Abstract
Arthropod-borne flaviviruses are important human pathogens that cause a diverse range of clinical conditions, including severe hemorrhagic syndromes, neurological complications and congenital malformations. Consequently, there is an urgent need to develop safe and effective vaccines, a process requiring better understanding of the immunological mechanisms involved during infection. Decades of research suggest a paradoxical role of the immune response against flaviviruses: although the immune response is crucial for the control, clearance and prevention of infection, poor clinical outcomes are commonly associated with virus-specific immunity and immunopathogenesis. This relationship is further complicated by the high homology among viruses and the implication of cross-reactive immune responses in protection and pathogenesis. This Review examines the dual role of the adaptive immune response against flaviviruses, particularly emphasizing the most recent findings regarding cross-reactive T cell and antibody responses, and the effects that these concepts have on vaccine-development endeavors.
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The Flavivirus genus (Flaviviridae family) includes important and broadly distributed human pathogens such as dengue virus (DENV), Zika virus (ZIKV), yellow fever virus (YFV), Japanese encephalitis virus (JEV), West Nile virus (WNV) and tickborne encephalitis virus (TBEV). Except for TBEV, which is transmitted by ticks, these viruses are transmitted by hematophagous mosquito vectors and can be divided into those associated with neurological disease (including JEV, TBEV and WNV) and those with a tendency to cause viscerotrophic and hemorrhagic disease (YFV, DENV and ZIKV)1. Recently, ZIKV has also been associated with the development of Guillain–Barré syndrome and severe fetal malformations, along with sexual and transplacental transmission in humans, which are unique features among flaviviruses reported to date2.
Flaviviruses pose a major health and socioeconomic burden to endemic countries, and more than half of the global population is at direct risk of infection. In fact, estimates suggest that ∼400 million cases of DENV infections occur annually, 100 million of which develop symptoms3. In addition, concerns about the potential introduction of these pathogens into new environments, together with the severe nature of the diseases, have made the development of safe and effective vaccines a top priority. In this Review, we provide a broad overview of the adaptive immune response against flavivirus infections, identify gaps in the understanding of these diseases and suggest future research priorities, with a particular emphasis on DENV and ZIKV.
Structure and life cycle of flaviviruses
Flaviviruses are enveloped viruses with a positive-sense, single-stranded RNA genome of ∼11 kb. The DENV serogroup is formed by four closely related serotypes, which differ by 30–35% in amino acid identity (DENV1, 2, 3 and 4); however, strains of most individual flaviviruses show less genetic diversity and exist as a single serotype4. All flaviviruses share the same basic genomic organization and particle structure. The RNA genome encodes a precursor polyprotein ∼3,500 amino acids long that is cleaved into ten polypeptides: three structural proteins (the capsid, precursor membrane (prM) and envelope glycoprotein (E)) that form the viral particle and seven nonstructural (NS) proteins (NS1, NS2A, NS2B, NS3, NS4A, NS4B and NS5) that fulfill several roles during the viral life cycle4 (Fig. 1a). The E glycoprotein is the principal constituent of the viral particle, and it has three structural domains: EDI, EDII, which carries the highly hydrophobic fusion loop required to initiate infection, and EDIII, which contains the putative receptor-biding sites5 (Fig. 1b). Fully mature particles have a relatively round, smooth surface formed by 180 copies of the E protein arranged into antiparallel homodimers that cover most of the viral surface in a herringbone pattern6 (Fig. 1c–f).
After viral entry into host cells, the acidification of the early endosome reorients the antiparallel E dimers into vertical parallel trimers that expose the fusion loop and mediate fusion of the viral and endosome membranes, thus releasing the viral nucleocapsid into the cytosol, where translation and replication occur (Fig. 2). Viral assembly begins when the nucleocapsid buds into the endoplasmic reticulum lumen, thereby creating immature, noninfective particles in which prM and E form spike-like trimers (prM3E3 heterohexamers) across the viral surface. Exposure to low pH in the trans-Golgi network causes a shift toward the mature antiparallel-dimeric herringbone arrangement (prM2E2), thus enabling furin protease–mediated cleavage of prM, which renders the particle mature and infective (M2E2) (Fig. 3a). Once cleaved, pr remains bound to the E dimers, covering the hydrophobic fusion loop and thereby preventing premature viral membrane fusion with the host cell, and it dissociates after the virus is released from the infected cell, thus yielding an infectious viral particle7,8.
