Abstract
Glucocorticoids (GCs) are essential for many aspects of normal brain development. However, there is growing evidence from a number of species that exposure of the fetal brain to excess GC, at critical stages of development, can have life-long effects on behavior and neuroendocrine function. The hypothalamo-pituitary-adrenal axis, which is central to the integration of the individual's endocrine and behavioral response to stress, appears highly sensitive to excess GC exposure during development. A number of animal studies have shown that exposure to synthetic GCs in utero results in adult offspring that exhibit hyperactivity of the hypothalamo-pituitary-adrenal axis. This will have a long-term impact on health, inasmuch as increased life-long exposure to endogenous GC has been linked to the premature onset of diseases associated with aging. The mechanisms involved in the permanent programming of hypothalamo-pituitary-adrenal function and behavior are not well understood. Synthetic GCs are used extensively to promote pulmonary maturation in fetuses at risk of being delivered before term. Therefore, it is important that we understand the potential long-term consequences of prenatal GC exposure on brain development as well as the underlying mechanisms involved. This review will explore the current state of knowledge in this rapidly expanding field.
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GCs (cortisol in humans and most mammals, and corticosterone in rats, mice, and other lower vertebrates) are essential for normal brain development. They exert a wide spectrum of effects in most regions of the developing brain, ranging from subcellular reorganization to neuron–neuron and neuron–glial interaction (1, 2). However, sustained elevation in, or removal of these hormones from, the fetal brain is detrimental to these processes and can permanently modify the structure and function of the brain (3, 4).
The pioneering work of Liggins and Howie (5) in the early 1970s has led to the widespread use of synthetic GCs to treat fetuses at risk of preterm delivery. Preterm delivery occurs in approximately 7–10% of all births in North America and is responsible for about 75% of neonatal deaths (6). In these cases, neonatal morbidity is high in surviving preterm infants, and complications such as respiratory distress syndrome, intraventricular hemorrhage, and necrotizing enterocolitis are common (6). Prenatal GC therapy reduces the frequency of the complications associated with preterm delivery (6). As a result, in 1994 the National Institutes of Health Consensus Development Conference recommended antenatal treatment of all women at risk of preterm delivery, between 24 and 34 wk of gestation, with GCs (6). However, the consensus report highlighted the requirement for further research into the effects of antenatal GCs on brain development and function after birth. This review will explore the current state of knowledge in this area. Although there is a growing literature on the impact of prenatal GC exposure on cardiovascular and metabolic function after birth [for recent review, see Dodic et al. (7)], this aspect of programming will not be considered in detail in this review.
In addition to use in cases of preterm labor, synthetic GCs are also administered to pregnant women in other clinical situations, including congenital adrenal hyperplasia. Often these treatments occur in early pregnancy and in some cases throughout gestation. There is currently very little information about the impact of such treatment regimens on brain and neuroendocrine development. However, some of the long-term effects discussed in this review may also occur in these clinical situations.
DEVELOPMENT OF BRAIN AND NEUROENDOCRINE SYSTEMS
Within the developing brain, the limbic system (primarily the hippocampus) is particularly sensitive to endogenous and exogenous GCs during development (8–10). The hippocampus has a myriad of complex functions within the brain. These include cognition, behavior, memory, coordination of autonomic activity, and regulation of a number of endocrine systems (10–12). Given the wide spectrum of regulatory roles, programming of limbic function during development will have a profound impact in postnatal and adult life (Fig. 1).
It has been known for four decades that HPA function can be permanently programmed during development (13), although the mechanisms have remained unclear. The HPA axis is modulated by efferent outflow from the limbic system [for review, see Jacobson and Sapolsky (12) and Herman et al. (14)] (Fig. 2). GCs act at multiple loci within the body to maintain homeostasis, but also act in the CNS to modify behavior and learning [for review, see Munck et al. (15) and Lupien and McEwen (16)]. Modification of systems that regulate HPA function during development will have major consequences on behavior and other higher center function, as well as on the long-term health of the individual (Fig 1).
