Abstract
Background:
Small-cell lung cancer (SCLC) has a very aggressive clinical course with early metastasis. This study investigated how the distinctive neuroendocrine characteristics contribute to disease progression and invasion in human SCLC.
Methods:
The neuroendocrine phenotype (pro-opiomelanocortin (POMC)) was quantified by ELISA in blood samples from 43 SCLC patients. The neuroendocrine (POMC, chromogranin A, neuron-specific enolase, NCAM) and epithelial (cytokeratin and E-cadherin) phenotypes were investigated, using ELISA and immunocytochemistry/immunohistochemistry.
Results:
In SCLC patients, 16% had elevated circulating POMC, which was associated with significantly worse survival (P=0.02) and liver metastases (P=0.004). In addition, POMC correlated with epithelial-positive circulating tumour cells (P=0.0002). In a panel of SCLC cell lines, all POMC-secreting cell lines expressed cytokeratin (40% of total). Even after cloning, DMS 79 cells expressed both neuroendocrine and epithelial markers. DMS 79 xenografts secreted POMC into the blood, which mirrored the tumour volume. These xenografts expressed both neuroendocrine and epithelial phenotypes in all tumours, with both phenotypes prevalent in cells invading the surrounding tissue.
Conclusion:
Both neuroendocrine and epithelial phenotypes coexist in human SCLC tumours in vitro and in vivo and this persists in invading tumour cells. In patients, POMC secretion predicts poor survival and liver metastases, suggesting a crucial role of the neuroendocrine phenotype.
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Main
In industrialised countries, lung cancer is the leading cause of cancer death (Jemal et al, 2009). Small-cell lung cancer (SCLC) accounts for approximately 10–15% of all lung cancer cases and is characterised by an aggressive clinical course with invariable resistance to chemotherapy despite initially high response rates (Riaz et al, 2012). There has been little improvement in survival over the past few decades, suggesting a greater understanding of the molecular mechanisms underpinning the dismal prognosis of SCLC is urgently required.
Recent studies in mice suggest cooperativity between SCLC cells with epithelial and neuroendocrine characteristics, and that the latter are the critical cell type for metastatic formation in SCLC, at least in this mouse model (Calbo et al, 2011). Our studies of circulating human tumour cells also suggest distinct cellular heterogeneity within SCLC (Hou et al, 2011). From these studies, it is becoming clear that SCLC exhibits a heterogeneous phenotype, of which further investigations are warranted.
Pathological confirmation of SCLC has routinely utilised various neuroendocrine peptides, such as CD56 (NCAM), chromogranin A (CgA) and synaptophysin (Travis et al, 2004). In healthy individuals, neuroendocrine cells are prominent in foetal lungs and gradually decrease in number as the lungs mature. Hence, it is suggested that neuroendocrine cells may have a role in lung development and repair and have been shown to produce numerous hormones (Travis, 1999). In patients with SCLC, it is thought that some of these ‘hormones’ may act in the metastatic process by autocrine activity or by cell–cell interactions. Several of these neuroendocrine hormones/peptides can be measured in SCLC patients and have been utilised as biomarkers of the disease and the target of therapeutic trials (e.g. BB-10901 studies targeting CD56 (British Biotech Pharmaceuticals trial BBIO-C10/IVB/001)) (Abidin et al, 2010).
Pro-opiomelanocortin (POMC) is a prohormone expressed primarily in the pituitary, hypothalamus and skin, and is also found in neuroendocrine cells of the lung. In the pituitary, POMC undergoes intracellular processing by prohormone convertases (PC) to produce a number of hormones, most importantly adrenocorticotrophin (ACTH), (Stovold et al, 2012).
Early studies in patients with SCLC suggested that ACTH was one of the most prevalent neuropeptides secreted by SCLC tumours (Ratcliffe et al, 1982; Clark and White, 1994). This is supported by the observation of Cushingoid symptoms in a proportion of patients, who are therefore deemed to have the ectopic ACTH syndrome. These studies use less specific assays and imply ACTH is secreted in high levels by SCLC tumours. However, later studies have shown that it is, in fact, POMC that is found in the circulation of patients with SCLC, and that it is a putative marker of the disease (Oliver et al, 2003). There is also evidence from these early studies that in patients without clinical symptoms, SCLC tumours secrete these ACTH-related peptides (Trump et al, 1982).
