Introduction

Microbes were first described in the mid-1600s by Robert Hooke and Antoni van Leeuwenhoek in letters to the Royal Society.1 Then, in the mid-to-late 1800s, Louis Pasteur and Robert Koch showed that microscopic organisms had the ability to cause disease.2 We now appreciate that microbes live all around and within us with both beneficial and detrimental effects on nearly every aspect of our modern lives. However, we are just now beginning to decipher the more complex questions of what determines the composition and function of microbial communities that colonize humans and how those communities influence health and disease in their eukaryotic hosts. In this review, we will discuss the formation of the human gastrointestinal (GI) bacterial community, interactions between the host and its gut bacteria, and the promise of disease therapies based on manipulation of the bacterial residents of the gut. We recognize that other microbial kingdoms (fungi, viruses, Archae, Protist) are also important members of the gut microbiome, but their role in the evolutionary and ecological forces that shape the microbial communities of the human gut remain poorly understood.

Formation of the GI Bacterial Community

Acquisition of gut bacteria

The human GI tract is exposed to low levels of bacteria in utero, but the majority of bacterial colonization occurs after birth.3, 4 The types and numbers of bacteria involved in the initial colonization are greatly influenced by the birth process.5 In healthy, full-term infants, the gut is initially an aerobic environment and the earliest colonizers are aerotolerant members of the Enterobacteriaceae family.6 In vaginally delivered infants, these are primarily derived from maternal vaginal and fecal microbes. In infants delivered by Caesarean section, skin microbes are the initial gut colonizers.5, 7 Within days after birth, the gut lumen becomes more anaerobic and is settled by strict anaerobes such as Bifidobacterium, Bacteroides, and Clostridium species.8 The infant milk diet further promotes colonization and proliferation of milk oligosaccharide fermenters such as Bifidobacterium, which make up an increasing proportion of the community over time.9 Later, the introduction of solid food and then weaning provides a more diverse set of microbial substrates, including complex polysaccharides that are not digestible by the host. This leads to increased abundance of the genera Bacteroides, Clostridium, and Ruminococcus with decreased abundance of Bifidobacterium and Enterobacter.10, 11, 12, 13 The ongoing development and character of the gut microbial community are further influenced by continued inputs from other individuals (caregivers, siblings, and playmates), contact with animals, ingestion of soil, and consumption of microbes with foodstuffs. Unsurprisingly, the types of microbes encountered during these interactions are highly dependent on the geographic location and lifestyle of the growing child. Whether these microbes can establish residence within the GI tract is dependent on the availability of the appropriate niche. Niche availability is not only dictated by the host but is also heavily influenced by those microbes that are already established in the GI tract when they attempt to infiltrate the community. Ultimately, the succession of the gut microbial community from initial colonization to adulthood is the result of changes in the anatomy and physiology of the GI tract over time, changes in the diet from milk to a variety of solid foods, and interactions among microbes within the community and between microbes and the host. At the end of this process, the gut develops a relatively stable community that has beneficial effects on digestion, host defense, and whole-body development. This community interacts with the human host constantly and the outcome of these interactions determines the relative health of the “superorganism” composed of microbes and human cells.

Bacterial determinants of gut colonization

Microbes do not passively occupy the human GI tract, they actively colonize and establish interactions with the host and other microbes in order to remain within the GI tract, obtain nutrients, and reproduce. In order to achieve this, microbes must first be internalized by the host, which mostly occurs after birth, although some studies have suggested that this process can begin in utero.14 They also must survive the host defenses to reach an optimal colonization site. At this site, the microbe or microbes must either establish an initial foothold with the host or infiltrate an existing microbial community. They then need to successfully acquire resources from the environment, avoid physical expulsion from the GI tract, avoid active host antimicrobial defenses, avoid active killing by other microbes contacting their niche, and reproduce.

Colonization factors

Bacterial residence in the GI tract is in large part determined by cellular expression of colonization factors. These are bacterial traits that are necessary and/or sufficient for attachment to or survival within the GI tract. Colonization factors fall into two major categories: (1) factors that are required for host–microbe interactions and (2) factors that are required for microbe–microbe interactions. Thus far, most studies designed to identify colonization factors have been limited to small, defined microbial communities or even single microbes.15 As we know that colonization is very context dependent, these conditions likely best model early colonization of a naive host. These studies have also traditionally been limited to cultivatable organisms of clinical significance (i.e., Clostridium difficile) or those species that, by virtue of prevalence, ease of isolation, and availability of tools for genetic modification, have become commensal “model” organisms (i.e., Bacteroides thetaiotaomicron). Although much is known about a relatively small number of species, it is unclear how broadly the principles governing intestinal colonization by these species can apply across microbes. Moreover, the study of fitness determinants of monocultures using traditional microbiological methods does not permit nuanced interrogation of the importance of in vivo environment or microbial community interactions. Finally, in certain contexts bacterial colonization factors may facilitate epithelial invasion or entry into the bloodstream. Therefore, colonization and virulence factors should be considered a continuous, rather than a binary, outcome.

