Abstract
Single crystals of (Cd1−xZnx)3As2 were synthesized from high-temperature solutions and characterized in terms of their structural and electrical properties. Based on the measurements of resistivity and Hall signals, we revealed a chemical-doping-controlled transition from a three-dimensional Dirac semimetal to a semiconductor with a critical point xc ~ 0.38. We observed structural transitions from a body-center tetragonal phase to a primitive tetragonal phase then back to a body-center tetragonal phase in the solid solutions as well, which are irrelevant to the topological phase transition. This continuously tunable system controlled by chemical doping provides a platform for investigating the topological quantum phase transition of three-dimensional Dirac electrons.
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Introduction
Cadmium and zinc pnictides (Cd3As2, Zn3As2, Cd3P2 and Zn3P2) belong to a group of \({{\rm{A}}}_{{\rm{3}}}^{{\rm{II}}}{{\rm{B}}}_{{\rm{2}}}^{{\rm{V}}}\) semiconductors and semimetals, which have been well known for their potential applications in highly efficient solar cells and optoelectronic devices1,2,3,4. These four compounds crystallize at various temperatures in several closely related structures, which can be viewed as the different arrangements of a distorted antifluorite structure5,6,7,8,9,10,11,12.
The electrical properties of these four compounds are distinct in several aspects. Zn3As2, Zn3P2 and Cd3P2 are semiconductors with low carrier mobility and the direct band gaps being 1.0 eV, 1.5 eV and 0.5 eV respectively13,14,15. Both Zn3P2 and Zn3As2 are p-type, while Cd3P2 and Cd3As2 are n-type13,14,15. On the other hand, previous studies on the optical properties of Cd3As2 suggested that it was a semiconductor with a narrow band gap around 0.1 eV13. The mobility for Cd3As2 was reported as high as 1.5 × 104 cm2/Vs at room temperature13. For comparing, the hole mobility for Zn3As2 is only 10 cm2/Vs at room temperature13. Cd3As2 was believed to manifest an inverted band structure due to the spin-orbital coupling (SOC)16, 17 while the other three had normal band structures.
Recent studies on Cd3As2 have revealed the topological aspect of its electrical properties18,19,20,21,22,23,24,25,26. Band structure calculation predicted that Cd3As2 was a three-dimensional (3D) Dirac semimetal with the band inversion18. The energy dispersion of the Dirac electron is protected by the rotational symmetry along the crystallographic c axis in the tetragonal unit cell. The 3D Dirac cones of Cd3As2 have been observed in angle-resolved photoemission spectroscopy (ARPES)19,20,21. The Dirac-like band dispersion and the inverted band ordering was probed by the Landau level spectroscopy and quasiparticle interference in scanning tunneling microscopy (STM)22. Based on the electrical transport measurements, two experimental groups found an ultrahigh mobility of the Dirac electrons23, 24. A strongly sample-dependent, large linear magnetoresistance (MR) was observed in Cd3As2 at low temperatures23. The nonsaturating linear MR in n-type Cd3As2 up to 65 T was believed to result from its mobility fluctuations26. The anisotropic Fermi surface with two ellipsoids of Dirac electrons along the c axis was revealed from the angular dependent measurements of SdH oscillations24.
Noticing the opposite band orderings in Cd3As2 and the other three members in the family, we expect a band inversion transition in pseudo-binary compounds of (Cd1−xZnx)3As2 and Cd3(As1−xPx)2. A band inversion transition due to the change of the SOC strength has been observed in solid solutions of semiconductors and semimetals such as Hg1−xCdxTe and Pb1−xSnxSe27, 28. Recent studies on the solid solutions of TlBiSe2−xSx and Bi2−xInxSe3 have confirmed the existence of a quantum phase transition tuned by chemical doping from topological insulators to trivial band insulators29, 30. A topological phase transition from a 3D Dirac semimetal to a trivial semiconductor was predicted in Na3Bi1−xSbx and Cd3(As1−xPx)2 by first-principle calculations as well31.
