Original Article

Molecular Psychiatry (2016) 21, 707–716; doi:10.1038/mp.2015.97; published online 21 July 2015

Evidence that the rab5 effector APPL1 mediates APP-βCTF-induced dysfunction of endosomes in Down syndrome and Alzheimer’s disease

S Kim1,5, Y Sato2, P S Mohan2,3, C Peterhoff2, A Pensalfini2, A Rigoglioso4, Y Jiang2,3 and R A Nixon2,3,4

  1. 1Cellular and Molecular Biology Training Program, New York University School of Medicine, New York, NY, USA
  2. 2Center for Dementia Research, Nathan S Kline Institute for Psychiatric Research, Orangeburg, NY, USA
  3. 3Department of Psychiatry, New York University School of Medicine, New York, NY, USA
  4. 4Department of Cell Biology, New York University School of Medicine, New York, NY, USA

Correspondence: Dr RA Nixon, Center for Dementia Research, Nathan S Kline Institute, New York University School of Medicine, 140 Old Orangeburg Road, Orangeburg, NY 10962, USA. E-mail: nixon@nki.rfmh.org

5Current address: Department of Biochemistry and Molecular Pharmacology, New York University School of Medicine, New York, NY 10016, USA.

Received 7 January 2015; Revised 29 May 2015; Accepted 1 June 2015
Advance online publication 21 July 2015



β-Amyloid precursor protein (APP) and its cleaved products are strongly implicated in Alzheimer’s disease (AD). Endosomes are highly active APP processing sites, and endosome anomalies associated with upregulated expression of early endosomal regulator, rab5, are the earliest known disease-specific neuronal response in AD. Here, we show that the rab5 effector APPL1 (adaptor protein containing pleckstrin homology domain, phosphotyrosine binding domain and leucine zipper motif) mediates rab5 overactivation in Down syndrome (DS) and AD, which is caused by elevated levels of the β-cleaved carboxy-terminal fragment of APP (βCTF). βCTF recruits APPL1 to rab5 endosomes, where it stabilizes active GTP-rab5, leading to pathologically accelerated endocytosis, endosome swelling and selectively impaired axonal transport of rab5 endosomes. In DS fibroblasts, APPL1 knockdown corrects these endosomal anomalies. βCTF levels are also elevated in AD brain, which is accompanied by abnormally high recruitment of APPL1 to rab5 endosomes as seen in DS fibroblasts. These studies indicate that persistent rab5 overactivation through βCTF–APPL1 interactions constitutes a novel APP-dependent pathogenic pathway in AD.



β-Amyloid precursor protein (APP) and its cleaved product, amyloid-β peptide (Aβ), are strongly implicated in Alzheimer’s disease (AD) via β-amyloid toxicity, although disease pathogenesis is increasingly considered multifactorial,1, 2 possibly involving additional APP metabolites.1, 3, 4 Endosomes are highly active APP processing sites and genes that influence endocytosis are over-represented as AD risk factors.4, 5, 6 Endosome anomalies associated with upregulated expression of rab5 and other endocytosis-related genes are the earliest known disease-specific neuronal response in AD.7, 8 They develop early in Down syndrome (DS, Trisomy 21),8 a cause of early-onset AD linked to an extra copy of APP, wherein APP-dependent endosome abnormalities are associated with late endosome anomalies9 and defective endosomal signaling,10 leading to cholinergic neurodegeneration in DS brains.11 Similar endosome dysfunction is seen in neurons generated from induced pluripotent stem cells from individuals with familial and sporadic AD patients4 and DS fibroblasts.3 In particular, endosomal abnormalities found in DS cells are caused by the β-cleaved carboxy-terminal fragment of APP (βCTF).3 Endocytosis is particularly important in neurons for receptor trafficking, neurotrophin signaling and neurotransmission.12 It is also critical for regulating nuclear signaling via endosome-mediated interactions of APPL1 (adaptor protein containing pleckstrin homology domain, phosphotyrosine binding (PTB) domain and leucine zipper motif), a binding partner and effector of rab5.13, 14 APPL1 is localized mainly in early endosomal membrane.15 There are also populations of APPL1 vesicles distinct from rab5-positive endosomes, although their identity has not been determined.13 APPL1 on rab5-positive endosomes translocates from endosomal membranes to the nucleus where it regulates chromatin structure and gene expression.13 It also mediates several signaling processes, including the nuclear factor-κB (NF-κB) and insulin pathways,16 the Akt pathway via phosphoinositides17 and epidermal growth factor receptor signaling.18 The small GTPase, rab5, regulates these processes and controls diverse signaling and cell functions of early endosomes.19 Abnormal activation of rab5 is implicated in AD- and DS-related endosome dysfunction;8, 9, 11 however, the mechanism underlying pathological rab5 activation in AD is unknown.

Although it has been shown that βCTF can promote rab5-mediated endosomal pathology in DS fibroblasts,3 it is not known to interact directly with rab5. Although rab5 activation-induced clathrin-dependent APP endocytosis has been suggested to participate in βCTF and amyloid-β production through a rab5-dependent pathway,20 it is not clear how rab5 overactivation contributes to disease onset and progression. Here, we show that APPL1 mediates rab5 activation caused by elevated levels of βCTF in DS and AD. By binding the PTB domain of APPL1, βCTF recruits APPL1 to endosomes, where it stabilizes active GTP-rab5 and increases rab5 activity on endosomes, leading to pathologically accelerated endocytosis, followed by AD-like endosome swelling and selectively impaired axonal transport of endosomes in neurons. In fibroblasts from individuals with DS, small interfering RNA (siRNA) silencing of APPL1 corrects known endocytic anomalies3 and reverses elevated nuclear translocation of p65/RelA, an indication of activated NF-κB signaling,21 which is known to be mediated by APPL1/rab5 endosomes.16 Finally, we show, for the first time, that βCTF levels are elevated in AD despite normal APP levels, which is accompanied by abnormally high recruitment of APPL1 to rab5 endosomes in AD brain, similar to that seen in cells from individuals with DS. These studies indicate that persistent rab5 overactivation through βCTF–APPL1 interactions constitutes a novel βCTF-dependent and Aβ-independent, pathogenic pathway contributing to the development of AD and DS.


