Abstract
Knockout of the 5-HT1B gene in mice results in increased aggression, as well as alcohol and cocaine consumption. Given the clinical association of aggression, suicide, alcoholism, and substance abuse, we studied relationship of psychopathology to the human 5-HT1B receptor gene (N = 178) and postmortem human 5-HT1B receptor binding (N = 96) in the brain. The sample comprised: 71 suicide victims, 107 nonsuicides, 45 with a history of major depression and 79 without, 64 with a history of a alcoholism or substance abuse and 60 without, as well as 36 with a history of pathological aggression and 42 without. Single-strand conformational polymorphism (SSCP) analysis and DNA sequencing techniques were used to screen the coding region of the human 5-HT1B receptor gene in genomic DNA isolated from postmortem human brain tissue. Two common polymorphisms were identified in the 5-HT1B receptor gene, involving a silent C to T substitution at nucleotide 129 and a silent G to C substitution at nucleotide 861 of the coding region. These polymorphisms were found with the same frequency in the suicide and the nonsuicide groups and in those with and without a history of major depression, alcoholism, or pathological aggression. The binding indices (Bmax and KD of the 5-HT1B receptor in prefrontal cortex also did not differ in suicides and controls, major depression, alcoholism, and cases with a history of pathological aggression. The C129 or G861 allele had 20% fewer 5-HT1B receptor compared to the 129T or 861C allele. We did not identify a relationship between suicide, major depression, alcoholism, or pathological aggression with 5-HT1B receptor binding indices or genotype.
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Several neuropsychiatric disorders such as mood disorders, substance abuse, or alcoholism have been associated with dysfunctions of the central serotonergic system (Coppen 1972; Goodwin and Post 1983; Ballenger et al. 1979; Virkkunen et al. 1994). The risk for suicidal behavior and aggressive acts has been suggested to be related to a common underlying predisposition to impulsive behavior that is modulated by serotonergic activity (Mann 1998). In rodents and primates, aggressiveness is increased after inhibition of serotonin synthesis or in association with lower serotonergic activity (Vergnes et al. 1986; Molina et al. 1987; Higley et al. 1992). Both suicidal acts and aggression have a genetic contribution in terms of cause or diathesis that is independent of the heritability of major psychiatric disorders (Brent et al. 1996; Roy 1986; Roy et al. 1991; Schulsinger et al. 1979). The mechanism whereby genetics can affect aggressive and suicidal behavior is not known. The serotonergic system is one possibility because serotonergic activity is under substantial genetic control (Ishikawa et al. 1989; Higley et al. 1992; van Harten 1993). Patients at risk for suicidal acts not only have an increased level of lifetime aggression (Mann and Arango 1998), but also an increased rate of alcoholism and substance abuse. Alcoholism and substance abuse may facilitate suicidal acts, or may share a common predisposing factor with suicide and aggression, such as lower serotonergic activity. Genetic factors play a role in alcoholism (Schuckit et al. 1985) and major depression (Gershon et al. 1989) but their precise nature is unknown. Again, the serotonergic system may play a role.
Recently, aggressive behavior as well as increased alcohol and cocaine intake have been reported in 5-HT1B receptor gene knockout mice (Saudou et al. 1994; Ramboz et al. 1996; Crabbe et al. 1996; Rocha et al. 1998). This set of observations raises the possibility that abnormalities in the 5-HT1B receptor gene may contribute to human psychopathologies such as suicide, aggression, major depression, alcoholism, or substance abuse.
Molecular cloning techniques have revealed the existence of two humans 5-HT1D receptor subtypes: 5-HT1Dα and 5-HT1Dβ (Hamblin and Metcalf 1991; Demchyshyn et al. 1992; Weinshank et al. 1992; Levy et al. 1992). The mouse 5-HT1B receptor is the homologue of the human 5-HT1Dβ. We have adopted the recommendation that the human 5-HT1Dβ receptor be renamed human 5-HT1B (h5-HT1B) receptor (for a review see Hartig et al. 1996). The pattern of expression of this receptor is similar among mammalian species with a predominant expression in projections areas of raphe neurons as well as of striatal neurons (Boschert et al. 1994). This receptor inhibits transmitter release from nerve terminals (Hoyer and Middlemiss 1989; Martin and Humphrey 1994).
