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# Tracing the origin of heterogeneity and symmetry breaking in the early mammalian embryo

• Nature Communicationsvolume 9, Article number: 1819 (2018)
• doi:10.1038/s41467-018-04155-2
Accepted:
Published:

## Abstract

A fundamental question in developmental and stem cell biology concerns the origin and nature of signals that initiate asymmetry leading to pattern formation and self-organization. Instead of having prominent pre-patterning determinants as present in model organisms (worms, sea urchin, frog), we propose that the mammalian embryo takes advantage of more subtle cues such as compartmentalized intracellular reactions that generate micro-scale inhomogeneity, which is gradually amplified over several cellular generations to drive pattern formation while keeping developmental plasticity. It is therefore possible that by making use of compartmentalized information followed by its amplification, mammalian embryos would follow general principle of development found in other organisms in which the spatial cue is more robustly presented.

## Introduction

How a single cell differentiates to have the distinct cell fates that give the blueprint of the new organism is a central question in developmental and stem cell biology. Although relevant to numerous model systems, this question has been particularly puzzling in mammalian embryos because their blastomeres appear to lack clearly visible pre-patterning determinants (i.e., morphogens), which are present in many other organisms1 (Box 1). And yet, on the third day after fertilization, two distinct cell lineages inevitably arise in the mouse embryo: the inner cell mass (ICM) that will generate the epiblast forming the new organism and the primitive endoderm forming the yolk sac, and the outside trophectoderm (TE) that will generate the placenta (Fig. 1a, b). The precise molecular trajectory of this bifurcation of fates, ICM vs. TE, has been difficult to track because until inside and outside cells form, all of the cells look identical and the embryo is developmentally plastic (Box 2). This has led to a long-lasting debate with two very different viewpoints of development of the early mammalian embryo. The first viewpoint argues that cell fate emerges randomly because an early embryo is homogeneous with all blastomeres identical to each other in their prospective fate and potential (Fig. 1a)2,3,4,5,6. The second viewpoint argues that cell fate can be predictable because an embryo is not perfectly homogeneous and consequently not all blastomeres identical, reflecting the differential expression and/or localization of molecules that drive cell character without restriction of developmental plasticity (Fig. 1b)7,8,9,10,11,12,13,14.

The first viewpoint represents the traditional way of thinking about mammalian development. The second viewpoint, although at first viewed with caution, is now gaining support as several studies have demonstrated inequality in the totipotency of blastomeres at the 2-cell and 4-cell stages of mouse embryos. It has been long known, for example, that when blastomeres are separated at the 2-cell stage, only one blastomere is able to develop into a mouse15,16,17,18,19. Such full developmental potential is only attained when the separated 2-cell stage blastomere generates sufficient epiblast cells by the blastocyst stage15,16,17 (Fig. 1c). These findings support the idea that 2-cell blastomeres do not have identical developmental potential. If cells of the classically studied mammalian embryo, the mouse embryo, indeed become different from each other already at the 2-cell stage of embryogenesis, how does this heterogeneity first arise? Can it be dormant and already present within the fertilized egg? If so, this would challenge the paradigm that the mammalian egg is homogenous, opening the question of what might break this homogeneity in the first place. Here we bring together new insights gained through the advances in single-cell transcriptome analysis7,20,21,22, in the quantitative imaging of live embryos permitting the tracking of cells and of molecules within them9,11, in mechanical analysis23,24,25,26, and in mathematical modeling21 to propose a new hypothesis. We propose that compartmentalized intracellular reactions generate micro-scale inhomogeneity, which is gradually amplified in the developing mammalian embryo. We propose that this drives pattern formation while retaining developmental plasticity.

### Previous theories of biological pattern formation

The complexity of biological pattern formation has attracted not only biologists, but also physicists and mathematicians from the times of the philosopher Immanuel Kant (1790) who defined life as an emergence of functions by a “self-organized, self-producing” process28. Despite this great interest, the molecular and physical basis of how symmetry breaking and self-organization is initiated, at both cellular and organismal levels, remains not fully understood. We believe that the development of our understanding of biological pattern formation owes a great deal to Alan Turing’s seminal work “The chemical basis of morphogenesis”29. Here he proposed the idea of “morphogens”—chemical substances that interact with each other and diffuse in the system to define morphogenesis and pattern formation. Below we would like to take Turing’s idea further, and hypothesize that each of the essential elements of biological pattern formation such as gene expression, external forces, shape, motion can influence the generation or diffusion of morphogens leading to embryo pattering.