Materials and methods

Cell culture and transfection

Embryonic mouse cortical neurons from E17 to E18 pregnant C57BL/6J females were cultured as described previously.22 All animal studies were performed with an approved protocol from the Nathan Kline Institute Institutional Animal Care and Use Committee.


Results are presented as mean±s.e.m. Unless otherwise noted, statistical significance was determined by unpaired two-tailed Student’s t-test for two-sample t-test and one-way analysis of variance (ANOVA), followed by Tukey’s test to determine statistical significance for multiple comparisons. A P-value <0.05 was considered statistically significant.

Details of the Materials and methods are given in Supplementary Materials and Methods.



βCTF activates rab5 and induces endosomal enlargement

To characterize APP influences on endocytosis, we first analyzed N2a mouse neuroblastoma cells overexpressing wild-type human APP stably (N2aAPP). N2aAPP cells internalized horseradish peroxidase (HRP) twofold more rapidly compared with N2a cells (Supplementary Figure 1a), consistent with evidences of accelerated endocytosis in DS fibroblasts measured by transferrin, HRP and epidermal growth factor uptake.3, 9 We documented rab5 activation by three assays. First, we detected 50% higher levels of membrane-bound rab5 (GTP-loaded active form) in N2aAPP cells compared with N2a cells using crude membrane fractionation analysis (Supplementary Figure 1b). Second, we measured rates of fluorescence recovery after photobleaching (FRAP) on GFP-rab5 endosomes to reveal rab5 flux through the GDP-GTP cycle, which requires dissociation of bleached GFP-rab5 from endosomal membranes and insertion of unbleached GFP-rab5 from the surrounding cytosol.23 The rate of rab5 exchange provides an indication of its activation state.23 As expected, endosomes in N2a cells expressing GFP-rab5 Q79L, a dominant-active mutant unable to hydrolyze GTP,24 showed a very diminished rate of recovery of fluorescence, indicating the constitutively activated state of the rab5 mutant (Figure 1a). Overexpression of wild-type human APP (APPwt) in N2a cells also significantly decreased the rate of FRAP on endosomes when compared with that in control N2a cells, indicating greater rab5 activation (Figure 1a). In a third approach, we directly measured levels of active rab5 by selectively immunoprecipitating this form with an antibody specific for GTP-rab5. This immunoblot analysis confirmed increased GTP-rab5 levels in human embryonic kidney 293 (HEK293) cells expressing APPwt compared with control cells, indicating that APPwt overexpression is sufficient to increase active rab5 levels (Figure 1b). Consistent with actions of activated rab5 in promoting endosome fusion,25 GFP-rab5-positive endosomes in N2a cells overexpressing APPwt, on average, were significantly larger compared with those in control N2a cells based on morphometric analyses, providing an independent functional evidence of rab5 activation (Figure 1c). Taken together, these data show that APPwt overexpression activates rab5 on endosomes, upregulating endocytosis and endosomal fusion,25 which promotes endosome enlargement, as seen in early AD and DS.8

Figure 1.
Figure 1 - Unfortunately we are unable to provide accessible alternative text for this. If you require assistance to access this image, please contact help@nature.com or the author

β-Cleaved carboxy-terminal fragment of APP (βCTF) activates rab5 on endosomes and increases endosome size. (a) Rab5 activation, reflected by the rate of fluorescence recovery after photobleaching (FRAP), is measured as the rate at which photobleached GTP-bound rab5 (activated rab5) on individual endosomes is replaced by fluorescent cytosolic GDP-rab5 (inactive rab5). The rate of FRAP for endosomal GFP-rab5 is significantly decreased when βCTF levels are increased by overexpressing wild-type APP (APPwt) in N2a cells (N2a APPwt) or blocking βCTF cleavage with a 10μm γ-secretase inhibitor L685458 (N2a+L685), as compared with control cells expressing βCTF at endogenous levels (N2a) or transfected with an APP mutant construct unable to be cleaved to βCTF (N2a APPmv). The FRAP rate after transfecting a dominant-active mutant GFP-rab5 Q79L25 as a positive control is extremely reduced, indicating persistent rab5 activation. The summary graph reflects by the percent of average fluorescence recovery at 270s after photobleaching in each condition (n=20 endosomes, one endosome per cell, total 20 cells, mean±s.e.m., one-way analysis of variance (ANOVA), Tukey’s test, ***P<0.001). (b) βCTF activates rab5 in human embryonic kidney 293 (HEK293) cells. APPwt overexpression increases the levels of active rab5 (GTP-bound rab5) detected with a GTP-rab5-specific antibody (first lane), whereas APPmv mutant has no effect (second lane), as compared with untransfected control (ctrl) cells (third lane). A bar graph presents mean immunoreactive GTP-rab5 signal±s.e.m. for three separate immunoblot experiments (representative blot shown) (**P<0.01, one-way ANOVA, Tukey’s test). Ten percent of cell lysates is used as total rab5. (c) βCTF induces endosomal enlargement in N2a cells. Cross-sectional area of rab5-positive endosomes is increased by APPwt overexpression or 10μM L685458 (lanes 2 and 3), which raise αCTF and βCTF levels compared with those in ctrl cells (lane 1). APPmv mutant expression elevates αCTF levels but not βCTF levels (lane 4) and does not enlarge endosomes. Each graph bar indicates the number of measured endosomes from 20 cells (*P<0.05 and **P<0.01, respectively, mean±s.e.m., one-way ANOVA, Tukey’s test).

