Abstract
Topology of electron wavefunctions was first introduced to characterize the quantum Hall states in two dimensions discovered in 1980 (ref. 1). Over the past decade, it has been recognized that symmetry plays a crucial role in the classification of topological phases, leading to the broad notion of symmetry-protected topological phases2. As a primary example, topological insulators3,4 are distinguished from normal insulators in the presence of time-reversal symmetry (). A three-dimensional (3D) topological insulator3,4,5,6 exhibits an odd number of protected surface Dirac cones, a unique property that cannot be realized in any 2D systems. Importantly, the existence of topological insulators requires Kramers’ degeneracy in spin–orbit coupled electronic materials; this forbids any direct analogue in boson systems7. In this report, we discover a 3D topological photonic crystal phase hosting a single surface Dirac cone, which is protected by a crystal symmetry8,9,10—the nonsymmorphic glide reflection11,12,13 rather than . Such a gapless surface state is fully robust against random disorder of any type14,15. This bosonic topological band structure is achieved by applying alternating magnetization to gap out the 3D ‘generalized Dirac points’ discovered in the bulk of our crystal. The Z2 bulk invariant is characterized through the evolution of Wannier centres16. Our proposal—readily realizable using ferrimagnetic materials at microwave frequencies17,18—expands the scope of 3D topological materials from fermions to bosons.
Similar content being viewed by others
Main
Unlike in Fermi systems, achieving a single Dirac cone in boson systems requires breaking. This is because the operator acts differently on bosons and fermions: for fermions with half-integer spins and for bosons with integer spins. As a result, is not compatible with the Hamiltonian of a single Dirac cone, whereas is (see Supplementary Information). Instead of , the Dirac point degeneracy in our photonic crystal is protected by a glide reflection, which ensures an odd number of band crossings on two high-symmetry lines in the surface Brillouin zone (BZ; refs 12,13). This 3D topological photonic crystal is a material realization of the recently proposed nonsymmorphic topological phase11,12,13,19 and can be regarded as a bosonic analogue of both the 3D topological insulator3,4,5 (in terms of the single surface Dirac cone) and the topological crystalline insulators8,9,10 (in terms of the crystal-symmetry protection) in electronic systems.
Our starting point is a photonic crystal having a body-centred-cubic (bcc) unit cell which contains four identical dielectric rods, illustrated with different colours for clarity in Fig. 1b. This crystal belongs to the nonsymmorphic space group No. 230 () that contains glide reflections and inversion. Interestingly, such a triply periodic structure self-assembles as disclination-line networks in the first blue phase of liquid crystals20, denoted as BP I. Here, the dielectric constant (ɛ) of the rods is 11 and the radius is 0.13a, where a is the length of the cubic cell. In Fig. 1a, the photonic band structure of BP I shows a four-fold degenerate point at the P momentum, dispersing linearly in all directions of the 3D momentum space. Unlike a regular 3D Dirac point21,22—a four-fold degeneracy point which splits into two sets of doublet bands along any direction—our four-fold degeneracy here splits into four bands along a generic direction. In Fig. 1a, this splitting is not obvious, because most dispersions still remain doubly degenerate along high-symmetry momentum lines. However, it is clear that the third and fourth bands split along P–Γ and the first and second bands split along P–H. We name this type of degeneracy23 a 3D ‘generalized Dirac point’ (GDP). We note that there are two non-equivalent P points in the 3D bcc BZ related by inversion. Interestingly, the two GDPs (at ±P) are the only band touchings between band 1,2 and 3,4. When the space group is perturbed, the GDPs could turn into line nodes, Weyl points24,25 or open bandgaps. Detailed studies of GDPs will be presented in another paper.
In symmorphic space groups, where the point groups decouple from lattice translations, the highest dimension of group representation is three. The four-fold band degeneracies of the GDPs are hence the consequence of the nonsymmorphic symmetries of glide reflections and screw rotations in BP I. A nonsymmorphic symmetry is in general composed of a point group (mirror or rotation) followed by a fractional lattice translation, where neither of the two is a symmetry of the system. The important feature of a nonsymmorphic space group is the extra band degeneracies at the BZ boundaries26,27,28,29,30,31. Because the screw rotations cannot be preserved on a planar surface, we focus on the glide reflections to obtain protected surface states. Shown in Fig. 1b, the (001) surface has two glide reflections: and . The inversion centre is at the origin of the unit cell inside the glide plane of Gy. The top-view schematic illustrates the relations between the four rods under the two glide reflections. The (001) surface BZ is plotted in Fig. 1c.