#### Alan Turing’s reaction-diffusion theory

Alan Turing was the first to employ mathematical modeling to illustrate how two interacting chemicals with different diffusion rates can generate stable heterogeneity out of a homogenous system, in what was to become the reaction-diffusion theory29 (Fig. 2a, Box 3). Turing’s model, which now has both chemical and biological experimental support30,31,32, provides a theoretical explanation for the establishment of distinct cellular compartments that differ first chemically and then morphologically. This process relies on both the effects of local self-enhancement and long ranging inhibition, relating to both the intrinsic properties of the chemical, as well as its positional information. From a modern biological perspective, Turing’s hypothetical chemicals and their reaction-diffusion properties could be considered as expressed gene products such as RNA, proteins, and gene regulatory networks, whereas the effects of local self-enhancement and long ranging inhibition could represent the source of spatial heterogeneity within the intracellular environment to result in differences between cells already at the 2-cell stage. It can therefore be reasoned that even small perturbations in the levels of transcripts or proteins resulting from differential inheritance during cell division, intrinsic gene expression noise, or variation in an external signal (e.g., intrusion of the sperm) have the potential to be amplified depending upon the intrinsic properties of the molecules (RNA, protein, chemical metabolite) and then transformed into defined signaling networks leading to biological pattern formation.

#### Physical and physiological cues in controlling active diffusion

In Turing’s model, the diffusion process could be initiated by random molecular movement (i.e., Brownian movement), a passive form of transport. However, in a real cellular or embryonic system, various physical and physiological mechanisms are likely to actively regulate the speed of diffusion resulting in versatile forms of patterning.

In a classic example of embryo symmetry breaking, the C. elegans zygote, the sperm-donated centrosome triggers a cortical flow, which is controlled by cytoplasmic streaming. This triggers the flow of the protein PAR (polarity protein partitioning-defective) into a reaction-diffusion system resulting in the asymmetric anterior–posterior distribution of two mutually excluding PAR proteins in the zygote31. Recently established non-invasive focused-light-induced cytoplasmic streaming confirmed that physiological manipulation of intracellular flow can translocate or even reverse PAR polarization35 highlighting the paramount importance of physical and physiological intracellular transport in pattern formation.

Whether the intrusion of sperm can also trigger an asymmetric distribution of molecules in the mammalian zygote is currently thought unlikely, because the mammalian zygote is conventionally believed to be homogenous and so lacking any asymmetry. But if this dogma is challenged and the mammalian embryo is not actually homogenous, is it possible that sperm triggers asymmetry also in the mammalian zygote but that it is beyond our current detection until amplified? The amplifying factors could be specific spindle orientation affecting the pattern of embryonic cleavage. We discuss these ideas below in the light of recent evidence.

### The origins of bias in mammalian embryo and how to amplify them

Recent advances in single-blastomere transcriptomic analyses in both mouse and human embryos have revealed small, but unexpectedly significant, differences between the blastomeres emerging immediately after the first cleavage division of the egg, thus at the 2-cell stage20,21. In theory, such small differences might be either neutralized, through the emergence of a “monostable” pattern, or amplified in a “bistable” pattern upon zygotic genome activation21. Advances in the tracking of cells and of molecules in living embryos combined with functional analyses have indicated that the second possibility is likely. It was found that differential behavior of epigenetic modifiers, such as the histone methyltransferase CARM1, and transcription factors, such as Sox21, between blastomeres of the 4-cell stage embryos acts to initiate cell fate specification7,10,36. Furthermore, it was found that the length of time a pluripotency transcription factor Sox2 remains bound to DNA is also significantly heterogeneous at the 4-cell stage and that this acts downstream of CARM1 activity7,11. Together, these new insights indicate that blastomere-to-blastomere differences in CARM1 activity established by the 4-cell stage lead to differential expression of targets of Sox2, such as Sox21 but also others. This can drive cells fate as that higher expression of Sox21 leads to lower expression of a transcription factor Cdx2, which induces differentiation. Lower Cdx2 expression, in turn, leads to diminished expression of polarity markers that establish apical domain37. And in turn, cells with a smaller apical domain are internalized and become ICM7. This example demonstrates how cell behavior (polarity and movement) regulating cell fate decisions beyond 8-cell stage can be, in fact, profoundly influenced by molecules inherited from previous division and so having a traceable origin.

