Acta Pharmacologica Sinica (2013) 34: 595–599; doi: 10.1038/aps.2012.184; published online 11 Mar 2013

Why should autophagic flux be assessed?

Xiao-jie Zhang1,2, Sheng Chen1, Kai-xing Huang2 and Wei-dong Le1,2

  1. 1Institute of Neurology, Ruijin Hospital, Shanghai Jiao Tong University School of Medicine, Shanghai 200025, China
  2. 2Institute of Health Sciences, Shanghai Institutes for Biological Sciences, Chinese Academy of Sciences-Shanghai Jiao Tong University School of Medicine, Shanghai 200025, China

Correspondence: Wei-dong Le, E-mail

Received 7 November 2012; Accepted 5 December 2012
Advance online publication 11 March 2013



As autophagy is involved in cell growth, survival, development and death, impaired autophagic flux has been linked to a variety of human pathophysiological processes, including neurodegeneration, cancer, myopathy, cardiovascular and immune-mediated disorders. There is a growing need to identify and quantify the status of autophagic flux in different pathological conditions. Given that autophagy is a highly dynamic and complex process that is regulated at multiple steps, it is often assessed accurately. This perspective review article will focus on the autophagic flux defects in different human disorders and update the current methods of monitoring autophagic flux. This knowledge is essential for developing autophagy-related therapeutics for treating the diseases.


autophagy; autophagic flux; autophagosome-lysosome fusion; neurodegenerative disease; cancer; myopathy; cardiovascular disease; immune-mediated disorder



Macroautophagy, herein referred to as autophagy, is a sequential process through which eukaryotic cells degrade long-lived proteins, misfolded proteins and impaired cytoplasmic organelles1. Autophagy is considered to be a dynamic process that comprises three sequential steps: formation of autophagosomes, the fusion of autophagosomes with lysosomes and degradation2. The entrapped cargo materials within autolysosomes are degraded by hydrolases, the most important component of the cathepsin family of proteases3. Autophagy is tightly associated with a wide range of physiological processes, such as embryonic development and the establishment of immunologic self-tolerance4. Moreover, emerging evidence suggests that the dysregulation of autophagy may contribute to a broad spectrum of human diseases, including cancer, cardiovascular disease, muscular disease and neurodegenerative disease4,5.

The increasing significance attached to autophagy in development and disease has generated a growing need to accurately identify and quantify autophagy in live cells, animals, and patients. To date, the principal methods used to monitor autophagic activation are the detection of LC3 processing by Western blot analysis and the detection of autophagosome formation by fluorescence and electron microscopy6,7. One critical point that must be kept in mind is that autophagy is a highly dynamic, multi-step process. The accumulation of autophagosomes could indicate either autophagic activation or a blockage of downstream steps in autophagy, such as inefficient fusion or decreased lysosomal degradation4,8. Therefore, the mere detection of the number of autophagosomes and the presence of LC3 processing is insufficient for an overall evaluation of the entire autophagic system.

The term “autophagic flux” is used to represent the dynamic process of autophagy. In detail, autophagic flux refers to the whole process of autophagy, including autophagosome formation, maturation, fusion with lysosomes, subsequent breakdown and the release of macromolecules back into the cytosol (Figure 1). In this review, we will summarize the relationship between autophagic flux defects and human diseases and discuss the latest methods to monitor autophagic flux in mammalian cells.

Figure 1.
Figure 1 - Unfortunately we are unable to provide accessible alternative text for this. If you require assistance to access this image, please contact or the author

The process of autophagic flux and the putative steps of autophagic dysfunction in human diseases. A normal autophagic flux includes the autophagosome formation and maturation step, the autolysosome formation step and the degradation step. The possible defects that could lead to autophagic dysfunction in different human diseases are depicted: (1) autophagy induction and autophagosome formation; (2) inefficient autophagosome-lysosome fusion; (3) inefficient degradation of the autophagic vesicles in the lysosome. Examples of diseases for which alterations in each autophagic step have been described are shown. AD, Alzheimer's disease; ALS, Amyotrophic lateral sclerosis; HD, Huntington's disease; PD, Parkinson's disease.

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Autophagic flux defects contribute to human diseases

Consistently, impaired autophagic progress is involved in a growing list of pathologies, including neurodegeneration, cancer, myopathy, cardiovascular diseases and immune-mediated disorders (Figure 1).

Autophagic flux defects in neurodegenerative diseases

Autophagy is essential for neuronal homeostasis, and its dysfunction has been directly linked to a growing number of neurodegenerative diseases8. Early reports have demonstrated the neuronal accumulation of autophagosomes in diverse neurodegenerative disorders, including Alzheimer's disease (AD), Parkinson's disease (PD), Huntington's disease (HD) and amyotrophic lateral sclerosis (ALS)9,10. Currently, many studies are dedicated to revealing the detailed mechanisms of the autophagic flux defects in those disorders to help identify possible therapeutic targets8,11. Impairment in the induction of autophagy may result in an autophagic flux defect that causes misfolded protein aggregation. The recruitment of a complex composed of three proteins (Vps15, Vps34, and Beclin-1) is important to the phagophore formation induction process12. It is now conceivable that changes in the enzymes of this complex could partially underlie autophagic dysfunction in neurodegenerative diseases13.