A glide reflection ensures a linear point degeneracy along each glide-reflection-invariant momentum line. To see this, we study the Bloch states on the Gy-invariant lines of X′–X and M′–M shown dashed in the (001) surface BZ in the right-hand panel of Fig. 2a. A Bloch state with momentum (kx, ky) is mapped to another state with momentum (kx, −ky) under Gy, so for any state along these two lines with ky = 0 and ky = π/a, its momentum is invariant under Gy. This means the eigenvalues of Gy (gy) are good quantum numbers for the Bloch states on these two lines. Because , gy(kx) = [gy2(kx) = ], which is dependent on kx. The two branches of glide-reflection eigenvalues always differ by a minus sign, and evolve into each other after a 2π transportation along the Gy-invariant lines owing to the fact that gy(kx) = −gy(kx + (2π/a)). As a result, the corresponding wavefunctions of the two branches have the same winding as their eigenvalues—a unique property of the half-lattice translation in glide reflections. Consequently, the two frequency eigenvalues of the two Bloch modes also switch values after transporting a period along the invariant momentum lines, illustrated in Fig. 2a. Assume the frequencies of the two modes are ω+ and ω− at an arbitrary kx point (say kxa = 0). The frequency dispersions switch their values at ka = 2π. This switch ensures a crossing point (red dot) on X′–X and M′–M, respectively. We argue that these two protected double degeneracies give a Z2 classification of the surface states12. Illustrated in the middle panel of Fig. 2a, there are two topologically inequivalent ways for these two point degeneracies to connect. The gapless connection is a signature of the topologically nontrivial surface state protected by Gy.
We now break in the BP I photonic crystal to open the bulk bandgap without breaking Gy. Shown in Fig. 1d, the GDP at the P point lifts up into a bandgap when we apply alternating magnetizations on the rods along . These magnetizations induce off-diagonal imaginary parts in the dielectric constant (ɛ) of materials with a gyroelectric response32. (Ferrimagnetic materials with a gyromagnetic response17 give the same results in Supplementary Information.) Here μ = 1 and
where ɛzz = 11, ɛ∥2 − |κ|2 = ɛzz2 (ref. 24) and κ is a non-zero imaginary number when the magnetization (Mz) is present. In Fig. 1d, κ = −10i, −5i, +5i, +10i for the red, yellow, green and blue rods, respectively. This configuration preserves Gy, because magnetization (magnetic field) flips sign under a mirror (reflection) operation. The 2D plane group of the resulting (001) surface is pg.
The (001) surface state, plotted in Fig. 2b, has a single Dirac cone at the L point on the M′–M line, consistent with the glide-reflection degeneracy in Fig. 2a. By varying the magnetization or rod radius without breaking Gy, the Dirac point L moves along the Gy-invariant line M′–M. This single Dirac cone at L is connected gaplessly with the bulk bands across the bandgap. In Fig. 2c, we restore Gx to coexist with Gy by doubling the magnetization amplitude of the green and yellow rods (|κ| from 5 to 10). The surface plane group becomes p2gg. Owing to this extra glide-reflection plane through the Y point, the surface Dirac cone is then pinned at Y on M′–M. If we break both glide symmetries by de-magnetizing the yellow rod, both glide planes of Gx and Gy are broken and the surface plane group reduces to p1. The surface Dirac cone is now gapped, as shown in Fig. 2d. This demonstrates that the gapless surface states are indeed protected by the glide reflection.
The principle of bulk-edge correspondence says that the surface state is a holographic representation of the bulk topology. We demonstrate this correspondence between the surface states in Fig. 2 and the ‘hybrid Wannier centres’16 of the bulk bands below the bandgap computed in Fig. 3. This approach is also known as the Wilson loops33,34. The hybrid Wannier function of each band is a spatially localized wavefunction along z, obtained from Fourier transforming the Bloch wavefunctions with respect to kz while keeping the other two surface momenta. The z-position expectation values of the hybrid Wannier wavefunctions—that is, the hybrid Wannier centres, are equivalent to the Berry phases of the bulk bands below the gap along a loop in in the bulk BZ. In our bcc lattice, this non-contractable loop of length 4π/a (instead of 2π/a) is the vector connecting H and −H in Fig. 1c. So the hybrid Wannier centre is well defined up to a lattice period of a/2 (instead of a) in and, similarly, the Berry phase has a 2π phase ambiguity. The calculations of the Berry phases are detailed in the Supplementary Information.