The timing of maturation of the HPA axis relative to birth is highly species specific and is closely linked to landmarks of brain development (17, 18). In animals that give birth to mature young (sheep, guinea pigs, and primates) maximal brain growth and a large proportion of neuroendocrine maturation (including corticosteroid receptor development) takes place in utero (19, 20). In contrast, in species that give birth to immature young (rats, rabbits, and mice), much neuroendocrine development occurs in the postnatal period (21). Therefore, maternal GC treatment in late gestation will impact on different stages of brain and HPA development depending on the species studied. Another important consideration when extrapolating among different studies and species is that of receptor sensitivity. In this connection, mice and rats are corticosensitive (high receptor affinity for GCs) compared with other species, such as guinea pigs and primates, which are considered corticoresistant (22).
Under normal circumstances, and in all species studied, access of maternal endogenous GCs (cortisol and corticosterone) to the fetus is low (23). This is related, in part, to the expression of 11β-HSD in the placenta (24) This area has previously been reviewed in detail (25, 26). Briefly, 11β-HSD interconverts cortisol and corticosterone to inactive products (cortisone, 11-dehydrocorticosterone). There are two known isoforms, 11β-HSD type 1, which is bidirectional, and type 2, which is unidirectional (cortisol to cortisone) (24). The efficiency of placental 11β-HSD2 varies considerably among species (24, 27, 28); however, it is generally accepted that placental 11β-HSD2 is of primary importance in excluding maternal GC from the fetus (24, 25). 11β-HSD2 has a low affinity for synthetic GCs (25), and so dexamethasone and betamethasone pass rapidly from mother to fetus.
This review will focus on the impact of synthetic GCs in the developing brain and resultant changes in neuroendocrine function and behavior. However, studies that have used endogenous GCs will be cited when no information using synthetic GCs is available.
PRENATAL GC AND ADULT HPA FUNCTION
In the rat, fetal exposure to synthetic GC (0.1 mg/kg) during the last week of gestation resulted in elevated basal plasma corticosterone levels in adult male offspring (37). This increase in corticosterone was associated with an increase in adult blood pressure. There was also a dexamethasone-induced reduction in birth weight, but no effect on gestation length (37). In another study, maternal dexamethasone treatment (0.05 mg/kg) on gestational day 17, 18, and 19 resulted in adult male offspring that mounted a greater corticosterone response to stress (38). In contrast, dexamethasone (0.4 mg/kg) treatment on gestational day 17 and 19 failed to alter basal HPA function in prepubertal offspring. However, there was a significant difference in the ratio of AVP and CRH in the external zone of the median eminence in the young rats (39), indicating that there were subtle long-term effects on HPA regulation. These studies clearly demonstrate that dexamethasone-exposure in utero can program adult HPA function, but that the nature of the modification is dependent on dose and timing of exposure.
Administration of dexamethasone to pregnant guinea pigs on gestational day 50 and 51 (75% of gestation) resulted in prepubertal male, but not female, offspring with dramatically elevated basal plasma cortisol concentrations (40). There was no effect of GC administration on fetal, term, or juvenile body or organ weights, although there was a significant increase in gestation length (40, 41). A single study has been undertaken to establish the long-term effects of fetal exposure to synthetic GCs on HPA function in the primate (42). Pregnant rhesus monkeys were treated daily with dexamethasone (4 × 1.25 mg/kg) commencing on 132 d of gestation. Basal and stress-stimulated cortisol levels were elevated in the offspring (10 mo of age) born to dexamethasone-treated mothers (42). Taken together, these studies demonstrate that short-term fetal exposure to synthetic GCs can program HPA function in species that give birth to neuroanatomically mature young (primates and guinea pigs). To date, no studies have assessed HPA function in school-age children or young adults who were exposed to antenatal GC during fetal life.