A common polymorphism at the human 5-HT1B receptor locus (G861C) was identified by Hinc II restriction enzyme (Sidenberg et al. 1993) and by SSCP and PCR-RFLP methods (Lappalainen et al. 1995). An uncommon molecular variant with the substitution of a cysteine for a phenylalanine residue (F124C) has been detected in the human 5-HT1B (5HT1Dβ) receptor gene (Nöthen et al. 1994). Neither of these polymorphisms have been found to be associated with a phenotype. We decided to focus on the more common polymorphism (G861C). We have an extensive brain bank of cases with available clinical information. This has allowed us to evaluate the relationships of genotype to both neurochemical and psychopathological phenotype.
We studied the 5-HT1B receptor gene and receptor binding in postmortem brain samples from a series of cases subdivided into: 1) those who died by suicide versus other causes; 2) those with a history of alcoholism or substance abuse versus without; 3) those with a history of major depression versus those without; 4) and those with a history of pathological aggression versus those without such a history. We postulated a relationship between these clinical phenotypes, prefrontal or cortical 5-HT1B binding, and genotype.
MATERIALS AND METHODS
Brain Tissue
Human brain samples (N = 178) were collected at the autopsy from Medical Examiner's Office after consent was obtained from the next of kin, as required by the Institutional Review Board. Brain samples were free of neurological diseases and cases were negative for psychotropic drugs on toxicological analysis of body fluids. Clinical and demographic characteristics and cause of death in the suicides and nonsuicides are shown in Table 1. Prefrontal cortical tissue (Brodmann area 9) was dissected for the membrane binding studies because we have previously reported changes in levels of binding to the serotonin transporter and other serotonin receptors in suicide victims in this brain area (Arango et al. 1990; Stanley and Mann 1983; Stanley et al. 1982). The cerebellum was used for genomic DNA extraction. Tissue was stored at −70°C until the assay. A diagnosis of suicide was based on a consensus between the Medical Examiner and a clinical expert on suicide (JJM). Clinical and demographic information was obtained in most cases by our previously published psychological autopsy method (Kelly and Mann 1996), and in all the cases data were obtained from the Medical Examiners notes, police interviews, old hospital records, as well as toxicology and autopsy results. DSM-III-R criteria were used to make an Axis I diagnosis. Pathological aggression was defined as a history of aggression resulting in an injury to another person requiring medical attention or property damage resulting in legal consequences. We studied the human 5-HT1B receptor gene (N = 178) and postmortem human 5-HT1B receptor binding (N = 96) in the brain. The sample comprised: 71 suicide victims, 107 nonsuicides, 45 with a history of major depression and 79 without, 64 with a history of a alcoholism or substance abuse and 60 without, as well as 36 with a history of pathological aggression and 42 without.
Membrane Preparation for Binding Study
A total of 200 mg of dissected brain tissue was homogenized in ice-cold 0.32 M sucrose and membrane homogenate centrifuged for 12 min at 4°C at 500g. The pellet was resuspended in 10 mM sucrose and centrifuged for 12 min at 500g. Resulting supernatants were combined and centrifuged at 35,0000g for 12 min. The membrane pellet (P2) was resuspended with 50 mM Tris-HCl buffer (pH 7.7) and incubated at 37°C for 20 min to eliminate endogenous serotonin. At the end of pre-incubation, homogenates were immediately centrifuged at 4°C for 10 min at 35,000g. The P2 pellet was resuspended in the incubation buffer (50 mM Tris-HCl, pH 7.7, containing 10 μM pargyline, 100 nM 8-OH-DPAT, 4 mM CaCl2, and 0.1% ascorbic acid) and membrane fractions were diluted to a final concentration of 12 mg wet wt/ml for the binding assay. Four hundred microliters of membrane fraction were used in each assay tube. Total incubation volume was 500 μl and 100 nM 8-OH-DPAT were used to mask 5-HT1A sites. 5-Hydroxy[3H] tryptamine ([3H]5-HT) was used as a radioligand to measure the 5-HT1D binding sites (Peroutka and McCarthy 1989). Membranes were incubated at 37°C for 30 min with [3H]5-HT at one of six concentrations between 0.25–4.0 nM. The reaction was terminated by addition of 4 ml of ice-cold 50 mM Tris-HCl buffer (pH 7.7). The membrane suspensions were then immediately filtered through Whatman GF/B filters using a 24-channel cell harvester (Brandel, Gaithersburg, MD, U.S.A.). The filters were further washed with two 4-ml rinses of ice-cold Tris-HCl buffer (pH 7.7). All filters had been soaked in 0.5% Polyethylenimine solution (Fluka Chemie) and dried prior to filtration. Nonspecific binding was determined in the presence of 5 μM sumatriptan. Binding indices, maximal number of binding sites (Bmax), and equilibrium dissociation constant (KD) were calculated by the EDBA/LIGAND program (Biosoft, UK). Protein content was determined by Folin-reagent procedure (Lowry et al. 1951).