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Because one particular APP cleavage product, βCTF, is known to produce endosomal pathology in DS cells,3, 4 we tested if βCTF generation was sufficient to induce rab5 activation by using a mutant APP M596V (APPmv) that is unable to generate βCTF.26 Expressing APPmv had no effect on endosome FRAP in N2a cells (Figure 1a), active rab5 levels in HEK293 cells (Figure 1b) or endosome size in N2a cells (Figure 1c), whereas a γ-secretase inhibitor (L685458) significantly increased the levels of βCTF by blocking its γ-cleavage to Aβ3 (Figure 1c), slowed GTP-rab5 fluorescence recovery (Figure 1a) and enlarged endosomes (Figure 1c). Consistent with previous findings in DS fibroblasts,3 endosomal enlargement was not dependent on αCTF levels that were higher in APPmv-overexpressed cells compared with that in control N2a cells (Figure 1c), confirming that rab5 activation is mediated specifically by βCTF. Similar to the pattern in AD brain,27 endosomal enlargement was disproportionately greater in the endosome population >0.5μm2 (Supplementary Figure 1c). Thus, these studies show that APP-dependent rab5 activation requires β-cleavage of APP but not α- or γ-cleavages, as we previously showed in DS fibroblasts.3

βCTF selectively binds via its YENPTY domain to the PTB domain of APPL1

As APP is not known to interact directly with rab5, we sought a protein mediator of βCTF-dependent rab5 activation, capitalizing on the knowledge that APP interacts with proteins containing the PTB domain.28 We considered APPL1 a good candidate because it contains the PTB domain and also has other domains mediating selective binding to active GTP-bound rab5, which then stabilizes rab5 in its activated GTP state on endosomal membranes and recruits additional rab5.13, 29 Moreover, perisomatic APPL1 distribution is altered in AD brain.30 Based on double-immunolabeling analyses of APPL1 and GFP-rab5, APPwt overexpression in N2a cells indeed increased APPL1 recruitment to rab5-positive endosomes (Supplementary Figure 2a). To identify the interaction between APP and APPL1, we carried out a series of co-immunoprecipitation (co-IP) analyses in transfected HEK293 cells. In lysates from cells overexpressing APPwt and APPL1wt, an antibody (C1/6.1) against the extreme C-terminal end of APP pulled down APPL1 along with full-length APP (flAPP), βCTF and αCTF, whereas a specific APPL1 antibody precipitated APPL1 only with βCTF and not flAPP and αCTF (Figure 2a). Similar analysis using cells overexpressing the APPmv mutant and APPL1 yielded no APPL1-βCTF co-IP (Figure 2b), indicating that APPL1 selectively interacts with βCTF. Similarly, an overexpressed mutant APPL1 (APPL1ΔPTB) lacking the PTB domain did not co-IP with βCTF using either antibody (Figure 2c), suggesting that the PTB domain of APPL1 is required for βCTF binding.

Figure 2.
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β-Cleaved carboxy-terminal fragment of APP (βCTF) generated on endosomes binds via its YENPTY domain to the PTB domain of APPL1 (adaptor protein containing pleckstrin homology domain, phosphotyrosine binding domain and leucine zipper motif). (a) βCTF interacts with APPL1: immunoblot analysis shows co-immunoprecipitation (co-IP) of βCTF and APPL1 from cell lysates of human embryonic kidney 293 (HEK293) cells overexpressing wild-type human APP (APPwt) and APPL1 using antibodies against APPL1 or against APP (APP C1/6.1 antibody is raised against amino-acid residues 676–695 of human APP695 and recognizes full-length APP (flAPP), αCTF and βCTF). (b) APPL1 interaction with APP requires β-secretase cleavage: APPL1 does not co-IP with a β-cleavage-incompetent mutant APP (APPmv) from lysates of HEK293 cells overexpressing both proteins. (c) βCTF–APPL1 interaction requires the PTB domain of APPL1: βCTF does not co-IP with a mutant APPL1 (APPL1ΔPTB) lacking the PTB domain when this mutant and APPwt are overexpressed in HEK293 cells. (d) APPL1 interacts via the YENPTY domain of βCTF: APPL1 does not co-IP with an APP mutant containing a YENPTY domain variant (APPAENATA) from lysates of HEK293 cells overexpressing both proteins. (e) FE65 and APP-BP1 are immunoprecipitated with APP using 6E10 antibody, raised against the amino acids 1–17 of human Aβ, detects human flAPP, βCTF and Aβ but not with APPL1 from lysates of HEK293 cells overexpressing APPwt and APPL1. (f) APPL1 selectively interacts with endocytosed βCTF: in N2a cells overexpressing APPwt and APPL1, APPL1 does not co-IP with βCTF when βCTF generation on endosomes is prevented by blocking endocytosis with MiTMAB (M), a dynamin inhibitor. Treatment with promyristic acid (P), an inactive form of MiTMAB, a negative control for endocytic blockade, does not prevent APPL1wt co-IP with βCTF. In all co-IP experiments, 10% of total cell lysates is used as an input standard. (+) and (−) indicates the presence and absence of the antibody used in IP, respectively.

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Because some proteins that contain the PTB domain have been shown to interact with the YENPTY motif of APP,28, 31 we tested a mutant APP (APPAENATA) that contains AENATA instead of YENPTY32 to see if this domain is important for the interaction between APPL1 and βCTF. Because C1/6.1 does not recognize this construct owing to the mutation, we used 6E10 antibody against amino acids 1–17 of human Aβ, which recognizes APPAENATA. In cells overexpressing both mutant APP and APPL1, the APPAENATA mutant did not co-IP APPL1 using 6E10, and APPL1 antibody no longer co-immunoprecipitated βCTF (Figure 2d), suggesting that the YENPTY motif of βCTF mediated its binding to APPL1. FE65, an adaptor protein containing the PTB domain and known to interact with APP via the YENPTY motif,33 was also unable to bind to APPAENATA (Figures 2d and e), confirming that the mutation disrupts the interaction with the PTB domain.