The changes of the structures and physical properties of polycrystalline (Cd1−xZnx)3As2 and Cd3(As1−xPx)2 were studied before32,33,34,35,36. (Cd1−xZnx)3As2 crystallize in a primitive tetragonal structure32. The majorities undergo a crossover from n- to p-type when x increases in (Cd1−xZnx)3As2 33, 34, while the band gap increases linearly with the proportion of Zn, according to the magneto-optical measurements35. However the change of the topological properties of the electronic structure has not been addressed.
In this study, we report the single-crystalline (Cd1−xZnx)3As2 obtained from high-temperature solution growth. Powder X-ray Diffraction (XRD) measurements revealed structural transitions from a body-center tetragonal phase for Cd3As2, to a primitive tetragonal phase for 0.07 ≤ x < 0.52, and then back to a body-center tetragonal phase for x > 0.52. The electrical resistivity and Hall measurements revealed a metal-insulator transition at a critical point xc ~ 0.38. The analysis of the MR demonstrated a transition from a 3D Dirac semimetal to a trivial direct-gap semiconductor via the modulation of the SOC strength.
Results
The low temperature phases of Cd3As2 and Zn3As2 were reported as α″ (P42/nmc), α′ (P42/nbc) and α (I41cd) at different temperatures5,6,7, 12, which evolve from a high-temperature β (\(\mathrm{Fm}\bar{{\rm{3}}}m\)) phase6, 8, 12. The β phase belongs to an antifluorite structure in which an arsenic atom is coordinated by six cationic and two vacancies randomly distributed in corners of a cube. In the low-temperature phases, two cationic atoms are missed along a diagonal of one face in the distorted cube5,6,7, 12. At room temperature, both Cd3As2 and Zn3As2 were reported to crystallize in a body-center tetragonal phase6, 7, 12, 19,20,21,22,23,24,25,26. Recently single-crystal XRD measurements suggested that the crystals of Cd3As2 form in the structure of I41/acd instead of I41/cd at room temperature9. Considering that our powder XRD cannot distinguish these two structures, we prefer to believe the result in ref. 9 and take I41/acd to be α-phase hereafter. The unit cell of I41/acd phase is made of the unit cells of P42/nmc phase associated with the lattice constants \({{\rm{a}}}_{{\rm{I}}}=\sqrt{2}{{\rm{a}}}_{{\rm{P}}}\) and cI = 2cP (The subscripts I and P present the body-center and primitive space group respectively) (Fig. 1(a)-(d)).
Our powder XRD measurements revealed that (Cd1−xZnx)3As2 have different crystal structures for different x at room temperature. Figure 2(a) shows that the crystals of Cd3As2 grown from flux are α phase, and their XRD pattern exhibits the characteristic peaks of (231)I, (233)I and (237)I of the body-center tetragonal phase for 25° < 2θ < 36°. This result is consistent with what was previously reported7, 19. Once a small amount of Zn is added (x = 0.07), the XRD pattern is distinct from that of Cd3As2. The characteristic peaks of (231)I, (233)I and (237)I disappear, while the (032)P peak of the P42/nmc group occurs (Fig. 2(a)). This peak remains resolvable until the doping level reaches x = 0.38. For 0.38 < x < 0.46, the structure reenters the body center tetragonal structure I41/acd accompanied by (240)I and (244)I peaks which are exceedingly weak in the pattern of Cd3As2 7, 36, 37 (Fig. 2(b)).
The peaks of (440)I with the strongest intensity stand at 40.0° and 43.1° for α − Cd3As2 and Zn3As2 respectively (Fig. 3(a)). The peak of (040)P is the counterpart of (440)I in P42/nmc group. Figure 3(a) shows that the peaks of (040)P and (440)I shift gradually when x changes from 0 to 1. Although the volume of the unit cell changes about 20% from x = 0 to 1, the peak shape does not change significantly in the solid solutions, indicating homogeneous chemical distributions in the crystals. The lattice constants for the samples in the I41/acd group were presented in the view of the P42/nmc group as \({{\rm{a}}}_{{\rm{I}}}=\sqrt{2}{{\rm{a}}}_{{\rm{P}}}\) and cI = 2cP. Figure 3(b) shows that aP and cP change in a precisely linear relation with respect to x, albeit the structural transitions. This result is similar as what is reported for polycrystalline (Cd1−xZnx)3As2 36.