Structural heterogeneity of flaviviruses
The antibody response against flaviviruses is affected by the structural heterogeneity of the viral particles, which arises from several sources. Particularly in DENV, prM cleavage is inefficient and leads to the release of not only mature M2E2 (‘smooth’, fully cleaved prM) and immature prM3E3 (‘spiky’, with no prM cleavage) particles (Fig. 3a) but also a wide variety of partially mature virions, in which the surface structure is a mixture of mature and immature regions9,10 (Fig. 3b). Moreover, the efficiency of prM cleavage varies among cell types: viral particles derived from insect cells or tumor cell lines such as Vero have higher prM content than those obtained from primary human dendritic cells11,12.
The mature viral particle is a highly dynamic structure in which the E protein undergoes constant conformational changes with different thermodynamic stabilities. This ‘viral breathing’ provides substantial flexibility to the viral surface and varies the antigenic landscape of the virion by continuously changing accessibility to particular epitopes, thus explaining why some antibodies show enhanced binding and neutralization after prolonged incubation or incubation at elevated temperatures13. Similarly, mature virions, particularly DENV2, expand at temperatures above 33 °C, acquiring a ‘bumpy’ appearance in which the interaction between E dimers changes, thus exposing otherwise occluded E regions14. The antibody response is also influenced by the T = 3 quasi-icosahedral symmetry of the E protein on the viral surface; this symmetry changes epitope accessibility as a result of the different chemical environments at the two-, three- and five-fold axis15.
T cell responses against flaviviruses
Much work has been performed to identify the immunodominant epitopes recognized by CD8+ and CD4+ T cells, particularly in DENV infection. In DENV-infected patients and in volunteers vaccinated with a live attenuated tetravalent vaccine, T cell epitopes have been mapped to most of the DENV proteome, although CD8+ T cells preferentially target DENV NS3, NS5, and NS4b, whereas CD4+ T responses tend toward structural proteins and NS1 (refs. 16,17,18,19). Similar differential targeting of CD4+ and CD8+ T cells has also been observed in response to JEV infection20 and the YFV vaccine21,22. In ZIKV-infected patients, T cell responses to the complete viral proteome have been reported: CD8+ T cells preferentially focus on structural proteins, whereas CD4+ T cells target structural and NS proteins in equal proportions, although the CD8+ T cell response is modulated toward NS proteins in the context of previous DENV exposure23. A separate study in a ZIKV-infected, flavivirus-naïve traveler has shown a preferential CD4+ and CD8+ T cell response toward NS2A and E proteins, respectively24.
Mouse models have been fundamental not only in determining the epitopes recognized by T cells but also in understanding their role during flavivirus infections. In AG129 (Ifnar1−/−, Ifngr1−/−) and human MHC class II transgenic mice, CD4+ T cell responses against NS1, NS3, NS5 and E have been observed after immunization with ZIKV recombinant proteins25, whereas similar CD8+ T cell profiles have been reported in infected CD57BL/6 mice26. CD8+ T cells play a role in viral clearance from neural tissues27,28,29,30. Furthermore, CD8+ T cell depletion leads to enhanced ZIKV and DENV infection, but this effect is reversed after adoptive transfer of memory CD8+ T cells26,31. Similar conclusions have been found by using mice deficient in various cytotoxic effector molecules in WNV infection27,28, whereas CD8+ T cells have been shown to be essential for controlling YFV and ZIKV infection in mice lacking a humoral response32,33. In contrast, exacerbated CD8+ T cell infiltration in response to JEV, WNV and ZIKV infection has also been shown to induce cytotoxic tissue damage and to contribute to neuropathogenesis in mice34,35. In the case of CD4+ T cells, their role in assisting immune responses has been demonstrated in WNV-infected mice, in which both antibody and CD8+ T cell responses are impaired at late stages of infection in the absence of functional CD4+ T cells36, whereas viral clearance is enhanced in DENV-infected mice after vaccination with CD4+ T cell–specific epitopes37. Other studies have suggested that CD4+ T cell–mediated protection may also come from direct cytotoxic functions: WNV-infected Rag1−/− mice show significantly lower mortality when naïve CD4+ T cells are transferred before infection38, whereas mice injected with JEV-primed CD4+ T cells are protected from infection39.