APP-BP1, an NEDD8-activating enzyme E1 regulatory subunit, is known to interact with the carboxy terminal of APP and also with rab5 to promote endosomal enlargement.10, 34 It is possible, therefore, that APP-BP1 could mediate the interaction between APPL1 and βCTF. Using APPL1 and 6E10 antibodies, we found that, whereas APP-BP1 was able to bind to APP, it did not co-IP with APPL1 in lysates of cells overexpressing both proteins (Figure 2e), suggesting that APP-BP1 does not mediate APPL1–βCTF interaction.

flAPP and αCTF are mainly localized on the plasma membrane, whereas βCTF is mainly generated on endosomes.35 Blocking endocytosis should therefore diminish the association of βCTF with an endosomal adaptor protein, such as APPL1. To test this idea, we treated N2a cells overexpressing APPwt/APPL1wt with MiTMAB, a cell-permeable inhibitor for dynamin I and II to block endocytosis, or promyristic acid, an inactive form of MiTMAB, as a negative control and performed co-IP using C1/6.1 or APPL1 antibody (Figure 2f). MiTMAB reduced βCTF levels (Figure 2f) as shown previously36 and increased αCTFs (Figure 2f) as expected given that this cleavage is considered to take place at the plasma membrane.36, 37 MiTMAB significantly decreased the interaction of APPL1 with βCTF (Figure 2f and Supplementary Figure 2b), whereas FE65, which is known to interact with APP in the plasma membrane,38 was still able to bind to APP (Figure 2f). Taken together, these analyses show that APPL1 specifically binds to internalized βCTF through the interaction between PTB and YENPTY domains.

APPL1 knockdown reverses βCTF-induced rab5 activation and endosomal enlargement

APPL1 siRNA treatment, which significantly lowered APPL1 levels (Supplementary Figures 2c and d), reversed GTP-rab5 levels (Figure 3a), endosomal size (Figure 3b) and FRAP rate (Figure 3c) induced by APPwt overexpression, suggesting that APPL1 mediates APP-induced rab5 activation. Notably, APPL1 knockdown did not alterthe endosome size or rab5 activation in the absence of APPwt overexpression, implying that APPL1 has no major role in normal constitutive rab5 function (Figures 3b and c), which is consistent with the previous findings.29, 39 Furthermore, APPL1 knockdown by using siRNA did not alter Aβ formation (Supplementary Figures 3a and b). Combined overexpression of APPwt and APPL1wt in N2a cells also induced endosomal enlargement and decreased FRAP rate compared with non-transfected control N2a cells (Figures 3d and e). However, coexpression of APPmv with APPL1wt or APPwt with APPL1ΔPTB had no effect on these endosomal functions (Figures 3d and e). These data indicate that βCTF-mediated rab5 activation is dependent on APPL1. Although APPL1 shares high sequence homology with its isoform APPL2, proteins have been identified that selectively bind to APPL1 but not to APPL2.40, 41 This differential binding is possible because APPL1 has additional regions that are absent in APPL2.40, 41 Substantial reduction of APPL2 levels had no effect on endosomal enlargement in N2a cells overexpressing APPwt (Supplementary Figure 4), suggesting that βCTF-induced endosomal changes are selectively mediated by APPL1.

Figure 3.
Figure 3 - Unfortunately we are unable to provide accessible alternative text for this. If you require assistance to access this image, please contact help@nature.com or the author

APPL1 (adaptor protein containing pleckstrin homology domain, phosphotyrosine binding domain and leucine zipper motif) mediates β-cleaved carboxy-terminal fragment of APP (βCTF)-induced endosomal enlargement and rab5 activation. (a) APPL1 small interfering RNA (siRNA) knockdown blocks wild-type human APP (APPwt)-mediated Rab5 activation: APPwt overexpression in human embryonic kidney 293 (HEK293) cells significantly elevates the ratio of activated (GTP-bound) rab5 to total rab5 relative to the ratio in cells lacking APPwt overexpression (lane 2 vs lane 1) (**P<0.01, one-way analysis of variance (ANOVA), Tukey’s test). siRNA knockdown of APPL1 prevents rab5 activation in the presence of APPwt overexpression (fourth lane) but has no effect on rab5 activation when APP is expressed at endogenous levels (third lane). The bar graph depicts mean±s.e.m. for four separate experiments (one representative immunoblot shown). (b) APPL1 mediates APPwt-induced rab5 enlargement. Increases in average size (cross-sectional area) of GFP-rab5 endosomes induced by APPwt overexpression in N2a cells are reversed with APPL1 siRNA treatment but not with scrambled control siRNA (ctrl) (***P<0.001, one-way ANOVA, Tukey’s test). APPL1 siRNA does not affect endosomal size in cells expressing APP at endogenous levels. Each graph bar indicates the number of measured endosomes from 20 cells and shows values as mean±s.e.m. Ten percent of total cell lysates is used as a standard. (c) APPL1 mediates APPwt-induced rab5 activation on endosomes: APPL1 siRNA, but not control siRNA, blocks the slowed fluorescence recovery after photobleaching (FRAP) of GFP-rab5 in N2a cells overexpressing APPwt but does not alter endosomal rab5 activation (FRAP) in cells expressing APP at normal endogenous levels endosomes. The summary graph reflects by the percent of average fluorescence recovery at 270s after photobleaching in each condition (n=20 endosomes, one endosome per cell, total 20 cells, mean±s.e.m., one-way ANOVA, Tukey’s test, *P<0.05 and *P<0.01). (d) The PTB domain of APPL1 is required for βCTF-induced rab5 enlargement. The increased GFP-rab5 endosome size induced by APPwt and APPL1wt overexpression in N2a cells is prevented when either the APPmv mutant or the APPL1ΔPTB (PTB domain deleted APPL1) mutant is substituted for APPL1wt as the corresponding overexpressed construct. Each graph bar indicates number of measured endosomes from 20 cells (*P<0.05, mean±s.e.m., one-way ANOVA, Tukey’s test). (e) The PTB domain of APPL1 is required for βCTF-induced GFP-rab5 activation on endosomes: FRAP in N2a cells. Overexpression of APPwt and APPL1wt in N2a cells reduces the FRAP on endosomes, indicating rab5 activation, whereas APPmv mutant or APPL1ΔPTB overexpression do not alter the FRAP relative to that in control cells. The summary graph reflects the percent of average fluorescence recovery at 270s after photobleaching in each condition (n=20 endosomes, one endosome per cell, total 20 cells, mean±s.e.m., one-way ANOVA, Tukey’s test, ***P<0.001).

