Abstract
Background
Neonatal hypoxia–ischemia (HI) remains a major cause of severe brain damage and is often associated with high mortality and lifelong disability. Immature brains are extremely sensitive to HI, shown as prolonged mitochondrial neuronal death. Sodium pyruvate (SP), a substrate of the tricarboxylic acid cycle and an extracellular antioxidant, has been considered as a potential treatment for hypoxic–ischemic encephalopathy, but its effects have not been evaluated in appropriate animal models for hypoxic–ischemic encephalopathy.
Methods
This investigation used primary cortical neuron cultures derived from neonatal rats subjected to oxygen and glucose deprivation (OGD) and a well-established neonatal rat HI model.
Results
HI caused brain tissue loss and impaired sensorimotor function and spatial memory whereas SP significantly reduced brain damage and improved neurological performance. These neuroprotective effects of SP are likely the result of improved cerebral metabolism as demonstrated by maintaining adenosine triphosphate (ATP) levels and preventing an increase in intracellular reactive oxygen species (ROS) levels. SP treatment also decreased levels of Bax, a death signal for immature neurons, blocked caspase-3 activation, and activated a key survival signaling kinase, Akt, both in vitro and in vivo.
Conclusion
SP protected neonatal brain from hypoxic–ischemic injury through maintaining cerebral metabolism and mitochondrial function.
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Main
Cerebral hypoxia–ischemia (HI) remains a leading cause of severe brain damage that occurs in 0.1–0.2% of term or near-term infants, among whom ~20% die and up to 40% of the survivors suffer devastating disabilities such as cerebral palsy, mental retardation, and epilepsy (1). Because of high mortality and poor prognosis, hypoxic–ischemic damage in neonatal brains continues to be a major medical problem (2). Unfortunately, despite our increasing understanding of the mechanisms of neuronal injury, no effective therapy is currently available to mitigate brain damage and improve the prognosis of these newborn patients (3).
Following HI, immature neurons die over days to a week by a variety of mechanisms and the extent depends on the severity of the insult and the maturation state of the animal (4,5). The mechanisms underlying the delayed neuronal death are not completely understood but likely include energy failure, rapid increase in intracellular reactive oxygen species (ROS), calcium influx, trophic factors deprivation, and alteration of the Bcl-2 family of proteins (6,7,8). One mechanism pertaining to the death of immature neurons is the accumulation of Bax, which is highly expressed in the immature brain, to mitochondria, where it cleaves pro-caspase-3 resulting in the activation of caspase-3 (5,6).
In recent years, sodium pyruvate (SP) has demonstrated neuroprotective activity in a variety of brain injury models (9,10,11,12,13,14,15). As a substrate for the tricarboxylic acid cycle, SP acts as a free radical scavenger (16,17) and increases the Bcl-2/Bax ratio under oxidative stress (18). As oxidative stress is a major inducer of neuronal death following HI, SP is considered a potential candidate to protect immature neurons following HI encephalopathy. Recent studies also demonstrated that ethyl pyruvate, a stable lipophilic ester derivative of pyruvate, reduced hypoxic–ischemic injury to neonatal brain via its anti–cell death and anti-inflammatory mechanism (19). Whether SP provides similar neuroprotection against hypoxic–ischemic injury is currently unknown.
This investigation intended to evaluate the effects of SP in protecting neurons from hypoxic–ischemic injury using corresponding in vitro and in vivo models. The evaluation included the time course of neuronal injury following oxygen glucose deprivation (OGD) and the extent of brain injury after HI in the presence or absence of SP. Long-term behavior development was also compared between neonatal rats that received vehicle or SP treatment. Finally, we explored potential mechanisms of the effects of SP in the same OGD and neonatal HI model. Overall, this investigation established the therapeutic benefits and limitations of SP in the treatment of hypoxic–ischemic encephalopathy.
Results
Characterization of SP’s Neuroprotective Effects In Vitro and In Vivo
To evaluate the neuroprotective effects of SP, we first determined its effective dose in protecting primary neurons under OGD. At 24 h of reoxygenation, lactate dehydrogenase (LDH) release was nearly doubled (no treatment, Figure 1a and 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium (MTT) levels were <40% of the control levels ( Figure 1b ). As the concentration of SP increased in the culture media, LDH levels were decreased in the culture media ( Figure 1a ) and MTT levels were increased ( Figure 1b ), both dose-dependently, indicating a decrease in neuronal injury and an increase in neuronal viability. Because the best SP neuroprotective effects were seen at 2 mmol/l, we decided to use this concentration in the following in vitro studies.