In the surface BZ, a gapless spectrum of Wannier centres (Berry phases) indicates a nontrivial bulk topology and a gapless surface state. In contrast, a gapped spectrum represents a trivial bulk topology and the absence of gapless surface states. This can be understood by the following intuitive arguments. If there is a full gap in the spectrum of Wannier centres, then there is a certain position in z where no state is localized. Terminating the bulk at that plane results in a surface without surface states—the trivial surface states. On the other hand, if the Wannier centre plot is gapless, then for any surface termination there must be a localized surface state at some surface momentum. The surface is hence gapless for terminations at arbitrary z—a nontrivial surface. In Fig. 3, we plot the Wannier centres of the two lowest bands along the closed loop of X′–X–M–M′–X′ in the surface BZ. Figure 3a depicts the hybrid Wannier centres calculated for the bulk bands in Fig. 1d, whose surface state is shown in Fig. 2b. Similarly, the hybrid Wannier centres in Fig. 3b correspond to the surface states shown in Fig. 2d. The Wannier centres are gapless in Fig. 3a, consistent with the existence of the gapless single surface Dirac cone in Fig. 2b. In comparison, the Wannier centres in Fig. 3b are gapped, also consistent with the absence of topological surface states in Fig. 2d. These data confirm the bulk-edge correspondence that the Wannier centres for all bulk bands below the bandgap are homotopic to the surface band structure of a semi-infinite system with one open surface.
Single-Dirac-cone surface states are fully robust and do not localize under arbitrary random disorders on the surface. This has been discussed in 3D topological insulators, where the surface states remain delocalized under random impurities of any type14,15, assuming that spontaneous symmetry breaking does not occur. In our case, although individual defects break the glide reflection, their ensemble average does not. Intuitively, if one local disorder generates a positive Dirac mass term within a region on the surface, there must be a neighbouring region where the mass term is negative. A chiral edge mode exists along the edge between two regions with opposite masses, similar to the photonic one-way edge states17,32, analogous to the quantum Hall effect. In the presence of strong disorder, these chiral edge modes percolate the surface and the surface states remain delocalized. The surface with a strong random disorder can be mapped to the electronic states at the critical point of a quantum Hall plateau transition, where chiral edge modes between regions of different Landau-level filling factors percolate. The transmission rate of light on the surface hence exhibits the universal scaling laws in the universality class of the quantum Hall plateau transitions12,35. Free from any interaction, this single-Dirac-cone surface state is an ideal platform for studying the critical phenomena of ‘metal–insulator’ transitions in Dirac systems14,36.
In 2D photonic crystals, topological band structures protected by ɛ–μ symmetry37,38 have been studied. However, symmetries in constitutive relations are difficult to maintain over a wide frequency bandwidth. Another 2D example discusses the bulk topology of C6 rotation39. Unfortunately, six-fold rotation cannot be preserved on the 1D edge and cannot protect edge states. In contrast, our glide reflection can be maintained for all materials at all frequencies with protected surface states.
Experimentally, the -breaking BP I photonic crystals can be readily realized at microwave frequencies by assembling ferrimagnetic rods17,18 with internal remnant magnetization, without the need for external magnetic fields. Towards optical frequencies, -breaking could potentially be implemented through dynamic Floquet modulations40,41. In addition, our approach for photons can be used directly for phonons, where -breaking can be achieved by spinning the rods42.
This work demonstrates that symmetry-protected 3D topological bandgaps supporting disorder-immune surface states can be obtained in bosonic systems. Spatial symmetries2,8,12,43,44,45 (C. Fang et al., manuscript in preparation) other than the glide reflection are to be studied in the rich context of 230 space groups and 1651 magnetic groups for any bosonic particles.
References
Thouless, D. J., Kohmoto, M., Nightingale, M. P. & den Nijs, M. Quantized Hall conductance in a two-dimensional periodic potential. Phys. Rev. Lett. 49, 405–408 (1982).
Chiu, C.-K., Teo, J. C. Y., Schnyder, A. P & Ryu, S. Classification of topological quantum matter with symmetries. Preprint at http://arXiv.org/abs/1505.03535 (2015).
Hasan, M. & Kane, C. Colloquium: Topological insulators. Rev. Mod. Phys. 82, 3045–3067 (2010).
Qi, X.-L. & Zhang, S.-C. Topological insulators and superconductors. Rev. Mod. Phys. 83, 1057–1110 (2011).