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APPL1 mediates βCTF-induced impairment of endosomal transport

Because neurotrophic endosome signaling is dependent on microtubule-based retrograde axonal transport and is impaired in some neurodegenerative diseases, including mouse models of DS,11 we analyzed how axonal transport of endosomes is affected by overexpression of APPwt and/or rab5 in cultured mouse cortical neurons. To monitor endosome behavior directly, we transfected neurons with GFP-rhoB, a small GTPase located on both early and late endosomes. Expression of rab5 or APPwt significantly increased the average size of GFP-rhoB endosomes in an AD-like pattern27 (Figure 4a and Supplementary Table 1). Dynamic behaviors of GFP-rab5 endosomes captured from time-lapse images and displayed on kymographs (Supplementary Figure 5) revealed a pattern of predominantly short-range bidirectional movements contrasting with the long-range retrograde movements of rab7-positive late endosomes.42 Unlike rab5 endosomes, GFP-rhoB endosomes remained fluorescent after acquiring rab7 and displayed both transport patterns as expected (Supplementary Figure 5). Overexpression of either rab5 or APPwt markedly slowed the average velocity of GFP-rhoB endosomes (Figure 4b and Supplementary Table 1) but did not induce the extended pausing (stationary behavior during a 250s observation) compared with neurons not overexpressing rab5 or APPwt (Figure 4c and Supplementary Table 1). By comparison, combined overexpression of APPwt and GFP-rab5 induced much greater endosome enlargement and endosome slowing and also increased proportions of endosomes that remained paused for longer than 250s (stationary behavior) (Figures 4d and f). These effects approached the magnitude induced by expressing the constitutively active Q79L rab5 mutant (Supplementary Table 1). Further supporting the specificity of these APP effects, overexpression of transferrin receptor, a single-pass membrane protein that undergoes endocytosis, exerted no effects on endosome size or transport (Supplementary Table 1). Notably, overexpression of the β-cleavage-incompetent APPmv mutant in neurons altered neither endosome size nor transport, whereas elevating βCTF by inhibiting γ-secretase with L685458 induced endosomal enlargement and disrupted endosome transport (Figures 4d and f and Supplementary Table 1), implicating βCTF as the critical factor driving these APP-related pathological effects. We can also exclude general transport failure as a basis for endosome transport slowing after APPwt overexpression because mitochondrial transport, monitored by DsRed-Mito, was unaltered (Supplementary Table 2).

Figure 4.
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APPL1 (adaptor protein containing pleckstrin homology domain, phosphotyrosine binding domain and leucine zipper motif) mediates β-cleaved carboxy-terminal fragment of APP (βCTF)-induced enlargement and impaired transport of endosomes in neurons. (a) Overexpression of wild-type human APP (APPwt) or rab5 increases average cross-sectional areas of individual rhoB-positive endosomes in primary cultures of mouse cortical neurons (one-way analysis of variance (ANOVA), Tukey’s test, *P<0.05 and **P<0.01, respectively). (b) Rab5 or APPwt overexpression reduces average transport velocities of rhoB-positive endosomes in cultured neurons (one-way ANOVA, Tukey’s test, ***P<0.001). (c) Rab5 or APPwt overexpression has no effect on transport interruption of rhoB-positive endosomes in cultured neurons. (d–f) Raising βCTF levels by APPwt overexpression or exposure to the γ-secretase inhibitor L685458 (L685) in cultured neurons increases average cross-sectional area of rab5-positive endosomes (d), decreases average speeds of rab5-positive endosomes (e) and increases numbers of stationary rab5 endosomes (f) (one-way ANOVA, Tukey’s test, **P<0.01 and ***P<0.001). Overexpressing the β-secretase cleavage-incompetent APPmv mutant does not alter these parameters (d–f). (g–i) Treatment with APPL1 small interfering RNA (siRNA) but not a control scrambled siRNA prevents from the increased cross-sectional area of rab5 endosomes (g), the reduced rab5 endosome transport velocity (h) and the transport interruption of rab5 endosomes (i.e. increased stationary endosome number) (i) that are induced in primary cultures of mouse cortical neurons by APPwt overexpression (unpaired two-tailed t-test, **P<0.01 and ***P<0.001). (j–l) The PTB domain of APPL1 is required for βCTF-induced endosome alterations in primary cortical neurons. Increased endosomal cross-sectional area (j), lowered transport rate of endosomes (k) and transport interruption of rab5 endosomes (elevated stationary endosomes) (l) are induced by overexpressing APPwt and APPL1wt (one-way ANOVA, Tukey’s test, **P<0.01 and ***P<0.001) but are not induced by overexpression of either APPL1wt with APPmv or APPwt with APPL1ΔPTB (PTB domain deleted APPL1 mutant). Results are presented as mean±s.e.m.