In addition to defects in the induction process, genetic or functional alterations may occur in the autophagosome maturation, autolysosome formation, or autophagosome clearance processes14. For example, when components of the dynein motor machinery, such as dynein, dynactin or tubulin deacetylases, undergo changes, autophagosome-lysosome fusion is impaired, leading to decreased autophagic clearance of protein aggregates and enhanced neurotoxicity in animal models of HD and ALS15,16,17. In addition, a recent report indicates that rapamycin (a classic autophagic activator) treatment causes further accumulation of autophagic vacuoles but fails to reduce the mutant SOD1 aggregates in ALS transgenic mice, indicating the possibility of abnormal autophagic flux in ALS18,19. Furthermore, it has been described that alterations in the lysosomal function, such as reduced lysosomal acidification or decreased activity of lysosomal hydrolases, underlie the failure of autophagic clearance (observed as increased autophagosome accumulation)8,11. A primary defect in lysosome acidification and proteolysis caused by mutations in presenilin-1 has recently been identified in AD, suggesting that defective lysosomal proteolysis may represent a basis for pathogenic protein accumulations and neuronal cell death in AD and other neurodegenerative diseases20.

Autophagic flux defects in muscular and cardiovascular diseases

Under most circumstances, defective autophagic flux plays an important role in the pathogenesis of inherited cardiovascular diseases (such as Danon disease and Pompe disease). Danon disease (a lysosomal glycogen storage disease) is characterized by cardiomyopathy, skeletal myopathy and variable mental retardation21. Lysosomal-associated membrane protein 2 (LAMP-2) deficiency is considered to be caused by genetic mutations and to lead to the extensive accumulation of autophagosomes in the muscles of mice and patients with Danon disease22. The impairment of autophagic flux by defective lysosomal function has been observed in an inherited disorder of skeletal and cardiac muscle, Pompe disease, which is caused by the deficiency of the glycogen-degrading lysosomal enzyme acid alpha-glucosidase23.

Autophagic flux defects in cancer

The relationship between autophagy and tumorigenesis has been intensively explored, but whether autophagy plays a role of pro- or anti-tumorigenesis in tumor development and cancer therapy is still controversial24. Several genetic links have been demonstrated between autophagic defects and cancer, implying that autophagy is a part of tumor suppressor pathways25. For example, partial deletion of the Beclin 1 gene is found in a high percentage of human breast, ovarian, and prostate cancers. A large number of human breast, ovarian, and brain cancers are characterized by decreased expression of Beclin 126. Furthermore, the autophagy related gene, Atg5, has been reported to suppress tumor genesis in a mouse xenograft model27. More interestingly, the expression of both Beclin 1 and UVRAG has been shown to repress the growth of human cancer cell xenografts28. Thus, although the molecular mechanisms are poorly understood, it is reasonable to postulate the importance of autophagy in tumor suppression.

Many studies have reported that autophagy may exert an anti-cancer function via its effects in maintaining the stability of the intracellular environment and its crucial roles in protein and organelle quality control to prevent cancer cell damage24. More importantly, the dual roles of autophagy in cell survival and cell death might explain the complicated effects of autophagy in the tumor cell response to anticancer therapies. Many anticancer agents have been reported to induce autophagy in tumor cell lines, and specific inhibition of autophagy with siRNAs targeted against ATG genes has been reported to accelerate tumor cell death, indicating that inhibition of autophagy is beneficial in cancer therapy29. However, autophagy has also been implicated in promoting chemoresistance in cancer cells, attenuating the therapeutic efficacy of chemotherapy30. Further in vivo studies are needed to determine the underlying mechanisms of autophagic flux defects in tumor suppression.

Autophagic flux defects in immune-mediated diseases

Recent studies indicate that autophagy acts as an immune effector that mediates pathogen clearance31. The roles of autophagy, included antigen presentation, promotion of lymphocyte homeostasis and survival, and regulation of cytokine production, bridge both the innate and adaptive immune systems32. A recent discovery suggests that a defect in autophagy caused by an ATG16L variant may contribute to the pathogenesis of Crohn's disease, a chronic inflammatory disorder of the bowel33. In vivo studies using ATG16L or other ATG gene knockout mice may help elucidate the potential relationships between impaired autophagy flux and Crohn's disease or other immune-mediated diseases32.