The aims of this study were to characterise patients with SCLC for expression of the novel neuroendocrine marker, POMC, and to use POMC to investigate whether there are distinct neuroendocrine or epithelial characteristics in human SCLC tumours and in particular whether this defines the tumour cells responsible for invasion.
Materials and methods
Blood collection from SCLC patients
Blood samples were collected, at The Christie NHS Foundation Trust, from patients with limited- and extensive-stage SCLC, who had given written informed consent for the study according to an ethically approved protocol. Blood samples were collected using standard phlebotomy techniques with the vacutainer system (Becton Dickinson, Franklin Lanes, NJ, USA). Plasma samples were collected in tubes containing lithium–heparin for the POMC ELISA described below. Enumeration of circulating tumour cells (CTCs) was conducted using the CellSearch platform (Veridex, Raritan, NJ, USA) as described previously (Tibbe et al, 1999). All patients were Caucasian smokers. Metastases were determined at diagnosis, that is, before treatment in the liver, bone, lungs, adrenals, lymph nodes, brain, thyroid, pleural cavity, spleen and pancreas.
SCLC cell lines
All COR cell lines were kindly donated by Dr P Twentyman (MRC Clinical Oncology and Radiotherapeutics Unit, Cambridge, UK) and established and characterised by Baillie-Johnson et al (1985). DMS cell lines were supplied by Dr Pettengill (Dartmouth Medical School, Hanover, NH, USA). NCI cell lines were obtained from ATCC (Manassas, VA, USA). HC12 cells were donated by Dr G Duchesne (Ludwig Institute of Cancer Research, Sutton, Surrey, UK). Small-cell lung cancer cell lines grow as suspended aggregates (excluding DMS 53 cells that grow as an adherent monolayer) and were cultured in RTISS media (RPMI-1640+L-glutamine supplemented with 2.5% FBS, 5 μg ml−1 insulin, 10 μg ml−1 transferin, 30 nM sodium selenite and 1% HEPES buffer) (White et al, 1989). Cells were seeded at 5 × 104 per ml and cultured for 10 days before harvesting media and cell pellets for analysis.
Xenograft studies
All procedures involving animals were performed in accordance with the UK Home Office Animal (Scientific Procedures) Act, 1986, and approved by the local University of Manchester Ethical Review Committee. DMS 79 cells were injected subcutaneously into nude mice at 5 × 106 cells per mouse in 0.1 ml of serum-free RPMI-1640 medium with the addition of 50% Matrigel. Tumours were allowed to reach a volume of 1000 mm3 before they were excised and half-snap frozen and half-formalin fixed and -paraffin wax embedded. Blood samples (maximum 80 μl) were taken by tail nick at day 0 and then every 7 days from day 13. NCI-H526 xenografts were prepared in the same way, excluding tail nick sampling. However, blood samples were taken at death when tumours reached 1000 mm3 by cardiac puncture. Mouse plasma was analysed for POMC by ELISA (see below).
Immunocytochemistry/immunohistochemistry
DMS 79 and NCI-H526 cells were prepared as cytospins on polysine-coated slides. A549 NSCLC cells were grown on cover slips and used as a negative control, as this cell line does not express neuroendocrine markers. Cells were subsequently fixed and stained using the Dako chromagen envision system (Cambridge, UK). The primary antibodies to CD56 (N-CAM), CK (AE1/AE3; a mixture of two monoclonal antibodies recognising CK 10, 13–16 and 19 and CK 1–8, respectively), chromogranin A, neuron-specific enolase and E-cadherin were mouse monoclonals, which were obtained from Dako. The primary monoclonal antibody recognising POMC (N1C11) was produced in our labs and purified using protein A (Crosby et al, 1988). Slides were examined by light microscopy.
