## Abstract

Two powerful theoretical predictions, Anderson localization and the Imry-Ma argument, impose significant restrictions on the phases of matter that can exist in the presence of even the smallest amount of disorder in one-dimensional systems. These predictions forbid electrically conducting states and ordered states respectively. It was thus remarkable that a mechanism to circumvent Anderson localization relying on the presence of *correlated* disorder was found, that is also realized in certain biomolecular systems. In a similar manner, we show that the Imry-Ma argument can be circumvented, resulting in the formation of stable ordered states with discrete broken symmetries in disordered one dimensional systems. We then investigate other mechanisms by which disorder can destroy an ordered state.

## Introduction

Disorder can have drastic effects on electronic properties, especially in low dimensions. On the one hand, it lifts the degeneracy between competing phases through “order by disorder” mechanisms^{1,2,3}, and on the other it localizes clean metallic states^{4,5,6,7,8}, and even creates unusual emergent excitations^{9,10}. In one dimension, the essential physics of disorder is captured by Anderson localization^{4} for transport properties, and work related to the seminal paper of Imry and Ma^{11,12,13} for understanding the disorder-driven destruction of ordered phases. The dimensionality dependence of both effects weakens with increasing spatial dimension, thus their strongest effects are seen in one dimension.

An interesting exception to Anderson localization arises due to *correlations* in the disorder. In particular, refs. 14 and 15 discovered a class of non-interacting random *n*-mer models where a band of single-particle states which exhibit no backscattering exist; a condition key for circumventing localization^{16}. In all *n*-mer models there are two types of ‘atoms’, which we call *A* and *B*, differing only in their on-site energy, which are placed at random on a one-dimensional chain; with the condition that *n B*’s (an “*n*-mer”) are always placed consecutively. With the inclusion of nearest neighbor repulsive interactions, the Hamiltonian for spinless electrons that we study is,

where (*c*_{i}) and *n*_{i} refer to the usual spinless electron creation (destruction) and density operators respectively on site *i* which is occupied by either an *A* or *B* atom, and correspondingly the on-site energy is either (set to zero throughout) or , which will be referred to as the “disorder strength”, *t* is the nearest-neighbor hopping parameter, and *V* is the nearest-neighbor interaction strength. We use the terminology “monomer”, “dimer”, “trimer”, and “quadrumer” for the cases *n* = 1, 2, 3, 4 respectively. We also note that the random dimer model has been of particular interest due to its possible relevance to understanding transport in biomolecules^{17,18,19,20,21}.

The disorder-free system at small *V*/*t* is known to be a Tomonaga-Luttinger liquid^{22} which at half-filling, and a critical interaction strength (*V*/*t* = 2), forms a charge density wave (CDW) state that remains stable for all larger *V*/*t*^{22,23}. However, according to the Imry-Ma argument^{11,24}, such a state should not exist upon the slightest introduction of disorder; the focus of this article will be to show how the *n*–mer models avoid this.

Given a pinned, commensurate CDW with every *even* site (mostly) occupied, as is depicted in Fig. 1, let us assess its stability to the introduction of weak disorder (for which we closely follow ref. 24). Consider a segment of length 2*L* that is part of a 1D lattice with a large number of sites, and divide it into odd and even sublattices, to be labelled as 1 and 2 respectively. If the sum of all the on-site energies on the even sites is greater than the sum of the on-site energies on all the odd sites, then it is energetically favorable for each electron in the segment to shift by one site, despite the cost of the repulsive interaction of neighboring electrons, hence forming a domain wall.

For *uncorrelated* disorder, and for *L* sufficiently large to apply statistical arguments, the difference between the summed energies on the two sublattices is of the order . Since forming a domain wall costs only an energy of order *V*, the former effect always wins for some large enough *L*; hence, the system acts to *reduce* its energy by the formation of domains. Thus, there is no (quasi) long-range CDW order in one dimension upon the slightest introduction of *uncorrelated* disorder.

However, the situation is markedly different when the disorder is *correlated*. Let us define *n*_{α,j} to be the number of sites where *α* is an index for the disorder site (*A* or *B*), and *j* is the sublattice index (1 or 2). Then, for *any* disorder realization of the random dimer model, and *any* interval of 2*L* sites, we have the conditions,

Since the instances of *B* occur *only* as dimers, *n*_{B, 1} *must* be equal to *n*_{B, 2} (assuming the segment of length 2*L* does not contain any incomplete dimers) which, in turn, implies that *n*_{A, 1} = *n*_{A, 2}, i.e., the number of *A*-type sites on each sublattice are also exactly equal.