The process of GI colonization—from the microbe side

The first step in GI colonization is internalization by a potential host. Microbes from the environment or those from another eukaryotic host both have the potential to colonize the GI tract. Environmental bacteria are well adapted to conditions in the external environment, while host-associated bacteria must exit one host and survive in the external environment long enough to be re-internalized by a second host. The bacteria then enter the new host through oral ingestion in almost all cases.

After ingestion, bacteria must traverse the host defenses of the upper GI tract. This includes a number of defenses that are not specifically directed at bacteria such as pH, digestive enzymatic activity, mucus, and intestinal propulsive motility. Bacterial characteristics such as sporulation, capsule formation, and development of a sturdy cell wall permit survival during this transit process. Bacteria that survive transit must then identify a replication-permissive niche. This is often through detection of environmental characteristics, such as host metabolites, that lead to modification of bacterial characteristics. For example, C. difficile spores germinate in the presence of increased taurocholate, a metabolite found in bile.16 Bacterial receptors for gastrin, somatostatin, and catecholamines have also been described and detection of these non-nutritive substrates leads to altered bacterial gene expression.17, 18, 19 Finally, evidence suggests that even genetically clonal populations of bacteria exhibit phenotypic heterogeneity, suggesting that population-level variability in gene expression facilitates survival of rapid environmental change, such as that occurring within the GI tract.20

Once bacteria reach a suitable micro-niche, they must establish themselves through physical interaction with the niche or they will be washed out of the GI tract by peristalsis and the flow of ingesta. Physical attachment to the niche can involve attachment to host tissues, host extracellular proteins, or to other microbes in the niche to form biofilms. Bacterial surface characteristics such as capsular polysaccharides or appendages such as pili and fimbrae facilitate interactions to secure bacteria to a niche.21 These surface characteristics are often only expressed when a microbe reaches a suitable niche. For example, when Bacteroides fragilis is exposed to bile salts, its cell surface is remodeled to increase the expression of fimbria-like structures that facilitate attachment to epithelial cells.22, 23 Host signals can also inhibit the expression of colonization factors until the bacterium reaches a suitable niche. This is the case with enterohemorrhagic Escherichia coli, which senses and responds to biotin concentrations in the intestine. When biotin concentrations are high, as is the case in the small intestine, adherence factors are suppressed. When the bacteria pass into the large intestine, where biotin concentrations are low, they express adherence factors.24 Interactions with other microbes can also lead to modification of cell surface features to facilitate bacterial attachment. For example, co-association of B. fragilis with Klebsiella pneumoniae in mice causes B. fragilis to develop a capsule and pili.25 Expression of these bacterial attachment features can then contribute to biofilm formation and provide attachment sites for subsequent colonizers.26

After physically securing themselves within a micro-niche, bacteria must then acquire resources for survival and reproduction from the environment. These resources include oxygen, micronutrients such as iron or salts, and macronutrients such as complex carbohydrates.27 Carbohydrates can be obtained from ingested foodstuffs, host tissues, or from other microbes. Some microbes, such as Bifidobacteria, thrive on complex polysaccharides, such as fructo-oligosaccharides, that cannot be digested by the host (Figure 1). The end product of fructo-oligosaccharide digestion by Bifidobacteria is lactate that is then ingested by a second set of bacteria to produce short-chain fatty acids, such as butyrate. Butyrate is then absorbed and used as an energy source by host colonocytes. In this manner, communities of microbes within micro-niches can cooperate in metabolic chains.28, 29, 30 Iron and salt concentrations in various micro-niches also influence bacterial colonization. Enterohemorrhagic E. coli increase the expression of genes for flagella and iron scavenging when exposed to bile salts.31 Salmonella enterica serovar Typhimurium exhibits iron-induced epithelial adhesion.32

Figure 1
figure 1

Metabolic crossfeeding during gut colonization. Fructo-oligosaccharides (FOS) reach the colon largely intact where they serve as substrates for fructan-degrading bacteria, such as Bifidobacteria. Utilization of downstream products by other bacterial species, termed metabolic crossfeeding, results in production of short-chain fatty acids that are absorbed by the host. Strain variation in FOS degradative capacity results in diet-dependent colonization or replicative capacity.

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Oxygen tension is another major determinant of bacterial niche suitability. The GI tract has a radial oxygen gradient with diminishing concentrations from the epithelial surface to the gut lumen.33 This creates micro-niches of higher oxygen tension at the epithelial surface and in the epithelial-associated mucus that are colonized by facultative anaerobes, such as Proteobacteria. It also creates opportunities for anaerobic bacteria that have developed mechanisms to tolerate intermittent or extremely low levels of oxygen. This includes Faecalibacterium prausnitzii, which can tolerate oxygen at the mucosal interface owing to an extracellular electron shuttle utilizing flavins and thiols.34 Other bacteria, such as B. fragilis and Clostridium acetobutylicum, have developed molecular switches that allow them to survive under fluctuating oxygen levels.35, 36 Oxygen concentrations also sometimes define bacterial co-occurence between microaerophiles that consume oxygen and strict anaerobes that cannot grow in its presence.37 This is thought to be a factor in bacterial succession during the initial colonization of the naive infant gut.