While growing evidence supports existence of important cell fate directing differences between blastomeres in the mouse embryo, the origin of this early heterogeneity is still unclear. Since the potential influence of stochastic events (gene expression noise and uneven random segregation at cell division)21,22 is thoroughly reviewed elsewhere38,39,40,41, we feel it is equally important to explore an alternative hypothesis, namely, that cell-to-cell heterogeneity is initiated by pre-existing molecular inhomogeneity regulated by intracellular compartmentalization. Below we will discuss how such micro-scale inhomogeneity of the mammalian embryo may generate bias that when amplified is strong enough to shape cell fate.

#### Compartmentalized intracellular reactions

It is necessary for a cell to carry out its correct functions that it maintains its intracellular biochemical reactions in differentially sequestered reaction spaces. In some cases, these compartmentalized reactions are membrane bound to form specific subcellular organelles. For example, nuclear compartmentalization is essential to buffer transcriptional noise preventing random fluctuations in the cytoplasmic transcript abundance, contributing to controlled cell-to-cell variability42,43,44. Asymmetric distribution of organelles, such as mitochondria45, peroxisomes46, or germline cysts47, is now shown to effect the fate of daughter cells in mammary stem-like cells, epidermal stem-like progenitors, and maturing oocytes, demonstrating that compartmentalized intracellular reactions within or associated with organelles could regulate cell-to-cell heterogeneity and cell fate decisions. In addition, non-membrane-bound organelles, such as the centrosome or a large variety of nuclear speckles, also provide compartmentalized spaces. The association of centrosomes with polar granules in Drosophila offers one example of how spatial determinants may be captured by cytoplasmic organelles48 and nuclear speckles have been proposed as a system for the phase partitioning of proteins and transcripts within the nucleus49.

In addition to organelles, compartmentalized reaction space can generate gradients of biochemical products that become differentially distributed in the cell creating distinct cellular states and fates (Fig. 2b, c, Box 3). These can be represented as classical pre-determinants, such as the morphogens that are asymmetrically deposited in the eggs of worms, sea urchins, and amphibians (Box 1). In the mammalian zygote, where morphologically obvious asymmetry is lacking, developmental cues may have subtler forms. Such developmental cues might be the mechanical effects of sperm entry50 or the consequences of the previous asymmetric meiotic divisions during oocyte maturation51,52 leading to actin-based directional cytoplasmic streaming53 or localization of specific RNAs and/or proteins within spatially distinct intracellular microenvironments. Any or all of these factors might provide sources of initial heterogeneity that could be amplified and bias the cell division pattern and cell fate under Turing’s reaction-diffusion theory (Fig. 2a).

In agreement with this hypothesis, the cataloging of multiple transcripts within a cell using multiplexed subcellular RNA sequencing54 and FISH labeling55,56 revealed that the intracellular transcriptome is spatially compartmentalized (Fig. 2d). These observations stand alongside hypotheses that biochemical reactions within a cell are both confined and dynamically regulated in time and space42,57 and so might also serve as a source of intracellular symmetry breaking. We will next discuss these findings within the context of the early mammalian embryo.