We then investigated SP’s neuroprotective effects in vivo using a well-established neonatal rat HI model (20). At 48 h of recovery, SP at concentrations ranging from 125 to 1,000 mg/kg markedly reduced hypoxic–ischemic injury to the immature brain ( Figure 2a ) and the maximal protection was achieved at 500 mg/kg, which increased the surviving brain volume from 48.1% ± 2.7% in the vehicle-treated group to 76.2% ± 4.2% in the SP-treated group. Over 24 h following HI, significant neuroprotection was observed when SP was given within the first hour of recovery, with the best protection if SP was administered at 5 min ( Figure 2b ). In addition, no significant difference was observed between one dose of SP (5 min post HI) and triple doses of SP ( Figure 2c,d ). Therefore, we chose the single SP dose (500 mg/kg) administered intraperitoneally at 5 min post-HI in all subsequent in vivo experiments.
SP Reduced Hypoxic–Ischemic Brain Damage
To determine if SP’s effects are due to the reduction in neuronal damage, we labeled injured neurons with Fluoro-Jade B (FJB) at 24 h of recovery ( Figure 3a–c ). FJB-positive neurons were degenerating neurons and displayed distinct apoptotic nuclei with either condensed or fragmented morphology. As compared with the vehicle-treated group, FJB-positive neurons in the left/ipsilateral cortex at 24 h post-HI were significantly reduced by SP treatment ( Figure 3d ).
We also analyzed the neuroprotective effects of SP on brain morphology at 48 h ( Figure 3e,f ), 7 d ( Figure 3g,h ), and 7 wk ( Figure 3i,j ) of recovery following HI. At 7 d of recovery, SP treatment increased the surviving brain tissues from 45.3 ± 11.9% to 80 ± 5.5% (cortex) and 39.2 ± 8.7% to 67.3 ± 9% (hippocampus). At 7 wk of recovery, SP treatment increased the surviving brain tissues from 51 ± 9.9% to 87.2 ± 3.9% (cortex) and 28.7 ± 7.4% to 77.9% ± 3.6% (hippocampus). Therefore, SP’s neuroprotective effects against hypoxic–ischemic damage to immature brains were sustained.
SP Improved Long-Term Behavior Development
Rats subjected to HI showed a significant impairment of sensorimotor behavior when evaluated by the foot-fault test at 3 wk of recovery. When the total number of foot-faults per 50 steps was recorded within 5 min, rats in the vehicle-treated group showed significantly increased foot-faults as compared with the sham group (right forelimb, Figure 4a ; right hind limb, Figure 4b ). SP treatment resulted in a significant reduction in both right forelimb and hind limb foot-faults.
The Morris water maze test was performed at 8 wk of recovery. In a spatial maze test, the latency in the vehicle-treated group was significantly increased, whereas SP treatment significantly reduced the latency time ( Figure 4c,d ). There was also no significant difference in the latency among groups in the cued maze test (data not shown). The probe trial was conducted following the spatial maze training and percentage time spent in the target quadrant was recorded ( Figure 4f ). The time spent in the target quadrant was reduced by about 50% in the vehicle-treated group (sham vs. vehicle = 26.4 ± 2 vs. 13.7 ± 1.7). SP treatment significantly increased time spent on the platform (21.7 ± 1.6) ( Figure 4e ). There was no significant difference in velocity among groups in the water maze test ( Figure 4f ).
SP Suppressed ROS Production and Maintained ATP Production
Upon reoxygenation following OGD, neuronal adenosine triphosphate (ATP) levels were below the control levels (100%), reaching the lowest levels (50% of controls) at about 4 h; the levels gradually recovered but did not reach the control levels by 24 h of recovery ( Figure 5a ). Providing SP in the culture media following reoxygenation elevated ATP levels in cultured neurons ( Figure 5b ). According to the time course of ROS increase following reoxygenation, the ATP levels in cortical tissue were measured at 3 h and 16 h of recovery. As shown in Figure 5c (3 h) and Figure 5d (16 h), ATP levels in the cortical tissue were significantly reduced at both time points as compared with the corresponding vehicle group, and SP treatment prevented ATP depletion.