We emphasize that the relationship (2) holds globally and, more importantly, locally for any subset with an even number of lattice sites. Thus, the difference between summed on-site energies on the even and odd sublattices is *zero*, i.e.,

This energy difference does not grow with *L*, and therefore the Imry-Ma argument for the formation of domains is not expected to apply. In fact, the condition *n*_{B, 1} = *n*_{B, 2}, and hence Eq. (3), holds for any *n*-mer model with *n* even. This is demonstrated in Fig. 2 which shows the special cancellation (or lack thereof) of the sublattice energy imbalance for the even (odd) *n*–mer models for an ensemble of disorder realizations. In instances of segments where one or more boundary cuts a dimer in half, there is an edge correction of one or two lattice sites, which is small on the scale of *L* and does not affect our conclusions in the regime of weak-to-moderate disorder ().

We verify these arguments by performing numerically accurate density matrix renormalization group (DMRG)^{25} calculations of the *n*–mer models for *n* = 1, 2, 3, 4, discussed further in the Methods section. Results from our simulations for individual disorder realizations are shown in Fig. 3 where we have plotted the electronic density on every *even* site for *V* = 5*t* and three disorder strengths. The boundary conditions have been chosen to slightly favor the high occupation of the *even* sites, and thus any rapid decrease from high to low density is the signature of a domain wall.

At , the random monomer and trimer models show large but finite domains whose size decreases with increasing disorder strength. In comparison, the random dimer and quadrumer show no tendency to form domain walls up to a critical (*V*-dependent) disorder strength. For example, for all of the individual random dimer and quadrumer realizations in Fig. 3, the first domain walls are seen only around when *V* = 5*t*.

The eventual occurrence of domain walls in the random dimer and quadrumer models can be explained as follows. First, for sufficiently large disorder , the effect of the heretofore ignored edges in the *n*-mer version of the Imry-Ma argument now starts to play an important role. The energy of the CDW is now reduced by order , which is greater than the price of forming a domain wall (order *V*). Second, any *B* site would like to have lower density wherever possible, causing fluctuations of the density that grow large enough to destroy the ordered state. For example, for the realization in Fig. 3, for , the density fluctuations are seen to be small (~0.03), compared to the maximum occupation of a site (~0.95), and eventually grow past 0.5, at which point CDW order is lost. To further understand the mechanisms for domain creation, additional studies were performed and are presented as part of the Supplemental Information.

Let us now look beyond individual realizations and perform statistical analyses of our samples; Fig. 4 shows the average size of the CDW domains as a function of disorder strength. As is anticipated from the Imry-Ma argument, the random monomer and trimer models show divergence in domain size around *vanishing* disorder for all *V*/*t* considered. This is in contrast to the random dimer and quadrumer models which have no domain walls until a *critical* is reached.

In conclusion, we have explored an aspect of the interplay between interactions and disorder in one dimensional systems, an exciting avenue for both theory and experiments. Using an interacting version of *n*–mer models where Anderson localization is avoided, we have explicitly shown that the Imry-Ma argument for destroying CDW order does not directly hold either, for even *n*. In the absence of a sub-dominant mechanism that destroys the order at small disorder strength, charge density waves are stabilized in media with correlated disorder. From the experimental viewpoint, of particular relevance are recent cold atom studies that have created and measured the strength of charge density waves in one dimensional geometries in the presence of quasiperiodic (correlated) disorder^{26}; similar setups for spinless fermions could provide the first controlled test of the existence of the phenomenon proposed here.

## Methods

### Numerical techniques

Our simulations of disordered fermions were performed with the DMRG^{25} algorithm. The DMRG technique is based on the principle that a many-body wavefunction can be written as a matrix product state (MPS) whose parameters (elements of the matrices) can be efficiently optimized. The accuracy of the MPS representation for describing the exact state is dependent on the dimension of the matrices (denoted as the bond dimension *m*). While any wavefunction is exactly representable as an MPS in the *m* → ∞ limit, the utility of the DMRG technique/MPS decomposition is apparent when *m* is small (typically a few hundred to a few thousand). This is especially true for the low energy states of gapped one dimensional systems with short-range hoppings and interactions, with open or pinned boundary conditions. The DMRG calculations in this paper were performed with a combination of our codes, the open-source ITensor software^{27}, and the Algorithms and Libraries for Physics Simulations (ALPS)^{28} library.

We work with spinless electrons at half filling on chains with an even number of sites. At zero disorder and large *V*/*t*, for a chain with open boundary conditions, it is favorable for CDW order to develop and spread from both ends. These CDW orders emerge from opposite sublattices and hence interfere in the bulk of the chain; such a superposition of states can restore translational invariance. While the existence of the underlying CDW order can still be detected in the bulk from density-density correlations, it is easier (and computationally more efficient) to explicitly break the symmetry between the two orders. This allows us to access the CDW order directly by simply measuring electron *density* at every site.