Temperature dependent resistivity of (Cd1−xZnx)3As2 shows a clear change from a metallic to semiconducting profile when x increases from 0~0.31 to 0.38~0.58 (Fig. 4(a)). The resistivity of Cd3As2 is close to what was reported in ref. 22 with the residual resistivity ratio (RRR = ρ (T=300K)/ρ (T=2K)) being 10. The values of RRR keep almost invariant when x increases up to 0.31. For x = 0.38, the ρ(T) decreases with decreasing temperatures above 200 K, and then increases below this temperature. This complicated behavior indicates that the sample is likely a very narrow bandgap semiconductor for x = 0.38. The values of RRR then dramatically decrease for x ≥ 0.38, being 0.58 for x = 0.38 and 7.7 × 10−6 for x = 0.58 (see more details in the final phase diagram). The changes of the RRR for different x indicate a process of band gap opening for x ≥ 0.38. Such metal-semiconductor transition point is close to that reported for polycrystals36.
Figure 4(b) shows the MR for the samples for x ≤ 0.46 at 2 K. When x ≤ 0.31, the values of the MR are comparably large as that for Cd3As2 25, 38. The values of the MR decline significantly for the semiconducting samples for x ≥ 0.38. Recent studies of Cd3As2 reported linear MR at low temperatures25, 26. In our experiments, the MR of (Cd1−xZnx)3As2 follows the power law of MR ∝ Hα where α varies from 0.9 to 1.5 for different samples.
Here we observed the precious studies reported the SdH oscillations for (Cd1−xZnx)3As2 when x ≤ 0.1 and x = 0.239, 40. Conspicuous SdH oscillations occur in the field dependent resistivity for all the samples for x ≤ 0.38 here at low temperatures, while the oscillations were not observed for the samples for x ≥ 0.46. This observation is consistent with a metal-insulator transition with a critical point xc ~ 0.38. The part of resistivity with oscillations versus the reciprocal of the magnetic field is presented in Fig. 5. For x < 0.29, only one frequency was observed for each sample (Fig. 6(a)). The frequencies of the oscillations show a clear trend of a decline with respect to x up to 0.29 (Fig. 6(a)). For 0.29 ≤ x ≤ 0.38, the frequencies show more significant sample difference in a same batch. Some samples show single frequencies from 15 T to 30 T, while the second and third frequencies as large as 70 T occur in other samples. Such strong sample-dependence and complicated multi-frequency features indicate that the samples for 0.29 ≤ x ≤ 0.38 are semimetals or very narrow bandgap semiconductors with complicated Fermi surface which is strongly influenced by subtle changes of chemical potential.
As shown in Fig. 5, the temperature dependent amplitudes of the SdH oscillations were fitted by the Lifshitz-Kosevich formula41,42,43,44:
where kB is the Boltzmann’s constant; ωc is the cyclotron frequency; TD is the Dingle temperature and A(T) is the thermal damping factor which helps to fit the energy gap \(\hslash \)ωc. For the samples with multi-frequencies, their main frequencies were analyzed. For large x, the amplitudes of the oscillations are damped less significantly by the temperatures, which indicates a smaller cyclotron effective mass (Fig. 5).
The parameters of the SdH oscillations for different x are listed in Table 1. The cross-sectional area AF in the momentum space comes from the Onsager relation \({{\rm{S}}}_{{\rm{F}}}=\frac{\hslash }{2{\rm{\pi }}e}{{\rm{A}}}_{{\rm{F}}}\). Simply assuming a circular AF, we got the Fermi wave vector kF from \({{\rm{A}}}_{{\rm{F}}}={{\rm{\pi }}k}_{{\rm{F}}}^{{\rm{2}}}\). The Fermi velocity νF = \(\hslash \)kF/m*, the Fermi energy \({{\rm{E}}}_{{\rm{F}}}={{\rm{\nu }}}_{{\rm{F}}}^{{\rm{2}}}{{\rm{m}}}^{\ast }\), and the cyclotron effective mass m* = eB/ωc are listed as well. Figure 6 shows that m* changes in a similar manner as SF1 with respect to x.
