Main

Estrogen receptor (ER) is a weak positive prognostic indicator and a strong predictor of response to hormonal therapies in patients with invasive breast cancer.1 Accurate, standardized detection of ER expression in breast tumor cells is essential to appropriate clinical management. Immunohistochemistry has replaced ligand-binding assay since the 1990s and is now the standard method of detecting ER expression in tissue containing breast cancer.2 Many preanalytical, analytical and postanalytical factors may affect ER immunohistochemistry results. The American Society of Clinical Oncology (ASCO)/College of American Pathologists (CAP) addressed issues related to these factors in the guideline recommendations published in 2010.3

Among the ASCO/CAP guidelines is the recommendation that cold ischemia time, defined as the time from the removal of the tissue from the patient to the initiation of tissue fixation, be shortened as much as possible, specifically, no more than 1 h. In compliance with the ASCO/CAP guidelines, core biopsy specimens at our institution now routinely have cold ischemia time no more than 30 min. As a tertiary care center, we also see that this has become the general practice for core biopsy specimens nationwide based on cases from other hospitals sent to us for review. Because of widespread use of core biopsy to establish a diagnosis of breast cancer before surgery and because hormonal receptor assays performed on core biopsy specimens generally appear to be more reliable than those performed on surgical resection specimens,4, 5, 6 ER/progesterone receptor (PR) expression is assessed on core biopsy specimens in the majority of breast cancer patients. However, ER immunohistochemical staining on the resected tumor is necessary in some patients. The scenarios requiring the use of resection specimens for ER immunohistochemistry include absence of staining of the tumor for ER with a lack of appropriate internal controls in the core biopsy, discordance between the results of staining and histomorphology in the core biopsy, and the presence of an invasive component identified only in the resection specimen. In addition, at our institution, we often repeat immunohistochemical staining on the surgical specimen if the tumor is triple-negative (negative for ER, PR and human epidermal growth factor receptor 2) in the core biopsy specimen.

Intraoperative assessment is performed for the vast majority of breast resection specimens at our institution. Gross examination, specimen radiography, and in some cases, frozen section analysis are helpful in ensuring excision of the lesion with adequate margins.7, 8 This process may take 30–60 min depending on the complexity of the case. With additional time needed for sampling tissue for microscopic evaluation,9 limiting the cold ischemia time to less than 1 h is difficult. However, the impression from our daily experience is that ER immunohistochemical staining results obtained from resection specimens are comparable with those from core biopsies. To date, data addressing the effect of cold ischemia time on ER immunohistochemical staining are very limited.10, 11, 12, 13, 14, 15, 16 Therefore, in the present study, we compared ER immunohistochemical results in paired surgical resection and core biopsy specimens of breast tumors to determine the effect of prolonged cold ischemia time on ER detection.

Materials and methods

Case Selection

The pathology files at the University of Texas MD Anderson Cancer Center were retrospectively searched for all patients with invasive mammary carcinomas resected between 1 February and 15 May 2011. Cases in which the first specimen sent to pathology contained invasive carcinoma with ER staining performed in the corresponding core biopsy material were selected. The time from specimen accession to fixation for each case was recorded. The average time from specimen resection in the operating room to specimen accession was estimated to be 10 min, which was added as part of the cold ischemia time in each case (time in fixative–time of accession+10 min). Of note, at our institution, all postresection specimen radiographs obtained after needle localization are taken in the pathology suite after the specimens are accessioned. Eight cases were excluded from our study because of cold ischemia times less than 1 h. The resulting 97 cases from 97 patients with cold ischemia times greater than 1 h were the subjects of the study. This project was approved by MD Anderson Institutional Review Board.

Tissue Processing and Immunohistochemistry

For tissue processing, all of the resection specimens in our study were freshly sampled on the same day they were received. If immediate sampling is not expected after the tissue is sliced, it is common practice at our institution to cover the tissue at room temperature with damp paper towels soaked in tap water. Three- to four-millimeter tissue sections were fixed in 10% neutral buffered formalin and processed using automated tissue processors. The formalin fixation time was within the range from 6 to 72 h for 91 of the specimens, and from 72 to 78 h for the remaining 6 specimens. The fixation times for the latter six specimens was longer because formalin fixation was initiated late on a Thursday and they were therefore not processed until the evening of the following Sunday. There was no 3-day holiday weekend during the period of time selected for the surgical resection specimens used in the study.