Data gathered from human subjects, although not as abundant as data from animal studies, suggest that CD8+ T cell–mediated protection from severe dengue disease is linked to production of the cytokine IFN-γ and human leukocyte antigen (HLA) alleles that induce polyfunctional responses40,41, whereas polyfunctional CD4+ T cell responses with strong cytokine production correlate with limited dengue disease41 and good recovery from JEV infection20. Further studies have suggested that DENV-specific CD4+ T cells show a strong cytotoxic phenotype associated with protective immunity in infected patients42, whereas early activation and recruitment of IFN-γ-producing CD4+ T cells is correlated with high titers of neutralizing antibodies (nAbs) in YFV-vaccinated subjects43. During infection with ZIKV, compared with DENV, fewer IFN-γ-producing CD4+ T cells are present, but their role remains mostly unknown44. In humans, similarly to animal models, excessive T cell infiltration may lead to immunopathogenesis; indeed, cytotoxic damage mediated by both CD4+ and CD8+ T cells has been described in infiltrated tissues of YFV-infected patients45, and the magnitude of the T cell response is correlated with the severity of DENV infection16,46. In addition, direct cytolysis of bystander cells by DENV-specific CD4+ T cells in vitro suggests that T cell infiltration may be a potential cause of liver damage during infection47. In another study, T cells expressing low levels of CD107a (a marker of cytotoxic activity) and high levels of cytokines have been found to be strongly associated with severe disease during primary and secondary DENV infection in children, whereas high CD107a expression is correlated with better outcomes after infection16, thus suggesting that both the magnitude and the functional phenotype of the anti-DENV T cell response are associated with disease severity.
These data indicate that the amplitude of the T cell response plays a role in determining the severity of disease after flavivirus infection: whereas cytokine production is fundamental in coordinating the different elements of the immune response, CD4+ and CD8+ T cell–mediated cytotoxicity appears to be required for early containment of the pathogen; however, excessive cytotoxicity might lead to tissue damage in infiltrated organs, whereas excessive production of proinflammatory cytokines might lead to increased disease severity in the context of high viral/antigenic loads.
Cross-reactive immunity and T cell original antigenic sin
The high degree of sequence identity shared among flaviviruses results in cross-reactive responses that can act as a ‘double-edged sword’, either boosting protection or compromising the immune response after sequential infection. In sequential infections with viruses of related sequence, the secondary response, involving either antibodies or T cells, can be dominated by recall of memory cells generated during the primary exposure. This process was first described for influenza antibody responses, and because the primary and secondary infecting viruses may differ substantially, the recall of a memory response may lead to mobilization of low-avidity clones, which may in turn compromise the response to the secondary infection, a process termed original antigenic sin48.
