Abstract
A solid-state nanopore platform with a low noise level and sufficient sensitivity to discriminate single-strand DNA (ssDNA) homopolymers of poly-A40 and poly-T40 using ionic current blockade sensing is proposed and demonstrated. The key features of this platform are (a) highly insulating dielectric substrates that are used to mitigate the effect of parasitic capacitance elements, which decrease the ionic current RMS noise level to sub-10 pA and (b) ultra-thin silicon nitride membranes with a physical thickness of 5 nm (an effective thickness of 2.4 nm estimated from the ionic current) are used to maximize the signal-to-noise ratio and the spatial depth resolution. The utilization of an ultra-thin membrane and a nanopore diameter as small as 1.5 nm allow the successful discrimination of 40 nucleotide ssDNA poly-A40 and poly-T40. Overall, we demonstrate that this platform overcomes several critical limitations of solid-state nanopores and opens the door to a wide range of applications in single-molecule-based detection and analysis.
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Introduction
Nanopores have attracted considerable attention because of their potential applications in the detection and analysis of single biomolecules, such as DNA, RNA and proteins1,2,3,4,5,6. In particular, DNA sequencing has driven the technology forward due to its inherent sensitivity, high throughput, amplification-free sample preparation and lack of labels7,8,9,10,11,12. The sub-molecular details of an individual molecule can be gathered via recording modulations in the ionic current when a molecule passes through the nanopore under the effect of a voltage applied across the pore. A series of impressive developments has been made in the area of protein nanopores using either α-hemolysin7,8,9,10 or MspA11,12,13 as they possess a low noise level and guarantee the reliable formation of a small pore aperture (1.5 nm) and an extremely thin sensing zone of approximately 1 nm. Combining these advantages with a recently developed method for slowing down DNA translocation using phi29 polymerase enzymes10,13 makes this platform quite promising. In contrast, the development of solid-state nanopores has been much slower and limited to merely detecting the translocation of DNA molecules, although solid-state nanopore platforms have obvious advantages over their biological counterpart such as high stability, an adjustable geometry, controllable surface properties and the potential for integration into stand-alone devices14,15,16.
The reliable formation of small nanopores (< 2 nm in diameter), fabrication of an extremely thin sensing zone with a thickness comparable to the spacing of each nucleotide, decrease of the noise level and control of the translocation speed that would guarantee sufficient time to sense each nucleotide are the few challenges that limit the performance of solid-state nanopores. Among these issues, the excess noise level in solid-state nanopores (a few tens of pA to 100 pA: ~10 times larger than that of protein counterparts17,18,19,20) has been one of the key issues responsible for the degraded signal-to-noise ratio and temporal and spatial resolution. In particular, the elevated parasitic capacitance generates a high level of dielectric noise that prevents sampling at high bandwidths. To effectively reduce the dielectric noise, several methods have been adopted such as thick dielectric layer deposition underneath an active SiNx membrane21,22,23, PDMS sealing22,24, the utilization of glass nanopores25,26 and machining of solid-state nanopores between dielectric membranes27. All these platforms have resulted in a significant reduction of the noise level followed by some ramifications such as the need for additional processing to insert a thick SiO2 layer underneath the SiNx layer and the reduction of the SiNx (~80 nm) thickness to the scale of sub-10 nm. In addition, the manual coating of PDMS sacrifices accuracy and reproducibility; the fabrication of small size pores (<10 nm) is a great challenge in glass nanopores; and the utilization of PDMS as a substrate material has the disadvantage of being a non-industry standard substrate. Moreover, the involvement of too many fabrication steps may result in a trade off in the reproducibility, magnify the error level and reduce the productivity. Therefore, a platform consisting of a low noise level and a small sensing zone length and relatively easy fabrication would offer a promising route to improving the signal-to-noise ratio for better electrical identification of single molecules.
In the present study, we propose a novel solid-state nanopore platform with a sub-10 pA noise level by fabricating a SiNx membrane directly on top of highly dielectric substrates. We demonstrate that high-frequency noise signals can be significantly reduced by replacing the commonly used Si substrate with an insulating one. This platform allows easy fabrication and flexibility in selecting the thickness and material of the nanopore membrane. In spite of all these advantages, the insulating substrate faces the challenge of being a non-industry standard substrate. To enhance the spatial resolution, we utilize an extremely thin SiNx membrane with a physical thickness of 5 nm and a pore size as small as 1.5 nm. Finally, we demonstrate that this device is capable of successfully detecting 40-nucleotides (nt) homopolymer single-strand DNA translocation events with a resolution of discriminating between poly-A40 and poly-T40 molecules.