DNA Isolation
Frozen brain tissue samples (150–200 mg) were placed into 1.5 ml microfuge tubes and thawed. A total of 0.5 ml of lysis buffer, containing 0.25 m NaCl, 1% SDS, 5 × TE buffer, pH 8.0, and 0.5 mg of proteinase K enzyme was added to each tube. Tubes were incubated in a water bath at 55°C for at least three hours with occasional shaking. When the brain samples were dissolved, tubes were removed, cooled, and equal volumes of phenol/chloroform/isoamyl alcohol mixture (25:24:1; Sigma) were added. Tubes were vortexed and centrifuged for 5 min in a microcentrifuge at 13,000g. An amount equal to 0.5 ml of the aqueous upper layer was transferred to clean tubes and DNA precipitated with equal volume of ice-cold absolute alcohol. After a further wash with 70% ice-cold alcohol, DNA filaments were dried in vacuo. Genomic DNA fractions were suspended in 1 × TE buffer.
Polymerase Chain Reaction (PCR)
Initially, a sense primer, 5′-CCTCTCCTTCGTCCGCTCCAT-3′, corresponding to coding region of the bases 1–21 of the human 5-HT1B receptor gene sequence, and an antisense primer, 5′-TGGTCCCCAAAGGTCGCTTAG-3′, corresponding to bases 1253–1273, were use to produce a 1273 bp fragment. Standard PCR was carried out in a 100 μl volume, containing 1 μg genomic DNA, 5 pmol of each primer, 50 mM KCl, 10 mM Tris-HCl (pH 8.3), 2 mM MgCl2, 0.01% gelatin, 200 μM of each dNTP, and 2.5 U of AmpliTaq DNA Polymerase (Perkin-Elmer Cetus). Samples were processed in a GeneAmp PCR system 480 (Perkin-Elmer). After initial 5 min denaturation at 94°C, Taq polymerase and [α-32P]dCTP (NEN; Du Pont) were added to the tubes to initiate PCR amplification. Forty temperature cycles were carried out, consisting of 1 min at 94°C, 1.5 min at 58°C, and 1.5 min at 72°C, followed by a final extension step of 72°C for 7 min. Another two sets of the primers were used to produce shorter fragments in order to heighten the sensitivity of the detection. Primers 3 and 4, 5′-CGGAGCTGGGGCGAGGAGA-3′ (corresponding to the bases 39–57) and 5′-GCTCATCACCTTGGCCACCA-3′ (bases 231–250);, respectively and primers 5 and 6, 5′-CCTGCTCTCCTCATCGCCCTCTA-3′ (bases 723–743) and 5′-GGGTTGATGAGGGAGTTGAGA-3′ (bases 1137–1157), respectively.
Single-strand Conformational Polymorphism (SSCP) Analysis
SSCP analysis was based on the protocol of Orita et al. (1989). Radioisotopic PCR products were subjected to various digestions by the restriction enzymes EaeI, StyI, BmyI, and SacII, according to the manufacturer's instructions. Four microliters of the radioisotopic PCR product were mixed with 30 μl of SSCP gel-loading buffer containing 9.5 ml formamide (Fluka Chemie), 0.4 ml 0.5 M EDTA (pH 8.0), 0.05 ml 10% bromophenol blue (w/v), and 0.05 ml 10% xylene cyanol (w/v) and denatured for 5 min at 95°C. Samples were quickly chilled on ice water and then 5 μl of the samples were loaded on a 8% polyacrylamide gel (acrylamide:bisacrylamide 49:1). Electrophoresis was carried out in a cold room for six hours at 20 watts. The gels were dried and bands were visualized using autoradiography.