To break the sublattice symmetry, we apply a pinning field in all cases (with or without disorder) to the left-most site, by using an on-site energy at that site. No pinning field is applied at the right end. This suppresses the electron occupation at the left-most site to a low value and ensures that the CDW emerging from the left boundary is in phase with the CDW that naturally emerges from the right boundary. This choice of boundary conditions induces only a small bias towards a stable CDW. This is verified in our findings showing that the random monomer and trimer models do not have stable CDW phases even when the disorder is small, and that the random dimer and quadrumer models transition into the disordered phase at a sufficiently large interaction dependent disorder strength.

Such symmetry breaking strategies also reduce the entanglement of the ground state quantum many-body wavefunction, allowing for smaller bond dimensions to be used in the DMRG algorithm. For our calculations *m* = 300–500 was used, which yielded truncation errors of the order of 10^{−14} to 10^{−8}, with variations for different realizations and disorder and interaction strengths.

### Disorder averaging and measurements

In Fig. 4 we presented results for disorder-averaged domain sizes as a function of the disorder strength, using about 80 realizations each of length 1000 sites. A “domain” was defined as a region where local CDW (on either sublattice) was present. This was identified by monitoring “domain walls” - regions where the (dominant) occupation of the electrons changed from one sublattice to the other.

This was done, in practice, by traveling along the chain and identifying regions where the electronic occupation of the dominant sublattice slipped to a value below 0.5. There is a small error (of the order of 10 sites or less) in recording the domain size, introduced due to the domain wall being an extended object. Each disorder realization generically yields multiple domains, the typical size (and hence number per sample) being disorder and interaction strength dependent. While correlations in the location of domain walls in a single realization should exist, here we have ignored these and simply considered each domain as a statistically independent sample for the averaging procedure. Thus the disorder averaging is done over multiple realizations and domain sizes within each realization.

## Additional Information

**How to cite this article**: Changlani, H. J. *et al*. Charge density waves in disordered media circumventing the Imry-Ma argument. *Sci. Rep.* **6**, 31897; doi: 10.1038/srep31897 (2016).

## Change history

### 09 December 2016

A correction has been published and is appended to both the HTML and PDF versions of this paper. The error has been fixed in the paper.

## References

- 1.
Villain, J., Bidaux, R., Carton, J.-P. & Conte, R. Order as an effect of disorder.

*J. Phys. France***41**, 1263–1272 (1980). - 2.
Henley, C. L. Ordering due to disorder in a frustrated vector antiferromagnet.

*Phys. Rev. Lett.***62**, 2056–2059 (1989). - 3.
Bergman, D., Alicea, J., Gull, E., Trebst, S. & Balents, L.

*Nature Physics***3**, 487–491 (2007). - 4.
Anderson, P. W. Absence of diffusion in certain random lattices.

*Phys. Rev.***109**, 1492–1505 (1958). - 5.
Giamarchi, T. & Schulz, H. J. Anderson localization and interactions in one-dimensional metals.

*Phys. Rev. B***37**, 325–340 (1988). - 6.
Belitz, D. & Kirkpatrick, T. R. The Anderson-Mott transition.

*Rev. Mod. Phys.***66**, 261–380 (1994). - 7.
Basko, D., Aleiner, I. & Altshuler, B. Metal-insulator transition in a weakly interacting many-electron system with localized single=particle states.

*Annals of Physics***321**, 1126–1205 (2006). - 8.
Pal, A. & Huse, D. A. Many-body localization phase transition.

*Phys. Rev. B***82**, 174411 (2010). - 9.
Wang, L. & Sandvik, A. W. Low-energy dynamics of the two-dimensional

*s*= 1/2 Heisenberg antiferromagnet on percolating clusters.*Phys. Rev. Lett.***97**, 117204 (2006). - 10.
Changlani, H. J., Ghosh, S., Pujari, S. & Henley, C. L. Emergent spin excitations in a Bethe lattice at percolation.

*Phys. Rev. Lett.***111**, 157201 (2013). - 11.
Imry, Y. & Ma, S.-k. Random-field instability of the ordered state of continuous symmetry.

*Phys. Rev. Lett.***35**, 1399–1401 (1975). - 12.
Fisher, D. S., Frohlich, J. & Spencer, T. The Ising model in a random magnetic field.

*Journal of Statistical Physics***34**, 863–870 (1984). - 13.
Chalker, J. T. On the lower critical dimensionality of the Ising model in a random field.

*Journal of Physics C: Solid State Physics***16**, 6615 (1983). - 14.
Dunlap, D. H., Wu, H.-L. & Phillips, P. W. Absence of localization in a random-dimer model.

*Phys. Rev. Lett.***65**, 88–91 (1990). - 15.
Wu, H.-L. & Phillips, P. Polyaniline is a random-dimer model: A new transport mechanism for conducting polymers.