#### Starting with bias

Recent studies revealed that subcortical maternal complex (SCMC) becomes localized asymmetrically during mouse and human embryogenesis58,59. It becomes excluded from cell–cell contact regions segregating to the outer cells from the morula stage onwards58. Genetic disruption of one the SCMC complex members, Tel6, results in the mis-localization of other SCMC members (MATER, Filia, and FLOPED) from the subcortical region leading to developmental arrest at the 2-cell stage60. These results support a hypothesis that the mammalian embryo always thought to lack asymmetrically distributed transcripts or proteins might actually possess gene products compartmentalized in different micro-environments, rather than being completely homogeneous. This initial asymmetry might be enhanced by biochemical or mechanical events at fertilization. This could be in the form of sperm-donated factors61 such as small RNAs, proteins, and organelles62,63,64 or through the mechanical impact inducing changes to egg shape in an actin-mediated process65. In support of this second possibility, it was reported that the mouse egg becomes flattened upon fertilization and that this influences spindle orientation and so how the zygote divides65. Moreover, removing and ectopically transplanting the opposite poles of the mouse zygote indicated that factors in the animal, but not the vegetal, pole contain positional information that determines the plane of zygote division52. In fact, the SCMC was also shown to be required for spindle positioning as deletion of its components results in an asymmetric zygotic division and abnormal distribution of organelles60,66. Mechanistically, the SCMC seems to control formation of the cytoplasmic F-actin meshwork and of cytoplasmic lattices as well as microtubule dynamics60,66, processes that all closely influence basic cellular architecture and that are potentially able to contribute to compartmentalizing reaction spaces in the mammalian oocyte and zygote. The defects in SCMC lead to reduced fecundity59 that could, at least in part, be due to an asymmetric distribution of critical molecules in 2-cell stage blastomeres. If so, this might link the biased determination of lineage fate with embryo lethality. Together, these findings support a hypothesis that spindle positioning in the zygote is influenced by pre-deposited micro-scale maternal factors, which, if disturbed, will generate embryo asymmetry and differential inheritance of subcellular compartments. This also implies the consequence of compartmentalized information in the mammalian embryo, which when amplified, could be as effective for patterning as the more robust determinants of other systems. It is therefore possible that by making use of initially compartmentalized information followed by its amplification, the mammalian embryo would ultimately follow a general principle of development found in other organisms in which the spatial cue is more robustly provided.

#### Mechanical and biochemical signal conversion

The evidence for a spatially confined subcellular transcriptome together with the idea of compartmentalized reaction space also provides a viable explanation of how mechanical cues, for example, cell–cell contact during development, can alter transcriptional patterns and cell fate25,26. In general, within a compartmentalized intracellular reaction space, the property of the space itself (volume and shape) has an essential influence on reaction rate42,43 (Box 3). Morphological changes to a cell, either due to intrinsic factors such as physical constraints arising during development or due to external forces, could alter the reaction space (Fig. 2e). This would then lead to region-specific changes in biochemical reaction rates and products that could alter intracellular properties. An example would be the molecular framework that triggers de novo cell polarization at the 8-cell stage67, which in turn may bias cell fate. In fact, the establishment of radial polarity by cell–cell contact and then the asymmetric trafficking of essential polarity RNAs/proteins is an essential step and generic principle in generating cell fate determination in multiple species, although the exact upstream mechanisms differ from case to case68.

It is possible to hypothesize that different cleavage division patterns characteristic of the mammalian embryo can result in differential cell–cell contact that affects blastomere geometry. This could create different reaction spaces even before cell polarization. The 4-cell embryo in the mouse and human, for example, is either tetrahedral or flattened in shape, depending upon a specific pattern of cleavage division (Fig. 2f, g), with the tetrahedral embryos showing a significantly higher developmental potential than the flattened ones69,70,71. Among other potential causes for this increased developmental potential is the expectation that each blastomere in tetrahedral 4-cell embryos will differ from those in the flattened embryos with respect to adhesive and tensional properties between cells (Fig. 2f, g). Such changes in cell geometry could trigger changes in the intracellular reaction space, leading to differential expression of molecular markers, organelle rearrangements and/or spindle orientation72, actin filaments and nuclear shape73. Any of these factors could profoundly affect cell fate and embryo quality.

Moreover, the mechanical forces of cortical tension and the autonomous contractility of blastomeres have been identified as factors that can modify cell position influencing cell fate25,26. During asymmetric divisions at the 8–16-cell stage, the more contractile blastomeres tend to move inward to become the ICM, whereas the less contractile blastomeres, which inherit more apical proteins, can induce nuclear accumulation of YAP and activation of the Hippo pathway, to become TE25. This supports findings that the initiation of Hippo signaling is controlled by cell polarity, prior to cell position74,75,76. Thus, polar and apolar cells pre-establish outer or inner features by differentially regulating Hippo signaling to activate downstream lineage-specific genes77. In this model, the mechanisms that establish the intrinsic differences between polar and apolar cells may be related to blastomere-to-blastomere contact and cell constraints during development, triggered by region-specific changes in biochemical reaction spaces; or facilitated by intercellular transport of essential molecules78. In addition, changes in cytoskeletal features can be directly relayed to the perinuclear/nuclear membrane structure, thus altering the state of the chromatin and influencing lineage-specific gene expression, as in other cellular systems79.