The association of severe dengue symptoms of vascular leakage with steep decreases in viral load, T cell activation and a ‘storm’ of proinflammatory cytokines suggests that T cells may induce immunopathology in severe disease. Many cross-reactive memory T cells are mobilized during secondary flavivirus infection, and these cells frequently have higher avidity to the primary infecting virus and show skewed responses with more cytokine production and less degranulation16,46,49. Indeed, the magnitude of the anti-DENV T cell response correlates with disease severity after secondary DENV infection in humans46. An interesting new immunocompetent mouse model has recently been described, in which C57BL/6 mice were sequentially infected with DENV1 followed by DENV2 and compared with mice receiving either placebo followed by DENV2, or DENV2 followed by DENV2. The mice challenged with DENV1 followed by DENV2 showed significant increases in liver enzymes and longer bleeding times than did mice challenged with placebo followed by DENV2, or DENV2 followed by DENV2. Adoptive transfer of DENV1-specific CD8+ T cells before DENV2 infection is necessary and sufficient to induce manifestations of severe disease in this immunocompetent mouse model50.
Although cross-reactive T cell responses have the potential to promote immunopathology, they can also be protective. T cell responses against ZIKV infection have been shown to be more rapidly mobilized in the presence of preexisting DENV immunity than in the presence of ZIKV infection in DENV-naïve patients, although the overall epitope landscape across the ZIKV and DENV proteomes differs, and it is unclear whether these cross-reactive responses would be protective or, through original antigenic sin, would exacerbate ZIKV infection23. In mice, DENV-specific CD8+ T cells have been shown to mediate protection against other heterologous DENV serotypes and ZIKV, despite having an altered phenotype51,52,53. Similarly, JEV-vaccinated mice are protected against all DENV serotypes54. Notably, almost all animal T cell studies have been performed in immunocompromised mice, which do not recapitulate the human clinical syndrome in which peaks of illness coincide with steep decreases in viral load.
The role of T cells in DENV pathogenesis remains controversial, and it is frequently polarized between protection and immunopathology. In our view, in different individuals these cells may play protective or pathogenic roles, which may be determined by the sequence of infection, the degree of cross-reactivity, the number and function of the T cells, and the viral load that they confront. Further studies are needed to fully determine the role of T cell responses in flavivirus infections and how cross-reactive responses influence the outcomes of subsequent infections.
The antibody response against flaviviruses
Development of nAbs is widely considered crucial for immune responses to viral infections. In the case of flaviviruses, the E protein, prM and NS1 are the main targets of the antibody response15. Antibody-mediated neutralization of flaviviruses follows a ‘multihit’ model that depends on a critical number of antibody molecules being bound to the virion; this threshold depends on antibody affinity and epitope accessibility, the latter of which is heavily influenced by structural heterogeneity and explains why strongly neutralizing antibodies usually target highly accessible epitopes, whereas poorly neutralizing antibodies tend to bind cryptic epitopes. Because exposed surfaces show the highest degree of variation among flaviviruses, most potent neutralizing monoclonal antibodies (mAbs) are type specific, whereas antibodies promoting antibody-dependent enhancement of infection (ADE) tend to target highly cross-reactive epitopes15.
Although neutralizing epitopes have been described on all three structural domains of E, mAbs mapped to the highly variable EDIII frequently have potent neutralizing activity55,56. Surprisingly, whereas antibodies to EDIII are a major component of the antibody response in mice, they are only a small component of the human response against DENV and WNV57,58, and they do not contribute significantly to the neutralization activity present in serum59. In contrast, the high anti-EDIII titers and EDIII-specific neutralizing activity found in ZIKV-infected patients suggest that antibodies to EDIII are more important in ZIKV immunity60,61. Interestingly, some of these antibodies against ZIKV-EDIII cross-react with DENV and may have been generated from memory cells in previously DENV1-infected patients60.
Antibodies targeting the fusion-loop epitope (FLE) are a major immunodominant component of the humoral response against flaviviruses55,57,58. The FLE is normally hidden at the E-dimer interface; however, its exposure is substantially increased by the presence of prM in immature patches on the viral surface and by the effect of viral breathing10,62. In contrast to anti-EDIII, anti-FLE mAbs are highly cross-reactive and show poor neutralizing properties, particularly on viruses containing low levels of prM12,63.