To investigate potential mechanisms of SP’s neuroprotective effects, we first measured intracellular ROS levels in neurons following OGD with or without SP treatment. As shown in Figure 5e , after OGD the intracellular ROS levels increased gradually in a time-dependent manner from about 1 h following reoxygenation and reached their peaks (150% of control) at 24 h. SP treatment at the beginning of the reoxygenation prevented this increase as measured at 24 h ( Figure 5f ). Following HI, the tissue ROS levels also increased, but with a different time course. As shown in Figure 5g , HI caused a rapid and significant increase in ROS levels in the ipsilateral cortex, peaking at 3 h and decreasing to the level of the contralateral side by 16 h of recovery. If SP (500 mg/kg) was administered at 5 min following hypoxia, tissue ROS levels remained the same as those from sham animals when evaluated at 3 h of recovery ( Figure 5h ).
SP Reduced Bax Levels and Caspase-3 Activation
Because the accumulation of Bax at the mitochondria is considered a critical event to trigger the death of immature neurons following hypoxic–ischemic injury (6), we measured the levels of Bax following reoxygenation after OGD. The levels of Bax immediately increased upon reoxygenation, reached a peak level at 0.5 h, and gradually declined afterwards, returning to control levels at 24 h ( Figure 6a ). This rapid increase of Bax levels was not seen at 0.5 h if SP was added at the reoxygenation ( Figure 6b ). At 3 h following HI to neonatal rat brain, we found that Bax was increased in the vehicle group but remained at control (sham-treated) levels if SP was administered (5 min, 500 mg/kg, Figure 6c ).
Next, we characterized the time course of caspase-3 activation (cleaved caspase-3/caspase-3), a distinguishing sign of neuronal apoptosis. As shown in Figure 6d , the levels of cleaved caspase-3 started to increase at 2 h, reached a peak level at 8 h, and remained elevated at 24 h. Adding SP at the onset of reoxygenation prevented the caspase-3 activation when evaluated 24 h later ( Figure 6e ). We chose 24 h of recovery to examine the level of activated caspase-3, because 24 h was previously reported as the peak of caspase-3 activation following hypoxic–ischemic injury to neonatal rat brain (19). As shown in Figure 6f , as compared with the sham group, the levels of cleaved caspase-3 were dramatically increased in the vehicle group but were significantly lower when rats received SP treatment.
SP Increased PI3K/Akt Survival Signaling
One major upstream inhibitor of Bax activity is the activation of the PI3/Akt signal pathway (21,22). Following OGD, the levels of P-AktSer473 increased above the control levels, reached the maximum level at 1 h, and gradually declined after 2 h, whereas no significant difference was observed for the levels of total Akt ( Figure 7a ). As the maximum increase of P-AktSer473 occurs at 1 h after reoxygenation, we chose this time point to investigate the effects of SP on Akt activity. As shown in Figure 7b , levels of P-AktSer473 were further increased when SP was given at the onset of reoxygenation, suggesting that SP may promote neuronal survival by activating the PI3K/Akt survival signal pathway, which may inhibit Bax activation. This hypothesis was also supported by the results from in vivo studies. As shown in Figure 7c , the levels of P-AktSer473 were significantly decreased in tissue lysates at 16 h after HI, but were maintained/recovered at levels above that of sham animals if SP was administered after HI ( Figure 7d ).
Discussion
Following hypoxic–ischemic injury to immature brains, neurons continue to die over the following days and week (5). Preventing the delayed neuronal death has been a focus for developing new therapeutic strategies. For the first time, this study demonstrated that SP not only reduced neuronal death resulting from neonatal hypoxic–ischemic injury but also improved neurobehavior development, evaluated up to 2 mo of recovery. Consistent results derived from corresponding in vitro and in vivo models suggest that SP’s neuroprotective effects are likely the result of improving cerebral energy metabolism and blocking the initiation of the neuronal death program.