The polymeric biotin-free horseradish peroxidase method was used for ER immunohistochemical staining on a Leica Microsystems Bond Max stainer (Leica Microsystems, Buffalo Grove, IL, USA). In each case, one whole slide unstained tissue section 4 μm thick that had been prepared from a representative paraffin block of the resected invasive breast carcinoma was incubated at 60 °C for 20 min. Following heat-induced epitope retrieval with citrate buffer for 30 min at 100 °C, slides were incubated with mouse monoclonal antibody to ER (clone 6F11, 1:35, Novocastra Laboratories, Leica Microsystems). The Refine Polymer Detection kit was used to detect bound antibody, with 3,3-diaminobenzidine serving as the chromogen (Leica Microsystems). Slides were counterstained with Mayer’s hematoxylin. Results were evaluated with appropriate positive and negative tissue controls.

Pathologic Review

Among the 97 cases, ER staining was performed retrospectively on the resection specimen in 80 for the purpose of this study. The stains were independently scored by three authors (XL, MG and LH) to estimate the percentage and intensity (strong, moderate or weak) of the staining in the invasive carcinoma. The scores were reviewed by all the three and significant differences reconciled, and then the average of the percentages given by the three authors was calculated as the final score. The remaining 17 cases had ER staining performed concurrently on the resection specimens as part of the routine diagnosis. The reason for repeating ER staining in the resection specimens appeared to be the presence of weak or low (less than 10%) staining in the core biopsy specimen in 11 patients, and was unclear in the remaining six. The ER staining slides were reviewed in 14 of these cases to confirm the results in the pathology reports. In the other three cases, the slides were not available for review, and the results were recorded from the pathology reports. The ER staining results on the corresponding core biopsy specimens were obtained from the pathology reports in each case. We routinely report the ER staining intensity and percentage and group the results into three categories: ≥10%, positive; 1–9%, low positive; <1%, negative.

Statistical Analysis

All statistical tests were performed using SAS 9.2 by SAS Institute, Inc., Cary, NC, USA. The concordance of ER staining results between core biopsy and resection specimens was evaluated using weighted Kappa statistics. To evaluate the difference in ER staining between the resection and biopsy specimens in association with cold ischemia time, the Kruskal–Wallis test was used for the analysis of categorical variables, and Spearman correlation was used for the analysis of continuous variables. The Fisher’s exact test was used to examine the association between the difference in ER staining in the two specimen types and the cold ischemia time using 2 h as a cutoff, as well as the association between the change in ER staining and neoadjuvant chemotherapy. P-values of <0.05 indicated statistical significance except in pair-wise comparisons of three groups, in which P-values less than 0.016 were considered statistically significant.

Results

The percentages of ER immunohistochemical staining in the core biopsy and resection specimens were shown in Figure 1. Of the 97 patients, 87 had their resection specimens (90%) undergoing intra-operative evaluation requested by the surgeons. The cold ischemia times for the resection specimens ranged from 64 to 357 min (median, 109 min). The distribution of the cold ischemia times was as follows: 58 under 120 min, 25 between 121 and 180 min, 11 between 181 and 240 min, and 3 greater than 241 min. The ER staining results in the core biopsy specimens in the 97 patients in our study cohort were as follows: 78 were positive, 2 were low positive and 17 were negative. To offset small differences in the percentage between the two specimen types that may have caused changes in the above categories, in evaluating the concordance in ER staining between the core biopsy and resection specimens, we considered any difference in ER staining greater than 5% that resulted in a change in category to be an event. According to such a definition, the staining category changed for 5 of the 97 cases (5%; Table 1). The weighted Kappa statistic for ER staining category between the core biopsy and resection specimens was 0.86 (95% confidence interval, 0.74–0.99), indicating good concordance. In addition to these five cases, four cases had 0% ER staining in the core biopsy specimens and ranged from 1 to 5% weak staining in the resection specimens. We did not consider the latter differences to be significant for the above analysis.

Figure 1
figure 1

ER staining results (%) for the core biopsy and resected breast tumor specimens according to cold ischemia time. *The five cases with changes in ER staining category.

Table 1 Summary of the five cases of breast cancer with differences in estrogen receptor staining category between the core biopsy and resection specimens

The difference in the percentage of ER staining between core biopsy and resection was not significantly associated with cold ischemia time (P=0.81, Spearman correlation; Figure 2). To further evaluate the association between the difference in ER staining in the two specimen types and cold ischemia time, the cohort was divided into three groups using a difference in ER staining between the two specimen types of 25% as the cutoff: (1) increased ER staining, defined as an increase in ER staining in the resection specimen resulting in classification in another staining category as described above or an increase in ER staining by more than 25%; (2) decreased ER staining, defined as a decrease in ER staining in the resection specimen resulting in classification in another category as described above or a decrease in ER staining by more than 25%; and (3) no change in ER staining. We observed no significant associations between difference in ER staining and cold ischemia time after placing the patients in these three groups or combining the patients in groups 1 and 2 and then comparing them with the patients in group 3 (Table 2).