The symmetric distribution of E on the virus surface creates complex quaternary and conformational epitopes that are present only on the intact virion and are targeted by some of the most potent nAbs found in samples from DENV-immune patients12,64,65,66 (Fig. 4a). Some of these epitopes are defined by the herringbone arrangement of E and are thus restricted to the viral surface: the epitope of mAb HM14c10 involves two adjacent DENV1 E dimers65, and mAb 5J7 has critical interactions with three adjacent DENV3 E monomers67, whereas DENV1-specific mAb 1F4 targets an epitope restricted to a single E monomer but on a particular conformation that exists only on the virus68. A different group of quaternary epitopes are restricted to the E–E dimer interface and do not require higher-order arrangements of the protein. The mAb 2D22, for example, binds the DENV2 E-dimer interface and has substantial interactions with EDIII residues69. Similar antibodies have also been described in WNV-, JEV- and ZIKV-infected patients70,71,72.
A group of potent neutralizing human mAbs isolated from DENV-infected patients recognize a highly conserved epitope, the E-dimer epitope (EDE), which spans the valley formed at the EDI/DIII–EDII interface of the E dimer, which also contains the fusion loop. The EDE overlaps with the binding site of prM with E dimers, thus also potentially explaining why the sequence of the epitope is so highly conserved between DENV and ZIKV12,73 (Fig. 4b), and why antibody-escape mutations do not readily develop74.
Antibodies to EDE are further classified into two groups on the basis of the requirement of E glycosylation for binding: anti-EDE1 mAbs are not affected by N153 glycosylation, whereas anti-EDE2 mAbs show better binding in presence of the glycan73. Both anti-EDE1 and anti-EDE2 mAbs potently neutralize (down to low-picomolar levels) all four DENV serotypes12, whereas anti-EDE1 can also potently neutralize ZIKV62,75. Binding of anti-EDE2 mAbs to ZIKV is significantly lower than binding to DENV, owing to a change in the orientation of the glycosylation motif75. Antibodies to EDE, unlike those to FLE, are not dependent on the level of prM present on virions; testing of a panel of anti-FLE and anti-EDE mAbs on DENV viruses made in insect cells or primary dendritic cells has shown that only the anti-EDE mAbs fully neutralize dendritic cell virus (with low prM content), whereas both anti-FLE and anti-EDE mAbs fully neutralize insect virus (with high prM content)12.
Antibodies to prM have been described in DENV- and WNV-infected patients; in DENV infection, anti-prM-producing cells make up a substantial portion of the anti-DENV memory B cell response, and most anti-prM antibodies are fully cross-reactive among the four DENV serotypes11,66,76. Anti-prM antibodies show poor neutralizing ability in vitro and in vivo, which reaches a plateau at approximately 50% neutralization, presumably because many virions either lack prM altogether and cannot bind anti-prM antibodies or contain too few prM molecules to allow for neutralization11,66,76.
As detailed above, the cleavage of prM is frequently incomplete in DENV infection, thus leading to the production of partially mature virus particles containing variable amounts of cleaved and uncleaved prM. Studies of the furin-cleavage site at the pr–M junction have indicated that this region has a suboptimal sequence compared with the consensus; indeed, a single amino acid mutation leading to an E-to-A change at the P3 position (RREKR to RRAKR after the pr E203A mutation, with the change shown in boldface) leads to a 36% increase in prM cleavage in the DENV2 strain 16681 (ref. 77). The maintenance of this suboptimal cleavage site in DENV may indicate a selective pressure to maintain high prM content to drive an immunological evasion mechanism exploited by the virus, i.e., the generation of two suboptimal yet dominant antibody responses to prM and to the FLE, which are poorly neutralizing and drive ADE (described below).
Beyond antibodies to E and prM, antibodies to NS1 can also be readily detected after a flavivirus infection. The flavivirus NS1 protein exists in multiple oligomeric forms: intracellular monomers have important roles during viral replication, whereas hydrophobic dimers are usually attached to membranes of infected cells, and high levels of a lipid-cored hexameric secretory form are found in patient sera during acute infection78.