Slices of 5 μm from formalin-fixed wax-embedded DMS 79 tumours were stained for POMC (N1C11), NSE, CK (AE1/AE3) and vimentin (mouse monoclonal; Dako) using the Dako chromagen envision system. Antigen retrieval was performed on all slides using citrate buffer (pH 6) at 95 °C for 30 min. Staining was analysed by light microscopy.
POMC ELISA
Pro-opiomelanocortin levels were measured using a specific two-site ELISA. Pro-opiomelanocortin was measured in 9 patients using a research assay, but following validation, the remaining samples from 34 patients were measured in a GCP validated assay. Both assays followed the same protocol, which was based on the immunoradiometric assay, described previously (Crosby et al, 1988), using either 40 μl (validated assay) or 100 μl (research assay) of plasma run in duplicate. The ELISA utilises purified human POMC as a standard (prepared as described below). A monoclonal antibody (A1A12), which recognises the ACTH 10–18 region of POMC, is coated onto an ELISA plate, and a monoclonal antibody (N1C11), which recognises the γ-MSH region of POMC, is biotin labelled and used as the detection antibody. Binding of both antibodies is required to generate a signal in the assay. Therefore, the POMC assay does not crossreact with ACTH, but does crossreact 100% with POMC and pro-ACTH. The lower limit of assay sensitivity during the study was 15 pmol l−1 for the research assay and 30 pmol l−1 for the GCP validated assay.
POMC purification
We previously produced a monoclonal antibody (N1C11) to the γ-MSH region of POMC (Crosby et al, 1988). This antibody was coupled to a solid-phase support (Sephacryl S-300; GE Healthcare, Yorkshire, UK) as described previously (Crosby et al, 1988) or affinity purification of POMC. The solid-phase antibody was stored at 4 °C. Supernatant media from confluent DMS 79 cells were collected by centrifugation and used immediately or frozen at −20 °C. Aliquots of media (400 ml) were filtered through a 0.45-μm membrane and incubated overnight at 4 °C with 10 ml 50% N1C11 solid phase on a shaking platform. N1C11 solid phase was collected by centrifugation and washed three times with PBS containing polypep (Sigma, Dorset, UK). Pro-opiomelanocortin peptide was eluted with citrate (pH 3.0) and neutralised with 1 M Tris. Purified POMC was analysed for POMC as described above, and then stored at −80 °C.
CK ELISA
Full-length and caspase-cleaved CK18 fragments were measured in the media from SCLC cell lines using the M65 ELISA kit (Peviva, Bromma, Sweden) according to the manufacturer’s instructions.
CK gene expression
RNA was extracted from SCLC cells to measure the CK18 gene expression by reverse transcription–PCR using the RNEasy kit according to the manufacturer’s instructions (Qiagen, West Sussex, UK). cDNA synthesis was carried out using the QuantiTect Reverse Transcription Kit (Qiagen). Primers were obtained from Eurofins MWG (London, UK) and were designed across exon boundaries. Polymerase chain reaction products were resolved on a 2% agarose gel containing 0.5 μg ml−1 ethidium bromide and run in Tris-acetate EDTA buffer at 90 V for 50 min. Gels were then visualised under UV light (254 nm).
Data analysis
All image capture and analysis was conducted using an Axioskop upright brightfield microscope and Axiovision software (Zeiss Microscopy and Imaging, Cambridge, UK). All statistical analyses were performed using the GraphPad Prism software (version 5; GraphPad, La Jolla, CA, USA).
Results
Circulating POMC concentrations in patients with SCLC
Pro-opiomelanocortin was measured in the circulation of 43 patients with SCLC as a marker for the neuroendocrine phenotype. Levels were in excess of the upper limit of the normal range (>100 pmol l−1) in 16% of patients (mean POMC 136 pmol l−1, range 15–1500 pmol l−1) (Table 1).