SP has been considered a candidate for treating hypoxic–ischemic brain injury mainly because it is a metabolic substrate (11) and an antioxidant (17,18) that readily passes through the blood–brain barrier (14). SP also protects cultured primary neurons against 1-methyl-4-phenylpyridinium, 6-hydroxydopamine, hydrogen peroxide (17,23), and OGD, as demonstrated in this study. At 24 h after reoxygenation, the presence of SP resulted in a decrease in LDH release (an indicator of neuronal injury) and an increase in MTT levels, both in a dose-dependent manner, supporting SP’s function in promoting neuronal survival under nutritional deprivation.
SP’s neuroprotective effects were previously tested in several animal models. For example, it reduced zinc-induced neurotoxicity during transient forebrain ischemia (12), reduced traumatic brain injury (10,11,13), and reduced insulin-induced hypoglycemic brain injury (14). As a potential candidate for treating hypoxic–ischemic brain injury in newborns, our investigation systematically evaluated the effects of SP using an established neonatal rat HI model (20). We observed that a single dose (125–1,000 mg/kg) of intraperitoneal SP injection dramatically reduced hypoxic–ischemic injury to the immature brain, with optimal effects at 500 mg/kg, which is consistent with a rat model of middle cerebral artery occlusion (24). Despite these beneficial effects, earlier (9) and current studies indicate a narrow therapeutic window for SP, which may limit its future clinical use. The therapeutic window of SP for the middle cerebral artery occlusion model is limited to 30 min (24). We found that a single dose of SP at 5 min after HI was the most efficacious, but it gradually lost its neuroprotective effects if administered after 1 h of recovery.
SP’s effects on long-term behavior development have never been evaluated. As revealed by the foot-fault test, HI impaired sensorimotor function, which may be related to the loss of cortical tissue that controls motor movements (25,26). This assumption is supported by the improved performance on the foot-fault test when SP treatment reduced the loss of cortical tissue. Spatial learning is known to be associated with intact hippocampal functions (27). Results from the Morris water maze showed that neonatal rats suffering hypoxic–ischemic injury displayed severe place navigation deficit in adulthood. Although previous studies (28,29) suggested that motor impairment could affect the performance of the water maze test, our results showed no difference in the swimming speed among sham, vehicle, and SP-treated groups. Therefore, learning impairments in the water maze were independent of motor function, as suggested in earlier studies (30). On the other hand, SP treatment alleviated the place navigation deficit. This effect most likely results from the reduced number of injured hippocampal neurons at 24 h and from the reduction in hippocampal tissue loss at 2 mo of recovery.
The above long-term beneficial effects of SP may be due to its ability to improve cerebral energy metabolism. Oxygen and glucose deprivation in vitro (OGD) and in vivo (HI) caused rapid decreases in ATP levels, suggesting an energy failure from nutrient deprivation. This energy failure was prevented by supplying SP to culture media at reoxygenation or to neonatal rats immediately following HI. Shortly after OGD, intracellular ROS levels, a measure of oxidative stress, started to increase and continued to rise for the entire testing period (24 h). Following HI to neonatal brain, tissue ROS levels initially fell at the beginning of reoxygenation, possibly due to the decrease in ATP, but rapidly increased to about 150% of controls at 3 h of reoxygenation and then decreased. The different time course of ROS levels in vivo is likely due to the supply of nutrients and removal of toxic waste with the reperfusion. Despite this decrease, neurons continued to die without intervention as demonstrated at 24 h (FJB labeling) and 2 mo of recovery. In either case, SP was able to keep ATP levels from falling and ROS levels from increasing and, more important, was able to reduce neuronal death and improve behavior recovery.
To understand the mechanisms underlying SP’s neuroprotective effects, we evaluated its effects on several key pathways involved in the death of immature neurons using the same corresponding in vitro and in vivo models for hypoxic–ischemic neuronal injury. In recent years, mitochondria have been identified as the converging point for death signals, especially for immature neurons (31). Bax is one of the proapoptotic BCL-2 family members. In the absence of death signal, ectopic expression of Bax triggers cytochrome-c release from mitochondria (32,33,34), leading to caspase activation and the induction of apoptosis. Transient ischemia to rat brain induced a rapid translocation of Bax from cytosol to mitochondria, where it heterodimerized with the mitochondrial membrane permeabilization-related protein adenine nucleotide translocator, creating mitochondrial membrane permeability (35). Starting around 2 h after OGD, Bax levels rapidly increased (0.5 h), preceding the persistent activation of caspase-3 (4 h). An increase in Bax levels and caspase-3 activation was also observed in brain tissue following HI. In either case, SP treatment prevented the increase in Bax levels following OGD in neurons and following HI in brain tissue. SP likely inhibited Bax partially through activating or maintaining the levels of the key survival signaling kinase, Akt (22), as shown in our study.