Figure 2
figure 2

Association of the difference in ER staining between core biopsy and resection specimens with cold ischemia time. The difference was calculated as the percentage of staining in the resection specimens subtracted by that in the core biopsy specimens. *The five cases with changes in ER staining category.

Table 2 Association of the difference in estrogen receptor staining between the core biopsy and resection specimens with cold ischemia time using a difference of 25% (resection −biopsy) as the cutoff or with a change in estrogen receptor staining category

Because two previous studies suggested that ER staining start to decrease at 2 h of cold ischemia,13, 16 we separated our cohort into two groups by cold ischemia time: (1) up to 2 h and (2) more than 2 h. Using the 25% cutoff, as described above, we found that change in ER staining was not significantly associated with cold ischemia time up to 2 h vs more than 2 h (Table 3). Although not statistically significant, a marginal difference was found between the ‘no change’ and the ‘decrease’ groups in association with cold ischemia time in pair-wise comparison of the three groups (P=0.03), suggesting a trend of decreased ER staining with cold ischemia times greater than 2 h (Table 3).

Table 3 Association of the difference in estrogen receptor staining between the core biopsy and resection specimens with cold ischemia time using 2 h as the cutoff for cold ischemia time

The results on the intensity of ER staining in the core biopsy and resection specimens were compared. As the differences in the ER staining intensity from strong to moderate and vice versa are frequent owing to interobserver variability, and the impact of these differences on clinical management is minimal, we assessed cases with weak staining in the core biopsy and/or the resection specimens. As shown in Table 4, we identified 12 such patients. In addition to the four patients whose staining results were included in Table 1 because of a change in ER staining category, it was noted that two patients had a drastic difference in ER staining between the core biopsy and the resection specimens. One of them had a low-grade invasive carcinoma with ductal and lobular features, with 10% weak ER staining in the core biopsy and 70% strong staining in the resected tumor (case no. 8 in Table 4), and the other had a pleomorphic invasive lobular carcinoma with 80% strong staining in the core biopsy and 30% weak staining in the resected tumor (case no. 12 in Table 4).

Table 4 Estrogen receptor staining results and cold ischemia time of patients whose core biopsy and/or resection specimens showed weak estrogen receptor staining

Thirty-eight patients in the study received neoadjuvant chemotherapy: thirty-one with no change in ER staining, six with decreased ER staining and one with increased ER staining using the 25% cutoff described above. Of the remaining 59 patients who did not receive chemotherapy, 47 had no change in ER staining, 9 had increased ER staining and 3 had decreased ER staining. Neither change in ER staining (decreased and increased ER staining combined) nor decreased ER staining was associated with neoadjuvant chemotherapy (P=1.00 and P=0.16, respectively).

Discussion

Our study showed no association between the difference in ER expression in core biopsy and resection specimens and cold ischemia time between 64 and 357 min. Formalin is known to fix tissue specimens by chemical reactions that cross-link proteins and large molecules necessary for immunohistochemical analysis.17, 18 Prolonged tissue ischemia may cause proteolytic degradation and therefore decreased antigenicity in immunohistochemistry. One study showed a significant downward trend in ER positivity in breast from the tumor periphery toward the center in large tissue sections, indicating that delayed fixation may decrease ER staining.4 Conceivably, optimal ER staining results are obtained when tissue is thinly sectioned and placed in formalin immediately after procurement. However, a practical cold ischemia time that can be allowed for results of ER immunohistochemical staining acceptable for clinical practice is largely unknown from the limited data on this subject in the literature. An early study showed that delayed fixation of breast tumor tissue after storage of tissue at 4 °C for 12 h resulted in a nearly 40% decrease in the percentage of ER staining in tumor cells compared with control tissue that was not subjected to delayed fixation.10 Another study demonstrated decreased ER immunoreactivity in Allred score in breast tumor sections with delayed fixation for 18–24 h.11 A third study, presented only in abstract form, showed that delayed fixation of small portions of breast tumor samples in 4% Baker’s formal calcium (a modified formalin fixative) for up to 120 min did not have a significant negative effect on ER staining compared with immediately fixed controls.12 These results suggested that the upper limit of cold ischemia time not significantly affecting ER immunohistochemical staining may be between 2 and 12 h.