There was no significant difference in levels of circulating POMC in the extensive-stage disease group (median 37 pmol l−1, n=27) compared with the limited-stage disease group (30 pmol l−1, n=16) (Figure 1A). There was no difference in circulating POMC levels between patients with and without the presence of metastases (metastases median, 33.5 pmol l−1, n=28; no metastases median, 30 pmol l−1, n=15) (Figure 1B). However, POMC levels were significantly higher in patients with liver metastases compared with those patients with metastases at other sites (see Table 1 for other sites analysed for metastases) (liver metastases median, 54 pmol l−1, n=17; other sites of metastases median, 30 pmol l−1, n=11; P<0.01 one-way ANOVA) Figure 1C.
Circulating POMC has a significant correlation with CTCs and with effect on overall survival
Circulating tumour cells were detected using the CellSearch system (Veridex), which identifies cells positive for EpCam (epithelial cell adhesion molecule) and CK. Therefore, all CTCs are considered epithelial in phenotype. This is in support of patient data showing that almost all SCLC biopsies contain CK (Travis et al, 2004). There was a significant correlation between CTC number (and therefore epithelial phenotype) and POMC in SCLC patients (Spearman’s correlation P=0.0002, n=43) (Figure 2A). Pro-opiomelanocortin significantly correlated with the adverse prognostic factor lactate dehydrogenase (LDH) (P=0.003, n=43 data not shown). Small-cell lung cancer patients with elevated circulating POMC (>100 pmol l−1, n=7) had a significantly worse overall survival by univariate analysis compared to those with normal POMC (<100 pmol l−1, n=36, P=0.02) (Figure 2B).
Neuroendocrine and epithelial characteristics of SCLC cell lines
In addition to assessing the epithelial and neuroendocrine phenotypes of SCLC in patients, a panel of SCLC cell lines were also investigated. This was achieved by measuring the release of POMC as the neuroendocrine marker and by analysing CK release from the cells as the epithelial marker (Figure 3). Of these cell lines, 40% (6 out of 15) released POMC and 80% (12 out of 15) CK. All of the POMC-secreting cells also released CK. Of the remaining cell lines, most released CK and only three had neither marker. Both POMC and CK were also measured in cell extracts (data not shown). Cell lines not secreting these markers into the culture medium also had no detectible intracellular peptide levels. Cytokeratin gene expression was also investigated in the SCLC cell lines (Figure 3). Results showed that all cell lines expressed CK18 mRNA, suggesting that levels in the media of 3 out of 15 cell lines were below the limit of detection by ELISA and not that these cell lines lack epithelial characteristics.
A clonal cell line was derived from the SCLC cell line, DMS 79, and investigated for neuroendocrine and epithelial markers by immunocytochemistry. The cell line stained positive for POMC and for CK. It is of note that there was heterogeneity even within this cloned cell line (Figure 4). The SCLC cell line was also positive for other neuroendocrine markers (CgA, NSE and CD56 (NCAM)) and again there was heterogeneity in expression.
In addition to the DMS 79 cell line, a non-POMC-secreting SCLC cell line, NCI-H526, was investigated for neuroendocrine and epithelial markers and was found to be positive for CK and E-cadherin. It was also positive for CgA, NSE, CD56 (NCAM), but not POMC (Figure 4). This further supports previous work identifying a dual neuroendocrine and epithelial phenotype of SCLC. It also demonstrates the presence of heterogeneity of the neuroendorine phenotype between SCLC cell lines.
Neuroendocrine and epithelial characteristics of the SCLC xenograft model
The DMS 79 SCLC cell line exhibited a heterogeneous phenotype in vitro with positive staining for neuroendocrine and epithelial markers. Therefore, this cell line was selected for injection subcutaneously into nude mice to analyse its phenotype when grown as an in vivo xenograft. Our results show that POMC is detectable when the tumour volume is small (at 200 mm3) and is directly related to tumour burden (Figure 5A). At the time of tumour harvest, circulating POMC had increased 11-fold compared with a non-tumour control (Figure 5B). When compared with a non-POMC-secreting SCLC tumour control, POMC levels were also significantly higher (no xenograft, 145 pmol l−1; NCI-H526, 240 pmol l−1; and DMS 79, 1580 pmol l−1; P<0.001) (Figure 5B).