In order to better understand the metal-insulator transition, we measured Hall resistivity in (Cd1−xZnx)3As2 at 2 K. The field dependent Hall resistivity of the samples for x ≤ 0.31 shows a linear negative profile with SdH oscillations on the background. The negative linear-field-dependent ρyx(H) indicates that the carriers in the samples for x ≤ 0.31 simply originate from an electron band. The carrier density decreases nearly linearly with increasing x from 0 to 0.31 (Fig. 7(b)). These results are consistent with the observation of the decreasing SdH oscillation frequencies with respect to x36, 39, 40. ρyx(H) becomes smaller and nonlinear for 0.38 ≤ x < 0.59. This nonlinear feature is clear for x = 0.46 (inset of Fig. 7(a)). In this range, the samples manifest a semiconducting ρ(T) profile while multi-frequencies were observed in the SdH oscillations in their MR. The Hall signals and the resistivity indicate two types of carriers. For x ≥ 0.59, the Hall signals become large and positively field-dependent, which indicate p-type semiconductors consistent with low carrier concentrations. The change of the carrier density nH and mobility μc with respect to x is summarized in Fig. 7(b,c). Meanwhile we used the standard Bloch-Boltzmann transport to estimate the mobilities which read μm = 1/Bmax as the minimum on the σxy curves in Fig. 7(c). The mobility undergoes a similar linear decline with the respect to x.
Discussion
Our measurements show that the change of the electrical properties of (Cd1−xZnx)3As2 has no observable correlation with the structural transitions. This result is not unexpected according to previous band structural calculation. Both α′′ (P42/nmc) and α (I41/acd) phases of Cd3As2 manifest similar simple band structures near the Fermi surface. Only two Dirac cones protected by rotational symmetry cross the Fermi level (EF) along the high symmetric line Γ − Z in the Brillouin zones18. Therefore a structural transition cannot influence the bands near the EF.
Previous studies of the calculation and experiments showed that the negative gap is about \(-{\rm{0.3}}\,{\rm{eV}} \sim -{\rm{0.7}}\,{\rm{eV}}\) for Cd3As2 18, 35, while the direct gap is 1.0 eV for Zn3As2 13. With a semimetal and a semiconductor as two terminals, the band inversion transition should accompany a metal-semiconductor transition at a certain x. If we assume that the band gap of (Cd1−xZnx)3As2 changes linearly with respect to x35, the critical point of the band inversion transition is estimated to occur in the range of 0.23 ≤ x ≤ 0.41. This estimation is consistent with our experimental results. The critical point can also be estimated by considering the change of the SOC strength in (Cd1−xZnx)3As2. Here we assume that the band inversion is solely induced by the change of the SOC strength, which is proportional to Z4/n3 in case of the hydrogenic wavefunctions in a Coulomb field where Z is the nuclear charge and n is the principal quantum number45. Then the critical point is estimated as \({\rm{x}} \sim {\rm{0.35}}\), which is very close to the experimental result: \({{\rm{x}}}_{{\rm{c}}} \sim {\rm{0.38}}\).
The band structure calculation for Cd3(As1−xPx)2 revealed a topological phase transition from a Dirac semimetal to a trivial semiconductor induced by the change of the SOC strength31. When x increases, the two Dirac points along the kz axis gradually move closer and then merge at the Γ point under the protection of the crystal symmetry. A direct band gap is opened beyond the critical point. The process of the band inversion transition in (Cd1−xZnx)3As2 should be similar as that in Cd3(As1−xPx)2. Despite of large chemical replacement in the crystals, the Dirac cones are robust, which is supported by the vanishing disorder self-energy around the crossing points46. Further investigation such as ARPES measurements for (Cd1−xZnx)3As2 will help to reveal the details of this topological phase transition.
Cd3As2 is always n-type due to As vacancies, while Zn3As2 is p-type because extra Zn vacancies serve as electron acceptors13, 38. Since both two types of carriers come from element vacancies, an n to p transition is expected in (Cd1−xZnx)3As2. With increasing x, the zinc doping will suppress the chemical potential, which crosses a small Fermi surface near the Dirac cones. The decrease of SF1 with increasing x is a comprehensive result of the change of the band structure and chemical potential.
For 0.29 ≤ x ≤ 0.38, we found strongly sample-dependent frequencies of SdH oscillations. For a very narrow bandgap semiconductor or semimetal, any small change of the carrier concentrations will affect the chemical potential dramatically near the band touching. The strong sample-dependence and the complicated SdH oscillations in this regime are not unexpected.