Finally, bacteria must be able to reproduce and the progeny must re-colonize the intestine or colonization by a given organism will be short-lived. This requires availability of physical space and appropriate resources, along with access to a suitable niche before bacteria reach the end of the GI tract. Some of the progeny of resident gut bacteria will inevitably fail to find a niche within the host and will be washed out into the environment with the feces. If these microbes can adapt to the external environment, they have the potential to join new bacterial communities in that manner. However, most are adapted to the internal environment and must find a new host before they die. The majority of gut bacteria reproduce and exit the gut in a fairly constant manner. However, some pathogens employ strategies to cause diarrhea and rapidly disseminate themselves and other gut bacteria into the external environment. The classic example of this is Vibrio cholera that produces a toxin to prevent fluid re-absorption in the large intestine causing large amounts of diarrhea and bacterial shedding.38

Bacteria cooperate and compete in the GI tract

Although many members of the gut bacterial community cooperate, there is also competition for space and resources within the GI tract. Therefore, the accessibility of niches within the gut for colonization is at least somewhat dependent upon the initial colonizers of those niches.39 This suggests that there may be “keystone species” that determine the ultimate composition and function of the gut bacterial ecosystem. This concept was originally developed to explain bacterial community organization in microbial ecology and has been adopted to explain bacterial community organization in the gut.40, 41, 42 It posits that there are bacterial founders in the gut around which the rest of the community organizes. The wide differences among human bacterial communities within different individuals by taxonomic measures has led some researchers to propose that a more accurate concept may be bacterial “keystone functions” that could be performed by a number of different bacterial species. These functions would likely be those that alter the physical space, the attachment characteristics, or the resources available within a niche. They would also be expected to promote colonization by desirable bacteria and exclude bacteria likely to have detrimental effects on the established bacterial community or the host.

Competition in the gut bacterial community occurs between bacteria generally considered to be commensal and between commensal bacteria and true pathogens.43, 44 Contests between commensals and pathogens are referred to as commensal exclusion or colonization resistance and encompass a number of competitive interactions for physical attachment sites and resources. Commensals and pathogens can directly compete for the same nutrients as is the case when gut-resident B. thetaiotaomicron consumes plant-derived monosaccharides that Citrobacter rodentium requires for growth and so prevents it from gaining a foothold in the bacterial community.45 Commensal microbes can also produce antimicrobial peptides and toxins to target and eliminate bacteria competing for the same niche, whether those are other commensals or pathogens. This is exemplified by the type VI secretion system of Bacteroides that exports antimicrobial proteins to kill competing Bacteroidales in the gut.46, 47

Diversity within the gut bacterial community

The unique nature of microbial niches in the GI tract and the diverse factors that allow bacteria to occupy them explains why there is not one consistent microbial community among humans or even all along the GI tract. Micro-niches develop that represent defined communities with their own sets of host–microbe and microbe–microbe interactions.48 This diversity is primarily determined by which microbes come into contact with the host GI tract, the ability of an internalized bacterium to infiltrate any existing bacterial community and physically establish themselves within the host, and their ability to acquire resources and reproduce. Macro-niches also exist in the gut lumen that are more reliant on substrate availability, relative stasis, pH, tonicity, and other physical conditions in the gut. Many microbes can move between macro-niches in the lumen and micro-niches in the mucosa, but this ability is constrained by both microbial and host characteristics.

A secondary source of diversity is genomic modification of bacteria within the GI tract. This occurs when bacteria undergo horizontal gene transfer to acquire new genetic material from other bacteria within the community.49 This can change the fitness of bacteria for colonization of the intestinal environment, allow them to occupy new niches, or confer virulence on otherwise non-virulent microbes. For example, a Japanese gut microbe was shown to have acquired the ability to digest complex carbohydrates in seaweed from a marine bacterium through horizontal gene transfer.50 Horizontal gene transfer has also been implicated in acquisition of antibiotic resistance genes by intestinal bacteria.51 There is extensive evidence that Bacteroides in particular undergo horizontal gene transfer to acquire antimicrobial resistance and potentially other genes of clinical significance.52, 53, 54, 55, 56, 57, 58, 59 Therefore, the genetic composition of the gut bacterial community can change owing to acquisition of new bacterial species, expulsion of previously established microbes, or genetic modification of existing microbes over the course of an individual host’s lifetime.

Interactions Between a Host and its Gut Bacteria

The dynamic nature of host–microbe interactions in the gut

Bacterial colonization factors are important determinants of an organism’s ability to take up residence in the human GI tract. However, there are equally important host factors, which interact with and influence the expression and characteristics of bacterial factors. Therefore, colonization is the outcome of dynamic, bidirectional interactions between the host and its microbes. These interactions modify the tissue such that the very act of colonization changes the environment encountered by the next bacterium attempting to enter a niche.