Recent reports have suggested that DENV NS1 directly promotes vascular permeability by inducing a strong proinflammatory vasoactive response via Toll-like receptor 4 signaling79 and endothelial glycocalyx disruption80. Early studies have demonstrated that passive immunization with anti-NS1 mAbs protects mice against lethal YFV and DENV2 challenge, an effect possibly dependent on complement-mediated lysis of infected cells81,82, whereas anti-NS1-mediated antibody-dependent cytotoxicity contributes to protection against WNV infection in mice83. In addition, polyclonal sera from DENV NS1-immunized mice and anti-NS1 mAbs have been shown to prevent vascular leakage and to protect against lethal DENV2 challenge84. In contrast, antibodies to DENV NS1 have been proposed to participate in severe DENV pathogenesis by promoting bleeding diathesis through inhibition of thrombin activity and enhancement of fibrinolysis85,86. However, this finding seems to be in conflict with disease dynamics in humans, because recovery from severe dengue pathogenesis occurs while these antibodies are still in circulation.
Antibody-dependent enhancement and cross-reactive-antibody responses
The ADE hypothesis was proposed to explain the increase in dengue pathogenicity seen in secondary DENV infections and primary infections in infants born to dengue-immune mothers87,88. After a primary infection, an individual will have a neutralizing type-specific response. After infection on a second occasion with a virus whose E-protein sequence differs by 30–35%, cross-reactive antibodies to the primary virus may not be present at sufficient concentration or avidity to neutralize the second virus yet may still be able to bind and opsonize viral particles. Opsonized virus particles can be internalized into myeloid cells by Fcγ receptor–mediated endocytosis, thus driving higher viral replication and peak viral loads. ADE is readily demonstrated in both in vitro and in vivo models, and almost any antibody present at subneutralizing concentrations has the potential to induce ADE89.
The demonstration that the increased risk of dengue hemorrhagic fever/dengue shock syndrome (DHF/DSS) during the first year of life in infected infants born to DENV-immune mothers correlates with the decline in maternally acquired antibodies is among the most compelling evidence for ADE-mediated pathogenesis90. A recent study in a cohort of Nicaraguan children has correlated low antibody titers from previous DENV immunity with an increased risk of DHF/DSS, thus implying that cross-reactive antibodies that also have poor neutralizing ability are required to promote ADE in humans91. Finally, the increase in hospitalization from symptomatic dengue in young children given the Dengvaxia vaccine, compared with control vaccines92, is believed by some to be the result of the vaccine priming but not protecting dengue-naïve vaccinees, thereby promoting ADE after natural infection93,94.
Inefficient prM cleavage, described above as a potential immunological evasion strategy, appears to promote the generation of ADE-inducing antibodies: studies have suggested that antibodies targeting prM and FLE, which are poorly neutralizing, are the main serum component responsible for ADE in vivo and in vitro95. Anti-prM and anti-FLE antibodies can also endow viruses with very high prM content (which are themselves not infectious) with the ability to infect myeloid cells. This ability is achieved through promotion of Fcγ receptor–mediated uptake and subsequent prM cleavage and maturation, thus enabling the virus to fuse and productively infect cells11,76. An alternative ADE mechanism independent of Fcγ receptor interaction has been described recently, in which antibody binding to the viral particle induces structural rearrangements of E that expose the fusion-loop-enhancing infection with TBEV96. The involvement of T cell responses in the context of ADE has been studied. CD8+ T cells prevent ADE-mediated lethality in DENV-challenged mice97 and provide protection against heterotypic DENV infection despite the presence of subneutralizing titers of cross-reactive antibodies in the Ifnar1−/− (A129) mouse model52.
