Original Article

Kidney International (2006) 69, 1459–1463. doi:10.1038/sj.ki.5000299; published online 8 March 2006

State-level adjusted ESRD incident rates: Use of observed vs model-predicted category-specific rates

J Liu1, T A Louis2, W Pan3, J Z Ma4 and A J Collins1,5

  1. 1United States Renal Data System Coordinating Center and Minneapolis Medical Research Foundation, Minneapolis, Minnesota, USA
  2. 2Department of Biostatistics, Johns Hopkins Bloomberg School of Public Health, The Johns Hopkins University, Baltimore, Maryland, USA
  3. 3Biostatistics Division, School of Public Health, University of Minnesota, Minneapolis, Minnesota, USA
  4. 4University of Texas Health Science Center at San Antonio, San Antonio, Texas, USA
  5. 5Department of Medicine, University of Minnesota, Minneapolis, Minnesota, USA

Correspondence: J Liu, United States Renal Data System Coordinating Center and Minneapolis Medical Research Foundation, 914 South 8th Street, Suite S-206, Minneapolis, Minnesota 55404, USA. E-mail: jliu@usrds.org

Received 13 October 2005; Revised 14 December 2005; Accepted 3 January 2006; Published online 8 March 2006.

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Abstract

Because of differences in case-mix across states, state-level case-mix-adjusted end-stage renal disease (ESRD) incident rates are reported in each United States Renal Data System Annual Data Report to make the across-state comparisons valid. The adjusted rates were estimated by the direct adjustment method, a widely used method for adjusted event rate calculation, based on observed category-specific ESRD incident rates in each state (called the observation-based method). However, when some adjusting categories in a state are small, the adjusted rate and the standard error for this state as estimated by this method may be inaccurate. This report proposes a model-based method that can overcome the disadvantages of the observation-based method and can be extended to continuous adjusting variables. National ESRD incident data and national population data from 1990 to 1999 were used. State-level adjusted ESRD incident rates were estimated by both the observation- and the model-based methods. For the model-based method, a Poisson regression model was used to estimate category-specific ESRD incident rates. For large-population states, both observation- and model-based methods produced similar estimates for adjusted ESRD incident rates. For small-population states, however, the observation-based method produced year-to-year estimates of adjusted ESRD incident rates that varied considerably and also had very large standard errors. In contrast, the model-based method produced stable estimates. The model-based method can overcome the disadvantages of the observation-based method for estimating state-level adjusted ESRD incident rates, especially for small states.

Keywords:

adjusted rate, direct adjustment method, end-stage renal disease, incident rate, model-based method, observation-based method

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