In summary, available evidence in animals indicates that prenatal exposure to GCs leads to offspring with elevated HPA activity. There is currently no information as to how programmed changes in pituitary-adrenocortical activity are modified with age. Increased HPA tone throughout life will have a considerable impact on adult health because of elevated tissue exposure to GCs. In humans, elevated concentrations of cortisol have been associated with increased atherosclerosis, cholesterol concentrations, incidence of diabetes, immunosuppression, and cognitive impairment (16, 43, 44). Animal studies have found similar effects of chronically elevated HPA activity (45). Taken together, these data would indicate that chronically elevated HPA function leads to accelerated aging. In contrast, life-long exposure to reduced HPA activity may tend to slow down the onset of age-related diseases.
PRENATAL GC AND ADULT BEHAVIOR
Altered hippocampal development will have considerable effects on adult behavior. This effect may be direct or indirect, via alterations in HPA function (10, 11). In rats, treatment of pregnant dams with corticosterone (endogenous GC) resulted in sex-specific alterations in spontaneous and apomorphine-induced motor activity in adult offspring (46). In adult male offspring exposed to corticosterone as fetuses, exploratory activity was increased, whereas in females, spontaneous locomotion was increased, but there was no effect on exploratory activity (46). In adult female offspring, there was an interaction between apomorphine-induced motor activity and prenatal GC exposure, indicating GC-induced alterations in central dopamine systems (46). Daily dexamethasone treatment (0.1 mg/kg) during the last week of gestation had significant detrimental effects on sexual behavior, such that male offspring became demasculinized and feminized (47).
In mice, maternal treatment with prednisone resulted in offspring with delayed development of eye opening, lifting, walking, and gripping, indicating a retardation of muscular and motor development (48). In another series of studies, either single (49) or repeat doses (50) of dexamethasone or betamethasone (0.1–0.2 mg/kg) were administered to pregnant mice during the last week of gestation. After a single injection of GC on gestational day 14, there were specific differences in anxiety, memory, and socialization when compared with control mice. However, there was no effect of GC on sensory, motor, motivation, and learning performance (49). Together, these studies suggest that prenatal GC exposure has significant but subtle effects on the behavior of adult rodent offspring and that these effects are sex specific.
In rhesus monkeys, there was no effect of prenatal dexamethasone treatment (1.25 mg/kg per day for 4 d) at approximately 0.75 gestation on physical development or locomotor behavior in young primates, although there were dramatic differences in hippocampal structure (42). In humans, a number of studies have been undertaken to establish the long-term effects of prenatal GC exposure on learning, behavior, and intelligence. However, these have been undertaken in children who were born before term (51–54), and therefore were already at risk of delayed neurologic development (55–58). In these studies, there was no overall neurologic delay or impairment in children who were exposed to synthetic GCs in late gestation (51–54). However, in 6-y-old children, antenatal GC exposure was associated with subtle effects on neurologic function, including reduced visual closure and visual memory (53). A single study has considered the impact of GC on cognitive and behavioral development in children who were exposed to repeated antenatal GC treatment but not born before term (59). Children exposed to dexamethasone in early pregnancy, because of increased risk of congenital adrenal hyperplasia, showed significant increases in emotionality, unsociability, avoidance, and behavioral problems. Although no cognitive changes were noted, examination was performed at an age (6 mo to 5.5 y) when differences in cognitive function are difficult to discern. A recent study has shown that repeated courses of GC (each course; 2 × 11.4 mg, 12 to 24 h apart) in pregnant women at increased risk of delivering before term resulted in children with reduced head circumference (60). Further studies are required to establish the impact of repeated antenatal GC treatment, in late gestation, on behavioral outcome in children born at term.
MECHANISMS OF PROGRAMMING
Developmental and functional considerations.
The impact of fetal GC exposure is dependent on the expression of corticosteroid receptors in the developing brain at the time of exposure. A number of studies have shown that levels of GR and MR in the rat brain are low through gestation, but increase rapidly after birth (61–64). This would be consistent with the postnatal nature of brain and HPA development in this species (18, 21). However, more detailed analysis has revealed that there is a distinct ontogenic pattern for GR and MR in the fetal rat brain (65–67). GR mRNA is present in the anterior hypothalamus, hippocampus, and pituitary by gestational day 13, and mRNA levels increase around term (65, 67). In contrast, MR mRNA is not present in the hippocampus until gestational day 16 and the hypothalamus until day 17 (67). It is unclear how fetal levels compare with those in the neonate and adult.
