Abstract
The mechanism of action of lithium is still largely unknown. However, recent animal and human studies suggested the possible neuroprotective effects of this medication. In particular, a recent magnetic resonance spectroscopy (MRS) study showed the increase of cortical brain levels of N-acetyl-aspartate (NAA), a putative marker of neuronal integrity/functioning, in both bipolar patients and normal controls after 4 weeks of lithium administration. We investigated the effects of lithium on NAA levels in a sample of healthy individuals using in vivo 1H MRS in dorsolateral prefrontal cortex (DLPFC), a region likely implicated in the pathophysiology of bipolar disorder. In vivo short echo-time 1H-MRS measurements of 8 cm3 single voxels placed bilaterally in the DLPFC were conducted at baseline and after 4 weeks of lithium administration on 12 healthy individuals (mean age±SD=25.0±9.8 years; six males). After lithium administration, no significant differences in NAA, phosphocreatine plus creatine, glycerophosphocholine plus phosphocholine (or choline-containing molecules), and myo-inositol absolute levels or ratios were found in DLPFC (paired t-tests, p>0.05). Contrary to prior MRS reports in bipolar patients, we found that lithium administration did not significantly increase NAA levels in the DLPFC of healthy individuals. Future longitudinal studies will be needed to further investigate whether chronic lithium treatment increases NAA levels in other brain regions in healthy individuals, and whether it promotes changes in these levels in specific brain regions in bipolar patients.
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INTRODUCTION
Lithium is a first-line drug for acute and prophylactic treatment of bipolar disorder (Brambilla et al, 2003; Soares and Gershon, 1998). Its mechanism of action has not been elucidated, although several preclinical studies have tried to better clarify its biological basis (Lenox and Hahn, 2000). Specifically, in vitro and ex vivo studies reported that lithium facilitates long-term neurotrophic effects in rodent brain and in human neuronal cells, probably by increasing the levels of important cytoprotective proteins, such as bcl-2, and/or by decreasing the levels of specific proapoptotic proteins (eg p53, Bax) (Chen et al, 1999; Chen and Chuang, 1999; Chuang et al, 2002; Jope, 1999; Manji et al, 2000). 1H magnetic resonance spectroscopy (MRS) represents a novel noninvasive method that can directly assess in vivo brain levels of specific chemicals of interest (Brambilla et al, 2002a; Stanley, 2002a), including N-acetyl-aspartate (NAA), a brain metabolite thought to be a marker of neuronal viability and function (Pouwels and Frahm, 1998; Stanley et al, 2000). An MRS study reported increased cortical brain levels of NAA in a group of both bipolar and healthy subjects after 4 weeks of lithium treatment (Moore et al, 2000a). Additionally, increased total brain gray matter volumes in bipolar patients have been suggested by controlled MRI studies in patients who had been on lithium treatment for 4 (Moore et al, 2000b) and 27 (median) weeks (Sassi et al, 2002). Taken together, these findings suggest that lithium has neuroprotective effects in the human brain, which could be detectable in vivo with brain imaging.
However, it is still unclear whether any NAA changes induced by lithium are region-specific, and whether they would take place in healthy brains of normal individuals. Therefore, it is of great interest to examine the dorsolateral prefrontal cortex (DLPFC; ie, Brodmann's areas 9 and 46) of healthy individuals with 1H MRS before and after lithium administration. The DLPFC was chosen as our target region as in recent years, structural, functional, and neurochemical brain imaging studies have implicated abnormalities in prefrontal cortex circuits in the pathophysiology of mood disorders (Brambilla et al, 2002b; Morice, 1990; Sax et al, 1999; Soares and Mann, 1997). The DLPFC is an important area of the prefrontal cortex receiving projections from higher order association centers and playing a key role in cognitive and executive brain functions (Nauta, 1971; Quintana and Fuster, 1999). Specifically, a role for the DLPFC in the pathophysiology of bipolar disorder is supported by recent MRS and postmortem studies showing reductions in NAA levels and in neuronal and glial density in DLPFC of bipolar patients (Rajkowska et al, 2001; Winsberg et al, 2000). Furthermore, DLPFC stimulation with transcranial magnetic stimulation (TMS) appeared to be effective in treating refractory depression in bipolar patients (George et al, 2000).