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APPL1 depletion using APPL1 siRNA reversed endosome enlargement and completely rescued endosome transport defects in neurons transfected with APPwt and GFP-rab5, whereas a control scrambled siRNA had no effect (Figures 4g and i and Supplementary Table 1), indicating that APPL1-mediated APP-induced endosomal trafficking defects. Co-transfection of APPwt and APPL1wt significantly increased endosomal sizes and impaired transport, but APPwt/APPL1ΔPTB did not (Figures 4j and l and Supplementary Table 1), suggesting that the PTB domain of APPL1 is required for APP-induced impairment of endosomal transport. Notably, we found that, under experimental conditions, stationary endosomes were consistently larger (>0.5μm2) compared with moving endosomes, which were on average smaller (<0.5μm2) (Supplementary Figure 6), consistent with considerable evidence that axonal transport rate is negatively influenced by increasing vesicle volume beyond a normal limit because of steric hindrance and cargo drag.43, 44, 45 Taken together, these data show that βCTF/APPL1-mediated rab5 activation impairs endosomal transport and can be considered a significant pathogenic factor in multiple neurodegenerative diseases, including AD and DS.11, 46

APPL1 siRNA rescues endosomal pathobiology in DS fibroblasts

We next investigated the pathogenic importance of APPL1 alterations in fibroblasts from individuals with DS, where elevated βCTF induces rab5 activation and diverse endosome anomalies.3, 8, 9 APPL1 colocalized with rab5-positive endosomes to a significantly greater degree in DS fibroblasts compared with that in control cells (Figure 5a), consistent with APPwt overexpression in N2a cells (Supplementary Figure 2a) and suggesting that APP overexpression in DS cells recruits more APPL1 to rab5 endosomes. In addition, APPL1 siRNA knockdown in DS fibroblasts reduced APPL1 levels by about 50% (Figure 5b and Supplementary Figure 7) and restored normal endosomal size (Figure 5b) and reversed the abnormally high endocytic HRP uptake compared with control fibroblasts (Figure 5c and Supplementary Figure 8). We also found that APPL1 siRNA had no effect on endosomal size and HRP uptake in control cells (Figures 5b and c and Supplementary Figure 7). By contrast, siRNA knockdown of APPL2 did not reverse endosomal enlargement in DS cells (Supplementary Figure 9). This suggests that, as we observed in N2a cells (Supplementary Figure 4), βCTF-induced rab5 activation in DS fibroblasts is mediated specifically by APPL1.

Figure 5.
Figure 5 - Unfortunately we are unable to provide accessible alternative text for this. If you require assistance to access this image, please contact help@nature.com or the author

APPL1 (adaptor protein containing pleckstrin homology domain, phosphotyrosine binding domain and leucine zipper motif)- and βCTF (β-cleaved carboxy-terminal fragment of APP)-dependent endosomal abnormalities in Down syndrome (DS) fibroblasts and Alzheimer's disease (AD) brain. (a) Greater APPL1 colocalization with rab5 in DS fibroblasts compared with control (ctrl) fibroblasts is seen by immunocytochemistry as shown in representative images of cells double immunolabeled with antibodies to APPL1 (green) and rab5 (red). The graph shows a higher APPL1 and rab5 colocalization coefficient (R) in DS fibroblasts, as calculated by Pearson's correlation coefficient in 30 DS and 30 control cells (mean±s.e.m., unpaired two-tailed t-test *P<0.05). (b) APPL1 mediates endosomal enlargement in DS cells. Treatment with APPL1 small interfering RNA (siRNA), but not scrambled control siRNA, blocks the increase in cross-sectional area of endosomes in DS fibroblasts but has no effect on normal endosomes in age-matched 2N ctrl fibroblasts (n=30 cells, one-way analysis of variance (ANOVA), Tukey’s test, mean±s.e.m., *P<0.05 and ***P<0.001). A representative blot with a glyceraldehyde 3-phosphate dehydrogenase (GAPDH) loading control and graphic quantitation from three separate experiments are shown. (c) APPL1 mediates the abnormally elevated endocytosis in DS fibroblasts.7 Fluorescent horseradish peroxidase (HRP)-positive puncta are higher in DS fibroblasts at 30min after the addition of HRP to the medium compared with control cells and are reduced in DS cells treated with APPL1 siRNA compared with cells treated with scrambled (ctrl) siRNA, whereas APPL1 siRNA has no effect on HRP uptake in control fibroblasts. Quantitative analysis of fluorescence at 0, 5, 15 and 30min after the addition of HRP to the medium shows significantly reduced HRP uptake after APPL1 siRNA compared with cells treated with scrambled (ctrl) siRNA (ctrl–ctrl-siRNA; 15, 15, 20 and 19 cells; ctrl-siRNA: 16, 28, 17 and 25 cells; DS-ctrl-siRNA: n=26, 10, 18 and 36 cells; DS-APPL1 siRNA: n=12, 16, 39 and 42 cells in 0, 5, 15 and 30min from two experiments, mean±s.e.m., one-way ANOVA, Tukey’s test, mean±s.e.m., ***P<0.001). (d) APPL1 mediates abnormally increased nuclear factor-κB (NF-κB) pathway activation in DS fibroblasts. Functional evidence for APPL1-mediated rab5 activation on endosomes is reflected in greater APPL1/rab5-endosomal-mediated nuclear localization of the NF-κB p65 subunit (p65/RelA).16 Levels of nuclear p65/RelA normalized to nuclear histone H3 as a loading control (third lane) are elevated in DS fibroblasts compared with those in control (ctrl) cells (first lane). This elevation is reversed by APPL1 siRNA (fourth lane) but not scrambled (ctrl) siRNA as shown on an immunoblot representative of three experiments quantified in the graph (mean±s.e.m., two-way ANOVA with interaction, *P<0.05). (e) βCTF levels, but not full-length APP (flAPP) or αCTF levels, are significantly elevated in AD brain compared with age-matched control (ctrl) brain, as shown on an immunoblot representative of three experiments quantified in the graph. C1/6.1 antibody was used to measure βCTF and αCTF, which are normalized to the level of APP (n=13 control and 13 AD brains, mean±s.e.m., unpaired two-tailed t-test, *P<0.05). Identities of βCTF (C1–C4) and αCTF (C5) were confirmed using 6E10 (data not shown). Actin is used as a loading control. (f) Membrane-associated APPL1 levels are increased in AD brains compared with control (ctrl) brains as shown on an immunoblot representative of three experiments quantified in the graph as a ratio of membrane-associated APPL1 in a 50μg pellet (P) of brain homogenate to the APPL1 level in the 50μg supernatant (S) (n=13 control and 13 AD brains, mean±s.e.m., unpaired two-tailed t-test, *P<0.05). (g) APPL1 association with rab5-positive endosomes is increased in AD brain. Double immunofluorescence labeling confirms rab5-positive endosome enlargement in neocortical pyramidal neurons of AD brain8 and demonstrates greater APPL1 colocalization (arrowheads) in these enlarged endosomes as compared with neuropathologically normal control brains. The graph shows a higher APPL1 and rab5 colocalization coefficient (R) in AD brains, as calculated by Pearson's correlation coefficient (n=90 cells, mean±s.e.m., unpaired two-tailed t-test, *P<0.05). (h) Recruitment of APPL1 to rab5 endosomes is higher in neuronal endosomes of AD brain compared with that in control (ctrl) brain, as reflected by an increased percent of rab5 endosome surface area occupied by APPL1-immunoreactive signal quantified from images similar to those in panel g. Comparison of rab5 endosomes of different size ranges demonstrates increased APPL1 colocalization on endosomes of greater size in AD brains (n=90 cells; 3824, 408 and 224 endosomes for control, 3194, 269 and 156 endosomes for AD in each size bin, mean±s.e.m., unpaired two-tailed t-test, ***P<0.001).