In the fetal guinea pig, GR and MR mRNA are present in the cortex and all regions of the hippocampus and dentate gyrus by gestational day 40 and then throughout the remainder of gestation (20) (Fig. 3). Between gestational day 40 and gestational day 50, there is a dramatic increase in GR mRNA levels, but a decrease in MR mRNA abundance (20), indicating differential developmental regulation of the two receptors in the hippocampus. Hippocampal GR mRNA levels increase to a peak near term, but there is little change in MR mRNA, which remains low. In contrast, in the PVN, GR mRNA levels are higher at gestational day 40 than at any other stage of fetal or postnatal life. There is a dramatic decrease (50%) in GR mRNA near term (20). This likely represents a decrease in GC feedback in the PVN, allowing ACTH and cortisol to increase simultaneously at this time (20, 68). A similar reduction in GR mRNA in the PVN has been noted in the fetal sheep near term (69). In summary, these studies indicate that the development of GR and MR expression is highly species specific. Differences in receptor number likely account for the inconsistent outcomes observed after varied treatment regimens, as well as the differences observed between species.
In the brain, MR has a higher affinity than GR for GC, and at basal concentrations of cortisol, MR is occupied while GR remain largely unoccupied (10). However, during periods of elevated plasma cortisol (i.e. during stress), there is increased occupation of the GR [for review, see Dallman et al. (35)]. It has been proposed that the hippocampal MR is primarily involved in feedback regulation during basal secretion, whereas the GR becomes important during periods of increased GC secretion (35), although this remains somewhat controversial (10). Synthetic GCs bind predominantly to the GR (36), and the effects on development after prenatal GC administration are likely mediated at the level of this receptor. In addition to binding to classic GR, synthetic GCs such as dexamethasone may also bind to neurosteroid receptors in the brain (70). This would represent a novel route of signal transduction and clearly warrants further investigation.
GCs and central neurotransmitter systems.
The catecholamines epinephrine and norepinephrine stimulate HPA function via α1 adrenergic receptors [for review, see Plotsky et al. (71)]. Catecholaminergic innervation of the parvocellular PVN is derived principally from the caudal medulla (72, 73). Brainstem catecholaminergic systems are also implicated in hippocampal function. Stress increases norepinephrine turnover in the hippocampus and prefrontal cortex (74, 75), and norepinephrine has been shown to modulate hippocampal corticosteroid receptor activity (76).
Dexamethasone-exposure in the last week of gestation results in adult offspring with reduced norepinephrine turnover in the cerebellum and forebrain (77) and reduced norepinephrine content in the hippocampus and neocortex (38). However, longitudinal studies have shown that antenatal GC exposure results in premature maturation of norepinephrine systems in the brainstem, forebrain, and cerebellum (77), and induces overexpression of the norepinephrine transporter (78). Unfortunately, norepinephrine concentrations and turnover and norepinephrine transporter concentrations have not been measured in the hypothalami of offspring that were exposed to GCs as fetuses. No effect of prenatal dexamethasone on adrenergic receptors has been detected (77). Without further measurements in the hypothalamus, it is unclear how dexamethasone-induced modification of adult brain norepinephrine systems relates to the increase in HPA function. However, it has been shown that alterations in hippocampal norepinephrine can induce changes in corticosteroid receptor levels (79) and therefore modify GC negative feedback. Antenatal GCs have also been shown to promote early maturation of dopamine systems in the forebrain (77), and this is likely associated with subtle changes in behaviors noted in these animals.