In two recent studies, the authors investigated 10 excised breast tumor samples.13, 14 After receiving tumors from the operating room, they divided tumor tissue into portions and fixed them in formalin between 0 and 8 h, as well as after storage at 4 °C overnight. The processed tissue sections were constructed into tissue microarrays and immunohistochemical staining results recorded using the Q-score method.19, 20 The authors observed a decrease in ER staining starting at 2 h of delayed fixation for clones 1D5 and 6F11, and at 1 h for clone SP1, with the lowest Q-scores recorded at 8 h; these results were statistically insignificant, however. In keeping with the above observations, a newly published study concluded that significant reduction in ER immunohistochemical staining generally does not occur until 4 h of cold ischemia for refrigerated samples and 2 h for non-refrigerated samples.16 In that study, portions of 25 freshly collected breast tumor samples were subjected to variable cold ischemia times from 0.5 to 48 h within the refrigerator and at room temperature. After processing, ER immunohistochemical staining was performed using clone SP1, and the results were semi-quantitatively scored with the H-score method21 and compared with those previously obtained in core biopsy specimens. The difference in the mean H-score for ER in the two specimen types did not reach statistical significance for refrigerated samples but became statistically significant at 3 h of cold ischemia time for non-refrigerated samples. In contrast, another recent study found no effect of cold ischemia time of 4 days on ER staining.15 In that study, using a patient’s excised sample of an invasive lobular carcinoma after 4 days of storage at 4 °C, core-sized pieces of the tumor were fixed in various fixatives for different times. The tumor exhibited no degradation, and the authors found no differences in ER staining with clone 6F11 in samples fixed in 10% formalin. A tumor section processed according to the ASCO/CAP guidelines served as the control.

In the present study, our aim was to determine the effect of cold ischemia time on ER staining of breast tumor specimens under conditions as close as possible to those in routine clinical practice. Several factors were considered while the study was designed. (1) Although there is no one gold standard assay available for ER detection in breast carcinoma, because ER staining is routinely performed on core biopsy specimens in compliance with the ASCO/CAP guidelines3 and the results of these stains are used to guide clinical management in the majority of cases, we considered the results from the core biopsy specimens as the ‘true’ standard for each case. (2) Unlike experimental designs using small pieces of tumor,13, 14, 15 we used whole-slide sections cut from archived pathology tissue blocks of surgical specimens to mimic routine practice. This design may also have an advantage over using tissue microarrays in cases with patchy distribution of ER expression in that it decreases the likelihood of false results caused by intratumoral heterogeneity. (3) We selected a relatively large set of tumors received from the operating room over 3 months, so that subtle differences in tissue processing and immunohistochemical staining in individual cases would not significantly affect the results. (4) Three observers evaluated the stains on the resected tumor sections, and we used the average score for the ER staining percentage to minimize the impact of interobserver variability on the results. (5) Additionally, one factor known to affect ER staining is fixation time. Although the ASCO/CAP guidelines included a fixation time of 6–72 h in 10% neutral-buffered formalin, studies have shown that while the minimum formalin fixation time is most likely critical for accurate ER immunohistochemical results, overfixation, unless it is particularly extended, does not have a significant negative impact on ER staining.11, 15, 22, 23, 24 Therefore, the few cases with fixation times slightly longer than 72 h in our study cohort should not be concerning. Despite these efforts, our study had intrinsic limitations owing to a lack of control for the interplay among many preanalytical, analytical and postanalytical variables included in the ASCO/CAP guidelines.