Zhang, H. et al. Topological insulators in Bi2Se3, Bi2Te3 and Sb2Te3 with a single Dirac cone on the surface. Nature Phys. 5, 438–442 (2009).
Moore, J. E. The birth of topological insulators. Nature 464, 194–198 (2010).
Lu, L., Joannopoulos, J. D. & Soljačić, M. Topological photonics. Nature Photon. 8, 821–829 (2014).
Fu, L. Topological crystalline insulators. Phys. Rev. Lett. 106, 106802 (2011).
Hsieh, T. H. et al. Topological crystalline insulators in the SnTe material class. Nature Commun. 3, 982 (2012).
Ando, Y. & Fu, L. Topological crystalline insulators and topological superconductors: From concepts to materials. Annu. Rev. Condens. Matter Phys. 6, 361–381 (2015).
Liu, C.-X., Zhang, R.-X. & VanLeeuwen, B. K. Topological nonsymmorphic crystalline insulators. Phys. Rev. B 90, 085304 (2014).
Fang, C. & Fu, L. New classes of three-dimensional topological crystalline insulators: Nonsymmorphic and magnetic. Phys. Rev. B 91, 161105 (2015).
Shiozaki, K., Sato, M. & Gomi, K. Z 2 topology in nonsymmorphic crystalline insulators: Möbius twist in surface states. Phys. Rev. B 91, 155120 (2015).
Fu, L. & Kane, C. L. Topology, delocalization via average symmetry and the symplectic Anderson transition. Phys. Rev. Lett. 109, 246605 (2012).
Fulga, I. C., van Heck, B., Edge, J. M. & Akhmerov, A. R. Statistical topological insulators. Phys. Rev. B 89, 155424 (2014).
Taherinejad, M., Garrity, K. F. & Vanderbilt, D. Wannier center sheets in topological insulators. Phys. Rev. B 89, 115102 (2014).
Wang, Z., Chong, Y., Joannopoulos, J. D. & Soljačić, M. Observation of unidirectional backscattering-immune topological electromagnetic states. Nature 461, 772–775 (2009).
Skirlo, S. A., Lu, L., Igarashi, Y., Joannopoulos, J. & Soljacic, M. Experimental observation of large chern numbers in photonic crystals. Preprint at http://arXiv.org/abs/1504.04399 (2015).
Varjas, D., de Juan, F. & Lu, Y.-M. Bulk invariants and topological response in insulators and superconductors with nonsymmorphic symmetries. Phys. Rev. B 92, 195116 (2015).
Meiboom, S., Sammon, M. & Berreman, D. W. Lattice symmetry of the cholesteric blue phases. Phys. Rev. A 28, 3553–3560 (1983).
Young, S. M. et al. Dirac semimetal in three dimensions. Phys. Rev. Lett. 108, 140405 (2012).
Liu, Z. K. et al. Discovery of a three-dimensional topological Dirac semimetal, Na3Bi. Science 343, 864–867 (2014).
Wang, Z., Weng, H., Wu, Q., Dai, X. & Fang, Z. Three-dimensional Dirac semimetal and quantum transport in Cd3As2 . Phys. Rev. B 88, 125427 (2013).
Lu, L., Fu, L., Joannopoulos, J. D. & Soljačić, M. Weyl points and line nodes in gyroid photonic crystals. Nature Photon. 7, 294–299 (2013).
Lu, L. et al. Experimental observation of Weyl points. Science 349, 622–624 (2015).
Mock, A., Lu, L. & O’Brien, J. Space group theory and Fourier space analysis of two-dimensional photonic crystal waveguides. Phys. Rev. B 81, 155115 (2010).
Lu, L. et al. Three-dimensional photonic crystals by large-area membrane stacking. Opt. Lett. 37, 4726–4728 (2012).
Parameswaran, S. A., Turner, A. M., Arovas, D. P. & Vishwanath, A. Topological order and absence of band insulators at integer filling in non-symmorphic crystals. Nature Phys. 9, 299–303 (2013).
Roy, R. Space group symmetries and low lying excitations of many-body systems at integer fillings. Preprint at http://arXiv.org/abs/1212.2944 (2012).
Young, S. M. & Kane, C. L. Dirac semimetals in two dimensions. Phys. Rev. Lett. 115, 126803 (2015).
Watanabe, H., Po, H. C., Vishwanath, A. & Zaletel, M. Filling constraints for spin–orbit coupled insulators in symmorphic and nonsymmorphic crystals. Proc. Natl Acad. Sci. USA 112, 14551–14556 (2015).