*Phys. Rev. Lett.***66**, 1366–1369 (1991). - 16.
Mondragon-Shem, I., Khan, M. & Hughes, T. L. Characterizing disordered fermion systems using the momentum-space entanglement spectrum.

*Phys. Rev. Lett.***110**, 046806 (2013). - 17.
Phillips, P. & Wu, H.-L. Localization and its absence: A new metallic state for conducting polymers.

*Science***252**, 1805–1812 (1991). - 18.
Endres, R. G., Cox, D. L. & Singh, R. R. P.

*Colloquium*: The quest for high-conductance DNA.*Rev. Mod. Phys.***76**, 195–214 (2004). - 19.
Roche, S., Bicout, D., Maciá, E. & Kats, E. Long range correlations in DNA: Scaling properties and charge transfer efficiency.

*Phys. Rev. Lett.***91**, 228101 (2003). - 20.
Carpena, P., Bernaola-Galvan, P., Ivanov, P. C. & Stanley, H. E. Metal-insulator transition in chains with correlated disorder.

*Nature***418**, 955–959 (2002). - 21.
Vattay, G., Salahub, D., Csabai, I., Nassimi, A. & Kaufmann, S. A. Quantum Criticality at the Origin of Life.

*J. Phys. Conf. Ser.***626**, 012023 (2015). - 22.
Giamarchi, T.

*Quantum Physics in One Dimension, Volume 121 of International Series of Monographs on Physics.*Clarendon Press (2003). - 23.
Nishimoto, S., Ejima, S. & Fehske, H. Anderson localization versus charge-density-wave formation in disordered electron systems.

*Phys. Rev. B***87**, 045116 (2013). - 24.
Shankar, R. Solvable model of a metal-insulator transition.

*International Journal of Modern Physics B***04**, 2371–2394 (1990). - 25.
White, S. R. Density matrix formulation for quantum renormalization groups.

*Phys. Rev. Lett.***69**, 2863–2866 (1992). - 26.
Schreiber, M.

*et al.*Observation of many-body localization of interacting fermions in a quasirandom optical lattice.*Science***349**, 842–845 (2015), http://www.sciencemag.org/content/349/6250/842.full.pdf. - 27.
Stoudenmire, E. M. & White, S. R. ITensor software, http://itensor.org (Date of access: 01/08/2015).

- 28.
Bauer, B.

*et al.*The ALPS project release 2.0: open source software for strongly correlated systems.*J Stat Mech-Theory E***2011**, P05001 (2011).

## Acknowledgements

We thank P. Phillips, K. Dahmen, M.N. Khan, V. Chua and especially I. Mondragon-Shem for discussions and M. Stoudenmire for assistance with the ITensor software. H.J.C. would like to dedicate this paper to late Professor Christopher L. Henley with whom he began his research in disordered systems. H.J.C. was supported by the SciDAC grant DE-FG02-12ER46875. N.M.T. was supported by DOE DE-NA0001789. Computer time was provided by XSEDE, supported by the National Science Foundation Grant No. OCI-1053575, the Oak Ridge Leadership Computing Facility at the Oak Ridge National Laboratory, which is supported by the Office of Science of the US Department of Energy under Contract No. DE-AC05-00OR22725 and the Taub campus cluster at UIUC/NCSA. T.L.H. is supported by the US National Science Foundation under grant DMR 1351895-CAR.

## Author information

## Affiliations

### Department of Physics, University of Illinois at Urbana-Champaign, Urbana, Illinois 61801, USA

- Hitesh J. Changlani
- , Norm M. Tubman
- & Taylor L. Hughes

### Department of Chemistry, University of California, Berkeley, Berkeley, California 94720, USA

- Norm M. Tubman

## Authors

### Search for Hitesh J. Changlani in:

### Search for Norm M. Tubman in:

### Search for Taylor L. Hughes in:

### Contributions

All authors contributed to the initial development of the project. H.J.C. was responsible for the key theoretical development, however all authors contributed theoretical ideas. H.J.C. and N.M.T. performed the simulations. All authors contributed to the writing of the manuscript.

### Competing interests

The authors declare no competing financial interests.

## Corresponding author

Correspondence to Norm M. Tubman.

## Supplementary information

## PDF files

## Rights and permissions

This work is licensed under a Creative Commons Attribution 4.0 International License. The images or other third party material in this article are included in the article’s Creative Commons license, unless indicated otherwise in the credit line; if the material is not included under the Creative Commons license, users will need to obtain permission from the license holder to reproduce the material. To view a copy of this license, visit http://creativecommons.org/licenses/by/4.0/

## About this article

## Comments

By submitting a comment you agree to abide by our Terms and Community Guidelines. If you find something abusive or that does not comply with our terms or guidelines please flag it as inappropriate.