In the present study, in vivo 1H MRS brain measures were performed in the DLPFC in a group of healthy individuals before and after 4 weeks of lithium administration. The main aim of this study was to investigate NAA changes in the DLPFC after lithium treatment in order to further test the hypothesis that it confers neuroprotection, which would be detectable in the in vivo human brain with 1H MRS. Based on pre-clinical findings and prior human literature, we expected that healthy subjects would have a detectable elevation in NAA levels in the DLPFC after 4 weeks of lithium treatment.
METHODS
Subjects
In all, 12 healthy individuals with no DSM-IV axis I psychiatric disorders, as determined by the SCID-IV non-patient version (SCID-NP), were studied. The subjects also had a full medical history and physical examination, including an electrocardiogram (ECG), blood tests to assess blood count, electrolytes, kidney, and liver functions, as well as urine test. Healthy subjects were excluded if there was use of any psychoactive medication within 2 weeks of the study, history of substance abuse/dependence, current medical problems, abnormalities in the blood, urine or ECG tests, or history of psychiatric disorders among self or first-degree relatives. All subjects were studied with 1H MRS at baseline and after 4 weeks of lithium administration. The starting dose of lithium was 300 mg/day, increased to 600 mg/day at the second day of administration and maintained at such dosages for the first week. At the end of the first week, the 12-h lithium blood level was measured, and if it was below 0.6 mEq/l, dosages were increased accordingly in order to reach the minimal therapeutic levels of 0.6 mEq/l. All individuals provided signed informed consent, after having understood all issues involved in participation in the study protocol. This research study was approved by the University of Pittsburgh biomedical IRB.
1H MRI/MRS Procedure
In vivo 1H MRS measurements were conducted in a 1.5 T GE Signa Imaging System (General Electric Medical Systems, Milwaukee, WI). A set of sagittal and coronal scout images was first obtained to verify the patient position, image quality, positioning the voxel, and locate a midline sagittal image. In order to minimize the variance due to head position, a plastic head holder was used to allow placement of the subject's head in the same position, and a standardized procedure was utilized in order to obtain uniform head positioning and voxel placement during the pre- and post-lithium scans. A 3D spoiled gradient recalled (SPGR) acquisition was performed in the coronal plane (TR=25 ms, TE=5 ms, flip angle=40°, FOV=24 cm, slice thickness=1.5 mm, NEX=1, matrix size=256 × 192) to obtain 124 images covering the entire brain. In all, 45–56 sagittal slices covering the entire brain were also obtained using a fast spin echo (FSE) sequence (TR=25 ms, TE=17 ms, flip angle=40°, FOV=24 cm, slice thickness=3 mm, NEX=1, matrix size=256 × 192). The gray matter, white matter, and cerebrospinal fluid (CSF) content in the MRS voxels of interest were determined by performing segmentation with a semi-automated histogram method, which was applied to the SPGR data using the NIH Image software package, version 1.62 (National Institutes of Health, Bethesda, MD), as previously reported (Keshavan et al, 1994, 1995).
A double spin echo sequence was also used to obtain T2 and proton density images in the axial plane to screen for neuroradiological abnormalities. A single-voxel short TE 1H spectrum of the right and left DLPFC were collected with a STEAM localization technique (TE=20 ms, TM=13.6 ms, TR=6 s, bandwidth=2 kHz, 2048 complex data points, 96 acquisitions, voxel dimension 2.0 × 2.0 × 2.0 cm3) (Figure 1). Additionally, water unsuppressed spectra were also collected for absolute quantification (TR=10 s and 16 acquisitions). The position of the voxel was visually inspected and adjusted based on identifiable anatomical landmarks in reference to standard brain atlases (Jackson and Duncan, 1996; Yuh et al, 1994). The superior frontal sulcus, the lateral fissure, and the genu of corpus callosum were used as anatomical boundaries for the voxel placement.