Haldane, F. D. M. & Raghu, S. Possible realization of directional optical waveguides in photonic crystals with broken time-reversal symmetry. Phys. Rev. Lett. 100, 013904 (2008).
Yu, R., Qi, X. L., Bernevig, A., Fang, Z. & Dai, X. Equivalent expression of Z2 topological invariant for band insulators using the non-abelian Berry connection. Phys. Rev. B 84, 075119 (2011).
Alexandradinata, A., Dai, X. & Bernevig, B. A. Wilson-loop characterization of inversion-symmetric topological insulators. Phys. Rev. B 89, 155114 (2014).
Ludwig, A. W. W., Fisher, M. P. A., Shankar, R. & Grinstein, G. Integer quantum Hall transition: An alternative approach and exact results. Phys. Rev. B 50, 7526–7552 (1994).
Bardarson, J. H., Tworzydło, J., Brouwer, P. W. & Beenakker, C. W. J. One-parameter scaling at the Dirac point in graphene. Phys. Rev. Lett. 99, 106801 (2007).
Khanikaev, A. B. et al. Photonic topological insulators. Nature Mater. 12, 233–239 (2013).
Chen, W.-J. et al. Experimental realization of photonic topological insulator in a uniaxial metacrystal waveguide. Nature Commun. 5, 5782 (2014).
Wu, L.-H. & Hu, X. Scheme for achieving a topological photonic crystal by using dielectric material. Phys. Rev. Lett. 114, 223901 (2015).
Fang, K., Yu, Z. & Fan, S. Realizing effective magnetic field for photons by controlling the phase of dynamic modulation. Nature Photon. 6, 782–787 (2012).
Rechtsman, M. C. et al. Photonic Floquet topological insulators. Nature 496, 196–200 (2013).
Wang, P., Lu, L. & Bertoldi, K. Topological phononic crystals with one-way elastic edge waves. Phys. Rev. Lett. 115, 104302 (2015).
Liu, C.-X. Antiferromagnetic crystalline topological insulators. Preprint at http://arXiv.org/abs/1304.6455 (2013).
Alexandradinata, A., Fang, C., Gilbert, M. J. & Bernevig, B. A. Spin–orbit-free topological insulators without time-reversal symmetry. Phys. Rev. Lett. 113, 116403 (2014).
Wang, Z., Alexandradinata, A., Cava, R. J. & Bernevig, B. A. (in review, 2015).
Acknowledgements
We thank T. H. Hsieh, A. Alexandradinata, B. Andrei Bernevig, S. Skirlo, A. Men, J. Liu and F. Wang for discussions. S.G.J. and J.D.J. were supported in part by the US ARO. through the ISN, under Contract No. W911NF-13-D-0001. C.F. and L.F. were supported by the DOE Office of Basic Energy Sciences, Division of Materials Sciences and Engineering under Award No. DE-SC0010526. L.L. was supported in part by the MRSEC Program of the NSF under Award No. DMR-1419807. M.S. and L.L. (analysis and reading of the manuscript) were supported in part by the MIT S3TEC EFRC of DOE under Grant No. DE-SC0001299.
Author information
Authors and Affiliations
Contributions
L.L. proposed the BP I structure and performed the calculations with the help of S.G.J. and C.F.; C.F. and L.F. conceived and analysed the band topology; all authors contributed to the discussion of the results and preparation of the manuscript.
Corresponding authors
Ethics declarations
Competing interests
The authors declare no competing financial interests.
Supplementary information
Supplementary information
Supplementary information (PDF 611 kb)
Rights and permissions
About this article
Cite this article
Lu, L., Fang, C., Fu, L. et al. Symmetry-protected topological photonic crystal in three dimensions. Nature Phys 12, 337–340 (2016). https://doi.org/10.1038/nphys3611
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1038/nphys3611
This article is cited by
-
Electrically-pumped compact topological bulk lasers driven by band-inverted bound states in the continuum
Light: Science & Applications (2023)
-
Photonic helicoid-like surface states in chiral metamaterials
Scientific Reports (2023)
-
Sensing performance of Fano resonance induced by the coupling of two 1D topological photonic crystals
Optical and Quantum Electronics (2023)
-
Fully integrated topological electronics
Scientific Reports (2022)
-
Ideal nodal rings of one-dimensional photonic crystals in the visible region
Light: Science & Applications (2022)