Non-bacterial-specific host factors that affect bacterial colonization

The host employs mechanisms to hold growth of the bacterial population in the GI tract in check and at a distance from the epithelium while simultaneously encouraging colonization by productive partners. These mechanisms include non-bacterial-specific and bacterial-specific mechanisms. Non-bacterial-specific mechanisms are primarily those involved in digestion. In the upper GI tract, gastric acid from the stomach, digestive enzymes from the stomach and pancreas, and bile from the liver all work to create a fairly hostile environment for bacterial colonization. Reflective of this, the concentration of microbes in the stomach and proximal small intestine is fairly low relative to sites in the distal small intestine and colon. However, some bacteria have evolved to deal with bile by performing bile salt hydrolysis, hydroxyl group dehydrogenation, or 7-dehydroxylation on primary host bile acids to create new forms of bile acids with distinct functions.60

The distal GI tract has non-specific antibacterial defenses related to epithelial surface turnover. Intestinal epithelial cells are generated from stem cells in the base of the intestinal crypts. These cells then mature and migrate toward the gut lumen over the course of several days. Finally, they die and are sloughed into the gut lumen where they become part of the intestinal contents.61 The epithelial surface in the small and large intestine is also coated with cell-associated and secreted mucins.62 In the small intestine, the mucus layer is relatively thin and tightly packed. In the large intestine, the mucus is much thicker and is composed of a tight inner and looser outer layer. In the colon, the major secreted mucin is Muc2, which forms a gradient of decreasing density from the epithelial surface to the gut lumen and is renewed every few hours.63

The turnover of the cellular and acellular components of the epithelial surface leads to a treadmill effect with a flow away from the epithelial surface toward the gut lumen. These factors keep the majority of commensal bacteria physically segregated from the epithelial surface. The rate of epithelial turnover is at least partially dependent on gut bacteria as bacterial-produced short-chain fatty acids promote epithelial turnover.64 However, responses to microbial metabolites can be very cell-type specific. When intestinal stem cells, a tissue compartment that is normally isolated from short-chain fatty acids, encounter butyrate, their proliferation is slowed, delaying tissue repair and turnover.65 Pathogens can also affect intestinal epithelial turnover rates. C. rodentium, a murine pathogen that is used as a model for enterohemmorhagic and enteropathogenic E. coli, stimulates β-catenin signaling in stem cells, which leads to epithelial hyperplasia and an increase in crypt length.66

GI mucus not only limits contact between microbes and epithelial surfaces but also serves as a food source for many gut bacteria.67 Most host epithelial surface proteins are heavily modified by the posttranslational addition of a glycan moiety. This includes the surface-associated and secreted mucins in the colon. Glycan modification of mucins increases their structural integrity in the intestinal mucus layer. However, glycans are sugars and can be cleaved from the mucins by bacterial glycosidases for use as carbohydrate sources. Removal of the glycans then contributes to mucin degradation in the gut.68 Bacteria possess an astonishing diversity of glycan metabolic pathways, with the range of specific degradative enzymes varying across species.69 This means that they extensively modify host-derived glycans resulting in downstream products that influence other community members or pathogens. In an elegant example of commensal-pathogen interaction, fucose liberated from host glycans by B. thetaiotaomicron is detected by a QseC sensor kinase in enterohemorrhagic E. coli, resulting in fucose-concentration-dependent virulence gene expression.70

Host glycan production is also influenced by GI bacteria. Germ-free (GF) mice have lower levels and different types of glycosylated proteins in their intestinal mucosa than conventionally raised mice.71 Colonization with microbes can increase glycosylation directly. This has been shown through monoassociation of GF mice with B. thetaiotaomicron, which directly upregulates the expression of host epithelial fucosyltransferase mRNA.72 Glycans can also serve as attachment sites as is the case when the E. coli fimbrial protein FimH interacts with mannose residues on host surfaces to facilitate bacterial attachment.73, 74 Finally, host protein glycosylation can influence host immune responses to microbes. Pickard et al.75 demonstrated that systemic injection of lipopolysaccharide increased mucosal fucosylation, which was in turn associated with enhanced fucose-dependent host tolerance of an enteropathogen, C. rodentium. Considered together, these data suggest that carbohydrates are an important currency of host–microbe exchanges, the complexity of which we are only just beginning to appreciate.

Bacterial-specific host factors that affect bacterial colonization

In addition to its non-specific antibacterial defenses, the host epithelium also has a number of specific antibacterial defenses that help to determine which microbes are able to colonize and survive within the GI tract. In general, antibacterial factors are concentrated in the areas closest to the intestinal epithelium and are produced in response to host detection of bacteria through a number of innate and adaptive immune mechanisms.76, 77 These mechanisms have been extensively reviewed elsewhere, so this discussion will focus on some notable bacterial mechanisms for evasion of host antibacterial defenses.