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To establish an impact of APPL1-mediated rab5 activation on downstream endosomal signaling, we investigated a key aspect of NF-κB signaling, the nuclear translocation of the transcriptional activator p65/RelA, which was recently shown to require rab5-dependent endosomal recruitment of APPL1.16 NF-κB pathway activation is reported to occur in various neurological diseases, including AD and DS.21, 47 Immunoblot analysis revealed that p65/RelA levels were elevated 75% in the nuclear fraction of DS fibroblasts (Figure 5d), as seen previously.21 Knockdown of APPL1 using siRNA, however, significantly reversed this elevation. Collectively, these data establish that APPL1 is essential for APP/βCTF-induced rab5 activation and pathological endosome-related NF-κB signaling in DS fibroblasts.

βCTF and endosomal APPL1 levels are elevated in AD brains

We further investigated the relevance of APPL1 to neuronal endosome anomalies in late-onset AD.8 APP levels have been found to be normal in human AD brain,48 but β-secretase activity is reported to be increased,49 suggesting a higher rate of βCTF generation, although comparative βCTF levels in AD and matched controls have not been reported. We observed that βCTF levels, assayed as a ratio with flAPP, were significantly elevated in the AD cerebral cortex (Figure 5e), whereas levels of flAPP and αCTF were not significantly altered (Figure 5e), and similar results were also observed in brains of both Ts2 DS model mice and older adult DS individuals (unpublished data). In addition, the membrane association of APPL1 was significantly increased in AD brains (Figure 5f) and in older adult DS brains (unpublished data). No influences of post-mortem variables and demographics (e.g. age and gender) were detected (Supplementary Table 3). Furthermore, a quantitative double-immunofluorescence labeling analysis of AD and control neocortex with rab5 and APPL1 antibodies revealed a significantly higher colocalization of APPL1 with rab5 endosomes in neurons of cortical layers III and V (Figure 5g). Notably, APPL1 colocalization with rab5 endosomes was increased with greater endosome size in AD brains. APPL1 recruitment to rab5 endosomes was significantly higher in AD brains and was most abnormal (>2-fold compared with control) on the abnormally large rab5 endosomes (>0.5μm2) (Figure 5h). Thus, as in DS, elevated βCTF levels in AD brain are linked to the abnormal endosomal recruitment of APPL1, rab5 upregulation and characteristic endosome anomalies of early AD.



Our studies define a novel βCTF-dependent pathogenic pathway that accounts for the signature endosome pathology in AD appearing at early stages of the disease and accord with growing evidence implicating the genes regulating endocytosis as frequent negative risk factors for AD.4, 5, 6, 7 βCTF has neurotoxic properties not dependent on cleavage to Aβ.3, 4, 50, 51 βCTF overexpression in transgenic mice and CTF elevations in a mouse model of Danish dementia52 induce age-dependent neurodegeneration and cognitive impairment.53, 54 BACE1 overexpression in mice, which raises brain βCTF levels and lowers Aβ, has similar effects.55 Importantly, our finding that βCTF levels are elevated in sporadic AD brain reveals how a βCTF-driven mechanism may apply to late-onset AD. In addition, rab5 endosome dysfunction can be potentially promoted further by multiple AD-related factors, including increased BACE1 expression and activity,49, 56, 57 inheritance of the ApoE E4 allele,27 lowered Vps3558 and altered handling of cholesterol, which increase BACE1 activity and βCTF levels.59, 60, 61, 62