Results and Discussion
Figure 1a presents a schematic diagram of the dielectric-substrate-based solid-state device. Fabrication details are provided in methods and supplementary information 1. Unlike the conventional solid-state nanopore fabrication scheme that usually employs a Si substrate due to the well-established and relatively easy fabrication of the membrane structure, we use a highly insulating quartz substrate to reduce the ionic current noise level. To define a microfluidic channel through the quartz substrate, an a-Si layer (200-nm thick) was deposited on both sides of the quartz substrate. The top layer of a-Si is opened by photolithography and reactive ion etching with an aperture size of 5 × 5 μm2; thereafter, the quartz substrate was slightly etched using HF (<10 μm depth). Then, the opening area (100 × 100 μm2) of the bottom a-Si layer was defined using the same patterning process and a through pore was perforated using wet-chemical etching (Figure 1b). A SiNx layer of 5–20 nm thickness was separately prepared as described in the methods section and transferred onto the top of this substrate using the so-called “fishing method”28 (Figure 1c). This method is similar to the process of transferring graphene or other 2D materials28,29. Finally, nanopores of various sizes (as small as 1.5 nm) were drilled by transmission electron microscopy (TEM) using a highly focused electron beam as illustrated in Figure 1d.
Noise characteristics of solid-state nanopores
Figure 2a shows a comparison between the ionic current noise of the nanopore devices fabricated on a Si substrate using several types of insulating substrates such as quartz, Pyrex, PET, PDMS and Teflon. The dielectric substrate based nanopore device typically exhibits a noise level of sub-10 pA RMS, which is almost 10 times lower than the Si-based nanopore device (Irms~38pA). The current noise is mainly suppressed due to the high dielectric nature of the substrate, as it has been reported that materials with lower dielectric constant and dielectric loss factor (ε = 3.8 and Dloss = ~10−4 for quartz, ε = 4.6 and Dloss = 3.7 × 10−3 for glass)30 provide lower ionic current noise than those composed of Si (ε = 11.8 and Dloss = 5–15 × 10−3)31. Recently, a reduced capacitive noise has been demonstrated in glass nanopores25,26 and solid-state nanopores machined in thin dielectric polymeric membranes27.
Figure 2b present the power spectral density (PSD) curves of Si and quartz-based nanopores measured with and without applying a voltage, which clearly depict the reduced noise spectrum of the quartz-based device in the entire frequency regime. The PSD curves of Si and quartz are compared at 0 mV while maintaining the pore current of 4.5 nA. In the low frequency regime, the quartz substrate results in a considerable reduction of the noise level irrespective of a voltage being applied. Either the mobility fluctuation of charged ions or the inhomogeneous surface charge density is assumed to be the main source of low-frequency noise at higher concentrations of KCl32. However, the reason for the suppression of low-frequency noise in our device is not clear. In the moderate frequency range (100–10,000 Hz), the decreased spectral density of the quartz-based device represents the suppression of dielectric noise. The noise source in this frequency range can be described as SD = 8πkBTDlossCeff, where kB is Boltzmann's constant, T is the absolute temperature and Dloss and Ceff are the loss tangent and effective capacitance of the nanopore system23,33,34. ‘Ceff’ is defined as the summation of capacitances of the membrane and other parasitic elements mainly associated with the substrate and the formation of a Debye layer. The use of a high quality dielectric substrate reduces the overall effective capacitance and helps to mitigate the effect of other parasitic elements, which results in improved dielectric noise. In our devices, the membrane capacitance was measured using a cell test module using patch clamp measurements and was observed to be two orders of magnitude smaller for quartz (~70 pF) compared with Si (~1600 pF) (Supplementary Information 2). To investigate the noise characteristics in detail, the noise spectrum of the corresponding nanopore system at 0 mV was fitted to the polynomial form of S = Af−B + B + Cf + Df2, where f is the frequency in Hz and β is the fitting parameter, which can vary from 0 to 2. The parameters A, B, C, and D represent Flicker, Johnson (Nyquist) combined with shot, dielectric and voltage noises, respectively32. The quartz-based device exhibits a reduced value of all the noise coefficients compared with our Si-based nanopore structure. The polynomial fit and values of all the noise parameters corresponding to the Si- and quartz-based devices are presented in Supplementary Information 3.