Stable colonization requires that bacteria avoid expulsion from a niche by host defenses. In order to do this, they employ a number of strategies designed to avoid detection by the host. This generally leads to decreased expression of host responses detrimental to a given bacterium (Figure 2). One strategy employed by bacteria to evade host antibacterial defenses is modification or modulation of cell surface structures detected or targeted by the host.78, 79 Antimicrobial peptides are a family of proteins produced in the intestinal epithelium, which rapidly kill or inactivate microbes.80 Killing by antimicrobial peptides can be evaded by Gram-negative bacteria through modification of their lipopolysaccharides to decrease the electronegativity on their cell surface. This renders them resistant to the electrostatic attraction of positively charged antimicrobial peptides.81 Gram-positive bacteria can modify the lipoteichoic acids that make up their cell walls to make themselves resistant to antimicrobial peptides.82 Another strategy used by bacteria to evade host defenses is molecular mimicry. Haemophilus species are primarily respiratory pathogens but may also cause GI disease.83 One member of this genus, Haemophilus influenzae, can harvest free host sialic acids and use them to coat and camouflage their cell surface. This prevents host recognition of proinflammatory molecules on the bacterial surface.84, 85

Figure 2
figure 2

Bacterial strategies to evade host defenses. (a) Addition of phosphorylcholine (CHOP) to bacterial lipooligosaccharide (LOS) reduces surface electronegativity and thus imparts resistance to cationic peptides. (b) Secretory immunoglobulin A (sIgA) immune complexes promote M-cell uptake of commensal microbial antigen. Induction of this pathway is important for induction of host–commensal homeostasis. (c) Capsular polysaccharide A (PSA) from Bacteroides fragilis induces an interleukin (IL)-10 predominant immune response. This, in turn, is associated with protection from mucosal damage in murine models of colitis. APC, antigen-presenting cell; MHC, major histocompatibility complex; Treg, regulatory T cell.

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In contrast to immune evasion, stable colonization can also be promoted through activation of the immune system. Capsular polysaccharide A from B. fragilis induces an immune response primarily consisting of interleukin (IL)-10 expressing regulatory T cells in the intestine. This leads to protection from experimental colitis in mice colonized with polysaccharide A expressing B. fragilis or treated with purified polysaccharide A.86 The presence of microbes in the gut also elicits B-cell-mediated immunoglobulin A (IgA) responses. IgA is produced by B cells within the lamina propria of the small intestine, transported across intestinal epithelial cells, and secreted into the gut lumen where it is called secretory IgA.87 Secretory IgA likely has multiple roles in host–microbe interactions in the gut through coating bacteria and modifying their ability to attach to the mucosal surface of the intestine and/or activate immune responses.88 Colonization with B. thetaiotaomicron generates secretory IgA responses in the gut that coat this microbe and diminish host responses to its presence in the GI tract.89, 90 Likewise, microbial degradation of IgA has been associated with increased injury in a murine colitis model.91

The human microbiome is uniquely human

Host factors share commonalities among humans, but they are uniquely modified by environmental and genetic factors so that the niches available for colonization and the ways in which they affect their resident microbes can have important differences from one host to another. Likewise, the bacteria encountered by hosts can be very different based on differences in their geography and lifestyle. These factors suggest that the gut bacterial community is uniquely assembled in each individual. This is supported by the finding that humans have huge inter-individual variability in their gut microbiomes with regard to both diversity and abundance by16S amplicon sequencing and metagenomics.92, 93, 94 This variability is likely a product of genetics and environment as even monozygotic twins are not identical in their fecal microbiomes.94, 95, 96 It also means that the gut bacterial community has host specificity and functions that make it akin to an organ system.

The unique nature of the individual human gut bacterial community also means that gut bacterial communities in model organisms are very different from their human counterparts. This has been demonstrated in studies characterizing the bacterial taxa of humans, mice, and zebrafish as well as in studies utilizing transplantation of microbes across species barriers.97, 98, 99 At high levels of taxonomic classification, such as bacterial phyla, the microbes are similar between mice and humans. However, at the genus level they are quite different, as 85% of the genera found in mice are not found in humans.100 This is reflected in conventionalization studies wherein GF zebrafish, mice, or rats receive transplants of gut microbes derived from other species. These studies show that the host exerts selective pressures on the transplanted microbes to reshape the community into one that is more dependent on the recipient than the donor.101, 102, 103, 104

The specificity of microbes to their host is further exemplified by studies investigating the role of microbes in immune system maturation. GF mice have well-documented defects in innate and adaptive immunity.105 When these mice are colonized by gut microbiota from specific pathogen-free mice, they undergo immune system development similar to that of conventionally raised mice.106 However, mice conventionalized with human microbiota undergo significantly different immune system maturation that also leaves them more susceptible to GI infection with Salmonella than mice conventionalized with microbiota derived from mice.102 Defects associated with colonization by human microbiota are correctable by addition of mouse-specific segmented filamentous bacteria, suggesting that segmented filamentous bacteria and other murine microbiota are necessary for full immune maturation.102 Thus a healthy immune system is dependent on the proper match between host and microbes determined through co-evolution.