In our study, we compared no change, increase and decrease groups. Authors have previously described intratumoral heterogeneity in ER expression in breast owing to biological heterogeneity.4, 25 Limited tissue sampling using core biopsy may result in underestimation or overestimation of ER expression when immunohistochemistry is performed on breast tumors with such heterogeneity. On the other hand, homogeneous ER expression within a tumor may appear heterogeneous due to the effects of preanalytical, analytical and postanalytical factors, especially when the staining is performed on two separately processed specimens. When we considered the ER results obtained from core biopsy specimens as the true standards in our study, the assumption was that preanalytical, analytical and postanalytical factors had minimal adverse impact on these ER results, and therefore, an increase in ER staining in resection specimens would be a reflection of biological heterogeneity in ER expression. Thus, the increase group in our study served as controls for biological heterogeneity. We chose the cutoff of 25% because it was unlikely to observe such a difference because of interobserver variability (less than 10% of the cases in this study had a scored percentage difference by greater than 25% among the three observers), and also because in previous studies of preanalytical factors for ER expression, the percentage component of the Q-score method changed every 25%.13, 14, 22 Pair-wise comparison of the no change, increase and decrease groups demonstrated no significant association with cold ischemia time. However, a few cases with drastically decreased ER staining were alarming, including the two cases in Table 1, and the case of pleomorphic lobular carcinoma with 80% strong staining in the core biopsy specimen and 30% weak staining in the resection specimen at a cold ischemia time of 174 min. It is difficult to determine whether variation in sampling had a role in generating discrepancies in ER staining in such cases, but a negative effect of prolonged cold ischemia time on ER expression in these cases cannot be excluded. Although authors have reported that the use of neoadjuvant chemotherapy is associated with altered ER expression in breast tumors, its effect on ER expression remains controversial.26, 27, 28, 29, 30 Because repeat ER staining is necessary for some resected breast tumors after therapy, we included such cases in our study. We observed no statistically significant differences in the change of ER expression between the patients who did and did not receive neoadjuvant chemotherapy.

As in two previous studies showing that ER expression starts to decline at 2 h of cold ischemia with clone 6F11,13, 14 when we grouped our cohort by cold ischemia time (less and greater than 2 h), we also observed a trend of more frequent decreased ER staining in those with the longer ischemia time, consistent with previous observations that prolonged cold ischemia time may have a negative impact on ER staining. Therefore, we agree with the ASCO/CAP recommendation to keep the cold ischemia time as short as possible. However, although keeping the cold ischemia time under 1 h raises no practical issues for core biopsy specimens, for resection specimens, it may be difficult for reasons such as transporting specimens in routine clinical practice and those at our institution. The benefit of altering established practices for the purpose of reducing the cold ischemia time should be evaluated carefully. Because the hormonal status of breast tumors is determined using core biopsy specimens in most patients, ER staining is performed on resection specimens in a minority of patients (17 of 97 in our cohort (18%)). As suggested in the present study and previous studies performed by others, with rare exceptions, prolonged cold ischemia time is unlikely to significantly impact breast tumors with high ER expression, whereas occasional tumors with weak or borderline ER expression may be affected the most.13, 14, 15 If this small population can be identified from the results in the core biopsy specimens before surgery, an alternative to reducing the cold ischemia time for all tissue sections is to take a section of the tumor and fix it in formalin before the rest of the tissue is evaluated and sampled. The drawback of this approach is that the section may not have the tumor material most appropriate for ER staining or may lack adequate internal controls. In addition, it may not be applicable when an obvious tumor mass is not identified grossly. Fixing sliced tissue specimen within 1 h of cold ischemia time is not the same as keeping cold ischemia time within 1 h for tissue sections. Because of the mixed fatty and fibrotic nature of breast specimens, our experience demo-nstrates that a segmental mastectomy specimen can be sliced at 7 mm intervals and a total mastectomy specimen can be sliced at 1.5 cm intervals by an experienced grossing pathologist or physician assistant. Penetration of tissue by formalin takes approximately 1 h per mm, and actual fixation takes much longer.31, 32 Thus, even when submerged in formalin, the center of a tissue slice would stay in an ischemic state without fixation for hours. For the same reason, the thickness of tissue sections placed in cassettes should be limited to 3–4 mm in thickness for less ischemia time and good fixation. However, fixing sliced specimens would apparently have an advantage over fixing whole specimens in terms of shortening cold ischemia time if tissue sections cannot be taken immediately, especially if specimen transportation to a different location is necessary as in some practice settings.

In summary, our study showed good concordance in ER immunohistochemical staining using core biopsy and corresponding resection specimens with a cold ischemia time between 64 and 357 min mimicking routine clinical practice. We identified a decrease in ER expression resulting in a change in ER staining category in 2 of the 97 patients and a decrease greater than 25% in 9 of the patients. This difference in ER staining was not significantly associated with cold ischemia time. However, we observed a trend of more frequent decrease in ER staining in the subgroup with a cold ischemia time longer than 2 h than in the subgroup with the shorter ischemia time. Although we support the ASCO/CAP recommendation to keep the cold ischemia time as short as possible, our findings indicate that prolonged cold ischemia time up to at least 4 h (97% of our cohort) in the practice setting of our institution has minimal clinical impact on ER immunohistochemical expression in breast tumors.