Ascending serotonergic neurons project directly to the parvocellular PVN and increase activity of CRH-containing neurons (80, 81), stimulating CRH and ACTH secretion into the hypophysial portal blood (82–84). There is also a rich serotonergic innervation of the hippocampus (85). Prenatal exposure to dexamethasone in the last week of gestation leads to male offspring with increased hypothalamic and medullary serotonin concentrations, but reduced hippocampal serotonin turnover (38). Prenatal GC exposure also promoted brainstem serotonin transporter development and resulted in increased transporter activity throughout the life of the animal (86). Measurement of transporter activity was only undertaken in the brainstem, and potential GC-induced changes in the hippocampus and hypothalamus remain to be determined. Alterations in serotonergic transporter function and increased hypothalamic serotonin concentrations are likely responsible, in part, for the elevation of HPA activity observed in adult offspring. The effect of serotonin on HPA function is not confined to the PVN inasmuch as serotonin tonically inhibits the expression of hippocampal MR in adult male rats (87).
GCs and central corticosteroid receptors.
In the rat, dexamethasone (0.1 mg/kg) administered during the last week of gestation resulted in adult male offspring with reduced concentrations of GR mRNA and MR mRNA in the hippocampus (37). There was no difference in GR or MR expression in the hypothalamus or in brainstem structures. Until recently, it was thought that occupation of the hippocampal MR and GR is associated with suppression of HPA activity (12). Therefore, a reduction in expression would be associated with an increase in pituitary-adrenocortical activity. However, this view has recently been challenged, and it has been suggested that occupation of the hippocampal GR can, under certain circumstances, act to potentiate activated HPA function, whereas occupation of the MR suppresses activity (10). The reduction of hippocampal MR mRNA in animals that were exposed to GCs is consistent with increased basal and activated HPA activity (i.e. reduced GC feedback) in this model. However, the functional role of the decrease in hippocampal GR mRNA is less clear, and requires further study.
In the guinea pig, it has recently been demonstrated that prenatal GC exposure, during the phase of rapid brain growth (gestational day 50 and 51), results in juvenile offspring with an altered hippocampal corticosteroid receptor complement (40). This effect is highly sex specific. Male offspring exhibit increased GR mRNA concentrations in the cingulate cortex and hippocampal CA3, whereas females exhibit reduced GR mRNA in the hippocampus (CA3 and CA4), dentate gyrus, and cingulate cortex (40). There was no effect of prenatal GC on concentrations of GR mRNA in the hypothalamus and anterior pituitary. Whether the hippocampal differences are maintained into adulthood remains to be determined.
There are a number of additional, and as yet uninvestigated, levels at which changes in central GC sensitivity may be mediated [for review, see Bamberger et al. (88)]. It is possible that prenatal GCs may have long-term influences on 1) intracellular hormone availability (67, 89, 90), 2) interactions between receptor and heat-shock protein (91), 3) receptor phosphorylation (92), 4) nuclear translocation (93), and 5) DNA binding and interaction (94). Further studies are required to verify this possibility.
Mechanisms of corticosteroid receptor programming.
In both the rat and guinea pig, there are rapid changes in the expression of GR and MR around the time of maximal brain growth (guinea pig gestational day 50; rat postnatal day 8) (18). It is possible that GC exposure can have permanent effects on the trajectory of GR and MR development at this time, such that the hippocampal receptor complement is permanently altered. Very little is known about the mechanisms by which GCs modulate developing GR and MR populations. Likely mechanisms include autoregulation or modification by brain biogenic amines. High concentrations of GC in the brain may act to reduce (autoregulate) corticosteroid receptor expression. This area has been reviewed in detail (88). Briefly, it has been shown that synthetic GCs down-regulate GR mRNA by 50–80% in a variety of cell types (95). Of particular relevance to this discussion, extended exposure of HeLa cells to dexamethasone resulted in irreversible down-regulation of GR mRNA, a consequence of conformational change in the GR promoter (96).