Endosome anomalies are among the earliest disease-specific neuronal responses in AD and DS.63 In addition to βCTF of APP, other genetic factors have been reported to induce endosomal dysfunction in AD and DS, including synaptojanin164 and Vps34, a class III phosphoinositide 3-kinase,65 and possibly their relationships with rab5-dependent or -independent mechanisms deserve further investigation. Rab5-mediated acceleration of endocytosis and endosome fusion cause endosomes to enlarge and selectively disrupt their transport in neurons, possibly mediated by steric hindrance43, 44, 45 or rab5-mediated activation of Vps34.19 Substantial transport slowing of enlarged vesicles is seen under various experimental conditions44 and the tipping point for axonal transport slowing of organelles occurs when vesicular expansion reaches sizes above 0.5μm2 (unpublished data). In addition, Vps34 activity, which is modulated by rab5, has been implicated in endosomal transport and endosome-related disease pathogenesis.19, 65 Although the exact mechanism of trafficking failure of enlarged endosomes needs further investigation, rab5 overactivation promoted by a βCTF–APPL1 interaction provides a plausible basis for the APP-dependent failure of retrograde neurotrophin signaling by endosomes previously implicated in the neurodegeneration of cholinergic neurons in DS mouse model.11 Disrupted transport of endosomes and their focal accumulation in axons mainly with autophagic vacuoles, which likely reflects attempted endosome clearance by autophagy, leads to neuritic dystrophy resembling that observed at early stages of AD.46, 63 Furthermore, accelerated endocytosis causes endocytic cargos to accumulate within enlarged late endosomes9 and impairs lysosome functions in a βCTF-dependent manner (unpublished data). Therefore, the pathological consequences of βCTF-induced pathological rab5 activation may be diverse and include, as shown here, selective impairment of endosome transport in neurons—a possible basis for impaired endosomal signaling linked to neurodegeneration,9, 46 and alteration of NF-κB pathway signaling via endosomes—an effect known to promote neuronal apoptosis in some contexts.47

We present multiple lines of evidence from neuronal APP models and DS patient fibroblasts and additional support from analyses of Alzheimer brains, indicating that APPL1 is the mediator of βCTF-induced rab5 activation, which underlies the very early-appearing endocytic dysfunction in AD. This mechanism is consistent with the reported ability of APPL1 to increase rab5 localization on enlarged endosomes.29 Our data suggest that APPL1 recruited by βCTF could stabilize rab5 in its active GTP state and slow its loss from endosomes. We have previously shown that the levels of αCTF do not influence rab5 upregulation in DS fibroblasts,3 and, consistent with this finding, we observed that APPL1 antibodies did not pull down appreciable αCTF even though it contains the same APPL1-interacting domain as βCTF. In this regard, αCTF is mainly generated at the cell surface66 and APPL1 is excluded from the plasma membrane.13, 15 By contrast, βCTF is more abundantly generated on endosomes66 where a distinctive set of signaling ligands may contribute to its selective interaction with APPL1. In this regard, APP intracellular domain generated from βCTF by γ-secretase on endosomes can be stabilized by binding to other proteins, such as JIP-1, and translocated to the nucleus,67 whereas APP intracellular domain produced from cell surface αCTF is degraded into smaller fragments.67 To further support these earlier data, we showed that inhibition of endocytosis decreases APPL1–βCTF interaction and increases the levels of αCTF, but not its interaction with APPL1 (Figure 2f), consistent with its relative inaccessibity to endosomal proteins, such as APPL1. Finally, we show here that αCTFs levels do not influence endosomal pathology in cells (Figure 1c), as previously seen in DS fibroblasts.3 Thus, we suggest that selective APPL1 with βCTF may partly reflect to the differential compartmentalization of full-length, α-cleaved and β-cleaved APP, although it is possible that unidentified proteins interacting with βCTF and APPL1 on endosomes may enhance specificity of this interaction.

Notably, APPL1 on endosomes is normally replaced by phosphatidylinositol 3-triphosphate-binding proteins, such as EEA1 (early endosome antigen 1).15 The reduced phosphatidylinositol 3-triphosphate levels seen in AD brain65 could contribute to APPL1 elevation on endosomes. APPL1 overexpression mimicked the pathological effects of βCTF on endosome morphology and function,29 whereas APPL1 knockdown prevented these effects and reversed them in DS cells. Furthermore, APPL1 positively regulates TNFα-independent NF-κB activation via APPL1/rab5 endosomes.68 We used this phenomenon as additional functional evidence of increased APPL1-dependent activity on endosomes in DS beyond its effect on stabilizing active rab5 on endosomes. Increased NF-κB activation in several major neurological diseases,69, 70 including AD,42 is implicated in neurodegenerative mechanisms, although its range of effects on neuronal vulnerability are complex. Importantly, we observed that APPL1 knockdown minimally affected endocytosis by cells that express endogenous APP at normal levels,29 implying that βCTF/APPL1-dependent rab5 activation is not essential for normal constitutive endocytosis but is instead a superimposed pathological phenomenon. Moreover, APPL1 overexpression did not affect βCTF levels (Supplementary Figure 10), suggesting that βCTF, not APPL1, is the more upstream initiator of endosomal pathology in both AD and DS. These observations raise the possibility that the pathogenic endocytosis mediated by elevated βCTF–APPL1 could be modulated therapeutically at multiple possible targets without altering vital functions of basal endocytosis.


Conflict of interest

The authors declare no conflict of interest.



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We are grateful to Dr Rachel Neve (Massachusetts Institute of Technology) for pHSV-Myc-rab5 plasmid, Dr Pietro De Camilli (Yale University) for mRFP-human APPL1 plasmid, Dr Pamela Bjorkman (California Institute of Technology) for mouse transferrin receptor plasmid and Dr Lily Q Dong (University of Texas Health Science Center) for human APPL1ΔPTB plasmid. Human tissues were obtained from the Harvard Brain Tissue Resource Center supported by NIH Grant number 5R24MH068855. We thank members of the Nixon lab for technical advice and discussion. We are also grateful to Nicole Gogel for assistance with manuscript preparation. This work was supported National Institutes of Health grant number P01AG017617 (to RAN).

Author contributions

SK designed and performed experiments, analyzed data and wrote the paper. YS performed cell culture, cloned plasmids and optimized experimental conditions. YJ, PSM, CP, AP and AR performed experiments and analyzed data shown in Figure 5. RAN designed, analyzed data and wrote the paper.

Supplementary Information accompanies the paper on the Molecular Psychiatry website

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