In the DMS 79 xenografts, there were central pools of necrosis present within the tumours, which highlighted the aggressive nature of the tumour (Figure 6). Consistent with the findings of the in vitro studies, the xenografts had positive staining for POMC, NSE and CK (Figures 6A–C), but were negative for the mesenchymal marker vimentin (Figure 6D). In other tumour types, epithelial-to-mesenchymal transition is associated with metastasis, but it is not clear whether this occurs in SCLC and how the neuroendocrine-positive cells are involved in human SCLC metastasis. Pro-opiomelanocortin-positive tumour cells were seen to be invading into the tumour fibrotic capsule and muscle layers outside the tumour, which are visible on the edge of the xenografts (Figure 6E). These invading tumour cells were also positive for CK and NSE.
Discussion
In this study, we used POMC as a novel neuroendocrine prohormone marker, which can be analysed in the patient blood. We found that in patients with SCLC, only a subset have POMC in their circulation, but this correlated with CK- and E-cadherin-positive (i.e. epithelial) CTCs. Elevated circulating POMC also correlated with liver metastases, LDH and poor survival. This indicates that POMC may be a neuroendocrine marker of invasion and metastasis in this subset of SCLC patients. However, in a panel of SCLC cell lines those that were positive for POMC also had an epithelial phenotype, and even in a clonal cell line, both markers were expressed. The dual phenotype also persisted in an in vivo xenograft model of human SCLC. We found consistent staining for POMC and CK across xenografts and marked staining for both markers in tumour cells infiltrating into the surrounding capsule and muscle tissue. The dual neuroendocrine and epithelial phenotype has previously been described in patient samples, but our data suggest that the dual phenotype of SCLC cells is also retained in local invasion and possibly metastasis. The neuroendocrine origin of SCLC is widely recognised, but how this relates to the epithelial characteristics of this tumour is not clear. Until this interaction is understood, it will be difficult to determine how the phenotype affects metastasis and the tumour’s response to the treatment regimens of chemotherapy and irradiation.
There is evidence that patients with features of the ectopic ACTH syndrome have high levels of POMC in the circulation (White and Clark, 1993) and some of these patients have SCLC (Stewart et al, 1994). This paper reports the first validated robust GCP method for quantifying POMC in patients without clinical symptoms of ectopic ACTH syndrome. This led to the finding that a subset of patients with SCLC, but without obvious evidence of ectopic ACTH syndrome, had concentrations of POMC, which were above the range found in normal subjects (Gibson et al, 1994; Russell et al, 2010). Given the evidence that SCLC tumours have neuroendocrine features, it is perhaps surprising that only a low percentage of these patients secrete POMC; however, tumours may still possess other neuroendocrine characteristics without producing POMC. This is supported by studies showing that another prohormone, proGRP, is present in approximately 70% of patients with SCLC (Molina et al, 2004a, 2004b).
There was significantly worse overall survival in the patients with elevated circulating levels of POMC. In this group of patients, we also found a correlation between CTC number and circulating POMC. Circulating tumour cells are known to be indicative of poor prognosis, suggesting that POMC levels may also have a prognostic role. However, this study was conducted on a relatively small patient cohort. Further studies are warranted involving a larger number of patients to determine whether the association between POMC, CTCs and liver metastasis is important in SCLC progression. In addition, if we can elucidate how POMC is elevated in this subset of patients and how this relates to tumour progression, we may develop a greater understanding of this disease, ultimately allowing us to develop more successful diagnostics and therapeutics.