Statistical Analysis
Nominal variables, such as diagnosis were evaluated by the Chi2 test with Yates' correction. Student's t-test was used for continuous variables. Separate effects or interactions among genotypes, 5-HT1B binding and phenotype subgroup variables were determined by the general linear models procedure. All tests were 2-tailed. Data were reported as mean ± standard deviation (SD) unless otherwise specified.
RESULTS
As shown in Table 1, there were no significant differences between suicides and nonsuicides in age, sex ratio, or postmortem interval (PMI). Cause of death was mostly an acute cardiac event in the nonsuicides.
The coding region of the 5-HT1B receptor gene was screened for the presence of DNA sequence variation in genomic DNA fractions isolated from postmortem brain tissues of 178 unrelated suicides and nonsuicides. The entire coding sequence of the intronless 5-HT1B receptor gene was obtained by PCR. Mutations were detected by SSCP analysis. Changes in the electrophoretic mobilities were observed for fragments digested by restriction enzyme EaeI on neutral polyacrylamide gels (Figure 1). Sequencing of this 1273 bp fragment revealed two common polymorphisms: a C to T substitution at nucleotide 129; and a G to C substitution at nucleotide 861 (Figure 2). To confirm these results, two sub-fragments containing the polymorphism sites were produced with PCR amplification. After digestion with SacII restriction endonuclease for the first sub-fragment (primers 3 and 4) and StyI restriction endonuclease for the second sub-fragment (primers 5 and 6), variations were easily detected by SSCP analysis (Figure 3) in each of the fragments. The two polymorphisms at nucleotide 129 and nucleotide 861 position of the coding region were in total linkage disequilibrium.
Genotype frequencies for both polymorphisms (nucleotides C129T and G861C) in human 5-HT1B receptor were 72%, 21%, and 7% in the suicide group and 70%, 27%, and 3% in the nonsuicide group. Frequencies for the C and T alleles were 82% and 18%, respectively, in the suicide, and 84% and 16%, respectively, in the nonsuicide groups (Table 2). There were no differences in genotype distribution or allelic frequency between suicide and nonsuicide groups (see Table 2). There was also no significant difference in the frequency of genotypes in the cases with or without major depression (Table 2). Moreover, no significant differences were found in the frequency of genotypes in those with versus without a history of pathological aggression, or those with versus without a history of alcoholism (Table 2).
The mean Bmax values for 5-HT1B binding sites were 58.2 ± 32.2 fmol/ml protein (N = 42) in the suicides and 63.1 ± 29.1 fmol/mg protein (N = 54) in nonsuicides. The mean KD was 1.2 ± 0.7 nM in the suicides (N = 42) and 1.2 ± 0.6 nM in nonsuicides (N = 54) (Table 3). No significant differences were found in Bmax (t = −.66, df = 94, p = .508) or KD (t = .50, df = 94, p = .618) in suicides and nonsuicides. In the entire series of 96 cases where binding data and genotyping was available, the mean Bmax values for 5-HT1B binding sites differed across genotype (see Table 3). Using general linear models procedure to control for other effects (race and suicide), there was a significant different association between Bmax values for 5-HT1B receptor binding and G861G and G861C genotypes (N = 91, F = 5.29, df = 1, p = .024). Variables such as race or suicide alone did not influence Bmax values. The G861C genotype (N = 23) had 20% fewer binding sites than the G861G genotype (N = 69) (t = 1.86, df = 90, p = .067) in the overall sample (Table 3).
DISCUSSION
Two polymorphisms of the 5-HT1B receptor gene were identified in the genomic DNA samples obtained from 178 unrelated subjects. One of these polymorphisms had been previously reported by Lappalainen et al. (1995) at nucleotide 861 of the coding region. We identified a new one at nucleotide 129 of the coding region. This polymorphism was in absolute linkage disequilibrium with the polymorphism at nucleotide 861 identified by Lappalainen et al. (1995). Across our entire study population we found similar allelic frequencies (83% and 17%) to those reported by Lappalainen (72% and 28%). These two polymorphic sites are silent and do not change primary amino acid structure composition of the receptor. Since the two polymorphisms are in total linkage disequilibrium, they may have appeared simultaneously during evolution.