The noise characteristics of the Si- and quartz-based device measured at 0 mV and a pore current of 4.5 nA are presented in figure 2c, respectively. Without applying any voltage, the nanopore fabricated directly on top of the quartz substrate displayed a low noise level with a typical RMS value of 5.3 pA compared with that of the Si-based nanopore (38 pA). The observed noise level of our device is comparable to modified low-noise solid-state devices22,23,24,27,32. Even after applying the voltage across the pore (a different magnitude of voltage was applied for the Quartz- and Si-based devices to maintain an equal magnitude of pore current, i.e., 4.5 nA), the quartz (12.58 pA, RMS)-based device possessed superior noise characteristics compared with those of the of Si (131.6pA, RMS)-based device. It was observed that the ionic current noise level was independent of the SiNx membrane thickness (varying from 5 to 20 nm) when integrated with the quartz substrate (Supplementary Information 4). The reason for this independence might be associated with the fact that the substrate's capacitance is much smaller than that of the SiNx membrane, thereby dominating the effective capacitance (Ceff) of the device and limiting the dielectric noise, which contributes significantly to the ionic current noise. In addition, a Si substrate does not provide a gigaohm seal in an electrolyte solution due to its relatively low resistivity (1–30 Ω-cm, B doped), while a quartz-based device exhibits a 10-times higher access resistance (Supplementary Information 2), which helps to reduce the Johnson noise. This phenomenon is clearly observed by the polynomial fit of the power spectrum as the Johnson noise coefficient of the quartz-based nanopore is two orders of magnitude lower than that of the silicon-based nanopore (Supplementary Information 3).
Figures 3a and 3b present the I-V characteristics of quartz-based devices with nanopores of different diameters fabricated using 20 and 5 nm thick SiNx membranes, respectively. The data reveals a well-behaved ohmic conduction down to a pore size of 1.5 nm even in a 5-nm-thick SiNx membrane. Figure 3c plots the conductance as a function of the nanopore diameter with SiNx membranes of different thicknesses, i.e., 20 nm (red), 10 nm (green) and 5 nm (blue). The variation of the conductance as a function of the diameter can be described as
where σKCl (11.1 S/m) is the molar conductivity of the electrolyte, heff is the effective thickness of the nanopore and d is the diameter of the nanopore estimated from TEM17,35. Effective thicknesses of 8.8, 7.0 and 2.4 nm were obtained for 20, 10, 5 nm thick SiNx membranes, respectively. The effective thickness is smaller than the physical thickness of a transferred membrane due to the hourglass shape of the nanopore36,37. The open pore conductance (~6.95 nS, measured in 1 M KCl) of the device composed of a 5-nm-thick membrane with a 1.5 nm pore diameter was 6–7 times higher than that obtained for α-hemolysin and approximately 4 times higher than that of MspA (Table 1). Venta et al. also reported a similar trend of pore conductance in a solid-state nanopore, which was 3–14 times higher than the conductance level of protein nanopores23. However, the exact reason for such a high conductance level in solid-state nanopores remains unclear.