Higher levels of circulating POMC were found in our patients with liver metastasis compared to patients with metastases at other sites. This finding complements work on a mouse model of SCLC, showing distinct neuroendocrine and non-neuroendocrine heterogeneity. The authors found that a mixed population of neuroendocrine and non-neuroendocrine cells injected into mice to form xenografts were essential for metastases to develop in the liver. Furthermore, liver metastases consisted solely of neuroendocrine-differentiated cells, with no evidence of non-neuroendocrine cells despite both cell types being delivered concomitantly. No metastases were detected when either neuroendocrine or non-neuroendocrine cells were injected alone (Meuwissen et al, 2003; Calbo et al, 2011). There are neuroendocrine biomarkers that are more sensitive indicators of SCLC, such as pro-GRP. However, the analysis of novel biomarkers is essential if we are to improve the understanding of the disease. The discovery of a biomarker able to predict metastasis to a particular organ could prove extremely beneficial in improving treatment regimens and overall survival.
Although the presence of heterogeneity within other tumour types is widely accepted, this often refers to epithelial and mesenchymal phenotypes. Where and how neuroendocrine characteristics fit in the characterisation of heterogeneity in SCLC has yet to be fully elucidated. However, given that in the mouse model of SCLC, neuroendocrine features are important in tumour progression and metastasis (Calbo et al, 2011), there may be cooperativity between epithelial and neuroendocrine cells, with the latter as the critical cell type for metastasis formation (Calbo et al, 2011). In the panel of human SCLC cell lines we studied, more of the cell lines had evidence of epithelial markers than neuroendocrine characteristics. To pursue this further, we cloned the DMS 79 cell line and found that evidence of neuroendocrine/epithelial heterogeneity remained.
We have investigated the expression of POMC as a marker of a neuroendocrine phenotype, but in addition the clonal DMS 79 cells have other neuroendocrine features including dense core secretory granules and chromogranin A, NSE and CD56 (NCAM) expression. Furthermore, the SCLC cell line, H526, which is negative for POMC, stained positively for other neuroendocrine markers and for the epithelial markers, CK and E-cadherin, which confirms the presence of heterogeneity in markers between SCLC cell lines. The absence of POMC and the presence of other neuroendocrine markers in H526 cells are indications that SCLC cells can be neuroendocrine but not POMC positive. Therefore, it is important to consider a range of biomarkers when investigating the neuroendocrine phenotype in these cells.
The neuroendocrine phenotype was also present when DMS 79 cells were grown in vivo as a xenograft, as evidenced by the elevated levels of circulating POMC when compared with a non-POMC-secreting tumour control. This indicates that the increased POMC is coming from the tumour itself and not from pituitary-derived POMC, which would be highly unlikely as upregulation of the stress axis would increase secretion of ACTH rather than POMC. In addition, the tumours stained positively for CK and displayed a more uniform staining pattern than the cell line in vitro, indicating that the dual phenotype had prevailed in this model. Tumour cells with the dual phenotype were also found invading into the tumour capsule and through layers of muscle on the outer edge of the tumour, suggesting that neuroendocrine and epithelial characteristics are both required for local invasion in human SCLC cells. In contrast to the murine model developed in Anton Berns’ group, we did not see in vivo heterogeneity with human SCLC cells in our model. Therefore, we suggest that rather than there being co-operation between cells of different phenotypes, it is important for human SCLC cells to possess a dual phenotype to promote invasion and metastasis. Further studies investigating the presence and distribution of metastases in vivo using murine lung cancer xenograft models are needed.
Overall this study has gathered evidence from several different approaches, which all suggest that neuroendocrine and epithelial features can coexist. The indirect evidence from patient samples of a correlation between circulating POMC and circulating epithelial-positive tumour cells is supported by the presence of both neuroendocrine and epithelial features in human SCLC tumour cells in vitro. Perhaps more importantly, this persists in the xenograft model, with the tumours displaying a dual neuroendocrine and epithelial phenotype, even in invading cells. Furthermore, in patients, measuring circulating POMC suggests that the neuroendocrine characteristics represent a more aggressive phenotype, particularly in terms of reduced survival and increased liver metastases.
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30 April 2013
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Stovold, R., Meredith, S., Bryant, J. et al. Neuroendocrine and epithelial phenotypes in small-cell lung cancer: implications for metastasis and survival in patients. Br J Cancer 108, 1704–1711 (2013). https://doi.org/10.1038/bjc.2013.112
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DOI: https://doi.org/10.1038/bjc.2013.112