In conclusion, this study demonstrated that SP promoted neuronal survival under OGD and reduced hypoxic–ischemic injury to neonatal rat brains. SP not only reduced the number of injured neurons in the early phase but also improved behavior development at 2 mo of recovery. This effect is likely the result of improved cerebral energy metabolism and reduction of Bax expression and caspase activation. Therefore, SP may be used as a potential treatment for neonatal hypoxic–ischemic brain injury if given within the first hour.
Methods
Primary Cortical Neuron Culture
The cortexes were collected from newborn Sprague Dawley rats as described earlier (36). After removing the meninges, the cortical tissue was minced in Dulbecco’s modified essential medium and then incubated in 0.25% trypsin (Invitrogen, New York, NY) and DNAse (Sigma, St. Louis, MO) for 15 min at 37 °C to produce a single-cell suspension. After centrifugation, the cells were resuspended in neurobasal medium (Invitrogen, Grand Island, NY) supplemented with 2% B-27 (Invitrogen 17504-044), 0.5 mmol/l glutamine (Invitrogen), 100 U/ml penicillin, and 100 ug/ml streptomycin and then were plated into poly-L-lysine-coated (Sigma) dishes. The culture medium containing b-fibroblast growth factor (5 ng/ml, Sigma) was changed at 24 h and 4 d in vitro.
Oxygen Glucose Deprivation
At 7 d in vitro, primary cortical neurons were gently washed and changed to glucose-free Dulbecco’s modified essential medium (Invitrogen) before being placed into a humidified chamber gassed with 95% N2/5% CO2. The control cells were changed to Dulbecco’s modified essential medium with glucose media (Invitrogen) and remained under 5% CO2, 21% O2, and 37 °C. After 2.5 h, cells were removed from the hypoxic chamber to regular incubator after changing to neurobasal media and treated with SP.
Neuronal injury was evaluated by levels of LDH in culture media (LDH release) and MTT levels in cell lysate (cell viability) as described earlier (37).
Neonatal HI Model and Treatment
The animal studies were approved by the Indiana University School of Medicine Institutional Animal Use and Care Committee. All rats (Harlan Laboratories, Indianapolis, IN) were grouped randomly and housed under a 12-h light and 12-h dark cycle with food and water ad libitum. Briefly, 7-d-old Sprague Dawley rat pups (eight per litter, weighing 13–18 g) were anesthetized with a mixture of isoflurane (3~4% for induction and 2% for maintenance) and 30% O2/70% N2. The left carotid artery was exposed and permanently ligated with 6–0 surgical silk. The wound was then sutured with 4–0 surgical silk. After a 2-h recovery, the pups were placed in 2-l airtight and watertight glass flasks, containing 8% oxygen and 92% nitrogen, submerged in a 37.0 °C water bath. After 2.5 h, the pups were then returned to their dams after SP or vehicle was injected (i.p.). The sham group underwent the same operation except for the carotid artery ligation and hypoxia.
2, 3, 5-Triphenyltetrazolium Chloride Monohydrate Staining
To confirm survival volume, rat brains were removed and sectioned coronally into six 2-mm slices in a Rodent Brain Matrix (Zivic Miller, Pittsburgh, PA). Slices were incubated in 2, 3, 5-triphenyltetrazolium chloride monohydrate (1%, Sigma) at 37 °C for 10 min and fixed in 10% buffered formalin. The survival area on photographed brain sections was measured using Image J and calculated as the ratio of the 2, 3, 5-triphenyltetrazolium chloride monohydrate–stained area of ipsilateral to the area of contralateral (nonischemic).
Foot-Fault Test
The foot-fault test was performed at 21 d of recovery (25). Rats were placed on an elevated stainless steel wire (diameter 0.4 cm) grid (1 m above the floor with 3 cm2 holes). Each pup was placed on the grid and the number of foot-faults was counted out of 50 steps for forelimbs or hind limbs. A foot fault was defined as when the animal misplaced a forelimb or hind limb and the paw fell between the grid bars.