Only one study has investigated the immediate impact of synthetic GCs on hippocampal corticosteroid receptor concentrations in the fetus (41). In the guinea pig, injection of dexamethasone on gestational day 50 and 51 increased GR and MR in the CA1 region of the hippocampus in female fetuses. Day 50 of gestation is a time of rapid brain growth and very low plasma cortisol concentrations in the fetal guinea pig (20, 68). In rats, Kalinyak and colleagues (97) found no change in total brain GR mRNA 6 h after a single dexamethasone injection in pups less than a week of age, and daily injections of corticosterone for 5 d were found to cause only small decreases in hippocampal dexamethasone binding in rat pups (98). Together, these studies would suggest that autoregulation by high doses of synthetic GC does not occur during periods of low adrenocortical activity during development. However, this does not preclude the possibility that autoregulation (i.e. reduced receptor number) by GCs may occur earlier in development, before the animals enter the adrenal hyporesponsive period. It is also unclear whether the effects of the prenatal treatment on corticosteroid receptors observed in young animals will reflect the receptor complement in the adult hippocampus. Emerging evidence from our laboratory would suggest that this may not be the case. In female guinea pig fetuses, dexamethasone exposure increased hippocampal MR and GR mRNA (41), but the same fetal treatment resulted in prepubertal female offspring with reduced hippocampal GR mRNA (40). Currently, there is very little information on the influence of exogenous GC on neurotransmitter activity in the fetal brain or on the impact of neurotransmitter concentrations on corticosteroid receptors in the fetal brain.
Mitchell and colleagues (99) have recently demonstrated that serotonin regulates GR in primary hippocampal cultures derived from fetal rat brain. Serotonin treatment resulted in an increase in GR binding, and this effect was mediated via high-affinity serotonin (5-HT2) receptors. Furthermore, the effect was permanent, inasmuch as increased levels of GR were maintained for 60 d, in the absence of further serotonin exposure (99). This group also demonstrated that serotonin was responsible for the up-regulation of hippocampal GR, previously demonstrated in adult rats that were handled as neonates (100, 101). Handling has been shown to increase thyroid activity in the neonate (101, 102). Furthermore, neonatal thyroid hormone administration mimics the effects of handling on GR binding in adulthood (103). Subsequent studies demonstrated that both neonatal handling and thyroid hormone administration resulted in increased serotonin turnover in the hippocampus (102). As a result, it has been suggested that the ascending serotonin neurons are stimulated by thyroid hormones to increase hippocampal serotonin and thence GR expression (101). Prenatal GC exposure has also been shown to advance maturation of the serotonin transporter system in the developing rat brain (86). In the fetal guinea pig, exposure to dexamethasone resulted in an increase in fetal thyroid hormone and an up-regulation of GR mRNA (41). Together these data indicate that an increase in central serotonin concentrations may mediate the dexamethasone-induced increases in hippocampal GR mRNA in the fetus (41), although further work is required to confirm this possibility.
PRENATAL GC AND BRAIN STRUCTURE
The effects of GC are not restricted to central changes in neurotransmitter concentrations and receptor numbers, but may also include modification of brain structure. Several studies in young animals and adults have demonstrated that stress and increased GC can have a major impact on hippocampal structure [for review, see De Kloet et al. (10)]. Perhaps the most striking of these are the observations that stressful experience or exposure to chronically elevated GC results in significant reductions in hippocampal volume (104–107).
An elegant series of studies performed in the rhesus monkey have considered the impact of short periods of fetal GC exposure during late gestation on structural development of the limbic system (42, 108). The effect of single injections of dexamethasone (0.5, 5, and 10 mg/kg) at 132 d gestation (term, 185 d) was assessed on gestational day 135. There was considerable dose-dependent neuronal degeneration in the CA1–CA3 hippocampal pyramidal neurons, shrinkage and condensation of neuron soma and dendritic branches, depletion of the number of neurons, and disintegration of mossy fiber endings in the zona lucidum (108). Fetuses receiving multiple injections of lower doses (0.125 × 4, 1.25 × 4, and 2.5 mg/kg × 4) showed more severe damage than those receiving a single larger injection. This would be more analogous to the treatment regimen in pregnant women, and the lower dose would be similar to that prescribed for suspected preterm labor (6).