#### From subtlety to fate

Single-cell transcriptomic analyses of the mouse embryo revealed that blastomere-to-blastomere differences emerge already at the first cleavage division21,22. A stochastic aspect of this process could be due to a binomially distributed pattern of random segregation events, subject to physical laws with lower-quantity substances bearing a greater chance of being asymmetrically distributed21. But the initial transcriptome heterogeneity between blastomeres at the 2-cell stage may also result from compartmentalization of the transcriptome before the first cleavage division. In either case, any such small differences between blastomeres could trigger more significant asymmetries. In our view, this represents an important step in resolving the dilemma of how blastomeres of the 2-cell stage embryo can be both “identical” (they both contribute to the epiblast, although unequally) and yet “different” (with intrinsic heterogeneity that may guide cell fate) as is suggested by observed inequalities in totipotency at the 2-cell stage15,80,81. In a cell such as the fertilized egg, substances found in greater quantities are usually required for maintaining basic cell properties and these are encoded by the so-called housekeeping genes. In contrast, other essential regulatory elements, transcription factors or non-coding RNAs, are usually in short supply (as quantitatively defined in intestinal stem cells82) and have functions that are copy-number sensitive38,83. Therefore, if such essential regulatory factors are unequally distributed between blastomeres, the resulting cell-to-cell differences may not cross a functional threshold at the next cell division, but may generate a bias that will subsequently be amplified and become more apparent by the next cleavage stage. This bias will be sufficient to influence cell fate. This viewpoint may reconcile the previously dichotomous debate on the early mammalian embryo being defined as “undifferentiated” or “differentiated”, by emphasizing a “biased” yet “flexible” state.

Starting with an initially small bias to the transcriptome between blastomeres of 2-cell stage embryos, the subsequent activation of the zygotic genome could trigger further gene regulatory networks that either neutralize or amplify the initial bias21. We reason that whether an initially small bias will be transformed into a stronger deterministic-like bias (a “bistable” pattern) or neutralized (a “monostable” pattern) depends on the property of the molecule itself. The transformation of a small bias into a strongly defined molecular pattern would apply to a subset of molecules having the potential to trigger downstream cell fate-driving effects, such as lineage regulators (Fig. 3a). On the other hand, a similar initial heterogeneity in the distribution of “inert molecules” might be quickly diluted or reversed by subsequent stochastic fluctuations during development (Fig. 3b).

### Subcellular behavior of lineage regulators

The expression level of a lineage regulator is a well-known and often discussed factor determining cell fate. However, the subcellular behavior of lineage regulators, meaning their polarized distribution, nuclear accessibility, DNA/RNA-binding ability, and competition/cooperation with other lineage specifiers84,85, can be equally powerful.

#### Location matters

Recent studies have revealed that heterogeneity in the nuclear localization/accessibility (representing the DNA-binding activity) of Sox2 and Oct4 among blastomeres of the 4-cell stage embryo9,11 drives cell fate segregation. A blastomere with a long-lived Sox2 or Oct4 DNA binding has been shown to be biased toward forming pluripotent embryonic lineage (ICM), whereas a blastomere with short-lived DNA binding of these transcription factors is biased toward differentiation into the extra-embryonic TE9,11 (Fig. 4a). Moreover, the DNA-binding ability of Sox2 is regulated by the extent of the histone H3R26me2 methylation, in turn mediated by the methyltransferase CARM111. Carm1 has also been shown to interact with Prdm14, another epigenetic modifier heterogeneously expressed at the 4-cell stage that biases cell fate toward the ICM when overexpressed36. Furthermore, Sox21, a downstream effector of Oct4 and Sox2 also regulated by CARM1, is also heterogeneously expressed at the 4-cell stage7 (Fig. 4a). This heterogeneity reflects the orientation and order of the previous cleavage division pattern and is predictive of ICM vs. TE cell fate7. These new insights provide molecular evidence of how the intertwined consequences of epigenetic modifications, DNA binding, and a transcriptional cascade, mediated by a group of cooperative lineage regulators, can eventually guide cell fate determination.