The potential for cross-reactive-antibody responses to promote ADE has gained some prominence after the recent ZIKV outbreak, which occurred in areas with high DENV exposure, thus suggesting that anti-DENV immunity might promote ADE of ZIKV and vice versa. Early studies have demonstrated an enhancement of DENV and ZIKV infection in vitro by antibodies against a wide variety of flaviviruses98,99. Similarly, sera from DENV- and ZIKV-infected patients can also enhance DENV and ZIKV infection in vitro55,62,100. The first in vivo evidence of immunological interaction between DENV and ZIKV came from the observation of lethal enhancement of DENV infection in AG129 mice after passive transfer of cross-reactive antibodies isolated from ZIKV- and DENV-infected patients55. In another study, enhancement of ZIKV infection has been demonstrated in Stat2−/− mice after intraperitoneal administration of DENV- or WNV-immune sera101. Evidence obtained from nonhuman primates is contrasting: a recent study has shown enhancement of DENV2 infection in ZIKV-immune macaques102, whereas another report has shown that previous DENV or YFV exposure has no effect on ZIKV infection, as compared with the response in naïve nonhuman primates103. Furthermore, a recent study in ZIKV-infected pregnant women has found that antibodies to DENV at the time of infection are not significantly associated with congenital Zika syndrome104. In other human studies, cross-reactive antibodies induced after JEV vaccination have been suggested to be associated with an increased risk of symptomatic dengue illness105,106 and prolonged viremia of the attenuated YFV vaccine107.
Whereas clinical and experimental data strongly support the role of ADE in the pathogenesis of DENV, DENV/ZIKV cross-reaction in ZIKV infection and cross-placental transfer warrants further study, which is currently constrained by the difficulty of disentangling infection histories serologically in large epidemiological cohorts.
Flavivirus vaccines
The history of flavivirus-vaccine development is mixed: although successful vaccines against YFV and JEV and TBEV are available, human WNV vaccines are lacking, and the only licensed DENV vaccine, Sanofi-Pasteur’s Dengvaxia (CYD-TDV), has substantial limitations. In response to the ZIKV epidemic, a series of new vaccine candidates are being developed and tested. Licensed vaccines and candidates undergoing clinical trials have been recently reviewed in detail108. The need to generate balanced, long-lasting neutralizing responses against all four serotypes of DENV to avoid the risk of ADE is formidable. The challenge is made more difficult by the lack of immunocompetent animal models of dengue infection and pathogenesis, and the current lack of robust human immune correlates of protection. To address this deficiency, human DENV-challenge models are being developed, in which potential vaccines can be tested on small numbers of volunteers before large-scale clinical studies are performed109.
Dengvaxia is a tetravalent live-attenuated vaccine made of four recombinant viruses based on the backbone of the YFV-17D attenuated virus, in which the genes encoding prM and E have been substituted with those of the different DENV serotypes110. Safety and immunogenicity in humans have been demonstrated in phase I studies; however, phase II trials have revealed that the responses induced by the vaccine are not equally effective against the different DENV serotypes: there is a notable lack of efficacy against DENV2 and neutralizing titers are lower overall in this model than in animal models110,111. Although protection against DENV2 showed improvements in phase III trials, these studies have revealed that vaccine efficacy is significantly higher in DENV-immune subjects than naïve subjects112,113. Follow-up studies have shown an elevated risk of severe dengue in the 2- to 5-year age group92, thus suggesting that the vaccine mimics a primary DENV infection in naïve patients and may potentially increase their vulnerability to ADE93,94. Indeed, in a recent 5-year efficacy and safety analysis of Dengvaxia, Sanofi-Pasteur confirmed that vaccination of seronegative individuals led to a significant increase in the number of hospitalizations and severe dengue cases after primary DENV infection114; as a result, the vaccine is now indicated only for DENV-immune individuals older than 9 years of age in endemic countries.