Another group of fetuses was studied 30 d after exposure, and although the acute neurodegenerative changes seen in the brains of the day 135 fetuses had subsided, the size of the perikaryonic soma of the pyramidal neurons was small, and their dendritic branches with the mossy fiber endings in the CA3 regions were poorly developed compared with normal age-matched controls (108). In the dentate gyrus, the density of the granular neurons was less, and the individual sizes of the neurons were smaller. Overall, the number of hippocampal neurons at day 162 was reduced approximately 30% in the dexamethasone-treated fetuses, and the size of the whole hippocampal formation was reduced (108). In a further experiment involving dexamethasone-treated fetal monkeys, the hippocampal volume was analyzed at 20 mo of age by magnetic resonance imaging. This revealed an approximate 30% reduction in hippocampal volume in offspring exposed to dexamethasone (4 × 1.25 mg/kg) at day 132 of gestation (42).
Human and animal studies have demonstrated that morphologic changes in the hippocampus are associated with a number of functional consequences (104). Bremner et al. (106) showed that male combat veterans with posttraumatic stress disorder had reduced magnetic resonance imaging–derived right-sided hippocampal volume compared with control subjects, and Sheline et al. (105) reported that certain aspects of their memory deficit were correlated with hippocampal volume. More recent studies have demonstrated a reduction in hippocampal volume in women victimized by childhood sexual abuse and that the severity of psychiatric complications was correlated to reduction in hippocampal volume (107). It is therefore likely that GC-induced changes in hippocampal structure during development have long-term behavioral and neuroendocrine consequences.
The mechanisms by which GC-induced damage to the hippocampus takes place are not well understood. It is generally accepted that GCs promote differentiation over proliferation (10, 109). Animal studies have demonstrated that GCs interfere with normal rates of cell birth and death that occur during development (2). However, it is also known that GC exposure can indirectly damage mature neurons (110). It has been shown that GCs block the uptake of glucose into neurons (111). Under resting conditions, GCs do not reduce energy metabolism sufficiently to kill neurons; however, during situations such as ischemia or glucose insufficiency, GCs decrease energy metabolism, making neurons more vulnerable to challenge (112). It is thought that glutamate, which is released during episodes of hypoxia and hypoglycemia, is responsible for inducing damage in compromised neurons (110). GCs have also been shown to increase extracellular glutamate concentrations in the hippocampus by preventing glutamate reuptake, and therefore further exacerbating damage (112). This damage is consistent with that described in fetal primates exposed to GC.
Other aspects of CNS development are also affected by prenatal GC exposure. A recent study in sheep has shown that repeated fetal exposure to GCs delays myelination of optic axons (113). In rats, fetal dexamethasone exposure tends to promote the replacement of neurons with glia in the forebrain (114), and has sustained effects on the formation of polyamines (115). The latter are major regulators of neural cell replication and differentiation. GCs also regulate the expression of the neuronal cell adhesion molecule (116), which is important in maturation and synaptic stabilization (117). A recent study has shown that a single low dose of dexamethasone (0.05 mg/kg) can cause profound perturbation of nuclear transcription factors in the fetal rat brain (118). Indeed, low doses of dexamethasone caused changes in fetal brain c-fos gene expression and AP-1 binding proteins of a magnitude the same as or larger than those associated with GC-induced teratogenesis (119), suggesting that the brain is especially vulnerable to GC exposure in late gestation.
Neurotrophic factors are essential for development of interneuronal and neuronal-glial interactions (120, 121). Indeed, both stress and GCs affect the expression of neurotrophic factors in limbic and hypothalamic structures in the adult brain (122–125). Several neurotrophic factors exist in the developing brain, although virtually nothing is known about the functional regulation of neurotrophic factors during development (121, 126). It is highly likely that neurotrophic factors play a role in prenatal GC programming of hippocampal and hypothalamic function by modifying neuron–neuron and neuron–glial interaction, within and between these structures.
It is possible that compromise (i.e. reduction of pyramidal neurons or alterations in axonal or dendritic processes and synaptogenesis) in the developing hippocampus may decrease the age at which hippocampal deficits are first noted. Prenatally programmed increases in HPA function may exacerbate this hippocampal deficit (104, 110, 127) and, in turn, lead to further increases in HPA function (because of reduced GC negative feedback). In this connection, aging humans tend to undergo a decrease in HPA resiliency (ability to switch off the HPA response), and it has been suggested that this deficit is linked to life-long exposure to GCs [for review, see Seeman and Robbins (33)]. For these reasons, follow-up studies in humans and animal models, to investigate the impact of prenatal GC exposure, may fail to observe significant hippocampal deficits until adulthood or early old age.