Gut bacteria in health and disease

A large and growing number of studies have associated the gut bacterial community with human disease. These have primarily been single time point 16S ribosomal RNA gene sequencing–based taxonomic studies that have identified differences in community membership between healthy and disease states. However, it is not clear how to use this information to identify disease-causing bacteria as there is a large amount of interindividual variability in community composition with extensive overlap between bacteria found in individuals with and without disease.107 It is also difficult to identify community profiles that cause disease as changes to these profiles can be the result of disease. Unraveling bacterial-related disease causation is further complicated by the fact that it is not clear whether the presence, absence, abundance, or behavior of a given bacterial species is the strongest determinant of disease.

Current sequencing-based methods are also limited to characterization of the genes present in the gut bacterial community. They cannot distinguish between live and dead bacteria and bacterial characteristics must be inferred based on gene functional data generated using classical microbiological methods in model organisms. It is clear that previously elucidated concepts of pathogenicity used to identify “good” and “bad” bacteria cannot be applied to the bacterial community in the gut. This means that understanding the role of gut bacteria in human disease will require development of disease paradigms that are very different from those that explain infectious disease and Koch’s postulates will need to be re-imagined for these studies.108 There are certainly some bacteria that are obligate pathogens, but many more have the potential to promote or prevent disease in certain contexts.

It is also becoming increasingly obvious that interactions between a host and its microbes, not just the presence or absence of specific bacteria, are important in the pathophysiology of diseases related to gut bacteria. These interactions are products of genetics and the environment. Genes in both the host and bacteria dictate niche colonization, microbial behavior within those niches, and host responses to microbes. The genetic complement of the gut microbial community can change over time as microbes or genetic elements enter or leave the community. In comparison, host genetics are relatively fixed. This means that host genetic polymorphisms can potentially influence bacterial selection pressures to shape the genetic compliment of the gut microbial community in ways that contribute to disease. This is thought to be a contributing factor in Crohn’s disease, one of the inflammatory bowel diseases.109 Crohn’s disease is associated with polymorphisms in genes involved in several major immunological pathways and dysbiosis. The gene pathways implicated include innate microbial sensing (i.e., NOD2), autophagy (i.e., ATG16L1), the intestinal epithelial barrier (i.e., MUC1), cytokine production (i.e., IL17), and T-cell functions (i.e., STAT3).110 The impact of these genetic polymorphisms on gut microbes remains to be fully characterized. However, one of the Crohn’s disease–associated polymophisms, Atg16L1 (T300A), has been associated with altered appearance and function in Paneth cells.111, 112 Paneth cells produce antimicrobial peptides, which are believed to be major determinants of commensal microbial assemblage. Therefore, Paneth cell dysfunction is proposed to cause and/or contribute to dysbiosis and the pathophysiology of Crohn’s disease.

Environmental factors also influence the establishment and maintenance of stable commensal relationships. They contribute to initial and ongoing colonization events and environmental disruptions can destabilize existing gut microbial communities. Disruptions include major events that cause community upheaval and minor events that cause small changes on an ongoing basis. The outcome of these events likely depends on a number of factors, including the initial impact of the event on the gut bacterial community, how the community recovers after the insult, and how the host reacts to the remodeled community. Common environmental disruptions include antibiotic administration, infectious disease in the gut or elsewhere in the body, and diet changes.

Antibiotic administration can have direct effects to kill gut bacteria or indirect effects that can lead to transient or permanent changes in the bacterial community composition.113, 114 In particular, antibiotic administration to young children can strongly influence the bacterial community that assembles in the gut during initial colonization events.115 Antibiotic treatment can also create opportunities for pathogens.116 For example, antibiotic-mediated depletion of Clostridia can lead to increased oxygen in the mucosal environment and aerobic expansion of S. enterica serovar Typhimurium.117 Infectious diseases can also disrupt the gut bacterial community. Infection with Mycobacterium tuberculosis rapidly leads to changes in the composition of gut bacterial community and the community present after infection is distinct from the preinfection community.118 Transient, non-colonizing bacteria can also impact the viability or function of bacteria resident in the GI tract. This principle is thought to explain the ability of probiotic bacteria to influence host and microbes without evidence of colonization.119

Finally, diet is thought to be one of the strongest environmental influences on bacterial community composition and behavior.120, 121 It determines the types and amounts of nutrient sources available to resident microbes, introduces new microbes associated with foodstuffs to the community, and influences host cell functions. This leads to very different gut microbiomes in animals or humans consuming high-fat, high-sugar Western-style diets vs. those consuming plant-based diets. Additionally, studies in both mice and humans have identified fecal bile acid profiles on high-fat diets that have been shown to contribute to colitis in an IL-10−/− mouse model.122, 123 These microbial changes also appear to contribute to diet-induced metabolic diseases.124 Microbes have important roles in energy extraction from diets and manipulation of microbes through antibiotic administration or changes to host immune functions can promote or prevent metabolic disease.125, 126, 127, 128 Likewise, conventionalization of GF mice with microbes from obese mice or humans can transfer phenotypic changes consistent with increased energy extraction from the diet to the recipient.103, 129, 130 Therefore, diet is likely a major contributor to disease through modification of gut bacterial community composition and/or function as well as a potential opportunity for therapeutic intervention.