At the 8-cell stage, when the embryo develops its apical-basal polarization and compacts, the mRNA for Cdx2, a lineage specifier that drives differentiation into the TE37,86,87, has been shown to be asymmetrically localized to the apical pole37,88 (Fig. 4b). The asymmetric localization of Cdx2 mRNA requires cell polarization as well as functional microtubule and actin cytoskeletons88, which could be highly relevant to the changes in cell shape and thus sub-cellular architecture during this period. The apical localization of Cdx2 transcripts might lead to their differential inheritance upon the next division to the 16-cell stage such that outer cells inheriting the apical domain would have more Cdx2 transcripts than inner cells (Fig. 4b). This would help diverge outer and inner cell fate into the TE and ICM, respectively. Consistent with this concept, daughter cells that inherit the apical domain adopt a TE fate89,90. These studies highlight the importance of considering the positional information of lineage specifiers in guiding cell fate in addition to a simple consideration of their expression levels.

#### Competitive switch of cell fates

In addition to differential spatial arrangements of subcellular components providing a potential source of bias, differential fate can also arise in situations where a pair of lineage specifiers with opposing effects co-exists in a single cell, as found in mouse2,21 and human21,91 embryos from the 8-cell stage onwards. In general, cell fate switching might occur when two opposing lineage specifiers compete for a single shared binding site such as a DNA sequence motif, or a RNA or protein substrate84,92. Drosophila ovarian germline stem cells where competitive protein–protein interactions between Bam and the COP9 complex set the cell fate switch between self-renewal or differentiation92 provides excellent evidence for this. In such cases, the binding kinetics and thus the wax-and-wane of competition between the determining factors may not only depend on the copy number of lineage specifiers, but also on their intrinsic binding properties, sub-cellular location, and their geographical accessibility to one or more specific sites.

## Conclusions and perspectives

It is an exciting challenge to identify when and how molecular and morphological symmetry breaking emerges and how these two elements integrate spatially and temporally to control the genetic and epigenetic networks that direct lineage fate and pattern formation. We believe that the quantitative integration of both molecular and physical parameters is essential to provide a framework upon which embryonic patterning can be addressed at a biological systems level. Systems-based approaches may permit the development of ways to identify molecules with the potential to guide cell fate based on the properties of known lineage specifiers. Progress in this direction could be made by mining single-blastomere transcriptome data in different mammalian species, using the known properties of lineage specifiers as points of reference. This would be analogous to the use of computational frameworks such as CellNet and Mogrify (network biology-based computational algorithm) designed to predict transcription factors that can most efficiently change cellular state during cellular engineering/reprogramming93,94.

There is no doubt that spatial revelation of the compartmentalized intracellular transcriptome and proteome, together with an elucidation of the dynamic behavior of key regulators, will be necessary to fully understand pattern formation in the mammalian embryo, the principles of which could be applicable in stem cell biology. It would also help define molecular and physical circumstances whereby distinct stem cell types can self-organize to form tissues95, organoids96, embryoids97,98,99, or even artificial embryos made in vitro from stem cells 100. Some of these might be distant goals but they present tantalizing possibilities that could push the boundaries of biomedical research.

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## Acknowledgements

The work in MZG Lab is supported by grants from the ERC (669198) and the Wellcome Trust (098287/Z/12/Z) and in QC Lab by NIH (R01HD092431 and P30GM110767-03). We thank David Glover, Mubeen Goolam, and Xiudeng Zheng for feedback on the manuscript, and the members of our labs for suggestions.

## Author information

### Author notes

1. These authors contributed equally: Qi Chen, Junchao Shi.

### Affiliations

1. #### Department of Physiology and Cell Biology, University of Nevada, Reno School of Medicine, Reno, NV, 89557, USA

• Qi Chen
•  & Junchao Shi

• Yi Tao
3. #### Mammalian Development and Stem Cell Group, Department of Physiology, Development & Neuroscience, University of Cambridge, Downing Street, Cambridge, CB2 3EG, UK

• Magdalena Zernicka-Goetz

### Contributions

M.Z.G., Q.C., and J.S. developed the concept and wrote the manuscript. Y.T. contributed to the mathematical aspects.

### Competing interests

The authors declare no competing interests.

### Corresponding author

Correspondence to Magdalena Zernicka-Goetz.