To investigate the signal-to-noise ratio of quartz-based solid-state nanopores, the signal characteristics derived from the translocation of 40 nt ssDNA homopolymers were analyzed. Figures 4a and 4b (concatenated plot) illustrate the ssDNA translocation event through nanopores with different membrane thicknesses and a diameter of ~2.5 nm at 200 mV. First, it is noted that the open pore current (I0) and blockade current (ΔIB) increase from 0.35, 0.81 and 1.64 nA and 0.11, 0.21 and 0.42 nA as the membrane thickness decreases to 20, 10 and 5 nm, respectively. However, the blockade fractions (ΔIB/I0) were similar regardless of the membrane thickness (29.5 ± 5.7% for 20 nm, 25.4 ± 4.5% for 10 nm and 25.3 ± 3.3% for 5 nm thickness), suggesting that this fraction depends on the relative cross-sectional area of the DNA and nanopore rather than the membrane thickness. In contrast, the signal-to noise ratio (SNR) estimated using the formula ΔIB/ΔIRMS was observed to be 12.75 ± 2.39, 17.81 ± 3.18 and 47.50 ± 8.26 for 20, 10 and 5 nm thick SiNx membranes, respectively. An analogous improvement in the SNR with decreasing membrane thickness has also been reported, with an increase in the signal-to-noise ratio from 10 to 46 as the membrane thickness decreases from 25 to 6 nm17. Figure 4c shows the blockade current and dwell time plot estimated from DNA translocation data. The dwell time exhibits an ample variation ranging from 4 μsec up to approximately 1000 μsec, which indicates considerable fluctuation in the translocation time. A decrease in the membrane thickness leads to a large variation in the blockade current. However, this phenomenon is not clearly understood and is definitely another intriguing subject of study. The phenomenon of a broad blockade current in thinner nanopores was previously observed and explained as being the result of the varying interactions between the DNA and the edge of the nitride membrane during translocation38,39.
The membrane thickness of our solid-state device remains much larger (5 nm in physical thickness and 2.4 nm in effective thickness from electrical measurement) than the spacing of nucleotides and the translocation speed is quite fast for identifying each nucleotide of DNA because we attempted to determine whether the 40-nt homopolymers of poly-A40, poly-T40 and poly-C40 could be discriminated individually. We did not observe any systematic translocation events for poly-G40 because it easily forms a secondary structure or G-tetrad in an electrolyte solution7,40. Figure 5a shows the multiple translocation events of ssDNA homopolymers, poly-A40 (black), poly-T40 (green) and poly-C40 (red) through the 1.5 nm diameter nanopore in an independent experiment. Figure 5b presents a normalized histogram of residual current. Poly-A40 and poly-T40 exhibit a definite one Gaussian peak at 688.4 ± 43.1 pA (49.5% I0) and 631.5 ± 67.6 pA (45.4% I0), respectively. Poly-C40 also exhibits a notable Gaussian distribution (643.8 ± 85.2 pA, 46.3% I0) located between poly-A40 and poly-T40. These findings were confirmed in a separate experiment using a mixture of homopolymers (Fig. 5c). The mixture of poly-A40 and poly-T40 homopolymers resulted in two clear and distinct Gaussian peaks at 679.9 ± 21.3 and 641.2 ± 20.2 pA. These results were similar to those of individual experiments and demonstrate the possibility of identifying different nucleotides of poly-A40 and poly-T40. The magnitude of the current blockade for each nucleotide (T<C<A) is also relatively well matched with the most frequently observed results, although controversy still remains (Table 1).
In conclusion, this study presents a novel process for fabricating well-defined solid-state membranes on whole quartz substrate. This platform exhibits significantly reduced noise characteristics in entire frequency regimes with sub-10 pA RMS ionic current noise. The utilization of a 5-nm-thick membrane that allows an effective pore thickness of 2.4 nm enables a greatly improved signal-to-noise ratio and spatial resolution. Additionally, this platform permits successful electrical discrimination of 40-nt ssDNA homopolymers (poly-A40, poly-T40 and poly-C40). The novel fabrication process we established is suitable for producing well-defined nanopore sensors that are comparable to the sophisticated protein pore on the full wafer scale. We anticipate that our technique will be further optimized for molecular diagnostic procedures and ultra-fast DNA sequencing.
Methods
Most of the devices were fabricated on 10 × 10 mm2 insulating substrates. For the fabrication of the SiO2-containing substrates (300-μm-thick Pyrex and 200-μm-thick quartz substrates), a layer of a-Si (200-nm thick) was deposited on both sides of the substrates using LPCVD. The deposition temperature, pressure and SiH4 gas flow were maintained at 550°C, 250 mTorr and 60 sccm, respectively. This layer served as a masking layer during HF wet-chemical etching. For asymmetric micropore fabrication, an aperture of 5 × 5 μm2 was formed using photolithography and reactive ion etching (RIE) of the a-Si layer using SF6 gas. Wet-chemical etching was performed using 49 wt.% HF (5 min for the Pyrex substrate, 20 min for the quartz substrate). A protective film (dicing tape) was layered on the top side for mechanical stability and to provide protection during the bottom surface etching using HF. Thereafter, a 100 × 100 μm2 opening area was defined on the other side of the substrate by photolithography and RIE. Wet-chemical etching was performed until the bottom chamber was connected to the top chamber. The fabricated micrometer-scale pores had an asymmetric hourglass shape with a 5 μm × 5 μm opening on the top. The protective layer (dicing tape) was then removed.