Methods for monitoring autophagic flux

Although the quantification of autophagosomes and autolysosomes by electron microscopy can help to identify the status of autophagic flux, it does not provide direct evidence about the autophagic substrate degradation in lysosomes. Therefore, electron microscopy is not recommended as a classical method for a “autophagic flux” assay34 (Table 1).

Assay based on dynamic LC3 turnover

Perhaps the most experimentally straightforward method for monitoring autophagy is the detection of LC3 protein processing35. LC3 proteins are specifically cleaved at the C terminus by Atg4 to become LC3-I, which then conjugates to phosphatidylethanolamine to form LC3-II35. Based on the observation that LC3-II is degraded in autolysosomes, the level of LC3-II or GFP-LC3-II is widely used as a marker for monitoring the autophagic process6. However, an increased level of LC3-II or an accumulation of GFP-LC3 puncta is not always indicative of autophagy induction and may represent a blockade in autophagosome maturation36.

Autophagic flux can be detected by LC3-II turnover using Western blot analysis in the presence and absence of lysosomal degradation inhibitors, such as pepstatin A, E64d, bafilomycin A1, chloroquine and NH4Cl37,38. If autophagic flux is occurring, the level of LC3-II will be increased in the presence of the a lysosomal degradation inhibitor because the transit of LC3-II through the autophagic pathway will be blocked39. Using a tandem fusion of LC3 to the acid-insensitive mCherry (or other red fluorescent protein such as RFP) and the acid-sensitive GFP, a novel autophagic flux report system has been developed to analyze autophagosome maturation and degradation40,41. In this system, LC3 is fused to both GFP and mCherry and forms an mCherry-GFP-LC3 vector. At first, both GFP and mCherry are detected in autophagosomes, which appear as yellow puncta40. Once autophagosomes fuse with lysosomes, the green fluorescence is lost because of the degradation of GFP by acid lysosomal proteases, resulting in LC3 emitting only red fluorescence40. The dynamic switch from yellow to red fluorescence indicates a functional autophagic flux process.

Assay of degradation of p62

P62, also known as SQSTM1/sequestome 1, serves as a link between LC3 and ubiquitinated substrates and is efficiently degraded by autophagy42. Thus, the level of p62 proteins can be used to monitor autophagic flux. For example, autophagic suppression correlates with an increased p62 level, and similarly, autophagic activation correlates with a decreased p62 level43. Although the measurement of the cellular p62 level appears to correlate well with other markers of autophagic flux, this assay has some potential experimental pitfalls. Firstly, p62 is degraded by both the autophagy and ubiquitin-proteasome system, and its level may be increased when the proteasome is inhibited44. Secondly, besides LC3, p62 contains domains that interact with several signaling molecules, indicating that p62 may have other functions with regard to its role in autophagy45. Finally, p62 can be transcriptionally upregulated under certain conditions46. Given these potential pitfalls, to monitor autophagic flux it is recommended that the measurement of the p62 level be performed in combination with other methods such as LC3-II turnover.

Assay of degradation of long-lived proteins

Long-lived protein degradation assays represent a traditional and well-established method for evaluating autophagic flux47. The general strategy is first to culture cells with isotope-labeled amino acids (usually [14C]-leucine, [14C]-valine or [35S]-methionine) for a sufficient length of time to label long-lived proteins (the autophagic substrates). This step is followed by a second incubation without isotope-labeled amino acids to wash out the short-lived cellular proteins (the proteasome substrates)48. Next, the time-dependent, trichloroacetic acid-soluble radioactivity is measured, which is the most quantitative index of autophagic flux48. To further ensure that the measured radioactivity is the result of degradation of proteins by the autophagic pathway or another proteolytic pathway, it is recommended to compare the radioactive assay between samples with or without an autophagy inhibitor (such as 3-methyladenine, 3-MA) and with or without isotope-labeled amino acids.



There is no doubt that research on autophagy has been expanded dramatically, and a growing number of studies have pinpointed a causal relationship between autophagic flux defects and several diseases; thus, it is critical to set a standard method to measure autophagic flux. However, currently there is no single “gold standard” to measure autophagic flux. It is recommended to use a combination of several assays to accurately measure the status and functions of autophagic flux. Clearly, we need to put more effort into defining the autophagic signaling pathways, understanding the molecular role of Atg proteins, and identifying the regulatory mechanisms of autophagosome-lysosome fusion. With that research focus, we will be able to establish a better methodology for monitoring autophagic flux, find more specific autophagic activators or inhibitors, and develop more ideal animal models with the goal of uncovering the pathologic role of the autophagic pathway in human diseases such as neurodegeneration, cancer, infection, and cardiovasculopathy. For detailed information, please see the autophagy-related databases, including the Human Autophagy-dedicated Database (HADb; and the Autophagy Database (



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This review was supported by the National Natural Science Foundation of China (No 81000541 and No 81171201) and the National Basic Research Program of China (No 2011CB510003).