The elements required to produce an ideal flavivirus vaccine are unknown, and although different approaches have been developed to assess vaccine efficacy, none have been able to provide a comprehensive measure of all the components that might be involved in protective immunity. Although definitive evidence is lacking, induction of T cell responses may improve the efficacy and safety of flavivirus vaccines, and future candidates will probably benefit from being rationally designed to promote activation of CD4+ and CD8+ T lymphocytes. Such design is particularly important for vaccine platforms based on chimeric, inactivated or subunit approaches, which may poorly stimulate T cells because of the lack of NS-protein production115. In fact, Dengvaxia has been found not to induce CD8+ T cell responses in DENV-naïve individuals but to boost DENV NS3 responses in immune subjects116, thus providing a potential explanation for the poor efficacy of Dengvaxia in the DENV-naïve population. The existence of well-established correlates of protection for YFV and JEV vaccines, as well as estimates of protection for TBEV, all of which are based on measurement of nAb titers (1:10, 1:5 and 1:10, respectively)117, clearly indicates that the quality of the antibody response is an important element in protection by flavivirus vaccines. Two further tetravalent live attenuated vaccines, produced by Takeda and NIH/Butantan, are currently in phase III trials. These vaccines are both built on a DENV backbone rather than a YFV backbone, and it is hoped that they may drive the generation of protective anti-DENV T cell responses and thereby perform better than Dengvaxia108.
NS1-based vaccines can lead to protective immunity: a single dose of a modified Vaccinia Ankara virus expressing ZIKV NS1 has been found to induce robust and protective cellular and humoral responses in mice118. Notably, introduction of JEV NS1 into a chimeric live JEV/WNV vaccine (RepliVAX JE, a single-cycle virus carrying JEV prME proteins on a WNV backbone) leads to a higher anti-E response and overall efficiency in mice119. Moreover, C-terminally-modified DENV NS1 antigens induced protective immune responses while preventing the induction of autoantibodies120.
As discussed above, the potentially deleterious properties of anti-prM and anti-FLE should be considered when designing new immunogens as potential subunit vaccines. prM is essential during the viral cycle121 and is thus required in the context of live vaccines but can be removed from E-based-subunit vaccines. The critical role of the FLE in viral infection and E structure make its exclusion from vaccines far more complex. Introduction of FLE mutations (G106R and L107D) in a DENV1 E-based DNA vaccine has been found to decrease DENV2 enhancement in mice122, whereas a study on a ZIKV prME-based mRNA vaccine has shown that four FLE mutations (T76R, Q77E, W101R and L107R) diminish DENV enhancement but lead to a significant decrease in neutralizing titers when compared with wild-type vaccines (approximately sevenfold)123.
The recent demonstration that highly potent and fully cross-reactive antibodies can be generated by natural DENV infection suggests that immunization strategies might be designed to favor protective cross-reactive responses and that tetravalent formulations to induce DENV-serotype-specific immunity may not be mandated. The EDE is one such cross-reactive epitope; antibodies to the EDE can neutralize all four DENV serotypes as well as ZIKV. Stable covalently linked E dimers that do not contain prM have been produced and also decrease exposure of the FLE124,125. Whether such subunit vaccines are able to induce broadly protective responses targeting quaternary epitopes remains to be determined.
Concluding remarks
The paradoxical protective or pathogenic nature of flavivirus immunity has long been recognized and is proving particularly challenging to the development of a DENV vaccine. Recent efforts examining human antibody responses have defined epitopes for potently neutralizing antibodies and have also revealed immunodominant poorly neutralizing but enhancing responses. The results of two large phase III studies of live attenuated dengue vaccines will soon be available. If these vaccines, like Dengvaxia, show suboptimal efficacy and enhance disease in naïve subjects, there will be an urgent need to explore new vaccine strategies for DENV together with defining robust correlates of protection.
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Acknowledgements
This work was supported by the Wellcome Trust, UK, and the Newton-Medical Research Council, UK. G.R.S. is supported as a Wellcome Trust Senior Investigator.
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Slon Campos, J.L., Mongkolsapaya, J. & Screaton, G.R. The immune response against flaviviruses. Nat Immunol 19, 1189–1198 (2018). https://doi.org/10.1038/s41590-018-0210-3
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DOI: https://doi.org/10.1038/s41590-018-0210-3
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