Summary
Single crystals of (Cd1−xZnx)3As2 were synthesized from high-temperature solutions. Based on the analysis of the electrical properties, we realized a transition from a 3D Dirac semimetal to a semiconductor with the critical point \({{\rm{x}}}_{{\rm{c}}} \sim {\rm{0.38}}\) in these solid solutions (Fig. 8). The structural transitions do not affect the electrical properties in this system. The topological aspect of this metal-insulator transition needs experimental exploration in the future.
Methods
Single crystalline (Cd1−xZnx)3As2 samples were grown from high temperature solutions with the initial concentration of starting elements being (Cd1−yZny)9As1. The mixtures were sealed in evacuated quartz ampoules, and then kept at a high temperature between 800 °C and 1100 °C for two days, and then slowly cooled down to 425 °C with a rate of −5 °C/hour. After staying at 425 °C for one day, the ampoules were centrifuged to separate crystals from flux. The single crystals of Cd3As2 were mainly 3D bulks with triangular facets, but several needle-like crystals were found in the growth as well. The shapes of the crystals were similar as that described in refs 20, 21. When zinc was added to the solutions, the sizes of the 3D crystals decreased, while some flake-like crystals with smooth or mesa-landscape-like surfaces appeared. For x ≥ 0.58, the flake-like crystals were dominant and no 3D crystals appeared in the growth. XRD measurements revealed that both the triangular facets (Fig. 1(f)) and the large surface of the flake-like crystals (Fig. 1(e)) were either the (011)P face of the P42/nmc structure or the (112)I face of the I41/acd structure, which were the counterparts of each other (Fig. 2(c,d)). In a same batch of growth, the crystals with different morphologies did not show larger difference of physical properties than those with the same morphologies.
In order to determine the zinc concentration x, we measured the Energy Dispersive X-ray Spectrum (EDX) of the samples in an FEI Nova NanoSEM 430 spectrometer. The samples with no residual cadmium were selected in the measurements and their EDX spectrum was observed through an overall area scanning. The linear relation of the measured zinc concentrations x and the initial y (0 ≤ y ≤ 0.1) is shown in Fig. 3(c). By weighing the mass of the crystals yielded in every growth, we found that all the initial stoichiometric zinc was compounded in the crystals.
The powder XRD data was collected from a Rigaku MiniFlex 600 diffractometer and then refined by a Rietica Rietveld program. As shown in Fig. 3(b), the lattice constants and the volume of the unit cell change linearly with x in accordance with a Vegards law. This result is same with what observed in polycrystalline (Cd1−xZnx)3As2 36, 47. Therefore we selected x determined by EDX measurements as the nominal zinc concentrations, which were estimated to have less than ± 1% difference between the real zinc concentrations. More details of the XRD experiments are discussed in the Result part.
Single crystals were polished to the bars with length ~1.0 mm, width ~0.4 mm and thickness ~0.3 mm for electrical transport measurements. The crystallographic orientation of the bars was same as those chosen in the recent experiments21,22,23,24,25, i.e., the current was perpendicular to the [112]I direction in I41/acd (or [011]P direction in P42/nmc), and the magnetic field was along the [112]I direction in I41/acd (or [011]P direction in P42/nmc). The electrical resistance and Hall voltage were measured via a four-point contact method in Quantum Design Physical Property Measurement System (PPMS-9).
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Acknowledgements
The authors acknowledge the members in Jian Wang’s group and Yuan Li’s group for helpful discussions and using their instruments. The project is supported by National Basic Research Program of China (Grant Nos 2013CB921901 and 2014CB239302).
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S.J. conceived the experiment, H.L. and X.Z. conducted the experiment. H.L. analysed the results and completed the manuscript with help from S.J. All authors reviewed the manuscript.
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Lu, H., Zhang, X., Bian, Y. et al. Topological Phase Transition in Single Crystals of (Cd1−xZnx)3As2 . Sci Rep 7, 3148 (2017). https://doi.org/10.1038/s41598-017-03559-2
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DOI: https://doi.org/10.1038/s41598-017-03559-2
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