SUMMARY AND CONCLUSIONS
In most of the studies cited in this review, the doses and regimen of synthetic GC administration were not dissimilar from those administered to pregnant women at risk of delivering before term. In a recent study, a very low dose of GCs in late gestation has been shown to have dramatic effects on transcription factor expression in the developing brain (118). An important consideration when extrapolating among different studies and species is that of receptor sensitivity. In this connection, mice and rats are corticosensitive (i.e. high receptor affinity for GCs) compared with guinea pigs and primates (including humans), which are considered corticoresistant (22). Current evidence indicates that prenatal GC exposure can program brain and neuroendocrine function in both corticosensitive and corticoresistant animals. The magnitude of effect will also depend on the corticosteroid receptor complement within the brain at the time of treatment as well as the sex of the fetus. This is highly species and brain region specific. Recent studies have indicated that maturation of the GR and MR systems is advanced in species in which rapid brain development occurs in utero (guinea pigs and sheep), and this is likely also the case in primates.
The preceding evidence has led many investigators to suggest that alterations in hippocampal corticosteroid receptor regulation are responsible for the programming of HPA and alterations in adult behavior (Fig. 4). However, fundamental questions that remain include the following:1) At which point in development are these receptor systems susceptible to programming? 2) In the fetus, are the effects of excess GCs mediated directly at the hippocampal receptor or via indirect routes (i.e. changes in neurotransmitter systems or structural interactions)? 3) Does programming of receptor number occur solely during early development or do other changes in early life (i.e. permanent changes in neurotransmitter systems) lead to persistent alterations in GR and MR regulation in adulthood? 4) What proportion of the programming effect is not associated with changes in corticosteroid receptors, but rather with changes in other prenatally programmed systems? 5) What are the mechanisms involved in the sex-specificity of HPA programming? Although not considered in detail in this review, it should also be noted that there are likely other indirect routes by which prenatal GC exposure alters fetal brain development. For example, treatment with antenatal GCs results in an increase in placental CRH production in humans (128, 129). Placental CRH may enter the fetus and activate the HPA axis; however, it may also have direct effects on blood flow within the placenta (130, 131). Further research is required to better delineate the complex mechanisms by which GCs affect the developing fetus.
In conclusion, there is no doubt that prenatal GC treatment affords great benefit to the preterm infant. However, animal studies, now performed in many species, indicate that there may be some long-term physiologic consequences of early exposure to excess GC, and that these may be sex specific. Furthermore, the effects may not become apparent until later life. Given the dynamics of corticosteroid receptor systems in late gestation, it is likely that there are critical windows of development when specific regions of the brain are more sensitive to the influence of exogenous GC. Once such windows have been identified, it will be possible to target prenatal treatments so as to maximize benefits and reduce risks of long-term effects. Notwithstanding, the data reviewed indicate that some caution should be exercised in the use of multiple-course GC therapy during pregnancy.
Abbreviations
- AVP:
-
vasopressin
- CRH:
-
corticotropin-releasing hormone
- GC:
-
glucocorticoid
- GR:
-
glucocorticoid receptor
- HPA:
-
hypothalamo-pituitary-adrenal
- MR:
-
mineralocorticoid receptor
- PVN:
-
paraventricular nucleus
- 11β-HSD:
-
11β-hydroxysteroid dehydrogenase
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Supported by the Medical Research Council of Canada (MT-1469) and the Natural Sciences and Engineering Council of Canada.
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Matthews, S. Antenatal Glucocorticoids and Programming of the Developing CNS. Pediatr Res 47, 291–300 (2000). https://doi.org/10.1203/00006450-200003000-00003
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DOI: https://doi.org/10.1203/00006450-200003000-00003
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