An active membrane was prepared separately. Initially, a donor substrate was prepared by depositing a 500-nm-thick Ni metal film onto a Si substrate using thermal evaporation. A SiNx layer with different thicknesses (5–20 nm thick) was then deposited using PECVD (13.56 MHz plasma with 1200 sccm N2, 800 sccm 5% SiH4/N2 and 10 sccm NH3 at 580 mTorr, 60 watt, 300°C). The transfer process began with spin coating of a 300-nm PMMA (950 PMMA A4, MicroChem Corp.) resist on the top of this wafer, thus creating a PMMA/SiNx/Ni/Si structure. The Ni film was dissolved in a FeCl3 solution to create a PMMA/SiNx free-standing membrane floating on the solution. This membrane was carefully cleaned in deionized water and transferred onto the insulating substrate containing a micropore. The membrane was placed on the substrate and dried at room temperature. Finally, the PMMA layer was dissolved using acetone.
Finally, the nanopore was perforated using a JEOL 2010F TEM with a modified TEM holder. To adjust the pore size and shape, the current of the electron beam was controlled from 1 nA to 8 nA. The final pore size was set using a reduction method with an unfocused electron beam as previously described41.
The nanopores were soaked in EtOH for several minutes before the measurement. All the experiments were performed using 1 M KCl buffered at pH 8.0 with 1 mM EDTA and 10 mM Tris-HCl. The nanopore chip was installed between two buffer electrolytes with a custom-made jig composed of PDMS. In each electrolyte, a Ag/AgCl electrode connected to a patch clamp amplifier system was inserted. The ionic current measured with an Axopatch 200B amplifier was digitized at 250 kHz with a 10-kHz 6-pole Bessel filter. For the ssDNA homopolymer analysis, we used poly-A40, poly-T40, poly-C40 and poly-G40 purified using the PAGE method (Bionics Co., Ltd.) and stored at -20°C. For the study, 1 nM of the ssDNA homopolymer was mixed with the electrolyte in the cis chamber for measurement.
Data were collected with Clampex (MDS Analytical Tech.) and analyzed with Matlab (Mathworks). DNA translocation was identified using current thresholds greater than the noise level with baseline correction. For all the DNA samples, data were acquired for a 1.5-nm nanopore with a thickness of 5 nm. The mean current values and standard deviation values described in this report were calculated based on the peak value and standard deviation of a Gaussian fitted to the histogram of mean residual currents.
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Acknowledgements
This research was supported by the Pioneer Research Center Program (2012-0009563), Global Frontier Program (2014M3A6B2060301) through the National Research Foundation (NRF) of Korea funded by the Ministry of Science, ICT & Future Planning. This work was also supported by a National Research Foundation of Korea (NRF) grant funded by the Korean government (MEST) (2010-0017697). The meaningful discussions with Professor Jimmy Xu (Division of Engineering, Brown University) are also greatly appreciated by the authors.
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M.-H. L. and K.-B. P. conceived and designed the experiments. M.-H. L., K.-B. P. and S.-Y. C. designed, fabricated and characterized the nanopore device. M.-H. L., K.-B. P. and M.-C. L. developed and performed the nanopore experiments with ssDNA. M.-H. L., A. K. and K.-B. P. analyzed the data. M.-H. L., A. K., H.-M. K. Y.-R. K. and K.-B. K. wrote the manuscript and all the other authors commented on the manuscript.
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Supplementary Information
A Low-Noise Solid-State Nanopores Platform for Identifying Molecular Type of DNA Homopolymers
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Lee, MH., Kumar, A., Park, KB. et al. A Low-Noise Solid-State Nanopore Platform Based on a Highly Insulating Substrate. Sci Rep 4, 7448 (2014). https://doi.org/10.1038/srep07448
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DOI: https://doi.org/10.1038/srep07448
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