We found no association of suicide, major depression, alcoholism, or history of pathological aggression with 5-HT1B genotypes or allelic frequency for the two polymorphism. However, these findings do not imply that 5-HT1B receptor gene has no role in neuropsychiatric disorders. Our study population was small and could have missed an uncommon association. While this manuscript was under review, a study was published (Lappalainen et al. 1998) reporting an association of alcoholism with the G861C locus; alcoholics had a higher 861C allele frequency. In a separate group of Southwestern American Indians, a condition described as antisocial alcoholism (implies a combination of aggressive traits and alcoholism) was also linked to G861C (Lappalainen et al. 1998). Our sample included only 64 alcoholics and further study of this possible association in a larger sample would be of interest. The fact that homozygotes were found in our entire study population in a Mendelian ratio suggests that there is no selection pressure against that mutation, therefore, no major detrimental consequence of that mutation.
Our present findings show an allelic association of the 5-HT1B receptor gene with 5-HT1B binding kinetics in prefrontal cortex in the entire study population. There was a significant association between Bmax values for 5-HT1B receptor binding and both G861G and G861C genotypes when race and suicide were considered in the general linear model (N = 91, F = 5.29, df = 1, p = .024). It is possible that the less frequent alleles (129T and 861C) may be associated with decreased 5-HT1B binding. At the least, heterozygotes had less binding than G861 homozygotes (t = 1.86, df = 90, p = .067; Table 3). The reduced receptor levels associated with G861C genotypes is interesting in the light of the association found between this genotype and antisocial alcoholism (Lappalainen et al. 1998).
Our study found no difference in 5-HT1B binding parameters between suicide, major depression, alcoholism, or individual with pathological aggression and nonsuicides (Figure 4). Arranz et al. (1994) reported that there was no difference in Bmax and KD between the suicide and nonsuicide groups for the 5-HT1A, 5-HT1B, and 5-HT2A binding sites in postmortem frontal cortex samples. However, they found a significant decrease in the number of 5-HT1B binding sites and in the KD in nondepressed suicides. We found that the presence or absence of major depression made no detectable difference to the results. On the other hand, Lowther et al. (1997) reported that there were significantly more 5-HT1B receptor binding sites in globus pallidus, but not in the frontal or parietal cortices from the antidepressant-free suicides who died by violent means. We did not examine the globus pallidus of suicides who died by violent means and therefore cannot comment on this result. The absence of altered binding in prefrontal cortex in their study is in agreement with our results.
Although 5-HT1B receptor appears to play a role in the modulation of aggressive behavior and alcohol or cocaine consumption in animal models (Olivier and Most 1990; Saudou et al. 1994; Crabbe et al., 1996; Rocha et al., 1998), we found no differences in 5-HT1B binding kinetics in association with alcoholism or pathological aggression. The mean number of 5-HT1B receptor binding sites appeared to be about 10% lower in cases who were suicides, or with major depression and alcoholism. Although these differences were not statistically significant, they were in the hypothesized direction. Given the retrospective data gathering method involving a psychological autopsy, we may have missed relevant clinical data and underestimated rates of substance abuse and pathological aggression. Further studies are needed in larger samples of pathologically aggressive patients as well as alcoholics.
A difference in Bmax values between suicide and nonsuicide groups, or in major depression, alcoholism, or aggression would suggest the possibility that the level of expression of 5-HT1B receptors may be altered. That would indicate the need to seek mutations in the promoter region that may be associated with psychopathology.
In summary, the PCR product of the 5-HT1B receptor gene was digested with several restriction enzymes and evaluated by SSCP analysis. Two polymorphisms, one not previously reported, were identified in the human 5-HT1B receptor gene that did not alter amino acid composition. We were unable to identify a relationship among 5-HT1B genotypes binding indices and psychopathology. A weak correlation between 5-HT1B receptor number and 5-HT1B genotypes was observed. Further studies in a larger population are needed, as well as studies towards the identification of other polymorphisms in the 5-HT1B gene that may modulate the risk for suicide, aggression, depression, and alcoholism.
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This work was partly supported by Public Health Service grants MH40210 and MH46745 and grants from The Diane Goldberg Foundation and The St. Louis Community Foundation.
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Huang, Yy., Grailhe, R., Arango, V. et al. Relationship of Psychopathology to the Human Serotonin1B Genotype and Receptor Binding Kinetics in Postmortem Brain Tissue. Neuropsychopharmacol 21, 238–246 (1999). https://doi.org/10.1016/S0893-133X(99)00030-5
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DOI: https://doi.org/10.1016/S0893-133X(99)00030-5
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