The post-processing and quantification steps for the short TE STEAM 1H MRS data were 100% automated. The unsuppressed water spectrum was used to correct for any Eddy current effects. No apodization was applied and any residual water signal was removed by using the operator-independent SVD-based method (de Beer et al, 1992). Five Gaussian damped sinusoids were used to model the in vivo data in the time domain using the Marquardt algorithm (NAA at 2.01 ppm, phosphocreatine+creatine (PCr+Cr) at 3.02, 3.93 ppm, glycerophosphocholine plus phosphocholine (GPC+PC or the choline-containing metabolites) at 3.21 ppm and myo-inositol (INO) at 3.54 ppm). To ensure that the signals of overlapping and of lesser amplitudes (ie metabolites with multiplet structures and macromolecules) have negligible influence on the fitting of the singlets, the first 37 ms of the free-induction decay (FID) signal were omitted in the fitting, which has been shown to reliably and accurately quantify NAA, PCr+Cr, and GPC+PC (Stanley et al, 2002b) (Figure 2). INO levels were also quantified because of their relevance for the mechanism of action of lithium (Jope, 1999), although they have large variance and are less reliable to quantify with the utilized method. The unsuppressed water signal, gray matter, white matter and CSF voxel content values, along with the other appropriate correction factors, were utilized to obtain absolute quantification values with units of mmol/kg wet weight, as previously described by Stanley et al (1995).
Statistical Analyses
All analyses were performed using the SPSS for Windows software, version 11.1 (SPSS Inc., Chicago), and two-tailed significance level was set at p<0.05. Paired t-tests were performed to determine whether the measured 1H metabolite levels and ratios differed between pre- and post-lithium administration. The relationship between changes in measured metabolite levels after lithium administration and lithium blood levels were examined using Pearson's correlation coefficient.
RESULTS
Healthy subjects had a mean age of 25.0 years with an SD of 9.8 (range: 18–52 years). Six of them were males. The mean and SD for the 12 h lithium blood levels at the end of the 4th week were 0.83 and 0.20 mEq/l, respectively, with a mean lithium dosage of 1262.50 mg/day and an SD of 216.50.
No significant differences for gray matter, white matter, and CSF voxel contents were found before and after lithium administration (paired t-tests, p>0.05) (Table 1). Absolute metabolite levels for NAA, PCr+Cr, GPC+PC, INO, and ratios did not differ significantly in left or right DLPFC after lithium treatment (Paired t-tests, p>0.05) (Table 2; Figure 3). The coefficients of variation (CV), expressing the standard deviation as a percentage of the sample mean of the combined pre- and post-lithium measurements, ranged from 7.5% (PCr+Cr) to 24.6% (GPC+PC) in the left DLPFC and from 11.5% (NAA) to 34.1% (GPC+PC/PCr+Cr) for the right DLPFC (Table 2). The mean percentage change of metabolite levels (ie post-lithium measurement minus pre-lithium measurement divided by the pre-lithium measurement) ranged from 7.2% (PCr+Cr) to 25.0% (INO) for the left side and from 11.5% (NAA) to 43.5% (INO) for the right side, and were all lower or comparable to the respective coefficients of variation, except for INO levels in right DLPFC (Table 2).
No significant correlation between changes in absolute levels of NAA, PCr+Cr, GPC+PC, and INO after lithium administration and lithium blood levels were found (Pearson's correlation coefficient, p>0.05).
DISCUSSION
Our present study did not find significant changes in NAA levels in DLPFC of healthy individuals after 4 weeks of lithium administration. This study did not confirm the possible role of lithium in modulating cortical NAA levels in healthy volunteers. However, lithium's neuroprotective properties may require longer administration at therapeutic concentrations, despite the fact that it is well known from clinical studies that lithium's therapeutic effects in bipolar patients are already detectable after 3–4 weeks of treatment.