Morris Water Maze Test
Morris water maze tests were performed at 7 wk of recovery as described earlier (30). The water maze consisted of a pool (6 feet in diameter and 2 feet deep) filled with opaque water and a platform (2 cm below the water’s surface) that rats could step on to escape the water. For each daily four trials), the rats were placed in the pool facing the wall and initiated randomly from each of the four start locations (north, south, northwest, southeast). A maximum of 60 s was allowed for each rat to find the hidden platform. At the end of the learning trials, a probe trial and a cued trial were performed. All the activities were recorded and the animals’ swimming paths were measured for quantification of latency and swimming speed by the Video Tracking System (CleverSys, Reston, VA).
FJB Staining for Injured Neurons
At 24 h, 7 d, or 2 mo of recovery, the animals were anesthetized with halothane and then perfused transcardially with 0.9% saline, followed by 4% paraformaldehyde. After postfixation and cryoprotection in 30% sucrose, the brains were sectioned (30 µm), stained with cresyl violet, and quantified for brain tissue loss as described earlier (38).
For FJB staining, coronal sections (20 µm) were incubated in 0.06% potassium permanganate for 20 min and incubated in a 0.0004% solution of FJB (Histo-Chem, Jefferson, AK) for 20 min and then 0.0004% 4’, 6-diamidino-2-phenylindole (Sigma) for 5 min. Sections were then rinsed, air dried, cleared in xylene (2–5 min) and mounted with DPX (Sigma) (39). The number of FJB-positive neurons in three sections was determined in the ipsilateral hippocampus that suffered hypoxic–ischemic injury.
Intracellular ROS and ATP
For ROS measurement, cells were incubated in 2′, 7′-dichlorodihydro-fluorescein diacetate (DCFH-DA, 50 µmol/l, Sigma) and washed to remove excessive DCFH-DA. For in vivo studies, the ipsilateral and contralateral cortexes were homogenized in RIPA buffer (Invitrogen) on ice and centrifuged at 12,000g at 4 °C for 5 min. The supernatant was incubated with DCFH-DA for 30 min at 37 °C. In both cases, the DCF fluorescence was measured in a microplate reader with excitation at 485 nm and emission at 535 nm and normalized by protein concentration.
Levels of ATP were measured using a commercial kit (Molecular Probes, Invitrogen). At 7 d in vitro, cultured cells were washed, scraped, and further lysed by freezing and thawing. After removing the precipitates, ATP levels in the supernatants were determined following the manufacturer’s instructions. For ATP determination in vivo, the ipsilateral and contralateral cortexes were homogenized in lysis buffer (10 mmol/l Tris pH 7.5, 0.1 mol/l NaCl, 1 mmol/l EDTA, 0.01% Triton X-100). ATP content was determined in the supernatants and normalized by protein concentration.
Antibody Used for Western Immunoblot
Anti-Bax antibody (1:1,000; Cell Signal Technology, Boston, MA); anticaspase-3 and anti–cleaved caspase-3 detection (rabbit monoclonal antibody, 1:1,000; Cell Signal Technology); antitotal Akt or anti-P-Akt (S473) (rabbit monoclonal antibody, 1:1,000; Cell Signal Technology); anti-GAPDH (rabbit monoclonal antibody, 1:1,000; Cell Signal Technology). The secondary antibody was antirabbit IgG, HRP-linked antibody (1:2,500; Cell Signal Technology).
Statistical Analysis
Data are presented as mean ± SEM. Statistical differences between more than two groups were analyzed by using a one-way ANOVA followed by the Tukey multiple comparison procedure. A P value <0.05 was considered statistically significant.
Statement of Financial Support
This work was supported by the Eunice Kennedy Shriver National Institute of Child Health & Human Development (to W.-H.L.; grant 1R01HD059979) and the Indiana Spinal Cord Brain Injury Fund.
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Pan, R., Rong, Z., She, Y. et al. Sodium pyruvate reduces hypoxic–ischemic injury to neonatal rat brain. Pediatr Res 72, 479–489 (2012). https://doi.org/10.1038/pr.2012.107
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DOI: https://doi.org/10.1038/pr.2012.107
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