of altering the turnover of molecules normally regulated by proteasome degradation. Although proteasomes generally work best on nonaggregated proteins, even inclusions can be cleared (by proteasomes or other mechanisms) if continued production of abnormal protein is stopped110.

Other therapeutic interventions might directly reduce the level of abnormal protein within the cell, for instance using RNA interference111, although its delivery would have to overcome formidable barriers of entry across the blood-brain barrier and access to neurons in the relevant region of the brain. For a disease such as PD (because the substantia nigra is relatively small), viral vectors could be directly injected. In patients with the dominant familial diseases, such as PD, ALS and AD, in which there are point mutations, it may be feasible to inactivate the mutant allele selectively112. Another approach, at least for diseases involving extracellular aggregates, is to use antibodies. Immunization approaches to Abeta have been tried with considerable success in animal models, but with side effects including encephalitis in humans113, 114, 115.

Small molecules, which could be developed as drugs, may be able to target the protein misfolding pathway. Congo red binds to proteins with beta-sheet structure and may alter the protein misfolding pathway77, 80 and reduce toxicity in vivo96. Chemical chaperones may be developed for blocking protein aggregation. The disaccharide trehalose116 has recently had some success for polyglutamine disease, although at high concentration.

Small-molecule agents are being developed to inhibit aggregation of Abeta117, 118, 119, alpha-synuclein79 and prions120, 121. Small molecules can inhibit polyglutamine aggregation in vitro122, 123. This has led to the development of an automated small-molecule screen for in vitro inhibitors of polyglutamine aggregation.

One potential danger with inhibiting one step in a several-step aggregation pathway is that accumulation of a toxic intermediate could make toxicity worse (see Fig. 3). Nevertheless, even if all compounds do not have beneficial effects, they may prove to be powerful probes for understanding of the protein misfolding pathway. These approaches could, in principle, be applied to all the diseases. Thus, a great hope in this area is that the development of understanding and therapy for one of the diseases may have implications for the others.

Another approach involves identifying specific pathogenic mechanisms for individual diseases and developing targeted therapy. Proteolytic cleavage is an especially attractive therapeutic target, because proteolytic enzymes may be amenable to the development of high-potency small-molecule inhibitors. This is a major strategy for AD, targeting both gamma-secretase and beta-secretase27, 124. There is great hope that better understanding of the pathogenic pathways will lead to rational therapeutics.


HOW TO CITE THIS ARTICLE

Please cite this article as supplement to volume 10 of Nature Medicine, pages S10–S17.

Received 23 April 2004; Accepted 20 May 2004; Published online 1 July 2004.

Acknowledgements

Supported by NINDS NS16375, NS38144, NS34172, NS38377, the Huntington's Disease Society of America, the Hereditary Disease Foundation, and the High-Q Foundation. We thank the anonymous reviewers for their comments and suggestions. JCT is supported by NINDS NS16375, NS38377 and NIA AG05146.

Competing interests statement

The authors declare that they have no competing financial interests.

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