Contrary to our findings, Moore et al (2000a) reported a small but significant increase in total brain NAA levels (5%, using non-normalized NAA concentrations) after 4 weeks of lithium treatment in 21 individuals, including 12 bipolar patients and nine healthy subjects. This was suggested by the authors to be putatively related to the reported increased levels of neurotrophic brain factors, such as bcl-2, after chronic lithium treatment (Manji et al, 2000). However, in the study by Moore et al (2000a), therapeutic plasma levels of lithium (0.8 mEq/l) were reached over the first week of treatment, whereas in our study it took longer to reach therapeutic levels in several individuals. Specifically, in our study, at the third week of treatment lithium blood levels were below 0.6 mEq/L in six subjects. Thus, by using a more aggressive lithium titration schedule, Moore et al (2000a) may have seen faster effects of lithium in increasing NAA levels, already detectable at week 4, compared to our investigation. Furthermore, Moore et al (2000a) investigated lithium effects in a mixed sample of depressed bipolar patients and healthy subjects. This was done to increase the statistical power of the study, according to the authors, as no significant differences in baseline NAA levels were detected between the two groups. Nonetheless, this limited the possibility of examining NAA changes in the two samples separately. On the contrary, in our study only healthy controls were examined, allowing the in vivo investigation of possible neurotrophic effects of lithium in the healthy human brain. It may be argued that the effects of lithium on NAA levels in healthy controls may be different compared to bipolar patients, as neuronal function in the prefrontal cortex of healthy individuals is unaffected. Moore et al (2000a) also examined different brain regions and combined NAA concentrations from four different voxel placements, that is, right frontal, left temporal, central occipital, and left parietal lobes, resulting in an overall increase in NAA of about 5% after lithium administration. Specifically, regional NAA levels increased by about 2.9% in left parietal lobe, 3.5% in right frontal lobe, 4.9% in left temporal lobe, and 7.3% in central occipital lobe. Thus, the discrepancy between our findings and those by Moore et al (2000a, 2000b) may reflect region specificity, due to noncomparable regions of interest being utilized.
It should also be kept in mind that physiological systems may not respond to pharmacological interventions in healthy individuals the same way dysregulated systems do in patients with psychiatric illnesses (Heuser et al, 1996; Zanardi et al, 1997). So, it is possible that neuroprotective effects of lithium could be detected in brains of bipolar patients, where NAA deficits may be present (Renshaw et al, 1995; Winsberg et al, 2000), and possibly prevented or reversed by lithium treatment (Deicken et al, 2001; Silverstone et al, 2003; Sharma et al, 1992), but that no such effects would be present in healthy brain tissue of control individuals.
Consistent with prior MRS studies from Silverstone et al (1996, 1999a, 1999b), who investigated the effects of 7 days of lithium administration in healthy volunteers, no significant changes in NAA, PCr+Cr and GPC+PC levels were reported in our study in healthy individuals after 4 weeks of lithium treatment.
Some potential limitations of the present study should be taken in consideration. First, the relatively small sample size may have limited our ability to detect small changes in metabolite concentrations after lithium administration. Nonetheless, as suggested by the reported effect sizes from studies that examined possible medication changes on brain 1H MRS metabolites (Brambilla et al, 2002a, 2002b; Deicken et al, 1992; Lyoo et al, 2003), our study with 12 subjects had adequate statistical power. Second, only the DLPFC was investigated in this study. Therefore, even though there are no conclusive data to demonstrate that lithium's actions on 1H MRS brain metabolites are region-specific, we can only comment with certainty on this particular brain region, and caution should be utilized when findings are extrapolated to other cortical brain areas. Last, the CV for GPC+PC was relatively high, although our method for MRS quantitation reliably and accurately resolves this metabolite along with NAA and PCr+Cr (Stanley et al, 2002b). This may be due to the composite MRS signal reflecting GPC+PC, which includes several choline-containing molecules, primarily GPC and PC, but also free choline and acetylcholine (Miller, 1991).
In conclusion, this 1H MRS study did not show increases of NAA levels in DLPFC after 4 weeks of lithium administration in healthy individuals. This is in contrast with a prior MRS study reporting significant increase in brain levels of NAA in both healthy subjects and bipolar patients, which would be consistent with detectable in vivo neuroprotective effects. To our best knowledge, this is the first in vivo MRS study investigating NAA levels in the DLPFC of healthy individuals before and after lithium administration. Future longitudinal studies will be needed to investigate whether chronic lithium treatment over longer periods of time may protect brain neurons and result in increase in NAA levels in DLPFC and other brain regions thought to be involved in the pathophysiology of mood disorders.
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Acknowledgements
This study was partly supported by grants MH 01736 and MH 30915 from the National Institute of Mental Health, NARSAD, the Krus Endowed Chair in Psychiatry (UTHSCSA), and the Veterans Administration. We thank Dick Drost (University of Western Ontario, London, Ontario, Canada) for assistance in providing the fitting software.
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Brambilla, P., Stanley, J., Sassi, R. et al. 1H MRS Study of Dorsolateral Prefrontal Cortex in Healthy Individuals before and after Lithium Administration. Neuropsychopharmacol 29, 1918–1924 (2004). https://doi.org/10.1038/sj.npp.1300520
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DOI: https://doi.org/10.1038/sj.npp.1300520
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