The Promise of Disease Therapies Based on Manipulation of the Bacterial Residents of the Gut

The implication of the gut bacterial community in human disease has led to the suggestion that manipulation of the community could be used to treat disease. This idea is very attractive and has the potential to revolutionize the prevention and treatment of a large number of human diseases. However, there are a number of challenges that have made this potential difficult to realize. The first of these is the previously discussed difficulty in defining the targets for microbial manipulation. This step is essential for designing effective therapies and monitoring the efficacy of treatment. Accumulating evidence suggests that these targets are also likely to be unique to a given individual, so it may require application of precision or personalized medicine principles. It is not clear whether specific bacteria or the entire bacterial community should be targeted. It is also conceptually unclear whether the goal of therapy should be to make changes to the existing bacterial community or completely eliminate the existing community and replace it with a new one. Second, a treatment would need to reach the target site and microbial population or populations of interest within the GI tract. Treatments could be delivered orally or through enemas, depending on the target area of the GI tract, but targeting specific subpopulations of bacteria would likely be difficult if not impossible. Finally, a treatment would need to create a stable bacterial community that remains in the modified state. Whether this is achievable would presumably depend on whether the underlying cause of the dysbiosis could be addressed and the ability of the modified community to resist remodeling. Establishment of stable commensal communities requires interactions among microbes and between the microbes and the host, so both aspects would need to be considered and treated to achieve a stable modified community. Therapy targeting the gut bacterial community is in its infancy and significant challenges remain. However, several strategies have been developed and are being refined to address disease in the gut bacterial compartment of the human superorganism.

Methods to manipulate the gut bacterial community

A number of different strategies have been proposed and are in use for manipulation of gut microbes. These include antibiotics to eliminate bacteria, probiotics or prebiotics to introduce or encourage growth of bacteria, and fecal microbial transfer (FMT) to theoretically replace the entire bacterial community.131 None of these strategies is completely effective, but all are in current use.

Antibiotics have been used to target pathogens in the GI tract, often with the unintended consequences of also targeting commensal bacteria.132 The gut bacterial community composition is disrupted by antibiotic administration, but short-term treatment with narrow spectrum drugs usually leads to transient changes.133 However, longer-term treatments or use of broad-spectrum drugs can broadly or permanently change the composition of the gut bacterial community in unintended ways and potentially contribute to disease.134 Thus it is unlikely that treatment with traditional antibiotics will be sufficient to achieve the desired changes to gut microbes.

Probiotics and prebiotics have also been used to manipulate gut bacteria. Probiotics are live organisms thought to have beneficial effects on the gut. Prebiotics are food substrates intended to promote the growth of desirable microbes. Both probiotics and prebiotics have shown some efficacy for treatment of chronic GI diseases.135 Microbial metabolites such as short-chain fatty acids have also shown some limited efficacy in diseases associated with GI bacteria, such as inflammatory bowel disease.136 However, the effects associated with probiotics, prebiotics, and microbial metabolites are usually small, so they are generally considered adjuncts to therapy, rather than first-line treatments. More recently, designer microbes and vaccinations have been proposed as strategies to manipulate gut microbes. Designer microbes are already in use commercially in yogurts containing proprietary strains of Bifidobacteria or Lactobacilli.137 Vaccinations have been developed for prevention of pathogenic bacterial infections and have the potential to work against undesirable commensal bacteria, if they can be confidently identified.138

Finally, FMT is an ancient therapy for GI disease that has gained new interest owing to its efficacy in treatment of antibiotic-induced C. difficile infections.139 In this strategy, an entire microbial community is transferred from one individual to another in a procedure that has all of the elements of an organ transplant.140 The first step is preparation of the patient to receive a new bacterial community. Theoretically, this would entail removal of the existing microbial community. However, it is difficult, if not impossible, to completely eliminate gut-resident microbes; this is essentially equivalent to excision of an organ with millions of only loosely associated cells. Several studies have shown that, when FMT is performed into animals or humans with existing microbial communities, the recipient microbes persist and the community undergoes remodeling over time.141, 142 The source for most FMT is freshly voided stool that can vary from individual to individual and from sample to sample. The processing of these samples can also determine which microbes survive to be transferred and low abundance or highly oxygen-sensitive members of the gut bacterial community are unlikely to be transferred. Engraftment of the donor community is another factor that is difficult to monitor or control in FMT. As discussed, niche characteristics are highly dependent on the host and determine whether a donor community can colonize the recipient. Part of the appeal of FMT is the idea that relationships required for stable commensal behavior within the bacterial community might be preserved and transferred with this technique. However, selection pressures within the host and colonization by new bacteria after the transfer also have the potential to disrupt these relationships. This has led to the suggestion that the donor and recipient of fecal microbes should be matched. Indeed, the major histocompatibility complex has been identified as a determinant of gut bacterial community composition, but it is unclear why this is the case or if that would be an appropriate parameter for matching a recipient and donor for fecal transplantation.143, 144

FMT can potentially address broad aspects of bacterial-related disease. However, it also has the potential for unexpected effects, such as transfer of disease. Donor material is typically screened for evidence of common pathogens, but it is not extensively characterized generating the potential for unexpected or disease-causing effects.145 In fact, there is one case report of a patient becoming obese after receiving FMT from an obese donor, although this finding has also been used to suggest that FMT could have efficacy for obesity-related diseases.146 Donor screening is likely to become more stringent as FMT becomes more routine. However, it is not completely clear what ideal criteria for donor feces should be based on currently available data regarding microbe functions and the potential for differences in the gut environments between donor and recipient.

FMT is clearly efficacious in treatment of C. difficile-associated diarrhea, but data regarding its efficacy for treatment of chronic diseases associated with dysbiosis are less clear.147 This could be due to the underlying pathophysiology driving the disease, a failure to transfer the “right” microbial community, or persistence of the recipient’s original bacteria within the community.142 Ultimately, FMT involves transfer of thousands to millions of almost completely unknown bacteria, each one with the potential to contribute to health or disease, with the hope that the community will engraft, contribute to the health of the individual, and remain stable over time.

Indigenous commensal and even dysbiotic microbiota are extremely resilient. The steady states that bacterial communities reach through self-selection and the niche opportunities created by the host favor perpetuation of community stability. A single treatment, whether antibiotics, probiotics, or FMT, is not likely to have sustained effects because these manipulations are not natural to the conditions inherent to individuals. Currently, sequence tags of 16S rRNA gene profiles or metagenomic profiles are used to define health and disease states of the microbiota. However, these do not provide essential functional information, which is ultimately what is important for determining what eubiosis is and how to repair or correct dysbiosis. Finally, changing both sides of the host–microbe equation is critical to achieve effective and stable interventions for microbial-based diseases. It is difficult to change the host genetic and environmental factors that determine bacterial community assemblage. However, as technology and our knowledge base increases, many of these challenges will be overcome.

Challenges for the Future

Commensal microbial communities are complex ecological networks in which mutualistic and antagonistic interactions are flexibly expressed. This means that, in order to understand how these organisms contribute to the health and disease of a given host, they must be studied in context. The context in this case is the individual of interest, the bacterial community of interest, and their natural and complex interactions. However, this is incredibly difficult to achieve with current methods. Individuals would need to be sampled at multiple locations along the GI tract from both the host and microbe sides over time. Then the functional characteristics of bacteria and host cells as well as indications of their interactions would have to be characterized and analyzed. This is beyond our current capabilities, but better methods and new technologies are constantly being developed to help move us closer to these goals.

In order to better understand the complex microbe–microbe and host–microbe interactions in the GI tract, studies must address three key aspects of experimental design. The first of these is sampling. The majority of studies to this point have obtained a single sample at one time point, often from stool. The composition and character of the gut bacterial community vary longitudinally and radially along the GI tract and biogeography is important for identification of disease-relevant micro-niches.48 Microbes affixed to the mucosal surface of the GI tract are presumed to be resident bacteria. The status of stool-derived microbes is less clear. These may faithfully reflect the resident gut bacteria in some cases but are also likely to contain bacteria that were somehow unable to establish themselves within a mucosal niche. The actual status of the stool-derived bacterial population is difficult to interpret as most gut microbes cannot be easily or reliably cultured, and we are currently dependent on sequencing-based techniques for most of these investigations. The character of the gut bacterial community can also vary over time, making longitudinal or multiple time point studies essential.

The second aspect of study design that must be improved is data collection. Currently available sequencing-based techniques are problematic in that they cannot differentiate between live and dead bacteria and do not provide information regarding microbial functions. Bioinformatic techniques to infer function based on functional analysis of genetically similar bacteria have been developed.148 However, this type of analysis is heavily biased by behaviors of model microbes in culture conditions or monoassociation studies and often differs widely from in vivo conditions in a complex bacterial community. In addition to the better established genomic and metagenomic techniques, metatranscriptomic techniques are now in development. The hope is that metatranscriptomics will reveal functional characteristics of gut bacteria. However, these studies are complicated by the huge number of bacterial genes in the gut and the short half-life of bacterial RNA.

Third, data analysis must be improved. Many different computational platforms have been developed to assign taxonomy to 16S sequencing data and several groups have developed software packages to infer function from bacterial genomes. As stated previously, this type of analysis relies heavily on gene characterization in model organisms. It also leads to a skewed perspective on the importance of a given microbe within the population owing to the fact that available data are limited to a fairly small number of bacteria. This means that high-resolution visualization platforms capable of resolving metagenomes and metatranscriptomes down to the bacterial strain level are needed.149

The ultimate goal for studies of the role of gut bacteria in human disease must be functional analysis of intact communities in humans paired with host responses to the microbes over time. Only when we achieve this goal will be able to fully define the targets for bacterially targeted therapies and understand how to manipulate those targets while also targeting host responses to establish and maintain stable host–microbe relationships that promote health across the entire organism.